UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina R. Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-516-1645
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
Defiance Indxx Junior Semiconductor ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Defiance Next Gen Conductivity ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Defiance Daily Short Digitizing the Economy ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Defiance Digital Revolution ETF
--------------------------------------------------------------------------------------------------------------------------
ARIES I ACQUISITION CORP. Agenda Number: 935696611
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Security: G0542N107
Meeting Type: Special
Meeting Date: 12-Aug-2022
Ticker: RAM
ISIN: KYG0542N1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) The Extension Amendment Proposal - Mgmt For For
"RESOLVED, as a special resolution, that
the Articles of Association of Aries
currently in effect be amended and restated
by the deletion in their entirety and the
substitution in their place of the Second
Amended and Restated Articles of
Association of Aries (a copy of which is
attached to the proxy statement for this
Meeting as Annex A)."
2) The Trust Agreement Amendment Proposal - To Mgmt For For
approve an amendment to the Company's
Investment Management Trust Agreement,
dated May 18, 2021, by and between Aries
and Continental Stock Transfer & Trust
Company, allowing Aries to extend the
Business Combination Period up to twelve
(12) times for an additional one (1) month
each time from 08/21/2022 to 08/21/2023 by
depositing into the trust account, for each
one-month extension, the lesser of (a)
$120,000 and (b) $0.035 for each Class A
ordinary share outstanding after giving
effect to the Redemption.
3) The Adjournment Proposal - To adjourn the Mgmt For For
special meeting of Aries shareholders to a
later date or dates, if necessary, to
permit further solicitation and vote of
Proxies if, based upon the tabulated vote
at the time of the special meeting, there
are not sufficient votes to approve the
Extension Amendment Proposal.
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BITCOIN GROUP SE Agenda Number: 715727092
--------------------------------------------------------------------------------------------------------------------------
Security: D1183E102
Meeting Type: AGM
Meeting Date: 01-Jul-2022
Ticker:
ISIN: DE000A1TNV91
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.10 PER SHARE
3 APPROVE DISCHARGE OF BOARD OF DIRECTORS FOR Mgmt For For
FISCAL YEAR 2021
4 APPROVE DISCHARGE OF MANAGING DIRECTORS FOR Mgmt For For
FISCAL YEAR 2021
5 RATIFY GAR GESELLSCHAFT FUER AUFSICHTSRECHT Mgmt For For
UND REVISION MBH AS AUDITORS FOR FISCAL
YEAR 2022
6 ELECT HOLGER GIESE TO THE SUPERVISORY BOARD Mgmt Against Against
7.1 APPROVE INCREASE IN SIZE OF BOARD TO FIVE Mgmt Against Against
MEMBERS
7.2 ELECT SEBASTIAN BOREK TO THE SUPERVISORY Mgmt Against Against
BOARD
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 752925 DUE TO RECEIVED SPLITTING
OF RESOLUTION 7. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CLEANSPARK, INC. Agenda Number: 935760202
--------------------------------------------------------------------------------------------------------------------------
Security: 18452B209
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: CLSK
ISIN: US18452B2097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Zachary K. Bradford Mgmt For For
S. Matthew Schultz Mgmt For For
Larry McNeill Mgmt Withheld Against
Dr. Thomas Wood Mgmt For For
Roger Beynon Mgmt For For
Amanda Cavaleri Mgmt For For
2. To authorize and approve that our current Mgmt For For
Articles of Incorporation, as amended and
restated to date, be amended to increase
the number of shares of Common Stock
authorized for issuance thereunder from
100,000,000 shares to 300,000,000 shares.
3. To approve an amendment to our 2017 Mgmt Against Against
Incentive Plan, as amended to date, to (i)
increase the number of shares authorized
for issuance thereunder from 3,500,000
shares of Common Stock to 11,512,000
shares, and (ii) add an evergreen provision
to, on April 1st and October 1st of each
year, automatically increase the maximum
number of shares of Common Stock available
under the Plan to fifteen percent (15%) of
the Company's outstanding shares of Common
Stock in each case as of the last day of
the immediately preceding month.
4. To approve, on a non-binding advisory Mgmt Against Against
basis, named executive officer
compensation.
5. To ratify the appointment of MaloneBailey, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
September 30, 2023.
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DIGIHOST TECHNOLOGY INC Agenda Number: 715829377
--------------------------------------------------------------------------------------------------------------------------
Security: 25381D206
Meeting Type: MIX
Meeting Date: 28-Jul-2022
Ticker:
ISIN: CA25381D2068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 TO 8 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A
TO 1.E AND 2. THANK YOU
1.A ELECTION OF DIRECTOR: MICHEL AMAR Mgmt Abstain Against
1.B ELECTION OF DIRECTOR: ALEC AMAR Mgmt Abstain Against
1.C ELECTION OF DIRECTOR: ADAM ROSSMAN Mgmt For For
1.D ELECTION OF DIRECTOR: GERARD ROTONDA Mgmt For For
1.E ELECTION OF DIRECTOR: ZHICHAO LI Mgmt For For
2 TO APPOINT RAYMOND CHABOT GRANT THORNTON Mgmt For For
LLP, AS THE AUDITORS OF THE CORPORATION FOR
THE ENSUING FINANCIAL YEAR AND TO AUTHORIZE
THE DIRECTORS OF THE CORPORATION TO FIX
THEIR REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION PROVIDING THE REQUIRED
ANNUAL APPROVAL OF THE CORPORATION'S 10%
"ROLLING" STOCK OPTION PLAN
4 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt Against Against
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION AS SET FORTH IN THE
ACCOMPANYING CIRCULAR, TO APPROVE THE
CORPORATION'S RESTRICTED SHARE UNIT PLAN
5 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS A SPECIAL RESOLUTION TO APPROVE AN
AMENDMENT TO THE NOTICE OF ARTICLES AND
ARTICLES OF THE CORPORATION TO (I)
RE-DESIGNATE THE SUBORDINATE VOTING SHARES
OF THE CORPORATION AS "COMMON SHARES" IN
THE CAPITAL OF THE CORPORATION; AND (II)
DELETE THE PROPORTIONATE VOTING SHARES FROM
THE SHARE CAPITAL OF THE CORPORATION AND
REMOVE REFERENCES FROM THE NOTICE OF
ARTICLES AND ARTICLES AND THE RIGHTS,
PRIVILEGES, RESTRICTIONS AND CONDITIONS
ATTACHING THERETO
6 TO CONSIDER, AND IF THOUGHT ADVISABLE, Mgmt Against Against
PASS, WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION AUTHORIZING THE CORPORATION TO
MAKE AN APPLICATION FOR THE CONTINUANCE OF
THE CORPORATION UNDER THE BUSINESS
CORPORATIONS ACT (ONTARIO) (THE "OBCA"),
WHICH EFFECTS THE CONTINUANCE OF THE
CORPORATION FROM THE BRITISH COLUMBIA
BUSINESS CORPORATIONS ACT TO THE OBCA
7 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS A SPECIAL RESOLUTION TO AMEND THE
ARTICLES OF THE CORPORATION, CHANGING THE
PROVINCE IN WHICH THE REGISTERED OFFICE IS
SITUATED FROM THE PROVINCE OF BRITISH
COLUMBIA TO THE PROVINCE OF ONTARIO
8 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION A SPECIAL
RESOLUTION AUTHORIZING AN AMENDMENT TO THE
ARTICLES OF THE CORPORATION TO ALLOW THE
DIRECTORS OF THE CORPORATION TO APPOINT ONE
OR MORE DIRECTORS UP TO A MAXIMUM OF ONE
THIRD OF THE NUMBER OF DIRECTORS ELECTED AT
THE PREVIOUS ANNUAL MEETING OF SHAREHOLDERS
TO HOLD OFFICE FOR A TERM EXPIRING NOT
LATER THAN THE CLOSE OF THE NEXT ANNUAL
MEETING OF SHAREHOLDERS, AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
HIVE BLOCKCHAIN TECHNOLOGIES LTD Agenda Number: 716388752
--------------------------------------------------------------------------------------------------------------------------
Security: 43366H704
Meeting Type: AGM
Meeting Date: 20-Dec-2022
Ticker:
ISIN: CA43366H7040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.5 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: FRANK HOLMES Mgmt For For
1.2 ELECTION OF DIRECTOR: IAN MANN Mgmt For For
1.3 ELECTION OF DIRECTOR: SUSAN MCGEE Mgmt For For
1.4 ELECTION OF DIRECTOR: MARCUS NEW Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVE PERRILL Mgmt For For
2 APPOINTMENT OF DAVIDSON & COMPANY LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO RE-APPROVE, FOR THE
ENSUING YEAR, THE CORPORATION'S INCENTIVE
STOCK OPTION PLAN, AS AMENDED
--------------------------------------------------------------------------------------------------------------------------
IRIS ENERGY LIMITED Agenda Number: 935727276
--------------------------------------------------------------------------------------------------------------------------
Security: Q4982L109
Meeting Type: Annual
Meeting Date: 13-Dec-2022
Ticker: IREN
ISIN: AU0000185993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of Moore Australia as Auditor Mgmt For For
for the purposes of the Company's ASIC
Audited Financial Statements (as defined in
the Notice of Meeting).
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KAKAO CORP. Agenda Number: 716699155
--------------------------------------------------------------------------------------------------------------------------
Security: Y4519H119
Meeting Type: AGM
Meeting Date: 28-Mar-2023
Ticker:
ISIN: KR7035720002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 CHANGE OF BUSINESS ACTIVITY Mgmt For For
2.2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
2.3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: BAE JAE HYEON Mgmt Against Against
3.2 ELECTION OF A NON-PERMANENT DIRECTOR: JEONG Mgmt For For
SIN A
3.3 ELECTION OF OUTSIDE DIRECTOR: CHOE SE JEONG Mgmt For For
3.4 ELECTION OF OUTSIDE DIRECTOR: SIN SEON Mgmt For For
GYEONG
3.5 ELECTION OF OUTSIDE DIRECTOR: BAK SAEROM Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: YUN SEOK
5.1 ELECTION OF AUDIT COMMITTEE MEMBER: CHOE SE Mgmt For For
JEONG
5.2 ELECTION OF AUDIT COMMITTEE MEMBER: SIN Mgmt For For
SEON GYEONG
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
7 APPROVAL OF CAPITAL REDUCTION Mgmt For For
8 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR DIRECTOR
9.1 GRANT OF STOCK OPTION FOR DIRECTOR Mgmt For For
9.2 GRANT OF STOCK OPTION FOR EMPLOYEES Mgmt For For
CMMT 23 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.1, 9.1 AND 9.2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MARATHON DIGITAL HOLDINGS INC. Agenda Number: 935712388
--------------------------------------------------------------------------------------------------------------------------
Security: 565788106
Meeting Type: Annual
Meeting Date: 04-Nov-2022
Ticker: MARA
ISIN: US5657881067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director for a Mgmt Withheld Against
three-year term expiring in 2025: Georges
Antoun
1b. Election of Class II Director for a Mgmt Withheld Against
three-year term expiring in 2025: Jay Leupp
2. The ratification of the appointment of Mgmt For For
Marcum LLP, as the Company's independent
registered certified public accountant for
the fiscal year ended December 31, 2022.
3. To increase of the Company's authorized Mgmt For For
shares of common stock from 200 million
shares to 300 million.
4. To transact such other business as may be Mgmt Against Against
properly brought before the 2022 Annual
Meeting and any adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
NAVER CORP Agenda Number: 716639527
--------------------------------------------------------------------------------------------------------------------------
Security: Y62579100
Meeting Type: AGM
Meeting Date: 22-Mar-2023
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF A NON-PERMANENT DIRECTOR: BYUN Mgmt For For
DEA GYU
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 716753593
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: AGM
Meeting Date: 24-Mar-2023
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Owen Mahoney
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Uemura, Shiro
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Junghun Lee
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Patrick
Soderlund
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mitchell Lasky
2 Approve Details of the Compensation to be Mgmt Against Against
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
--------------------------------------------------------------------------------------------------------------------------
RIOT BLOCKCHAIN, INC. Agenda Number: 935679033
--------------------------------------------------------------------------------------------------------------------------
Security: 767292105
Meeting Type: Annual
Meeting Date: 27-Jul-2022
Ticker: RIOT
ISIN: US7672921050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Hubert Marleau Mgmt For For
2. Ratification of the appointment of Marcum Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Named Executive
Officers as disclosed in the Proxy
Statement.
4. Approval to amend the Articles of Mgmt For For
Incorporation of Riot Blockchain, Inc. to
increase the number of shares of common
stock authorized for issuance.
5. Approval of the Third Amendment to the Riot Mgmt For For
Blockchain, Inc. 2019 Equity Incentive Plan
to increase the number of shares reserved
for issuance.
--------------------------------------------------------------------------------------------------------------------------
RIOT BLOCKCHAIN, INC. Agenda Number: 935718671
--------------------------------------------------------------------------------------------------------------------------
Security: 767292105
Meeting Type: Special
Meeting Date: 17-Nov-2022
Ticker: RIOT
ISIN: US7672921050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval to amend the Articles of Mgmt For For
Incorporation of Riot Blockchain, Inc. to
increase the number of shares of common
stock authorized for issuance.
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TERAWULF INC. Agenda Number: 935766913
--------------------------------------------------------------------------------------------------------------------------
Security: 88080T104
Meeting Type: Special
Meeting Date: 23-Feb-2023
Ticker: WULF
ISIN: US88080T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of an amendment to the Amended Mgmt For For
and Restated Certificate of Incorporation
of the Company to increase the maximum
number of authorized shares of common
stock, with the par value of $0.001 per
share, from 200,000,000 to 400,000,000 and
the maximum number of authorized shares of
preferred stock, with the par value of
$0.001 per share, from 25,000,000 to
100,000,000.
2. The approval of an amendment to the Amended Mgmt Against Against
and Restated Certificate of Incorporation
of the Company to remove the restriction on
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
VINCO VENTURES, INC. Agenda Number: 935672685
--------------------------------------------------------------------------------------------------------------------------
Security: 927330100
Meeting Type: Special
Meeting Date: 30-Aug-2022
Ticker: BBIG
ISIN: US9273301005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the increase of the Company's Mgmt Against Against
authorized shares of common stock from
250,000,000 to 750,000,000.
2. To authorize the increase of the Company's Mgmt Against Against
authorized shares of preferred stock from
none to 30,000,000.
3. To approve a proposal to adjourn the Mgmt Against Against
Special Meeting to a later date, if
necessary or appropriate, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the foregoing proposals.
--------------------------------------------------------------------------------------------------------------------------
WEMADE CO., LTD. Agenda Number: 716777048
--------------------------------------------------------------------------------------------------------------------------
Security: Y9534D100
Meeting Type: AGM
Meeting Date: 31-Mar-2023
Ticker:
ISIN: KR7112040001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: JANG HYEON GUK Mgmt For For
3.1 ELECTION OF OUTSIDE DIRECTOR: GIM YEONG HO Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: I SEON HYE Mgmt For For
4 APPROVAL OF GRANT OF STOCK OPTION Mgmt Against Against
5 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR DIRECTOR
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
7 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
Defiance Hotel, Airline, and Cruise ETF
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA Agenda Number: 716928859
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: MIX
Meeting Date: 17-May-2023
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT.
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR
CUSTODIAN.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 06 APR 2023: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0405/202304052300761
.pdf AND PLEASE NOTE THAT THIS IS A REVISION
DUE TO ADDITION OF COMMENTS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE REPORTS AND THE CORPORATE Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2022
2 APPROVAL OF THE REPORTS AND THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2022
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2022 - SETTING OF THE
DIVIDEND
4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
SEBASTIEN BAZIN AS DIRECTOR OF THE COMPANY
5 RENEWAL OF THE TERM OF OFFICE OF MRS. IRIS Mgmt For For
KNOBLOCH AS A DIRECTOR OF THE COMPANY
6 RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO Mgmt For For
PAVLOVSKY AS DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MRS. ANNE-LAURE KIECHEL AS Mgmt For For
DIRECTOR OF THE COMPANY
8 APPROVAL OF THE REPORT ON THE REMUNERATION Mgmt For For
OF ALL CORPORATE OFFICERS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2022 (SAY ON PAY EX
POST)
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND, PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2022 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. SEBASTIEN BAZIN IN
HIS CAPACITY AS CHAIRMAN AND CHIEF
EXECUTIVE OFFICER (EX POST SAY ON PAY)
10 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR
THE FINANCIAL YEAR 2023 (EX-ANTE SAY ON
PAY)
11 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY FOR THE FINANCIAL YEAR 2023 (EX-ANTE
SAY ON PAY)
12 APPROVAL OF A REGULATED AGREEMENT WITH THE Mgmt For For
FOUNDATION DE FRANCE
13 APPROVAL OF A REGULATED AGREEMENT WITH Mgmt For For
ACCOR ACQUISITION COMPANY
14 APPROVAL OF A REGULATED AGREEMENT WITH Mgmt Against Against
PARIS SAINT-GERMAIN FOOTBALL
15 APPROVAL OF A REGULATED AGREEMENT WITH Mgmt For For
ROTANA MUSIC
16 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt Against Against
TRADE IN THE COMPANY'S SHARES
17 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE SHARE CAPITAL
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY PUBLIC
OFFERING
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY AN OFFER
REFERRED TO IN PARAGRAPH 1 OF ARTICLE L.
411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
SHARE CAPITAL INCREASE WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
22 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
CAPITALISATION OF RESERVES, PROFITS OR
PREMIUMS
24 LIMITATION OF THE TOTAL AMOUNT OF CAPITAL Mgmt For For
INCREASES THAT MAY BE CARRIED OUT UNDER THE
PREVIOUS DELEGATIONS
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
MEMBERS OF A COMPANY SAVINGS PLAN
26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL OF
THE COMPANY WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, THE
TRANSFERABLE SECURITIES ISSUED BEING
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDING
OPERATION
27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE SHARE SUBSCRIPTION
WARRANTS TO BE FREELY ALLOCATED TO
SHAREHOLDERS IN THE EVENT OF A PUBLIC
OFFERING OF THE COMPANY'S SECURITIES
28 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT 06 APR 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 06 APR 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
--------------------------------------------------------------------------------------------------------------------------
AIR CANADA Agenda Number: 716970466
--------------------------------------------------------------------------------------------------------------------------
Security: 008911877
Meeting Type: AGM
Meeting Date: 12-May-2023
Ticker:
ISIN: CA0089118776
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1.1 TO 1.13, 3 AND 4 AND 'IN
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBER 2. THANK YOU.
1.1 ELECTION OF DIRECTOR: AMEE CHANDE Mgmt No vote
1.2 ELECTION OF DIRECTOR: CHRISTIE J.B. CLARK Mgmt No vote
1.3 ELECTION OF DIRECTOR: GARY A. DOER Mgmt No vote
1.4 ELECTION OF DIRECTOR: ROB FYFE Mgmt No vote
1.5 ELECTION OF DIRECTOR: MICHAEL M. GREEN Mgmt No vote
1.6 ELECTION OF DIRECTOR: JEAN MARC HUOT Mgmt No vote
1.7 ELECTION OF DIRECTOR: CLAUDETTE MCGOWAN Mgmt No vote
1.8 ELECTION OF DIRECTOR: MADELEINE PAQUIN Mgmt No vote
1.9 ELECTION OF DIRECTOR: MICHAEL ROUSSEAU Mgmt No vote
1.10 ELECTION OF DIRECTOR: VAGN SORENSEN Mgmt No vote
1.11 ELECTION OF DIRECTOR: KATHLEEN TAYLOR Mgmt No vote
1.12 ELECTION OF DIRECTOR: ANNETTE VERSCHUREN Mgmt No vote
1.13 ELECTION OF DIRECTOR: MICHAEL M. WILSON Mgmt No vote
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt No vote
AS AUDITORS
3 CONSIDERATION AND APPROVAL IN AN ADVISORY, Mgmt No vote
NON-BINDING CAPACITY OF A RESOLUTION, IN
THE FORM SET OUT IN SCHEDULE "A" OF THE
MANAGEMENT PROXY CIRCULAR, IN RESPECT OF
AIR CANADA'S APPROACH TO EXECUTIVE
COMPENSATION, AS MORE PARTICULARLY
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR
4 ADOPTION OF AN ORDINARY RESOLUTION, IN THE Mgmt No vote
FORM SET OUT IN SCHEDULE "B" OF THE
MANAGEMENT PROXY CIRCULAR, RATIFYING THE
SHAREHOLDER RIGHTS PLAN ADOPTED BY THE
BOARD OF DIRECTORS TO AMEND AND RENEW THE
CURRENT SHAREHOLDER RIGHTS PLAN
CMMT 13 APR 2023: PLEASE NOTE: "FOR" = CANADIAN, Non-Voting
"AGAINST" = NON-CANADIAN HOLDER AUTHORIZED
TO PROVIDE AIR SERVICE OR BY A PERSON IN
AFFILIATIONWITH A NON-CANADIAN HOLDER
AUTHORIZED TO PROVIDE AIR SERVICE,
"ABSTAIN" = NON-CANADIAN, WHO IS NOT A
NON-CANADIAN HOLDER AUTHORIZED TO PROVIDE
AIR SERVICE OR APERSON IN AFFILIATION WITH
A NON-CANADIAN HOLDER AUTHORIZED TO PROVIDE
AIR SERVICE
5 DECLARATION OF CANADIAN STATUS THE Mgmt No vote
UNDERSIGNED CERTIFIES THAT IT HAS
MADEREASONABLE INQUIRIES AS TO THE CANADIAN
STATUS OF THE REGISTERED HOLDER AND
THEBENEFICIAL OWNER OF THE SHARES
REPRESENTED BY THIS VOTING INSTRUCTION FORM
ANDHAS READ THE DEFINITIONS FOUND BELOW SO
AS TO MAKE AN ACCURATE DECLARATION
OFCANADIAN STATUS. THE UNDERSIGNED HEREBY
CERTIFIES THAT THE SHARES REPRESENTEDBY
THIS VOTING INSTRUCTION FORM ARE: NOTE:
"FOR" = CANADIAN, "AGAINST" = NON-CANADIAN
HOLDER AUTHORIZED TO PROVIDE AIR SERVICE OR
BY A PERSON IN AFFILIATIONWITH A
NON-CANADIAN HOLDER AUTHORIZED TO PROVIDE
AIR SERVICE, "ABSTAIN" = NON-CANADIAN, WHO
IS NOT A NON-CANADIAN HOLDER AUTHORIZED TO
PROVIDE AIR SERVICE OR APERSON IN
AFFILIATION WITH A NON-CANADIAN HOLDER
AUTHORIZED TO PROVIDE AIR SERVICE
CMMT PLEASE NOTE THAT: "FOR" = YES, "AGAINST" = Non-Voting
NO, AND IF NOT MARKED WILL BE TREATED AS A
NO VOTE
6 DECLARATION OF THE LEVEL OF OWNERSHIP OR Mgmt No vote
CONTROL THE UNDERSIGNED HEREBY CERTIFIES
THAT THE AIR CANADA SHARES OWNED OR
CONTROLLED BY THE UNDERSIGNED, INCLUDING
THE AIR CANADA SHARES HELD BY PERSONS IN
AFFILIATION WITH THE UNDERSIGNED, REPRESENT
10% OR MORE OF AIR CANADA'S ISSUED AND
OUTSTANDING CLASS A VARIABLE VOTING SHARES
AND CLASS B VOTING SHARES ON A COMBINED
BASIS. NOTE: "FOR" = YES, "AGAINST" = NO,
AND IF NOT MARKED WILL BE TREATED AS A NO
VOTE
CMMT 13 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 5 AND COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 715965414
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: EGM
Meeting Date: 20-Sep-2022
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080401606.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080401626.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE SATISFACTION OF THE COMPANY
OF THE REQUIREMENTS FOR THE NON-PUBLIC
ISSUANCE OF A SHARES
2.1 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: CLASS AND PAR VALUE OF SHARES TO BE
ISSUED
2.2 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: METHOD AND TIME OF ISSUANCE
2.3 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: TARGET SUBSCRIBERS AND METHOD OF
SUBSCRIPTION
2.4 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: ISSUE PRICE AND PRICING METHOD
2.5 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: ISSUE NUMBER
2.6 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: LOCK-UP ARRANGEMENT
2.7 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: LISTING VENUE
2.8 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: ARRANGEMENT RELATING TO THE
ACCUMULATED UNDISTRIBUTED PROFITS PRIOR TO
THIS ISSUANCE
2.9 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: AMOUNT AND USE OF PROCEEDS
2.10 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: VALIDITY PERIOD OF THE RESOLUTION OF
THIS ISSUANCE
3 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PLAN OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN 2022
4 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE FEASIBILITY ANALYSIS REPORT
ON THE USE OF PROCEEDS FROM THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN 2022
5 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE DILUTION OF CURRENT
RETURNS, REMEDIAL MEASURES AND THE
CORRESPONDING UNDERTAKINGS OF RELEVANT
ENTITIES FOR THE NON-PUBLIC ISSUANCE OF A
SHARES BY THE COMPANY IN 2022
6 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE REPORT ON USE OF PROCEEDS
FROM PREVIOUS FUND-RAISING ACTIVITIES OF
THE COMPANY
7 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE RELATED (CONNECTED)
TRANSACTION CONCERNING THE ENTERING INTO OF
THE CONDITIONAL SHARE SUBSCRIPTION
AGREEMENT WITH SPECIFIC SUBSCRIBER
8 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE AUTHORIZATION BY THE
SHAREHOLDERS TO THE BOARD'S AUTHORIZED
PERSON(S) TO PROCEED WITH RELEVANT MATTERS
IN RESPECT OF THE NON-PUBLIC ISSUANCE IN
THEIR SOLE DISCRETION
9 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO FUTURE PLAN FOR DIVIDEND RETURN
TO THE SHAREHOLDERS FOR THE COMING THREE
YEARS (2022-2024)
10 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE INTRODUCTION OF A TOTAL OF
96 A320NEO SERIES AIRCRAFT FOR THE COMPANY
AND SHENZHEN AIRLINES COMPANY LIMITED
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 715965731
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: CLS
Meeting Date: 20-Sep-2022
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080401610.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080401634.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: CLASS AND PAR VALUE OF SHARES TO BE
ISSUED
1.2 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: METHOD AND TIME OF ISSUANCE
1.3 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: TARGET SUBSCRIBERS AND METHOD OF
SUBSCRIPTION
1.4 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: ISSUE PRICE AND PRICING METHOD
1.5 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: ISSUE NUMBER
1.6 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: LOCK-UP ARRANGEMENT
1.7 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: LISTING VENUE
1.8 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: ARRANGEMENT RELATING TO THE
ACCUMULATED UNDISTRIBUTED PROFITS PRIOR TO
THIS ISSUANCE
1.9 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: AMOUNT AND USE OF PROCEEDS
1.10 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PROPOSAL OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN
2022: VALIDITY PERIOD OF THE RESOLUTION OF
THIS ISSUANCE
2 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PLAN OF THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN 2022
3 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE FEASIBILITY ANALYSIS REPORT
ON THE USE OF PROCEEDS FROM THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY IN 2022
4 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE RELATED (CONNECTED)
TRANSACTION CONCERNING THE ENTERING INTO OF
THE CONDITIONAL SHARE SUBSCRIPTION
AGREEMENT WITH SPECIFIC SUBSCRIBER
5 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE AUTHORIZATION BY THE
SHAREHOLDERS TO THE BOARD'S AUTHORIZED
PERSON(S) TO PROCEED WITH RELEVANT MATTERS
IN RESPECT OF THE NON-PUBLIC ISSUANCE IN
THEIR SOLE DISCRETION
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 716134604
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: EGM
Meeting Date: 14-Oct-2022
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0927/2022092700998.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0927/2022092701014.pdf
1.1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ENTERING INTO OF A NEW RELATED
(CONNECTED) TRANSACTION FRAMEWORK AGREEMENT
BY THE COMPANY AND AIR CHINA CARGO AND THE
APPLICATION FOR THE ANNUAL TRANSACTION CAPS
FOR 2022 TO 2024
1.2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ENTERING INTO OF THE AGREEMENT ON
MATTERS RELATED TO RELATED (CONNECTED)
TRANSACTIONS OF AIR CHINA CARGO SHARES BY
THE COMPANY AND CNAHC, CNAF AND AIR CHINA
CARGO
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE RENEWAL OF THE RELATED (CONNECTED)
TRANSACTION FRAMEWORK AGREEMENT ENTERED
INTO BETWEEN THE COMPANY AND CNACG AND THE
APPLICATION FOR THE ANNUAL TRANSACTION CAPS
FOR 2023 TO 2025
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 716529017
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: EGM
Meeting Date: 10-Feb-2023
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE ELECTION OF Mgmt For For
XIAO JIAN AS A SHAREHOLDER REPRESENTATIVE
SUPERVISOR OF THE SIXTH SESSION OF THE
SUPERVISORY COMMITTEE
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0117/2023011700795.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0117/2023011700804.pdf
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 716773468
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: EGM
Meeting Date: 30-Mar-2023
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0313/2023031301539.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0313/2023031301543.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. WANG MINGYUAN AS AN EXECUTIVE DIRECTOR
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 717146600
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: AGM
Meeting Date: 25-May-2023
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042801220.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042801608.pdf
1 THE RESOLUTION ON THE 2022 WORK REPORT OF Mgmt For For
THE BOARD
2 THE RESOLUTION ON THE 2022 WORK REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE
3 THE RESOLUTION ON THE FINANCIAL REPORTS FOR Mgmt For For
THE YEAR 2022
4 THE RESOLUTION ON THE PROFIT DISTRIBUTION Mgmt For For
PROPOSAL FOR THE YEAR 2022
5 THE RESOLUTION ON THE UNRECOVERED LOSSES OF Mgmt For For
THE COMPANY EXCEEDING ONE-THIRD OF THE
TOTAL AMOUNT OF ITS PAID-UP SHARE CAPITAL
6 THE RESOLUTION ON THE RE-APPOINTMENT OF Mgmt For For
INTERNATIONAL AUDITOR, DOMESTIC AUDITOR AND
INTERNAL CONTROL AUDITOR FOR THE YEAR 2023
7 THE RESOLUTION ON THE ENTERING INTO OF THE Mgmt Against Against
NEW CONTINUING RELATED TRANSACTIONS
FRAMEWORK AGREEMENT ON FINANCIAL SERVICES
BETWEEN THE COMPANY AND CNAF AND THE
APPLICATION FOR THE ANNUAL CAPS OF THE
TRANSACTIONS THEREUNDER FOR THE YEARS FROM
2023 TO 2026
8 THE RESOLUTION ON THE ENTERING INTO OF THE Mgmt Against Against
NEW CONTINUING RELATED TRANSACTIONS
FRAMEWORK AGREEMENT ON FINANCIAL SERVICES
BETWEEN CNAHC AND CNAF AND THE APPLICATION
FOR THE ANNUAL CAPS OF THE TRANSACTIONS
THEREUNDER FOR THE YEARS FROM 2023 TO 2026
9 THE RESOLUTION ON THE ENTERING INTO OF THE Mgmt Against Against
NEW CONTINUING RELATED TRANSACTIONS
FRAMEWORK AGREEMENT ON FINANCIAL SERVICES
BETWEEN AIR CHINA CARGO AND CNAF AND THE
APPLICATION FOR THE ANNUAL CAPS OF THE
TRANSACTIONS THEREUNDER FOR THE YEARS FROM
2023 TO 2026
10 THE RESOLUTION ON THE ENTERING INTO OF THE Mgmt Against Against
CONTINUING RELATED TRANSACTIONS FRAMEWORK
AGREEMENT ON TRADEMARK LICENSE BETWEEN THE
COMPANY AND CNAHC
11 THE RESOLUTION ON THE GRANT OF MANDATE TO Mgmt Against Against
THE BOARD OF THE COMPANY TO ISSUE DEBT
FINANCING INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
AIR FRANCE - KLM Agenda Number: 717247123
--------------------------------------------------------------------------------------------------------------------------
Security: F01699135
Meeting Type: MIX
Meeting Date: 07-Jun-2023
Ticker:
ISIN: FR0000031122
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED
CMMT 24 MAY 2023: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0428/202304282301249
.pdf AND PLEASE NOTE THAT THIS IS A REVISION
DUE TO ADDITION OF COMMENTS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2022
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2022
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2022
4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt For For
TO IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE RELATING TO THE REPURCHASE
OF A PART OF THE SUBORDINATED SECURITIES
WITH INDEFINITE TERM
5 APPROVAL OF A REGULATED AGREEMENT REFERRED Mgmt For For
TO IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE RELATING TO THE CONCLUSION
OF A COMMERCIAL CO-OPERATION AGREEMENT
BETWEEN AIR FRANCE-KLM, AIR FRANCE AND KLM
ON THE ONE HAND, AND CMA CGM AIR CARGO AND
CMA CGM ON THE OTHER HAND
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
BENJAMIN SMITH AS DIRECTOR FOR A PERIOD OF
FOUR YEARS
7 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt Against Against
PASCAL BOUCHIAT AS DIRECTOR, AS A
REPLACEMENT FOR MRS. ASTRID PANOSYAN
8 RENEWAL OF THE TERM OF OFFICE OF MR. PASCAL Mgmt Against Against
BOUCHIAT AS DIRECTOR FOR A PERIOD OF FOUR
YEARS
9 RATIFICATION OF THE CO-OPTATION OF CMA CGM Mgmt Against Against
COMPANY AS DIRECTOR, AS A REPLACEMENT FOR
MR. RODOLPHE SAADE
10 RENEWAL OF THE TERM OF OFFICE OF MR. CEES Mgmt Against Against
'T HART AS DIRECTOR FOR A PERIOD OF ONE
YEAR, SUBJECT TO THE APPROVAL BY THE
GENERAL MEETING OF THE AMENDMENT TO ARTICLE
18 OF THE BY-LAWS
11 APPOINTMENT OF MR. YANN LERICHE AS DIRECTOR Mgmt Against Against
FOR A PERIOD OF FOUR YEARS
12 APPROVAL OF THE INFORMATION ON THE 2022 Mgmt For For
COMPENSATION OF EACH OF THE CORPORATE
OFFICERS REQUIRED BY SECTION I OF ARTICLE
22-10-9 OF THE FRENCH COMMERCIAL CODE
13 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2022 OR ALLOCATED
IN RESPECT OF THIS FINANCIAL YEAR TO MRS.
ANNE-MARIE COUDERC IN HER CAPACITY AS
CHAIRWOMAN OF THE BOARD OF DIRECTORS
14 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2022 OR ALLOCATED
IN RESPECT OF THIS FINANCIAL YEAR TO MR.
BENJAMIN SMITH IN HIS CAPACITY AS CHIEF
EXECUTIVE OFFICER
15 APPROVAL OF THE 2023 REMUNERATION POLICY Mgmt For For
FOR NON-EXECUTIVE CORPORATE OFFICERS
16 APPROVAL OF THE 2023 REMUNERATION POLICY Mgmt For For
FOR THE CHAIRWOMAN OF THE BOARD OF
DIRECTORS
17 APPROVAL OF THE 2023 REMUNERATION POLICY Mgmt For For
FOR THE CHIEF EXECUTIVE OFFICER
18 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, UP TO A MAXIMUM NOMINAL AMOUNT OF
1,285 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE OUTSIDE OF PUBLIC OFFERING
PERIODS)
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, BY MEANS OF PUBLIC OFFERINGS
OTHER THAN THE PUBLIC OFFERINGS MENTIONED
IN PARAGRAPH 1 OF ARTICLE L. 411-2, OF THE
FRENCH MONETARY AND FINANCIAL CODE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH A
MANDATORY SUBSCRIPTION PRIORITY PERIOD
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF
1,285 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE OUTSIDE OF PUBLIC OFFERING
PERIODS)
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED AND TO AUTHORISE THE ISSUE OF ANY
TRANSFERABLE SECURITIES GRANTING ACCESS BY
ANY MEANS TO THE ALLOCATION OF EQUITY
SECURITIES OF THE COMPANY BY COMPANIES IN
WHICH IT DIRECTLY OR INDIRECTLY HOLDS MORE
THAN HALF OF THE SHARE CAPITAL, BY WAY OF
PUBLIC OFFERINGS OTHER THAN THE PUBLIC
OFFERINGS MENTIONED IN PARAGRAPH 1 OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT AND AN OPTIONAL SUBSCRIPTION PRIORITY
PERIOD, UP TO A NOMINAL AMOUNT OF 514
MILLION EUROS, FOR A PERIOD OF 26 MONTHS (
USABLE OUTSIDE OF THE PUBLIC OFFERING
PERIODS)
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITHOUT THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A
PUBLIC OFFERING REFERRED TO IN PARAGRAPH 1
OF ARTICLE L. 411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, UP TO A NOMINAL AMOUNT
OF 514 MILLION EUROS, FOR A PERIOD OF 26
MONTHS ( USABLE OUTSIDE OF THE PUBLIC
OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH OR WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, UP TO A LIMIT OF 15% OF THE AMOUNT
OF THE INITIAL ISSUE, FOR A PERIOD OF 26
MONTHS (USABLE OUTSIDE OF PUBLIC OFFERING
PERIODS)
24 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL UP
TO A LIMIT OF 10% OF THE SHARE CAPITAL IN
ORDER TO REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSISTING OF
EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
FOR A PERIOD OF 26 MONTHS (USABLE OUTSIDE
OF PUBLIC OFFERING PERIODS)
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATION OF RESERVES, PROFITS, ISSUE
PREMIUMS OR OTHER SUMS WHOSE CAPITALISATION
WOULD BE ALLOWED UP TO A NOMINAL AMOUNT OF
1,285 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE OUTSIDE OF PUBLIC OFFERING
PERIODS)
26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, UP TO A NOMINAL AMOUNT OF 643
MILLION EUROS, FOR A PERIOD OF 26 MONTHS
(USABLE DURING A PUBLIC OFFERING PERIOD)
27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, BY MEANS OF PUBLIC OFFERINGS
OTHER THAN THE PUBLIC OFFERINGS MENTIONED
IN PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH A
MANDATORY SUBSCRIPTION PRIORITY PERIOD
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 643
MILLION EUROS, FOR A PERIOD OF 26 MONTHS
(USABLE DURING A PUBLIC OFFERING PERIOD)
28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED AND TO AUTHORISE THE ISSUE OF ANY
TRANSFERABLE SECURITIES GRANTING ACCESS BY
ANY MEANS TO THE ALLOCATION OF EQUITY
SECURITIES OF THE COMPANY BY COMPANIES IN
WHICH IT DIRECTLY OR INDIRECTLY HOLDS MORE
THAN HALF OF THE SHARE CAPITAL, BY WAY OF
PUBLIC OFFERINGS OTHER THAN THE PUBLIC
OFFERINGS MENTIONED IN PARAGRAPH 1 OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, AND AN OPTIONAL SUBSCRIPTION
PRIORITY PERIOD, UP TO A NOMINAL AMOUNT OF
257 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE DURING A PUBLIC OFFERING
PERIOD)
29 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITHOUT THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A
PUBLIC OFFERING REFERRED TO IN PARAGRAPH 1
OF ARTICLE L. 411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, UP TO A NOMINAL AMOUNT
OF 257 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE DURING A PUBLIC OFFERING
PERIOD)
30 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH OR WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, UP TO A LIMIT OF 15% OF THE AMOUNT
OF THE INITIAL ISSUE, FOR A PERIOD OF 26
MONTHS (USABLE DURING A PUBLIC OFFERING
PERIOD)
31 DELEGATION OF POWERS TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
UP TO A LIMIT OF 5% OF THE SHARE CAPITAL IN
ORDER TO REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSISTING OF
EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
FOR A PERIOD OF 26 MONTHS (USABLE DURING A
PUBLIC OFFERING PERIOD)
32 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATION OF RESERVES, PROFITS, ISSUE
PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION
WOULD BE ALLOWED, UP TO A NOMINAL AMOUNT OF
643 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE DURING A PUBLIC OFFERING
PERIOD)
33 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS TO SET THE ISSUE PRICE
OF COMMON SHARES OF THE COMPANY AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
OTHER EQUITY SECURITIES OF THE COMPANY
AND/OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES OF THE COMPANY
WITHIN THE LIMIT OF 10% OF THE CAPITAL PER
YEAR IN THE CONTEXT OF A CAPITAL INCREASE
BY PUBLIC OFFERING WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
34 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL
INCREASES RESERVED FOR MEMBERS OF A COMPANY
OR GROUP SAVINGS PLAN, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, UP TO A LIMIT OF 3% OF THE SHARE
CAPITAL, VALID FOR A PERIOD OF 26 MONTHS
35 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL
INCREASES RESERVED FOR THE BENEFIT OF
CATEGORIES OF BENEFICIARIES CONSISTING OF
EMPLOYEES OF FOREIGN SUBSIDIARIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, UP TO A
LIMIT OF 3% OF THE SHARE CAPITAL, VALID FOR
A PERIOD OF 18 MONTHS
36 CONSOLIDATION OF THE COMPANY'S SHARES BY Mgmt For For
ALLOCATION OF 1 NEW COMMON SHARE FOR EVERY
10 COMMON SHARES HELD
37 AUTHORISATION TO CARRY OUT A CAPITAL Mgmt For For
REDUCTION NOT DUE TO LOSSES BY WAY OF A
REDUCTION IN THE NOMINAL VALUE OF THE
SHARES AND ALLOCATION OF THE AMOUNT OF THE
REDUCTION TO THE 'SHARE PREMIUM' ACCOUNT
38 AMENDMENT TO ARTICLE 18 OF THE BY-LAWS Mgmt For For
CONCERNING THE DURATION OF DIRECTORS' TERM
OF OFFICE
39 AMENDMENT TO ARTICLE 26 OF THE BY-LAWS Mgmt For For
RELATING TO THE AGE LIMIT FOR CORPORATE
OFFICERS
40 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT 24 MAY 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 24 MAY 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP, INC. Agenda Number: 935791598
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to One-Year Term: Mgmt For For
Patricia M. Bedient
1b. Election of Director to One-Year Term: Mgmt For For
James A. Beer
1c. Election of Director to One-Year Term: Mgmt For For
Raymond L. Conner
1d. Election of Director to One-Year Term: Mgmt For For
Daniel K. Elwell
1e. Election of Director to One-Year Term: Mgmt For For
Dhiren R. Fonseca
1f. Election of Director to One-Year Term: Mgmt For For
Kathleen T. Hogan
1g. Election of Director to One-Year Term: Mgmt For For
Adrienne R. Lofton
1h. Election of Director to One-Year Term: Mgmt For For
Benito Minicucci
1i. Election of Director to One-Year Term: Mgmt For For
Helvi K. Sandvik
1j. Election of Director to One-Year Term: J. Mgmt For For
Kenneth Thompson
1k. Election of Director to One-Year Term: Eric Mgmt For For
K. Yeaman
2. Approve (on an advisory basis) the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. Advisory vote to approve the frequency of Mgmt 1 Year For
the advisory vote to approve the
compensation of the Company's Named
Executive Officers.
4. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accountants for the fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY Agenda Number: 935850001
--------------------------------------------------------------------------------------------------------------------------
Security: 01748X102
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: ALGT
ISIN: US01748X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Maurice J. Gallagher, Mgmt For For
Jr.
1b. Election of Director: Montie Brewer Mgmt For For
1c. Election of Director: Gary Ellmer Mgmt For For
1d. Election of Director: Ponder Harrison Mgmt For For
1e. Election of Director: Linda A. Marvin Mgmt For For
1f. Election of Director: Sandra Morgan Mgmt For For
1g. Election of Director: Charles W. Pollard Mgmt For For
1h. Election of Director: John Redmond Mgmt For For
2. Approval of advisory resolution approving Mgmt Against Against
executive compensation.
3. Advisory vote on frequency of votes on Mgmt 1 Year For
executive compensation.
4. Ratification of KPMG LLP as independent Mgmt For For
registered public accountants.
5. Stockholder proposal regarding independent Shr For Against
board chairman.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC. Agenda Number: 935796334
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Jeff
Benjamin
1B. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Adriane Brown
1C. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: John
Cahill
1D. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Mike
Embler
1E. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Matt
Hart
1F. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Robert
Isom
1G. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Sue
Kronick
1H. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Marty
Nesbitt
1I. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Denise
O'Leary
1J. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Vicente Reynal
1K. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Greg
Smith
1L Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Doug
Steenland
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of American Airlines Group
Inc. for the fiscal year ending December
31, 2023
3. Advisory vote to approve executive Mgmt For For
compensation (Say-on-Pay)
4. Advisory vote to approve the frequency of Mgmt 1 Year For
the advisory vote to approve executive
compensation
5. Approve the 2023 Incentive Award Plan Mgmt For For
6. Advisory vote on a stockholder proposal to Shr For For
amend certain voting thresholds
--------------------------------------------------------------------------------------------------------------------------
ANA HOLDINGS INC. Agenda Number: 717354839
--------------------------------------------------------------------------------------------------------------------------
Security: J0156Q112
Meeting Type: AGM
Meeting Date: 27-Jun-2023
Ticker:
ISIN: JP3429800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Katanozaka, Shinya Mgmt For For
1.2 Appoint a Director Hirako, Yuji Mgmt For For
1.3 Appoint a Director Shibata, Koji Mgmt For For
1.4 Appoint a Director Fukuzawa, Ichiro Mgmt For For
1.5 Appoint a Director Hirasawa, Juichi Mgmt For For
1.6 Appoint a Director Kajita, Emiko Mgmt For For
1.7 Appoint a Director Inoue, Shinichi Mgmt For For
1.8 Appoint a Director Yamamoto, Ado Mgmt For For
1.9 Appoint a Director Kobayashi, Izumi Mgmt For For
1.10 Appoint a Director Katsu, Eijiro Mgmt For For
1.11 Appoint a Director Minegishi, Masumi Mgmt For For
2.1 Appoint a Corporate Auditor Kano, Nozomu Mgmt Against Against
2.2 Appoint a Corporate Auditor Mitsuhashi, Mgmt For For
Yukiko
--------------------------------------------------------------------------------------------------------------------------
APPLE HOSPITALITY REIT, INC. Agenda Number: 935805753
--------------------------------------------------------------------------------------------------------------------------
Security: 03784Y200
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: APLE
ISIN: US03784Y2000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn W. Bunting Mgmt For For
Jon A. Fosheim Mgmt For For
Kristian M. Gathright Mgmt For For
Carolyn B. Handlon Mgmt For For
Glade M. Knight Mgmt For For
Justin G. Knight Mgmt For For
Blythe J. McGarvie Mgmt For For
L. Hugh Redd Mgmt For For
Howard E. Woolley Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm to serve
for 2023.
3. Approval on an advisory basis of executive Mgmt For For
compensation paid by the Company.
4. Approval on an advisory basis on the Mgmt 1 Year For
frequency of the advisory vote on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935770671
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 21-Apr-2023
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To re-elect Jason Glen Cahilly as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Jeffrey J. Gearhart as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
6. To re-elect Katie Lahey as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
7. To elect Sara Mathew as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
8. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
9. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
10. To elect Josh Weinstein as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
11. To re-elect Randall Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
12. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation.
13. To hold a (non-binding) advisory vote on Mgmt 1 Year For
how frequently shareholders should vote to
approve compensation of the Named Executive
Officers.
14. To hold a (non-binding) advisory vote to Mgmt For For
approve the Carnival plc Directors'
Remuneration Report (other than the
Carnival plc Directors' Remuneration
Policy) (in accordance with UK
requirements).
15. To approve the Carnival plc Directors' Mgmt For For
Remuneration Policy set out in Section B of
Part II of the Carnival plc Directors'
Remuneration Report (in accordance with UK
requirements).
16. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors of Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Carnival Corporation.
17. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with UK requirements).
18. To receive the accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for
the year ended November 30, 2022 (in
accordance with UK requirements).
19. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with UK practice).
20. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares and sale of
treasury shares by Carnival plc (in
accordance with UK practice).
21. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with UK requirements).
22. To approve the Amendment of the Carnival Mgmt For For
Corporation 2020 Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS LTD Agenda Number: 716419165
--------------------------------------------------------------------------------------------------------------------------
Security: Y11757104
Meeting Type: EGM
Meeting Date: 23-Dec-2022
Ticker:
ISIN: HK0293001514
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1129/2022112900663.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1129/2022112900703.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO APPROVE THE FRAMEWORK AGREEMENT, ITS Mgmt For For
TERM, THE TRANSACTIONS AND THE ANNUAL CAPS
2 TO APPROVE THE AMENDMENT TO THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS LTD Agenda Number: 716877482
--------------------------------------------------------------------------------------------------------------------------
Security: Y11757104
Meeting Type: AGM
Meeting Date: 10-May-2023
Ticker:
ISIN: HK0293001514
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0403/2023040302844.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0403/2023040302994.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1.A TO RE-ELECT PATRICK HEALY AS A DIRECTOR Mgmt For For
1.B TO RE-ELECT LAM SIU POR RONALD AS A Mgmt For For
DIRECTOR
1.C TO RE-ELECT MERLIN BINGHAM SWIRE AS A Mgmt Against Against
DIRECTOR
1.D TO RE-ELECT XIAO FENG AS A DIRECTOR Mgmt Against Against
1.E TO RE-ELECT ZHANG ZHUO PING AS A DIRECTOR Mgmt Against Against
1.F TO ELECT LAU HOI ZEE LAVINIA AS A DIRECTOR Mgmt Against Against
1.G TO ELECT GORDON DOUGLAS MCCALLUM AS A Mgmt Against Against
DIRECTOR
1.H TO ELECT ALEXANDER JAMES JOHN MCGOWAN AS A Mgmt Against Against
DIRECTOR
1.I TO ELECT CHRISTOPH ROMANUS MUELLER AS A Mgmt For For
DIRECTOR
1.J TO ELECT SUN YUQUAN AS A DIRECTOR Mgmt Against Against
2 TO RE-APPOINT KPMG AS AUDITORS AND TO Mgmt For For
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA AIRLINES Agenda Number: 717164557
--------------------------------------------------------------------------------------------------------------------------
Security: Y1374F105
Meeting Type: AGM
Meeting Date: 31-May-2023
Ticker:
ISIN: TW0002610003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACKNOWLEDGMENT OF BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR 2022
2 ACKNOWLEDGMENT OF THE PROPOSAL FOR 2022 Mgmt For For
PROFITS. PROPOSED CASH DIVIDEND: TWD
0.46099444 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO LTD Agenda Number: 716899060
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503W102
Meeting Type: EGM
Meeting Date: 19-May-2023
Ticker:
ISIN: CNE1000002T6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0403/2023040302928.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0403/2023040302956.pdf
1 RESOLUTION REGARDING THE PLAN ON THE Mgmt For For
SPIN-OFF AND LISTING OF THE COMPANY'S
SUBSIDIARY CHINA SOUTHERN AIR LOGISTICS
COMPANY LIMITED ON THE MAIN BOARD OF THE
SHANGHAI STOCK EXCHANGE
2 RESOLUTION REGARDING THE PROPOSAL ON THE Mgmt For For
SPIN-OFF AND LISTING OF THE COMPANY'S
SUBSIDIARY CHINA SOUTHERN AIR LOGISTICS
COMPANY LIMITED ON THE MAIN BOARD OF THE
SHANGHAI STOCK EXCHANGE
3 RESOLUTION REGARDING THE EXPLANATION OF Mgmt For For
COMPLIANCE OF THE SPIN-OFF AND LISTING OF
THE COMPANY'S SUBSIDIARY CHINA SOUTHERN AIR
LOGISTICS COMPANY LIMITED ON THE MAIN BOARD
OF THE SHANGHAI STOCK EXCHANGE WITH THE
REQUIREMENTS OF RELEVANT LAWS AND
REGULATIONS
4 RESOLUTION REGARDING THE SPIN-OFF AND Mgmt For For
LISTING OF THE COMPANY'S SUBSIDIARY CHINA
SOUTHERN AIR LOGISTICS COMPANY LIMITED ON
THE MAIN BOARD OF THE SHANGHAI STOCK
EXCHANGE WHICH IS BENEFICIAL TO THE
SAFEGUARDING OF THE LEGITIMATE RIGHTS AND
INTERESTS OF SHAREHOLDERS AND CREDITORS
5 RESOLUTION REGARDING THE MAINTENANCE OF Mgmt For For
INDEPENDENCE AND SUSTAINABLE OPERATION
CAPABILITY OF THE COMPANY
6 RESOLUTION REGARDING THE CAPABILITY OF Mgmt For For
CHINA SOUTHERN AIR LOGISTICS COMPANY
LIMITED TO IMPLEMENT REGULATED OPERATION
7 RESOLUTION REGARDING THE EXPLANATION OF THE Mgmt For For
COMPLETENESS AND COMPLIANCE CONFORMING TO
STATUTORY PROCEDURES OF THE SPIN-OFF AND
LISTING AND THE VALIDITY OF LEGAL DOCUMENTS
SUBMITTED
8 RESOLUTION REGARDING THE ANALYSIS ON THE Mgmt For For
BACKGROUND AND OBJECTIVES, COMMERCIAL
REASONABLENESS, NECESSITY AND FEASIBILITY
OF THE SPIN-OFF AND LISTING
9 RESOLUTION REGARDING THE AUTHORISATION BY Mgmt For For
THE GENERAL MEETING TO THE BOARD AND ITS
AUTHORISED PERSONS TO DEAL WITH MATTERS
RELATING TO THE SPIN-OFF AND LISTING
10 RESOLUTION REGARDING THE UNRECOVERED LOSSES Mgmt For For
AMOUNTING TO ONE-THIRD OF THE TOTAL PAID-UP
SHARE CAPITAL
11 RESOLUTION REGARDING THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO LTD Agenda Number: 717239671
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503W102
Meeting Type: AGM
Meeting Date: 27-Jun-2023
Ticker:
ISIN: CNE1000002T6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0511/2023051100800.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0511/2023051100791.pdf
1 RESOLUTION REGARDING THE REPORT OF THE Mgmt For For
BOARD OF THE DIRECTORS OF THE COMPANY FOR
THE YEAR 2022
2 RESOLUTION REGARDING THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2022
3 RESOLUTION REGARDING THE FULL TEXT AND Mgmt For For
EXTRACT OF ANNUAL REPORT AND THE ANNUAL
RESULTS ANNOUNCEMENT OF THE COMPANY FOR THE
YEAR 2022
4 RESOLUTION REGARDING THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR 2022
5 RESOLUTION REGARDING THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL OF THE COMPANY FOR
THE YEAR 2022
6 RESOLUTION REGARDING THE APPOINTMENT OF Mgmt For For
EXTERNAL AUDITOR FOR THE YEAR 2023
7 RESOLUTION REGARDING THE AUTHORISATION TO Mgmt Against Against
THE BOARD OF DIRECTORS TO ISSUE SHARES
UNDER THE GENERAL MANDATE
8 RESOLUTION REGARDING THE AUTHORISATION TO Mgmt Against Against
THE BOARD OF DIRECTORS TO ISSUE THE DEBT
FINANCING INSTRUMENTS UNDER THE GENERAL
MANDATE
9 RESOLUTION REGARDING THE PROVISION OF Mgmt Against Against
GUARANTEES BY XIAMEN AIRLINES COMPANY
LIMITED TO ITS SUBSIDIARIES
--------------------------------------------------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC. Agenda Number: 935835768
--------------------------------------------------------------------------------------------------------------------------
Security: 169905106
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: CHH
ISIN: US1699051066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brian B. Bainum Mgmt For For
1b. Election of Director: Stewart W. Bainum, Mgmt For For
Jr.
1c. Election of Director: William L. Jews Mgmt For For
1d. Election of Director: Monte J.M. Koch Mgmt For For
1e. Election of Director: Liza K. Landsman Mgmt For For
1f. Election of Director: Patrick S. Pacious Mgmt For For
1g. Election of Director: Ervin R. Shames Mgmt For For
1h. Election of Director: Gordon A. Smith Mgmt For For
1i. Election of Director: Maureen D. Sullivan Mgmt For For
1j. Election of Director: John P. Tague Mgmt For For
1k. Election of Director: Donna F. Vieira Mgmt For For
2. Advisory vote on the future frequency of Mgmt 1 Year For
advisory votes to approve executive
compensation of our Named Executive
Officers.
3. Advisory approval of the compensation of Mgmt Against Against
the Company's Named Executive Officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935859059
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward H. Bastian Mgmt For For
1b. Election of Director: Greg Creed Mgmt For For
1c. Election of Director: David G. DeWalt Mgmt For For
1d. Election of Director: William H. Easter III Mgmt For For
1e. Election of Director: Leslie D. Hale Mgmt For For
1f. Election of Director: Christopher A. Mgmt For For
Hazleton
1g. Election of Director: Michael P. Huerta Mgmt For For
1h. Election of Director: Jeanne P. Jackson Mgmt For For
1i. Election of Director: George N. Mattson Mgmt For For
1j. Election of Director: Vasant M. Prabhu Mgmt For For
1k. Election of Director: Sergio A. L. Rial Mgmt For For
1l. Election of Director: David S. Taylor Mgmt For For
1m. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To recommend, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2023.
5. A shareholder proposal requesting Shr For Against
shareholder ratification of termination
pay.
6. A shareholder proposal requesting a freedom Shr For Against
of association and collective bargaining
policy.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AG Agenda Number: 716843758
--------------------------------------------------------------------------------------------------------------------------
Security: D1908N106
Meeting Type: AGM
Meeting Date: 09-May-2023
Ticker:
ISIN: DE0008232125
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2022
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2022
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2022
4 APPROVE REMUNERATION POLICY FOR THE Mgmt No vote
MANAGEMENT BOARD
5 APPROVE REMUNERATION POLICY FOR THE Mgmt No vote
SUPERVISORY BOARD
6 APPROVE REMUNERATION REPORT Mgmt No vote
7.1 ELECT KARL-LUDWIG KLEY TO THE SUPERVISORY Mgmt No vote
BOARD
7.2 ELECT CARSTEN KNOBEL TO THE SUPERVISORY Mgmt No vote
BOARD
7.3 ELECT KARL GERNANDT TO THE SUPERVISORY Mgmt No vote
BOARD
8 APPROVE CREATION OF EUR 100 MILLION POOL OF Mgmt No vote
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
10 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt No vote
REPURCHASING SHARES
11.1 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt No vote
UNTIL 2025
11.2 AMEND ARTICLES RE: PARTICIPATION OF Mgmt No vote
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
11.3 AMEND ARTICLES RE: REGISTRATION IN THE Mgmt No vote
SHARE REGISTER
12 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2023 AND FOR THE REVIEW OF
INTERIM FINANCIAL STATEMENTS FOR THE FIRST
HALF OF FISCAL YEAR 2023
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 APR 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 03 APR 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 03 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DIAMONDROCK HOSPITALITY COMPANY Agenda Number: 935798073
--------------------------------------------------------------------------------------------------------------------------
Security: 252784301
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: DRH
ISIN: US2527843013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William W. McCarten Mgmt For For
1b. Election of Director: Mark W. Brugger Mgmt For For
1c. Election of Director: Timothy R. Chi Mgmt For For
1d. Election of Director: Michael A. Hartmeier Mgmt For For
1e. Election of Director: Kathleen A. Merrill Mgmt For For
1f. Election of Director: William J. Shaw Mgmt For For
1g. Election of Director: Bruce D. Wardinski Mgmt For For
1h. Election of Director: Tabassum S. Mgmt For For
Zalotrawala
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers, as disclosed in the
proxy statement.
3. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future non-binding,
advisory votes on executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the independent auditors for DiamondRock
Hospitality Company for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
EASYJET PLC Agenda Number: 715831980
--------------------------------------------------------------------------------------------------------------------------
Security: G3030S109
Meeting Type: OGM
Meeting Date: 20-Jul-2022
Ticker:
ISIN: GB00B7KR2P84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PROPOSED PURCHASE PURSUANT Mgmt For For
TO THE 2022 AMENDMENTS AS DEFINED AND
FURTHER EXPLAINED IN THE NOTICE OF GM
--------------------------------------------------------------------------------------------------------------------------
EASYJET PLC Agenda Number: 716495088
--------------------------------------------------------------------------------------------------------------------------
Security: G3030S109
Meeting Type: AGM
Meeting Date: 09-Feb-2023
Ticker:
ISIN: GB00B7KR2P84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 30 SEPTEMBER 2022
2 TO APPROVE THE DIRECTORS REPORT ON Mgmt For For
REMUNERATION
3 TO RE-APPOINT STEPHEN HESTER AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT JOHAN LUNDGREN AS A DIRECTOR Mgmt For For
5 TO RE-APPOINT KENTON JARVIS AS A DIRECTOR Mgmt For For
6 TO RE-APPOINT CATHERINE BRADLEY CBE AS A Mgmt For For
DIRECTOR
7 TO RE-APPOINT SHEIKH MANSURAHTAL-AT MONI Mgmt For For
MANNINGS AS A DIRECTOR
8 TO RE-APPOINT DAVID ROBBIE AS A DIRECTOR Mgmt For For
9 TO APPOINT RYANNE VAN DER EIJK AS A Mgmt For For
DIRECTOR
10 TO APPOINT HARALD EISENACHER AS A DIRECTOR Mgmt For For
11 TO APPOINT DR DETLEF TREFZGER AS A DIRECTOR Mgmt For For
12 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
13 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
14 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
16 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS - Mgmt For For
GENERAL
17 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS - Mgmt For For
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
18 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS ON NOT LESS THAN 14 CLEAR DAYS
NOTICE
--------------------------------------------------------------------------------------------------------------------------
EVA AIRWAYS CORPORATION Agenda Number: 717113675
--------------------------------------------------------------------------------------------------------------------------
Security: Y2361Y107
Meeting Type: AGM
Meeting Date: 24-May-2023
Ticker:
ISIN: TW0002618006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF THE 2022 BUSINESS REPORT Mgmt For For
AND AUDITED FINANCIAL REPORT.
2 RATIFICATION OF THE 2022 EARNINGS Mgmt For For
DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD
0.8 PER SHARE
3.1 THE ELECTION OF THE DIRECTOR: EVERGREEN Mgmt For For
MARINE CORP. TAIWAN LTD.,SHAREHOLDER
NO.19,LIN, BOU-SHIU AS REPRESENTATIVE
3.2 THE ELECTION OF THE DIRECTOR: EVERGREEN Mgmt For For
MARINE CORP. TAIWAN LTD.,SHAREHOLDER
NO.19,TAI, JIIN-CHYUAN AS REPRESENTATIVE
3.3 THE ELECTION OF THE DIRECTOR: SUN, Mgmt For For
CHIA-MING,SHAREHOLDER NO.3617
3.4 THE ELECTION OF THE DIRECTOR: EVERGREEN Mgmt For For
INTERNATIONAL CORP.,SHAREHOLDER
NO.5414,CHANG, MING-YUH AS REPRESENTATIVE
3.5 THE ELECTION OF THE DIRECTOR: SHINE GLOW Mgmt For For
INVESTMENTS LTD.,SHAREHOLDER NO.1076339,WU,
JIANG-MING AS REPRESENTATIVE
3.6 THE ELECTION OF THE DIRECTOR: SHINE GLOW Mgmt For For
INVESTMENTS LTD.,SHAREHOLDER
NO.1076339,CHU, WEN-HUI AS REPRESENTATIVE
3.7 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
CHIEN, YOU-HSIN,SHAREHOLDER NO.R100061XXX
3.8 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
HSU, SHUN-HSIUNG,SHAREHOLDER NO.P121371XXX
3.9 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
WU, CHUNG-PAO,SHAREHOLDER NO.G120909XXX
4 DISCUSSION ON APPROVING THE RELEASE OF Mgmt For For
RESTRICTIONS OF COMPETITIVE ACTIVITIES OF
THE DIRECTORS TO BE ELECTED.
--------------------------------------------------------------------------------------------------------------------------
H WORLD GROUP LIMITED Agenda Number: 935877564
--------------------------------------------------------------------------------------------------------------------------
Security: 44332N106
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: HTHT
ISIN: US44332N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. Resolved, As An Ordinary Resolution: THAT Mgmt For For
the ratification of appointment of Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as auditor of the Company
for 2023 and the authorization for the
directors of the Company to determine the
remuneration of the auditor be and is
hereby authorized and approved.
S2. Resolved, As A Special Resolution: THAT the Mgmt For For
Company's amended and restated articles of
association be and is hereby amended and
restated by the deletion in their entity
and the substitution in their place in the
form attached to the proxy statement as
Exhibit A.
O3. Resolved, As An Ordinary Resolution: THAT Mgmt For For
each director or officer of the Company or
Conyers Trust Company (Cayman) Limited be
and is hereby authorized to take any and
every action that might be necessary,
appropriate or desirable to effect the
foregoing resolutions as such director,
officer or Conyers Trust Company (Cayman)
Limited, in his, her or its absolute
discretion, thinks fit and to attend to any
necessary registration and/or filing for
and on behalf of the Company.
--------------------------------------------------------------------------------------------------------------------------
HANJIN KAL CORP Agenda Number: 716698785
--------------------------------------------------------------------------------------------------------------------------
Security: Y3053L106
Meeting Type: AGM
Meeting Date: 22-Mar-2023
Ticker:
ISIN: KR7180640005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2.1 ELECTION OF OUTSIDE DIRECTOR: KIM SEOK DONG Mgmt For For
2.2 ELECTION OF OUTSIDE DIRECTOR: PARK YOUNG Mgmt For For
SEOK
2.3 ELECTION OF OUTSIDE DIRECTOR: CHOI YOON HEE Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: CHO WON TAE Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: HA EUN YONG Mgmt For For
4.1 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION (ARTICLE 29)
4.2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION (ARTICLE 15, 16)
4.3 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION (ARTICLE 34, 35)
4.4 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION (ARTICLE 34)
4.5 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION (SUPPLAMENTARY PROVISION)
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
CMMT 23 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 4.1 TO 4.5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935808595
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Christopher J. Mgmt For For
Nassetta
1b. Election of Director: Jonathan D. Gray Mgmt For For
1c. Election of Director: Charlene T. Begley Mgmt For For
1d. Election of Director: Chris Carr Mgmt For For
1e. Election of Director: Melanie L. Healey Mgmt For For
1f. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1g. Election of Director: Judith A. McHale Mgmt For For
1h. Election of Director: Elizabeth A. Smith Mgmt For For
1i. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2023.
3. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 935794493
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mary L. Baglivo Mgmt For For
1.2 Election of Director: Herman E. Bulls Mgmt For For
1.3 Election of Director: Diana M. Laing Mgmt For For
1.4 Election of Director: Richard E. Marriott Mgmt For For
1.5 Election of Director: Mary Hogan Preusse Mgmt For For
1.6 Election of Director: Walter C. Rakowich Mgmt For For
1.7 Election of Director: James F. Risoleo Mgmt For For
1.8 Election of Director: Gordon H. Smith Mgmt For For
1.9 Election of Director: A. William Stein Mgmt For For
2. Ratify appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for 2023.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. Advisory resolution on the frequency of Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HYATT HOTELS CORPORATION Agenda Number: 935809509
--------------------------------------------------------------------------------------------------------------------------
Security: 448579102
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: H
ISIN: US4485791028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul D. Ballew* Mgmt For For
Mark S. Hoplamazian* Mgmt For For
Cary D. McMillan* Mgmt Withheld Against
Michael A. Rocca* Mgmt For For
Thomas J. Pritzker# Mgmt Withheld Against
Heidi O'Neill# Mgmt For For
Richard C. Tuttle# Mgmt Withheld Against
James H. Wooten, Jr.# Mgmt For For
Susan D. Kronick** Mgmt For For
Dion Camp Sanders** Mgmt For For
Jason Pritzker** Mgmt Withheld Against
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Hyatt Hotels Corporation's
Independent Registered Public Accounting
Firm for Fiscal Year 2023.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers as disclosed pursuant to the
Securities and Exchange Commission's
compensation disclosure rules.
4. Advisory vote to determine the frequency Mgmt 1 Year For
with which advisory votes to approve named
executive office compensation are submitted
to stockholders.
5. Ratification of the Prior Adoption and Mgmt For For
Approval of the Fourth Amended and Restated
Hyatt Hotels Corporation Long-Term
Incentive Plan and the Second Amended and
Restated Hyatt Hotels Corporation Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 935828876
--------------------------------------------------------------------------------------------------------------------------
Security: 45857P806
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: IHG
ISIN: US45857P8068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts 2022 Mgmt For For
2 Directors' Remuneration Policy Mgmt Against Against
3 Directors' Remuneration Report 2022 Mgmt Against Against
4 Declaration of final dividend Mgmt For For
5a Election of Michael Glover as a Director Mgmt For For
5b Election of Byron Grote as a Director Mgmt For For
(Member of the Remuneration Committee.)
5c Election of Deanna Oppenheimer as a Mgmt For For
Director (Member of the Remuneration
Committee.)
5d Re-election of Graham Allan as a Director Mgmt For For
5e Re-election of Keith Barr as a Director Mgmt For For
5f Re-election of Daniela Barone Soares as a Mgmt For For
Director (Member of the Remuneration
Committee.)
5g Re-election of Arthur de Haast as a Mgmt For For
Director
5h Re-election of Duriya Farooqui as a Mgmt For For
Director
5i Re-election of Jo Harlow as a Director Mgmt For For
(Member of the Remuneration Committee.)
5j Re-election of Elie Maalouf as a Director Mgmt For For
5k Re-election of Sharon Rothstein as a Mgmt For For
Director
6 Reappointment of Auditor Mgmt For For
7 Remuneration of Auditor Mgmt For For
8 Political donations Mgmt For For
9 Adoption of new Deferred Award Plan rules Mgmt For For
10 Allotment of shares Mgmt For For
11 Disapplication of pre-emption rights Mgmt For For
12 Further disapplication of pre-emption Mgmt For For
rights
13 Authority to purchase own shares Mgmt For For
14 Notice of General Meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Agenda Number: 716118054
--------------------------------------------------------------------------------------------------------------------------
Security: E67674106
Meeting Type: EGM
Meeting Date: 25-Oct-2022
Ticker:
ISIN: ES0177542018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 OCT 2022. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF THE PROPOSED PURCHASE OF 50 Mgmt For For
BOEING 737 FAMILY AIRCRAFT
2 APPROVAL OF THE PROPOSED PURCHASE OF 37 Mgmt For For
AIRBUS A320 NEO FAMILY AIRCRAFT
3 DELEGATION OF POWERS TO FORMALISE AND Mgmt For For
EXECUTE ALL RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS MEETING
CMMT 30 SEP 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 05 OCT 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
POSTPONEMENT OF THE MEETING DATE FROM 25
OCT 2022 TO 26 OCT 2022 AND REVISION DUE TO
CHANGE IN MEETING DATE FROM 26 OCT 2022 TO
25 OCT 2022. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Agenda Number: 717205315
--------------------------------------------------------------------------------------------------------------------------
Security: E67674106
Meeting Type: AGM
Meeting Date: 14-Jun-2023
Ticker:
ISIN: ES0177542018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 JUNE 2023. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF THE 2022 FINANCIAL STATEMENTS Mgmt For For
AND MANAGEMENT REPORTS OF THE COMPANY AND
OF ITS CONSOLIDATED GROUP
2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
STATEMENT FOR FINANCIAL YEAR 2022
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS DURING THE 2022 FINANCIAL YEAR
4 APPROVAL OF THE PROPOSAL FOR THE ALLOCATION Mgmt For For
OF 2022 RESULTS
5.a RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. JAVIER FERR N AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.b RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. LUIS GALLEGO AS EXECUTIVE DIRECTOR
5.c RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. GILES AGUTTER AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
5.d RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. PEGGY BRUZELIUS AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.e RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. EVA CASTILLO AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.f RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. MARGARET EWING AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.g RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. MAURICE LAM AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.h RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. HEATHER ANN MCSHARRY AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.i RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. ROBIN PHILLIPS AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
5.j RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. EMILIO SARACHO AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.k RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. NICOLA SHAW AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
6 CONSULTATIVE VOTE ON THE 2022 ANNUAL REPORT Mgmt For For
ON DIRECTORS REMUNERATION
7 APPROVAL OF THE ALLOTMENT OF A MAXIMUM Mgmt For For
NUMBER OF SHARES OF THE COMPANY FOR SHARE
AWARDS (INCLUDING THE AWARDS TO EXECUTIVE
DIRECTORS) UNDER THE EXECUTIVE SHARE PLAN
IN RELATION TO THE 2023 AND 2024 FINANCIAL
YEARS
8 AUTHORISATION FOR THE DERIVATIVE Mgmt For For
ACQUISITION OF THE COMPANYS OWN SHARES BY
THE COMPANY ITSELF AND/OR BY ITS
SUBSIDIARIES
9 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
INCREASE THE SHARE CAPITAL PURSUANT TO THE
PROVISIONS OF ARTICLE 297.1 B) OF THE
COMPANIES ACT
10 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
ISSUE SECURITIES (INCLUDING WARRANTS)
CONVERTIBLE INTO AND/OR EXCHANGEABLE FOR
SHARES OF THE COMPANY. ESTABLISHMENT OF THE
CRITERIA FOR DETERMINING THE BASIS FOR AND
TERMS AND CONDITIONS APPLICABLE TO THE
CONVERSION OR EXCHANGE. AUTHORISATION TO
THE BOARD OF DIRECTORS, WITH THE EXPRESS
POWER OF SUBSTITUTION, TO DEVELOP THE BASIS
FOR AND THE TERMS AND CONDITIONS APPLICABLE
TO THE CONVERSION OR EXCHANGE OF SUCH
SECURITIES, AS WELL AS TO INCREASE THE
SHARE CAPITAL BY THE REQUIRED AMOUNT ON THE
CONVERSION
11.a AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION
WITH THE CAPITAL INCREASES AND THE
ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE
SECURITIES THAT THE BOARD OF DIRECTORS MAY
APPROVE UNDER THE AUTHORITIES GIVEN UNDER
RESOLUTIONS 9 AND 10: UP TO 10 PERCENT OF
THE SHARE CAPITAL ON AN UNRESTRICTED BASIS
11.b AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION
WITH THE CAPITAL INCREASES AND THE
ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE
SECURITIES THAT THE BOARD OF DIRECTORS MAY
APPROVE UNDER THE AUTHORITIES GIVEN UNDER
RESOLUTIONS 9 AND 10: UP TO AN ADDITIONAL
10 PERCENT OF THE SHARE CAPITAL TO BE USED
FOR EITHER AN ACQUISITION OR A SPECIFIED
CAPITAL INVESTMENT
12 DELEGATION OF POWERS TO FORMALISE AND Mgmt For For
EXECUTE ALL RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS MEETING
CMMT 09 JUN 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 2, 6 AND REVISION DUE TO CHANGE
IN MEETING DATE FROM 14 JUN 2023 TO 15 JUN
2023 AND CHANGE IN MEETING TYPE FROM OGM TO
AGM AND CHANGE OF THE MEETING DATE FROM 15
JUN 2023 TO 14 JUN 2023 AND CHANGE IN
NUMBERING OF RESOLUTIONS 5.a TO 5.k AND
11.a, 11.b. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INVINCIBLE INVESTMENT CORPORATION Agenda Number: 716426160
--------------------------------------------------------------------------------------------------------------------------
Security: J2442V103
Meeting Type: EGM
Meeting Date: 20-Dec-2022
Ticker:
ISIN: JP3046190009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations,
Update the Structure of Fee to be received
by Asset Management Firm
2 Appoint an Executive Director Fukuda, Naoki Mgmt For For
3 Appoint a Substitute Executive Director Mgmt For For
Ichiki, Naoto
4.1 Appoint a Supervisory Director Tamura, Mgmt For For
Yoshihiro
4.2 Appoint a Supervisory Director Fujimoto, Mgmt For For
Hiroyuki
--------------------------------------------------------------------------------------------------------------------------
JAPAN AIRLINES CO.,LTD. Agenda Number: 717313629
--------------------------------------------------------------------------------------------------------------------------
Security: J25979121
Meeting Type: AGM
Meeting Date: 23-Jun-2023
Ticker:
ISIN: JP3705200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ueki, Yoshiharu Mgmt For For
2.2 Appoint a Director Akasaka, Yuji Mgmt For For
2.3 Appoint a Director Shimizu, Shinichiro Mgmt For For
2.4 Appoint a Director Tottori, Mitsuko Mgmt For For
2.5 Appoint a Director Saito, Yuji Mgmt For For
2.6 Appoint a Director Tsutsumi, Tadayuki Mgmt For For
2.7 Appoint a Director Kobayashi, Eizo Mgmt For For
2.8 Appoint a Director Yanagi, Hiroyuki Mgmt For For
2.9 Appoint a Director Mitsuya, Yuko Mgmt For For
3 Appoint a Corporate Auditor Kikuyama, Mgmt For For
Hideki
--------------------------------------------------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION Agenda Number: 935797588
--------------------------------------------------------------------------------------------------------------------------
Security: 477143101
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: JBLU
ISIN: US4771431016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: B. Ben Baldanza
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Peter Boneparth
1c. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Monte Ford
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Robin Hayes
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Ellen Jewett
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Robert Leduc
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Teri McClure
1h. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Nik Mittal
1i. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Sarah Robb O'Hagan
1j. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Vivek Sharma
1k. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Thomas Winkelmann
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation
4. To approve an amendment to the JetBlue Mgmt For For
Airways Corporation 2020 Crewmember Stock
Purchase Plan
5. To approve an amendment to the JetBlue Mgmt Against Against
Airways Corporation 2020 Omnibus Equity
Incentive Plan
6. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
KOREAN AIR LINES CO LTD Agenda Number: 716694903
--------------------------------------------------------------------------------------------------------------------------
Security: Y4936S102
Meeting Type: AGM
Meeting Date: 22-Mar-2023
Ticker:
ISIN: KR7003490000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: U GI HONG Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: YU JONG SEOK Mgmt For For
3.3 ELECTION OF OUTSIDE DIRECTOR: JEONG GAP Mgmt For For
YEONG
3.4 ELECTION OF OUTSIDE DIRECTOR: BAK HYEON JU Mgmt For For
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR BAK HYEON JU
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935797564
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Anthony G. Capuano Mgmt For For
1b. ELECTION OF DIRECTOR: Isabella D. Goren Mgmt For For
1c. ELECTION OF DIRECTOR: Deborah M. Harrison Mgmt For For
1d. ELECTION OF DIRECTOR: Frederick A. Mgmt For For
Henderson
1e. ELECTION OF DIRECTOR: Eric Hippeau Mgmt For For
1f. ELECTION OF DIRECTOR: Lauren R. Hobart Mgmt For For
1g. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1h. ELECTION OF DIRECTOR: Aylwin B. Lewis Mgmt For For
1i. ELECTION OF DIRECTOR: David S. Marriott Mgmt For For
1j. ELECTION OF DIRECTOR: Margaret M. McCarthy Mgmt For For
1k. ELECTION OF DIRECTOR: Grant F. Reid Mgmt For For
1l. ELECTION OF DIRECTOR: Horacio D. Rozanski Mgmt For For
1m. ELECTION OF DIRECTOR: Susan C. Schwab Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2023
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
5. APPROVAL OF THE 2023 MARRIOTT Mgmt For For
INTERNATIONAL, INC. STOCK AND CASH
INCENTIVE PLAN
6. STOCKHOLDER RESOLUTION REQUESTING THAT THE Shr Against For
COMPANY PUBLISH A CONGRUENCY REPORT OF
PARTNERSHIPS WITH GLOBALIST ORGANIZATIONS
7. STOCKHOLDER RESOLUTION REQUESTING THE Shr For Against
COMPANY ANNUALLY PREPARE A PAY EQUITY
DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD. Agenda Number: 935847826
--------------------------------------------------------------------------------------------------------------------------
Security: G66721104
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: NCLH
ISIN: BMG667211046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: David M. Mgmt For For
Abrams
1b. Election of Class I Director: Zillah Mgmt For For
Byng-Thorne
1c. Election of Class I Director: Russell W. Mgmt For For
Galbut
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers
3. Approval of an amendment to our 2013 Mgmt For For
Performance Incentive Plan (our "Plan"),
including an increase in the number of
shares available for grant under our Plan
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the year ending December 31, 2023
and the determination of PwC's remuneration
by our Audit Committee
--------------------------------------------------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC Agenda Number: 935779326
--------------------------------------------------------------------------------------------------------------------------
Security: 700517105
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PK
ISIN: US7005171050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1B. Election of Director: Patricia M. Bedient Mgmt For For
1C. Election of Director: Thomas D. Eckert Mgmt For For
1D. Election of Director: Geoffrey M. Garrett Mgmt For For
1E. Election of Director: Christie B. Kelly Mgmt For For
1F. Election of Director: Sen. Joseph I. Mgmt For For
Lieberman
1G. Election of Director: Thomas A. Natelli Mgmt For For
1H. Election of Director: Timothy J. Naughton Mgmt For For
1I. Election of Director: Stephen I. Sadove Mgmt For For
2. To approve the 2017 Omnibus Incentive Plan Mgmt For For
(as Amended and Restated).
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of our future advisory
votes approving the compensation of our
named executive officers.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST Agenda Number: 935800638
--------------------------------------------------------------------------------------------------------------------------
Security: 70509V100
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: PEB
ISIN: US70509V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: Jon E. Bortz Mgmt For For
1b. Election of Trustee: Cydney C. Donnell Mgmt For For
1c. Election of Trustee: Ron E. Jackson Mgmt For For
1d. Election of Trustee: Phillip M. Miller Mgmt For For
1e. Election of Trustee: Michael J. Schall Mgmt For For
1f. Election of Trustee: Bonny W. Simi Mgmt For For
1g. Election of Trustee: Earl E. Webb Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
to serve as our independent registered
public accountants for the year ending
December 31, 2023.
3. Advisory vote approving the compensation of Mgmt For For
our named executive officers
("Say-On-Pay").
4. Advisory vote on the frequency of Mgmt 1 Year For
conducting Say-On-Pay votes
("Say-When-On-Pay").
--------------------------------------------------------------------------------------------------------------------------
QANTAS AIRWAYS LTD Agenda Number: 716059490
--------------------------------------------------------------------------------------------------------------------------
Security: Q77974550
Meeting Type: AGM
Meeting Date: 04-Nov-2022
Ticker:
ISIN: AU000000QAN2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.1 RE-ELECTION OF NON-EXECUTIVE DIRECTOR Mgmt For For
RICHARD GOYDER
2.2 RE-ELECTION OF NON-EXECUTIVE DIRECTOR Mgmt For For
MAXINE BRENNER
2.3 RE-ELECTION OF NON-EXECUTIVE DIRECTOR Mgmt For For
JACQUELINE HEY
3.1 PARTICIPATION OF THE CHIEF EXECUTIVE Mgmt Against Against
OFFICER, ALAN JOYCE, IN THE RECOVERY
RETENTION PLAN
3.2 PARTICIPATION OF THE CHIEF EXECUTIVE Mgmt For For
OFFICER, ALAN JOYCE, IN THE LONG-TERM
INCENTIVE PLAN
4 REMUNERATION REPORT Mgmt Against Against
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3.1 TO 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
--------------------------------------------------------------------------------------------------------------------------
RESORTTRUST,INC. Agenda Number: 717378497
--------------------------------------------------------------------------------------------------------------------------
Security: J6448M108
Meeting Type: AGM
Meeting Date: 29-Jun-2023
Ticker:
ISIN: JP3974450003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Yoshiro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Katsuyasu
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fushimi,
Ariyoshi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iuchi,
Katsuyuki
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shintani,
Atsuyuki
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Uchiyama,
Toshihiko
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takagi, Naoshi
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hanada,
Shinichiro
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furukawa,
Tetsuya
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogino,
Shigetoshi
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Go
2.12 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nonaka, Tomoyo
2.13 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Terazawa,
Asako
2.14 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kosugi,
Yoshinobu
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Miyake, Masaru
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Toda, Yasushi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Aramoto,
Kazuhiko
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishihara,
Hirofumi
--------------------------------------------------------------------------------------------------------------------------
RLJ LODGING TRUST Agenda Number: 935809915
--------------------------------------------------------------------------------------------------------------------------
Security: 74965L101
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: RLJ
ISIN: US74965L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Robert L. Johnson Mgmt For For
1.2 Election of Trustee: Leslie D. Hale Mgmt For For
1.3 Election of Trustee: Evan Bayh Mgmt For For
1.4 Election of Trustee: Arthur R. Collins Mgmt For For
1.5 Election of Trustee: Nathaniel A. Davis Mgmt For For
1.6 Election of Trustee: Patricia L. Gibson Mgmt For For
1.7 Election of Trustee: Robert M. La Forgia Mgmt For For
1.8 Election of Trustee: Robert J. McCarthy Mgmt For For
1.9 Election of Trustee: Robin Zeigler Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2023.
3. To approve, on a non-binding basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935831188
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Brock Mgmt For For
1b. Election of Director: Richard D. Fain Mgmt For For
1c. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1d. Election of Director: William L. Kimsey Mgmt For For
1e. Election of Director: Michael O. Leavitt Mgmt For For
1f. Election of Director: Jason T. Liberty Mgmt For For
1g. Election of Director: Amy McPherson Mgmt For For
1h. Election of Director: Maritza G. Montiel Mgmt For For
1i. Election of Director: Ann S. Moore Mgmt For For
1j. Election of Director: Eyal M. Ofer Mgmt For For
1k. Election of Director: Vagn O. Sorensen Mgmt For For
1l. Election of Director: Donald Thompson Mgmt For For
1m. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
1n. Election of Director: Rebecca Yeung Mgmt For For
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Advisory vote on the frequency of Mgmt 1 Year For
shareholder vote on executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC. Agenda Number: 935821024
--------------------------------------------------------------------------------------------------------------------------
Security: 78377T107
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: RHP
ISIN: US78377T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rachna Bhasin Mgmt For For
1b. Election of Director: Alvin Bowles Jr. Mgmt For For
1c. Election of Director: Mark Fioravanti Mgmt For For
1d. Election of Director: William E. (Bill) Mgmt For For
Haslam
1e. Election of Director: Fazal Merchant Mgmt For For
1f. Election of Director: Patrick Moore Mgmt For For
1g. Election of Director: Christine Pantoya Mgmt For For
1h. Election of Director: Robert Prather, Jr. Mgmt For For
1i. Election of Director: Colin Reed Mgmt For For
1j. Election of Director: Michael Roth Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To determine, on an advisory basis, whether Mgmt 1 Year For
we will have future advisory votes
regarding our executive compensation every
one year, every two years or every three
years.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2023.
--------------------------------------------------------------------------------------------------------------------------
SERVICE PROPERTIES TRUST Agenda Number: 935794481
--------------------------------------------------------------------------------------------------------------------------
Security: 81761L102
Meeting Type: Annual
Meeting Date: 12-Jun-2023
Ticker: SVC
ISIN: US81761L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee (for Independent Mgmt For For
Trustee): Laurie B. Burns
1b. Election of Trustee (for Independent Mgmt Against Against
Trustee): Robert E. Cramer
1c. Election of Trustee (for Independent Mgmt Against Against
Trustee): Donna D. Fraiche
1d. Election of Trustee (for Independent Mgmt For For
Trustee): John L. Harrington
1e. Election of Trustee (for Independent Mgmt For For
Trustee): William A. Lamkin
1f. Election of Trustee (for Managing Trustee): Mgmt For For
John G. Murray
1g. Election of Trustee (for Managing Trustee): Mgmt Against Against
Adam D. Portnoy
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent auditors to
serve for the 2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda Number: 717122218
--------------------------------------------------------------------------------------------------------------------------
Security: G8063F106
Meeting Type: AGM
Meeting Date: 01-Jun-2023
Ticker:
ISIN: BMG8063F1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0425/2023042501785.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0425/2023042501655.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND, IF THOUGHT FIT, Mgmt For For
ADOPT THE AUDITED FINANCIAL STATEMENTS AND
THE REPORTS OF THE DIRECTORS AND THE
AUDITOR OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2022
2A TO RE-ELECT EACH OF THE FOLLOWING RETIRING Mgmt For For
DIRECTOR OF THE COMPANY: MS KUOK HUI KWONG
2B TO RE-ELECT EACH OF THE FOLLOWING RETIRING Mgmt For For
DIRECTOR OF THE COMPANY: MR CHUA CHEE WUI
2C TO RE-ELECT EACH OF THE FOLLOWING RETIRING Mgmt For For
DIRECTOR OF THE COMPANY: MR LIM BENG CHEE
2D TO RE-ELECT EACH OF THE FOLLOWING RETIRING Mgmt For For
DIRECTOR OF THE COMPANY: MR ZHUANG CHENCHAO
3 TO FIX THE DIRECTORS' FEES (INCLUDING FEES Mgmt For For
PAYABLE TO MEMBERS OF THE REMUNERATION &
HUMAN CAPITAL COMMITTEE, THE NOMINATION
COMMITTEE AND THE AUDIT & RISK COMMITTEE)
FOR THE YEAR ENDING 31 DECEMBER 2023
4 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
AS THE AUDITOR OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORISE THE DIRECTORS
OF THE COMPANY TO FIX ITS REMUNERATION
5A TO APPROVE THE 20% NEW ISSUE GENERAL Mgmt Against Against
MANDATE
5B TO APPROVE THE 10% SHARE REPURCHASE MANDATE Mgmt For For
5C TO APPROVE, CONDITIONAL UPON RESOLUTION 5B Mgmt Against Against
BEING DULY PASSED, THE MANDATE OF
ADDITIONAL NEW ISSUE BY THE NUMBER OF
SHARES REPURCHASED UNDER RESOLUTION 5B
6 TO APPROVE THE AMENDMENTS TO THE BYE-LAWS Mgmt For For
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE AIRLINES LTD Agenda Number: 715831942
--------------------------------------------------------------------------------------------------------------------------
Security: Y7992P128
Meeting Type: AGM
Meeting Date: 26-Jul-2022
Ticker:
ISIN: SG1V61937297
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE DIRECTORS' STATEMENT, Mgmt For For
AUDITED FINANCIAL STATEMENTS AND AUDITORS'
REPORT FOR THE YEAR ENDED 31 MARCH 2022
2.A RE-ELECTION OF DIRECTOR IN ACCORDANCE WITH Mgmt For For
ARTICLE 91: MR PETER SEAH LIM HUAT
2.B RE-ELECTION OF DIRECTOR IN ACCORDANCE WITH Mgmt For For
ARTICLE 91: MR SIMON CHEONG SAE PENG
2.C RE-ELECTION OF DIRECTOR IN ACCORDANCE WITH Mgmt For For
ARTICLE 91: MR DAVID JOHN GLEDHILL
2.D RE-ELECTION OF DIRECTOR IN ACCORDANCE WITH Mgmt For For
ARTICLE 91: MS GOH SWEE CHEN
3 RE-ELECTION OF MR YEOH OON JIN AS A Mgmt For For
DIRECTOR IN ACCORDANCE WITH ARTICLE 97
4 APPROVAL OF DIRECTORS' EMOLUMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDING 31 MARCH 2023
5 RE-APPOINTMENT OF AUDITORS AND AUTHORITY Mgmt For For
FOR THE DIRECTORS TO FIX THEIR REMUNERATION
6 AUTHORITY FOR DIRECTORS TO ISSUE SHARES, Mgmt For For
AND TO MAKE OR GRANT INSTRUMENTS
CONVERTIBLE INTO SHARES, PURSUANT TO
SECTION 161 OF THE COMPANIES ACT 1967
7 AUTHORITY FOR DIRECTORS TO GRANT AWARDS, Mgmt For For
AND TO ALLOT AND ISSUE SHARES, PURSUANT TO
THE SIA PERFORMANCE SHARE PLAN 2014 AND THE
SIA RESTRICTED SHARE PLAN 2014
8 RENEWAL OF THE IPT MANDATE Mgmt For For
9 RENEWAL OF THE SHARE BUY BACK MANDATE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda Number: 935775859
--------------------------------------------------------------------------------------------------------------------------
Security: 830879102
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: SKYW
ISIN: US8308791024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jerry C. Atkin Mgmt For For
1b. Election of Director: Russell A. Childs Mgmt For For
1c. Election of Director: Smita Conjeevaram Mgmt For For
1d. Election of Director: Meredith S. Madden Mgmt For For
1e. Election of Director: Ronald J. Mgmt For For
Mittelstaedt
1f. Election of Director: Andrew C. Roberts Mgmt For For
1g. Election of Director: Keith E. Smith Mgmt For For
1h. Election of Director: James L. Welch Mgmt For For
2. To consider and vote upon, on an advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To consider and vote upon, on an advisory Mgmt 1 Year For
basis, the frequency of holding future
advisory votes on the compensation of the
Company's named executive officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935815413
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David W. Biegler Mgmt For For
1b. Election of Director: J. Veronica Biggins Mgmt For For
1c. Election of Director: Douglas H. Brooks Mgmt For For
1d. Election of Director: Eduardo F. Conrado Mgmt For For
1e. Election of Director: William H. Cunningham Mgmt For For
1f. Election of Director: Thomas W. Gilligan Mgmt For For
1g. Election of Director: David P. Hess Mgmt For For
1h. Election of Director: Robert E. Jordan Mgmt For For
1i. Election of Director: Gary C. Kelly Mgmt For For
1j. Election of Director: Elaine Mendoza Mgmt For For
1k. Election of Director: John T. Montford Mgmt For For
1l. Election of Director: Christopher P. Mgmt For For
Reynolds
1m. Election of Director: Ron Ricks Mgmt For For
1n. Election of Director: Jill A. Soltau Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Advisory vote on frequency of votes on Mgmt 1 Year For
named executive officer compensation.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2023.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder removal of directors
without cause.
6. Advisory vote on shareholder proposal to Shr Against For
require shareholder ratification of
termination pay.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES, INC. Agenda Number: 935655540
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Special
Meeting Date: 27-Jul-2022
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt Against Against
dated as of February 5, 2022, as it may be
amended from time to time by and between
Spirit Airlines, Inc., Frontier Group
Holdings, Inc. and Top Gun Acquisition
Corp.
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation that may be paid or
become payable to Spirit's named executive
officers that is based on or otherwise
relates to the merger, as disclosed in the
attached Proxy Statement pursuant to
executive compensation disclosure rules
under the Securities Exchange Act of 1934,
as amended.
3. To approve one or more adjournments of the Mgmt Against Against
Spirit special meeting, if necessary or
appropriate, including adjournments to
permit further solicitation of proxies in
favor of the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES, INC. Agenda Number: 935711994
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Special
Meeting Date: 19-Oct-2022
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 28, 2022, as it may be
amended from time to time by and between
Spirit Airlines, Inc., JetBlue Airways
Corporation and Sundown Acquisition Corp.
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation that may be paid or
become payable to Spirit's named executive
officers that is based on or otherwise
relates to the merger, as disclosed in the
attached Proxy Statement pursuant to
executive compensation disclosure rules
under the Securities Exchange Act of 1934,
as amended.
3. To approve one or more adjournments of the Mgmt For For
Spirit special meeting, if necessary or
appropriate, including adjournments to
permit further solicitation of proxies in
favor of the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES, INC. Agenda Number: 935792146
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward M. Christie III Mgmt For For
Mark B. Dunkerley Mgmt For For
Christine P. Richards Mgmt For For
2. To ratify the selection, by the Audit Mgmt For For
Committee of the Board of Directors, of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2023.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
attached Proxy Statement pursuant to
executive compensation disclosure rules
under the Securities Exchange Act of 1934,
as amended.
--------------------------------------------------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC. Agenda Number: 935784911
--------------------------------------------------------------------------------------------------------------------------
Security: 867892101
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: SHO
ISIN: US8678921011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next Annual Meeting: W. Blake Baird
1b. Election of Director to serve until the Mgmt For For
next Annual Meeting: Andrew Batinovich
1c. Election of Director to serve until the Mgmt For For
next Annual Meeting: Monica S. Digilio
1d. Election of Director to serve until the Mgmt For For
next Annual Meeting: Kristina M. Leslie
1e. Election of Director to serve until the Mgmt For For
next Annual Meeting: Murray J. McCabe
1f. Election of Director to serve until the Mgmt For For
next Annual Meeting: Verett Mims
1g. Election of Director to serve until the Mgmt For For
next Annual Meeting: Douglas M. Pasquale
2. Ratification of the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP to act as
the independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. Advisory vote to approve the compensation Mgmt For For
of Sunstone's named executive officers, as
set forth in Sunstone's Proxy Statement for
the 2023 Annual Meeting.
4. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on the compensation of
Sunstone's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935819461
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carolyn Corvi Mgmt For For
1b. Election of Director: Matthew Friend Mgmt For For
1c. Election of Director: Barney Harford Mgmt For For
1d. Election of Director: Michele J. Hooper Mgmt For For
1e. Election of Director: Walter Isaacson Mgmt For For
1f. Election of Director: James A. C. Kennedy Mgmt For For
1g. Election of Director: J. Scott Kirby Mgmt For For
1h. Election of Director: Edward M. Philip Mgmt For For
1i. Election of Director: Edward L. Shapiro Mgmt For For
1j. Election of Director: Laysha Ward Mgmt For For
1k. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP to Serve as the Company's
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2023.
3. A Vote to Approve, on a Nonbinding Advisory Mgmt For For
Basis, the Compensation of the Company's
Named Executive Officers.
4. A Vote to Approve, on a Nonbinding Advisory Mgmt 1 Year For
Basis, the Frequency (i.e., every one, two
or three years) of Holding Future Advisory
Votes to Approve the Compensation of the
Company's Named Executive Officers.
5. A Vote to Approve the First Amendment to Mgmt For For
the United Airlines Holdings, Inc. 2021
Incentive Compensation Plan.
6. A Vote to Approve the Amended and Restated Mgmt For For
United Airlines Holdings, Inc. Director
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
WHITBREAD PLC Agenda Number: 717266084
--------------------------------------------------------------------------------------------------------------------------
Security: G9606P197
Meeting Type: AGM
Meeting Date: 22-Jun-2023
Ticker:
ISIN: GB00B1KJJ408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 2 MARCH 2023
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO DECLARE A FINAL DIVIDEND OF 49.8 PENCE Mgmt For For
PER ORDINARY SHARE
4 TO ELECT DOMINIC PAUL AS A DIRECTOR Mgmt For For
5 TO ELECT KAREN JONES AS A DIRECTOR Mgmt For For
6 TO ELECT CILLA SNOWBALL AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DAVID ATKINS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT KAL ATWAL AS A DIRECTOR Mgmt For For
9 TO RE-ELECT HORST BAIER AS A DIRECTOR Mgmt For For
10 TO RE-ELECT FUMBI CHIMA AS A DIRECTOR Mgmt For For
11 TO RE-ELECT ADAM CROZIER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT FRANK FISKERS AS A DIRECTOR Mgmt For For
13 TO RE-ELECT RICHARD GILLINGWATER AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT CHRIS KENNEDY AS A DIRECTOR Mgmt For For
15 TO RE-ELECT HEMANT PATEL AS A DIRECTOR Mgmt For For
16 TO REAPPOINT DELOITTE LLP AS THE AUDITOR Mgmt For For
17 TO AUTHORISE THE BOARD, THROUGH THE AUDIT Mgmt For For
COMMITTEE, TO SET THE AUDITOR'S
REMUNERATION
18 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
19 TO AUTHORISE THE BOARD TO ALLOT SHARES Mgmt For For
20 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
21 TO AUTHORISE THE DISAPPLICATION OF OF Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
23 TO ENABLE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING, ON REDUCED NOTICE
24 TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION (LIBOR AMENDMENTS)
25 TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION (GENERAL
AMENDMENTS)
--------------------------------------------------------------------------------------------------------------------------
WIZZ AIR HOLDINGS PLC Agenda Number: 716010563
--------------------------------------------------------------------------------------------------------------------------
Security: G96871101
Meeting Type: AGM
Meeting Date: 13-Sep-2022
Ticker:
ISIN: JE00BN574F90
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2022 TOGETHER WITH THE RELATED
DIRECTORS' AND AUDITOR'S REPORT
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE FINANCIAL YEAR ENDED 31
MARCH 2022, SET OUT ON PAGES 102 TO 105 AND
PAGES 114 TO 122 OF THE 2022 ANNUAL REPORT
AND ACCOUNTS
3 TO RE-ELECT WILLIAM A. FRANKE AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
4 TO RE-ELECT JOZSEF VARADI AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT STEPHEN L. JOHNSON AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 TO RE-ELECT BARRY ECCLESTON AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT BARRY ECCLESTON AS A DIRECTOR Mgmt For For
OF THE COMPANY (INDEPENDENT SHAREHOLDER
VOTE)
8 TO RE-ELECT ANDREW S. BRODERICK AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 TO RE-ELECT CHARLOTTE PEDERSEN AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 TO RE-ELECT CHARLOTTE PEDERSEN AS A Mgmt For For
DIRECTOR OF THE COMPANY (INDEPENDENT
SHAREHOLDER VOTE)
11 TO RE-ELECT CHARLOTTE ANDSAGER AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT CHARLOTTE ANDSAGER AS A Mgmt For For
DIRECTOR OF THE COMPANY (INDEPENDENT
SHAREHOLDER VOTE)
13 TO RE-ELECT ENRIQUE DUPUY DE LOME CHAVARRI Mgmt For For
AS A DIRECTOR OF THE COMPANY
14 TO RE-ELECT ENRIQUE DUPUY DE LOME CHAVARRI Mgmt For For
AS A DIRECTOR OF THE COMPANY (INDEPENDENT
SHAREHOLDER VOTE)
15 TO RE-ELECT ANTHONY RADEV AS A DIRECTOR OF Mgmt For For
THE COMPANY
16 TO RE-ELECT ANTHONY RADEV AS A DIRECTOR OF Mgmt For For
THE COMPANY (INDEPENDENT SHAREHOLDER VOTE)
17 TO ELECT ANNA GATTI AS A DIRECTOR OF THE Mgmt For For
COMPANY
18 TO ELECT ANNA GATTI AS A DIRECTOR OF THE Mgmt For For
COMPANY (INDEPENDENT SHAREHOLDER VOTE)
19 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITORS FROM THE CONCLUSION
OF THE AGM UNTIL THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY
20 TO AUTHORISE THE AUDIT COMMITTEE (FOR AND Mgmt For For
ON BEHALF OF THE BOARD) TO AGREE THE
REMUNERATION OF THE AUDITORS
21 AUTHORITY TO ALLOT SHARES Mgmt For For
22 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
23 DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM HOTELS & RESORTS, INC. Agenda Number: 935794001
--------------------------------------------------------------------------------------------------------------------------
Security: 98311A105
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: WH
ISIN: US98311A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen P. Holmes Mgmt For For
1b. Election of Director: Geoffrey A. Ballotti Mgmt For For
1c. Election of Director: Myra J. Biblowit Mgmt For For
1d. Election of Director: James E. Buckman Mgmt For For
1e. Election of Director: Bruce B. Churchill Mgmt For For
1f. Election of Director: Mukul V. Deoras Mgmt For For
1g. Election of Director: Ronald L. Nelson Mgmt For For
1h. Election of Director: Pauline D.E. Richards Mgmt For For
2. To vote on an advisory resolution to Mgmt For For
approve our executive compensation program.
3. To vote on an amendment to our Second Mgmt For For
Amended and Restated Certificate of
Incorporation to provide for exculpation of
certain officers of the Company as
permitted by recent amendments to Delaware
law.
4. To vote on a proposal to ratify the Mgmt For For
appointment of Deloitte & Touche LLP to
serve as our independent registered public
accounting firm for fiscal year 2023.
Defiance Next Gen Altered Experience ETF
--------------------------------------------------------------------------------------------------------------------------
CYBIN INC. Agenda Number: 935692283
--------------------------------------------------------------------------------------------------------------------------
Security: 23256X100
Meeting Type: Annual
Meeting Date: 15-Aug-2022
Ticker: CYBN
ISIN: CA23256X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To appoint Zeifmans LLP as auditors of the Mgmt For For
Corporation for the ensuing year and to
authorize the directors of the Corporation
to fix its remuneration.
2 DIRECTOR
Theresa Firestone Mgmt For For
Grant Froese Mgmt For For
Paul Glavine Mgmt For For
Eric Hoskins Mgmt For For
Mark Lawson Mgmt For For
Eric So Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
GH RESEARCH PLC Agenda Number: 935697942
--------------------------------------------------------------------------------------------------------------------------
Security: G3855L106
Meeting Type: Annual
Meeting Date: 22-Sep-2022
Ticker: GHRS
ISIN: IE000GID8VI0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Florian Schonharting Mgmt Against Against
1.2 Election of Director: Michael Forer, L.L.B Mgmt For For
1.3 Election of Director: Dermot Hanley Mgmt For For
1.4 Election of Director: Duncan Moore, PhD Mgmt For For
2. To review the affairs of the Company and Mgmt For For
consider the Irish statutory financial
statements for the year ended 31 December
2021 and the reports of the directors and
auditors thereon.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers Ireland as
independent auditors of the Company for the
year ending 31 December 2022 and to
authorise the Board to fix the remuneration
of the auditors.
--------------------------------------------------------------------------------------------------------------------------
HEXO CORP Agenda Number: 715653475
--------------------------------------------------------------------------------------------------------------------------
Security: 428304307
Meeting Type: SGM
Meeting Date: 04-Jul-2022
Ticker:
ISIN: CA4283043079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 18 MAY 2022: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR ALL RESOLUTIONS, ABSTAIN IS NOT A
VOTING OPTION ON THIS MEETING
1 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR (THE "CIRCULAR"),
AUTHORIZING AND APPROVING CERTAIN
AMENDMENTS TO THE CORPORATION'S SENIOR
SECURED CONVERTIBLE NOTE AS REQUIRED
PURSUANT TO THE RULES OF THE TORONTO STOCK
EXCHANGE (THE "TSX"), INCLUDING (I) THE
POTENTIAL ISSUANCE OF MORE THAN 25% OF THE
ISSUED AND OUTSTANDING COMMON SHARES (ON A
NONDILUTED BASIS) IN CONNECTION WITH THE
AMENDED NOTE (AS DEFINED IN THE CIRCULAR);
(II) THE ISSUANCE OF COMMON SHARES TO
TILRAY BRANDS, INC., THE PROPOSED HOLDER OF
THE AMENDED NOTE, WHICH MAY "MATERIALLY
AFFECT CONTROL" OF THE CORPORATION, ALL AS
MORE PARTICULARLY DESCRIBED IN THE
INFORMATION CIRCULAR
2 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN THE CIRCULAR, APPROVING
CERTAIN ASPECTS OF THE CORPORATION'S EQUITY
PURCHASE AGREEMENT WITH 2692106 ONTARIO
INC. (THE "INVESTOR") AND KAOS CAPITAL
LTD., AS REQUIRED PURSUANT TO THE RULES OF
THE TSX, INCLUDING (I) THE POTENTIAL
ISSUANCE OF MORE THAN 25% OF THE ISSUED AND
OUTSTANDING COMMON SHARES (ON A NON-DILUTED
BASIS) TO THE INVESTOR; (II) THE ISSUANCE
OF COMMON SHARES TO THE INVESTOR WHICH MAY
"MATERIALLY AFFECT CONTROL" OF THE
CORPORATION; AND (III) THE POTENTIAL
ISSUANCE OF COMMON SHARES TO THE INVESTOR
AT A PRICE LESS THAN THE MARKET PRICE OF
THE COMMON SHARES LESS THE MAXIMUM
ALLOWABLE DISCOUNT, BOTH AS DETERMINED BY
TSX RULES
CMMT 13 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
POSTPONEMENT OF THE MEETING DATE FROM 14
JUN 2022 TO 04 JUL 2022. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PHARMACIELO LTD Agenda Number: 715967901
--------------------------------------------------------------------------------------------------------------------------
Security: 71716K101
Meeting Type: MIX
Meeting Date: 01-Sep-2022
Ticker:
ISIN: CA71716K1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION NUMBERS 1,4,5 AND 6 AND 'IN
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS 2.1 TO 2.5 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE (5) Mgmt For For
2.1 ELECTION OF DIRECTOR: WILLIAM B. PETRON Mgmt Abstain Against
2.2 ELECTION OF DIRECTOR: DOUGLAS BACHE Mgmt For For
2.3 ELECTION OF DIRECTOR: MARC LUSTIG Mgmt For For
2.4 ELECTION OF DIRECTOR: WILLIAM NICHOLAS Mgmt For For
2.5 ELECTION OF DIRECTOR: IAN D. ATACAN Mgmt For For
3 APPOINTMENT OF MNP LLP AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 THAT THE STOCK OPTION PLAN IS HEREBY Mgmt Against Against
AMENDED, FIXING THE NUMBER OF COMMON SHARES
TO BE RESERVED FOR ISSUANCE THEREUNDER,
TOGETHER WITH ANY OTHER SHARE COMPENSATION
PLAN AT 22,670,000, STILL 15% OF THE
151,161,888 ISSUED AND OUTSTANDING COMMON
SHARES AS OF JULY 28, 2022
5 THAT THE RSU PLAN IS HEREBY AMENDED, FIXING Mgmt Against Against
THE NUMBER OF COMMON SHARES TO BE RESERVED
FOR ISSUANCE THEREUNDER, TOGETHER WITH ANY
OTHER SHARE COMPENSATION PLAN AT
22,670,000, STILL 15% OF THE 151,161,888
ISSUED AND OUTSTANDING COMMON SHARES AS OF
JULY 28, 2022
6 THAT THE DSU PLAN IS HEREBY AMENDED, FIXING Mgmt Against Against
THE NUMBER OF COMMON SHARES TO BE RESERVED
FOR ISSUANCE THEREUNDER, TOGETHER WITH ANY
OTHER SHARE COMPENSATION PLAN AT
22,670,000, STILL 15% OF THE 151,161,888
ISSUED AND OUTSTANDING COMMON SHARES AS OF
JULY 28, 2022
Defiance Next Gen Connectivity ETF
--------------------------------------------------------------------------------------------------------------------------
A10 NETWORKS, INC. Agenda Number: 935780608
--------------------------------------------------------------------------------------------------------------------------
Security: 002121101
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ATEN
ISIN: US0021211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 annual meeting: Tor R. Braham
1b. Election of Director to serve until the Mgmt For For
2024 annual meeting: Peter Y. Chung
1c. Election of Director to serve until the Mgmt For For
2024 annual meeting: Eric Singer
1d. Election of Director to serve until the Mgmt For For
2024 annual meeting: Dhrupad Trivedi
1e. Election of Director to serve until the Mgmt For For
2024 annual meeting: Dana Wolf
2. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Armanino LLP Mgmt For For
as our independent public accounting firm
for our fiscal year ending December 31,
2023.
4. To approve the A10 Networks, Inc. 2023 Mgmt For For
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ADTRAN HOLDINGS, INC. Agenda Number: 935792095
--------------------------------------------------------------------------------------------------------------------------
Security: 00486H105
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ADTN
ISIN: US00486H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas R. Stanton Mgmt For For
1b. Election of Director: Johanna Hey Mgmt For For
1c. Election of Director: H. Fenwick Huss Mgmt For For
1d. Election of Director: Gregory J. McCray Mgmt For For
1e. Election of Director: Balan Nair Mgmt For For
1f. Election of Director: Brian Protiva Mgmt For For
1g. Election of Director: Jacqueline H. Rice Mgmt For For
1h. Election of Director: Nikos Theodosopoulos Mgmt For For
1i. Election of Director: Kathryn A. Walker Mgmt For For
2. Non-binding approval of the compensation of Mgmt Against Against
Adtran's named executive officers.
3. Non-binding vote on the frequency of future Mgmt 1 Year For
votes on the compensation of Adtran's named
executive officers.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Adtran for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora M. Denzel Mgmt For For
1b. Election of Director: Mark Durcan Mgmt For For
1c. Election of Director: Michael P. Gregoire Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Jon A. Olson Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt For For
1i. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Approve of the Advanced Micro Devices, Inc. Mgmt For For
2023 Equity Incentive Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935796613
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon Bowen Mgmt For For
1b. Election of Director: Marianne Brown Mgmt For For
1c. Election of Director: Monte Ford Mgmt For For
1d. Election of Director: Dan Hesse Mgmt For For
1e. Election of Director: Tom Killalea Mgmt For For
1f. Election of Director: Tom Leighton Mgmt For For
1g. Election of Director: Jonathan Miller Mgmt For For
1h. Election of Director: Madhu Ranganathan Mgmt For For
1i. Election of Director: Ben Verwaayen Mgmt For For
1j. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment to our Second Mgmt For For
Amended and Restated 2013 Stock Incentive
Plan to increase the number of shares of
common stock authorized for issuance
thereunder by 7,250,000 shares
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation
5. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
AKOUSTIS TECHNOLOGIES, INC. Agenda Number: 935714851
--------------------------------------------------------------------------------------------------------------------------
Security: 00973N102
Meeting Type: Annual
Meeting Date: 10-Nov-2022
Ticker: AKTS
ISIN: US00973N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven P. DenBaars Mgmt For For
Arthur E. Geiss Mgmt For For
J. Michael McGuire Mgmt For For
Jeffrey K. McMahon Mgmt For For
Jerry D. Neal Mgmt For For
Suzanne B. Rudy Mgmt For For
Jeffrey B. Shealy Mgmt For For
2. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation paid to
our named executive officers.
3. Proposal to approve, as required by Nasdaq Mgmt For For
Marketplace Rule 5635(d), the potential
issuance of shares of the Company's common
stock in respect of the Company's 6.0%
Convertible Senior Notes due 2027 (the
"2027 Notes") exceeding 19.99% of the
number of shares of common stock
outstanding at the time of the issuance of
the 2027 Notes, including upon the
conversion of the 2027 Notes, upon payment
of interest thereon, and upon certain
make-whole payments.
4. Proposal to approve an amendment to the Mgmt Against Against
Company's 2018 Stock Incentive Plan to
increase the number of shares reserved for
issuance thereunder from 6,000,000 to
12,000,000 shares.
5. Proposal to approve an amendment to the Mgmt For For
Company's Certificate of Incorporation
increasing the number of authorized shares
of common stock from 100,000,000 to
125,000,000 shares.
6. Proposal to approve an amendment to the Mgmt For For
Company's Certificate of Incorporation to
update the exculpation provision to limit
the liability of certain officers of the
Company as permitted by recent amendments
to Delaware law.
7. Proposal to ratify the appointment of Mgmt For For
Marcum LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
ALLOT LTD. Agenda Number: 935739954
--------------------------------------------------------------------------------------------------------------------------
Security: M0854Q105
Meeting Type: Annual
Meeting Date: 14-Dec-2022
Ticker: ALLT
ISIN: IL0010996549
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt No vote
ARTICLES OF ASSOCIATION, EFFECTIVE
IMMEDIATELY UPON THE APPROVAL OF THIS
PROPOSAL 1, TO PROVIDE FOR THE ELIMINATION
OF THE DIFFERENT CLASSES OF MEMBERS OF THE
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD"), SO THAT AFTER COMPLETION OF THEIR
CURRENT TERM, THE TERM OF EACH DIRECTOR WHO
IS ELECTED OR REELECTED AT OR AFTER THE
ANNUAL MEETING (OTHER THAN OUTSIDE
DIRECTORS, WHO SHALL CONTINUE TO SERVE FOR
FIXED THREE-YEAR TERMS IN ACCORDANCE WITH
...(due to space limits,see proxy material
for full proposal).
2. TO ELECT RAFFI KESTEN AS A CLASS II Mgmt No vote
DIRECTOR, TO SERVE UNTIL THE 2023 ANNUAL
MEETING OF SHAREHOLDERS, AND UNTIL HIS
SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
3. TO REELECT NADAV ZOHAR AS A CLASS I Mgmt No vote
DIRECTOR, TO SERVE UNTIL THE 2025 ANNUAL
MEETING OF SHAREHOLDERS (OR, IF PROPOSAL 1
IS APPROVED, TO SERVE UNTIL THE 2023 ANNUAL
MEETING OF SHAREHOLDERS), AND UNTIL HIS
SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
4. TO ELECT CYNTHIA L. PAUL AS A CLASS I Mgmt No vote
DIRECTOR, TO SERVE UNTIL THE 2025 ANNUAL
MEETING OF SHAREHOLDERS (OR, IF PROPOSAL 1
IS APPROVED, TO SERVE UNTIL THE 2023 ANNUAL
MEETING OF SHAREHOLDERS), AND UNTIL HER
SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HER OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
5. TO REELECT STEVEN LEVY AS AN OUTSIDE Mgmt No vote
DIRECTOR OF THE COMPANY, TO SERVE FOR A
TERM OF THREE YEARS COMMENCING AS OF THE
END OF HIS CURRENT TERM, OR UNTIL HIS
OFFICE IS VACATED IN ACCORDANCE WITH THE
COMPANY'S ARTICLES OF ASSOCIATION OR THE
ISRAEL COMPANIES LAW.
5a. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt No vote
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAEL COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 5, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 5
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." Mark "for" = yes or "against" = no.
6. TO APPROVE THE EXISTING COMPENSATION POLICY Mgmt No vote
FOR OFFICERS AND DIRECTORS OF THE COMPANY
FOR THE YEARS 2022-2024 AS REQUIRED BY THE
ISRAEL COMPANIES LAW.
6a. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt No vote
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAEL COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 6, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 6
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." Mark "for" = yes or "against" = no.
7. TO APPROVE A GRANT OF 30,000 RESTRICTED Mgmt No vote
STOCK UNITS TO EACH NEW DIRECTOR UPON HIS
OR HER INITIAL ELECTION TO OUR BOARD.
8. TO APPROVE THE REAPPOINTMENT OF KOST FORER Mgmt No vote
GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2022 AND
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS, AND TO AUTHORIZE THE BOARD,
UPON RECOMMENDATION OF THE AUDIT COMMITTEE,
TO FIX THE REMUNERATION OF SAID INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ALTICE USA, INC. Agenda Number: 935854770
--------------------------------------------------------------------------------------------------------------------------
Security: 02156K103
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: ATUS
ISIN: US02156K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexandre Fonseca Mgmt Against Against
1b. Election of Director: Patrick Drahi Mgmt Against Against
1c. Election of Director: David Drahi Mgmt Against Against
1d. Election of Director: Dexter Goei Mgmt Against Against
1e. Election of Director: Mark Mullen Mgmt Against Against
1f. Election of Director: Dennis Okhuijsen Mgmt Against Against
1g. Election of Director: Susan Schnabel Mgmt Against Against
1h. Election of Director: Charles Stewart Mgmt Against Against
1i. Election of Director: Raymond Svider Mgmt Against Against
2. To ratify the appointment of the Company's Mgmt For For
Independent Registered Public Accounting
Firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935825452
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt Against Against
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Mgmt Against Against
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt Against Against
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1j. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED, FOR PURPOSES
OF FRENCH TAX LAW
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RETIREMENT PLAN OPTIONS
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE
8. SHAREHOLDER PROPOSAL REQUESTING REPORTING Shr Against For
ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CONTENT REMOVAL REQUESTS
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON STAKEHOLDER IMPACTS
11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For
TAX REPORTING
12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON CLIMATE LOBBYING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY
14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS Shr Against For
OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY,
AND INCLUSION PROGRAMS
15. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO OUR BYLAWS TO REQUIRE
SHAREHOLDER APPROVAL FOR CERTAIN FUTURE
AMENDMENTS
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON FREEDOM OF ASSOCIATION
17. SHAREHOLDER PROPOSAL REQUESTING A NEW Shr Against For
POLICY REGARDING OUR EXECUTIVE COMPENSATION
PROCESS
18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON ANIMAL WELFARE STANDARDS
19. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL BOARD COMMITTEE
20. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY
21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WAREHOUSE WORKING CONDITIONS
22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS
23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 935753081
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 27-Jan-2023
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Robert A. Minicucci Mgmt For For
1b. ELECTION OF DIRECTOR: Adrian Gardner Mgmt For For
1c. ELECTION OF DIRECTOR: Rafael de la Vega Mgmt For For
1d. ELECTION OF DIRECTOR: Eli Gelman Mgmt For For
1e. ELECTION OF DIRECTOR: Richard T.C. LeFave Mgmt For For
1f. ELECTION OF DIRECTOR: John A. MacDonald Mgmt For For
1g. ELECTION OF DIRECTOR: Shuky Sheffer Mgmt For For
1h. ELECTION OF DIRECTOR: Yvette Kanouff Mgmt For For
1i. ELECTION OF DIRECTOR: Sarah ruth Davis Mgmt For For
1j. ELECTION OF DIRECTOR: Amos Genish Mgmt For For
2. To approve the Amdocs Limited 2023 Employee Mgmt For For
Share Purchase Plan (Proposal II).
3. To approve an increase in the dividend rate Mgmt For For
under our quarterly cash dividend program
from $0.395 per share to $0.435 per share
(Proposal III).
4. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2022 (Proposal IV).
5. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2023, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
V).
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935806008
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas A. Bartlett Mgmt For For
1b. Election of Director: Kelly C. Chambliss Mgmt For For
1c. Election of Director: Teresa H. Clarke Mgmt For For
1d. Election of Director: Raymond P. Dolan Mgmt For For
1e. Election of Director: Kenneth R. Frank Mgmt For For
1f. Election of Director: Robert D. Hormats Mgmt For For
1g. Election of Director: Grace D. Lieblein Mgmt For For
1h. Election of Director: Craig Macnab Mgmt For For
1i. Election of Director: JoAnn A. Reed Mgmt For For
1j. Election of Director: Pamela D. A. Reeve Mgmt For For
1k. Election of Director: Bruce L. Tanner Mgmt For For
1l. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2023.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency with which the Company will hold
a stockholder advisory vote on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935758740
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Vincent Roche Mgmt For For
1b. Election of Director: James A. Champy Mgmt For For
1c. Election of Director: Andre Andonian Mgmt For For
1d. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1e. Election of Director: Edward H. Frank Mgmt For For
1f. Election of Director: Laurie H. Glimcher Mgmt For For
1g. Election of Director: Karen M. Golz Mgmt For For
1h. Election of Director: Mercedes Johnson Mgmt For For
1i. Election of Director: Kenton J. Sicchitano Mgmt For For
1j. Election of Director: Ray Stata Mgmt For For
1k. Election of Director: Susie Wee Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of our
named executive officers.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal year
2023.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935757700
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2023
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt For For
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt For For
1f Election of Director: Art Levinson Mgmt For For
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt For For
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2023
3. Advisory vote to approve executive Mgmt For For
compensation
4. Advisory vote on the frequency of advisory Mgmt 1 Year For
votes on executive compensation
5. A shareholder proposal entitled "Civil Shr Against For
Rights and Non-Discrimination Audit
Proposal"
6. A shareholder proposal entitled "Communist Shr Against For
China Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Shr For Against
Gender Pay Gaps"
9. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935849488
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lewis Chew Mgmt Withheld Against
Director Withdrawn Mgmt Withheld Against
Mark B. Templeton Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935803937
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott T. Ford Mgmt For For
1b. Election of Director: Glenn H. Hutchins Mgmt For For
1c. Election of Director: William E. Kennard Mgmt For For
1d. Election of Director: Stephen J. Luczo Mgmt For For
1e. Election of Director: Michael B. Mgmt For For
McCallister
1f. Election of Director: Beth E. Mooney Mgmt For For
1g. Election of Director: Matthew K. Rose Mgmt For For
1h. Election of Director: John T. Stankey Mgmt For For
1i. Election of Director: Cynthia B. Taylor Mgmt For For
1j. Election of Director: Luis A. Ubinas Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory approval of frequency of vote on Mgmt 1 Year For
executive compensation.
5. Independent board chairman. Shr For Against
6. Racial equity audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 935792603
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors: Mirko Bibic Mgmt For For
1B David F. Denison Mgmt For For
1C Robert P. Dexter Mgmt For For
1D Katherine Lee Mgmt For For
1E Monique F. Leroux Mgmt For For
1F Sheila A. Murray Mgmt For For
1G Gordon M. Nixon Mgmt For For
1H Louis P. Pagnutti Mgmt For For
1I Calin Rovinescu Mgmt For For
1J Karen Sheriff Mgmt For For
1K Robert C. Simmonds Mgmt For For
1L Jennifer Tory Mgmt For For
1M Louis Vachon Mgmt For For
1N Cornell Wright Mgmt For For
2 Appointment of Deloitte LLP as auditors Mgmt For For
3 Advisory resolution on executive Mgmt For For
compensation as described in section 3.4 of
the management proxy circular
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935766189
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 03-Apr-2023
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Diane M. Bryant Mgmt For For
1b. Election of Director: Gayla J. Delly Mgmt For For
1c. Election of Director: Raul J. Fernandez Mgmt For For
1d. Election of Director: Eddy W. Hartenstein Mgmt For For
1e. Election of Director: Check Kian Low Mgmt For For
1f. Election of Director: Justine F. Page Mgmt For For
1g. Election of Director: Henry Samueli Mgmt For For
1h. Election of Director: Hock E. Tan Mgmt For For
1i. Election of Director: Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse Coopers LLP as the
independent registered public accounting
firm of Broadcom for the fiscal year ending
October 29, 2023.
3. Approve an amendment and restatement of the Mgmt Against Against
2012 Stock Incentive Plan.
4. Advisory vote to approve the named Mgmt Against Against
executive officer compensation.
5. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
CALIX, INC. Agenda Number: 935788933
--------------------------------------------------------------------------------------------------------------------------
Security: 13100M509
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: CALX
ISIN: US13100M5094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Crusco Mgmt For For
Carl Russo Mgmt For For
2. To approve the Calix, Inc. Third Amended Mgmt Against Against
and Restated 2019 Equity Incentive Award
Plan.
3. To approve the Calix, Inc. Third Amended Mgmt Against Against
and Restated 2017 Nonqualified Employee
Stock Purchase Plan.
4. To approve, on a non-binding, advisory Mgmt Against Against
basis, Calix's named executive officer
compensation.
5. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes to approve the compensation of
Calix's named executive officers.
6. To ratify the selection of KPMG LLP as Mgmt For For
Calix's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CAMBIUM NETWORKS CORPORATION Agenda Number: 935845543
--------------------------------------------------------------------------------------------------------------------------
Security: G17766109
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: CMBM
ISIN: KYG177661090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Atul Mgmt Withheld Against
Bhatnagar
1.2 Election of Class I Director: Alexander R. Mgmt Withheld Against
Slusky
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CASA SYSTEMS, INC. Agenda Number: 935806678
--------------------------------------------------------------------------------------------------------------------------
Security: 14713L102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: CASA
ISIN: US14713L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III director to hold Mgmt For For
office until our 2026 Annual Meeting: Scott
Bruckner
1.2 Election of Class III director to hold Mgmt For For
office until our 2026 Annual Meeting:
Michael T. Hayashi
1.3 Election of Class III director to hold Mgmt Withheld Against
office until our 2026 Annual Meeting: Bill
Styslinger
2. To ratify the appointment of Ernst and Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. To approve, by a non-binding, advisory Mgmt Against Against
vote, the 2022 compensation paid to our
named executive officers.
4. To provide a non-binding, advisory vote on Mgmt 1 Year For
the frequency of future stockholder
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 935693778
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Special
Meeting Date: 23-Aug-2022
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To remove the following director from the Mgmt For Against
Company's Board of Directors (the "Board"),
effective immediately: Yael Langer
1.2 To remove the following Director from the Mgmt For Against
Company's Board of Directors (the "Board"),
effective immediately: Ira Palti
1.3 To remove the following Director from the Mgmt Against For
Company's Board of Directors (the "Board"),
effective immediately: David Ripstein
1.4 Any and All New Directors Appointed to the Mgmt Against For
Board following the Conclusion of the
Company's 2021 Annual General Meeting of
Shareholders
2.1 Election of Director: Michelle Clayman Mgmt Against For
2.2 Election of Director: Paul S. Delson Mgmt Against For
2.3 Election of Director: Jonathan F. Foster Mgmt Against For
2.4 Election of Director: Dennis Sadlowski Mgmt Against For
2.5 Election of Director: Craig Weinstock Mgmt Against For
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 935709672
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 03-Oct-2022
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Ms. Efrat Makov to serve on the Mgmt No vote
Board of Directors of the Company (the
"Board") for a term of approximately two
(2) years ending on the date of the annual
general meeting that will be held in 2024.
2. Subject to her election to serve as our Mgmt No vote
director, to approve a grant of options to
Ms. Efrat Makov, as part of her
compensation for service as such.
3. To approve certain compensation terms for Mgmt No vote
the Company's Chief Executive Officer: an
annual cash bonus plan and equity grant for
2022, and a special cash bonus.
3a. Are you a "Controlling Shareholder" or do Mgmt No vote
you have a "Personal Interest" in Item 3?
Under the Companies Law, 5759-1999 (the
"Companies Law"), a person will be deemed
to be a "Controlling Shareholder" if that
person has the power to direct the
activities of the company, other than by
reason of serving as a director or other
office holder of the company. Under the
Companies Law, a person is deemed to have a
personal interest if Mark "for" = yes or
"against" = no. ...(due to space limits,
see proxy material for full proposal).
4. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt No vote
a Member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2022 and
for the year commencing January 1, 2023 and
until immediately following the next annual
general meeting of shareholders, and to
authorize the Board, upon the
recommendation of the Financial Audit
Committee, to set the annual compensation
of the independent auditor in accordance
with the volume and nature of its services.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 935810134
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Andrietti Mgmt For For
Jaclyn Liu Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Company's 2002 Employee Stock Purchase
Plan.
3. To approve an amendment and restatement of Mgmt For For
the Company's 2011 Equity Incentive Plan.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
5. Advisory vote on frequency of Say-on-Pay Mgmt 1 Year For
proposal.
6. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global) as independent auditors of
the company for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935776003
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. Lance Conn Mgmt For For
1b. Election of Director: Kim C. Goodman Mgmt For For
1c. Election of Director: Craig A. Jacobson Mgmt For For
1d. Election of Director: Gregory B. Maffei Mgmt Against Against
1e. Election of Director: John D. Markley, Jr. Mgmt For For
1f. Election of Director: David C. Merritt Mgmt For For
1g. Election of Director: James E. Meyer Mgmt For For
1h. Election of Director: Steven A. Miron Mgmt For For
1i. Election of Director: Balan Nair Mgmt For For
1j. Election of Director: Michael A. Newhouse Mgmt For For
1k. Election of Director: Mauricio Ramos Mgmt For For
1l. Election of Director: Thomas M. Rutledge Mgmt For For
1m. Election of Director: Eric L. Zinterhofer Mgmt For For
2. Approval, on an advisory basis, of Mgmt Against Against
executive compensation.
3. An advisory vote on the frequency of Mgmt 1 Year Against
holding an advisory vote on executive
compensation.
4. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2023.
5. Stockholder proposal regarding lobbying Shr For Against
activities.
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD. Agenda Number: 935840240
--------------------------------------------------------------------------------------------------------------------------
Security: 17133Q502
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: CHT
ISIN: US17133Q5027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ratification of 2022 business report and Mgmt For For
financial statements
2. Ratification of 2022 earnings distribution Mgmt For For
proposal
3. Amendments to the Articles of Incorporation Mgmt For For
4. Release of non-competition restrictions on Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935765214
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 30-Mar-2023
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Joanne B. Mgmt For For
Olsen
1b. Election of Class II Director: Gary B. Mgmt For For
Smith
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2023.
3. Advisory vote on our named executive Mgmt For For
officer compensation, as described in the
proxy materials.
4. Advisory vote on the frequency of future Mgmt 1 Year For
stockholder advisory votes on our named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935723216
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1g. Election of Director: Roderick C. Mcgeary Mgmt For For
1h. Election of Director: Sarah Rae Murphy Mgmt For For
1i. Election of Director: Charles H. Robbins Mgmt For For
1j. Election of Director: Brenton L. Saunders Mgmt For For
1k. Election of Director: Dr. Lisa T. Su Mgmt For For
1l. Election of Director: Marianna Tessel Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2023.
4. Stockholder Proposal - Approval to have Shr Against For
Cisco's Board issue a tax transparency
report in consideration of the Global
Reporting Initiative's Tax Standard.
--------------------------------------------------------------------------------------------------------------------------
CLEARFIELD, INC. Agenda Number: 935755895
--------------------------------------------------------------------------------------------------------------------------
Security: 18482P103
Meeting Type: Annual
Meeting Date: 23-Feb-2023
Ticker: CLFD
ISIN: US18482P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl Beranek Mgmt For For
1b. Election of Director: Ronald G. Roth Mgmt For For
1c. Election of Director: Patrick Goepel Mgmt For For
1d. Election of Director: Roger Harding Mgmt For For
1e. Election of Director: Charles N. Hayssen Mgmt For For
1f. Election of Director: Donald R. Hayward Mgmt For For
1g. Election of Director: Walter L. Jones, Jr. Mgmt For For
1h. Election of Director: Carol A. Wirsbinski Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation paid to named executive
officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve our named
executive officer compensation.
4. Approve the Clearfield, Inc. 2022 Stock Mgmt For For
Compensation Plan.
5. Ratify the appointment of Baker Tilly US, Mgmt For For
LLP as the independent registered public
accounting firm for Clearfield, Inc. for
the fiscal year ending September 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
COHERENT CORP. Agenda Number: 935717352
--------------------------------------------------------------------------------------------------------------------------
Security: 19247G107
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: COHR
ISIN: US19247G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Enrico Digirolamo
1b. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: David L. Motley
1c. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Shaker Sadasivam
1d. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Lisa Neal-Graves
2. Non-binding advisory vote to approve Mgmt For For
compensation paid to named executive
officers in fiscal year 2022.
3. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC. Agenda Number: 935788995
--------------------------------------------------------------------------------------------------------------------------
Security: 20337X109
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: COMM
ISIN: US20337X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2a. Election of Director: Mary S. Chan Mgmt For For
2b. Election of Director: Stephen C. Gray Mgmt For For
2c. Election of Director: L. William Krause Mgmt For For
2d. Election of Director: Joanne M. Maguire Mgmt For For
2e. Election of Director: Thomas J. Manning Mgmt For For
2f. Election of Director: Derrick A. Roman Mgmt For For
2g. Election of Director: Charles L. Treadway Mgmt For For
2h. Election of Director: Claudius E. Watts IV, Mgmt For For
Chairman
2i Election of Director: Timothy T. Yates Mgmt For For
3. Non-binding, advisory vote to approve the Mgmt For For
compensation of our named executive
officers as described in the proxy
statement.
4. Approval of additional shares under the Mgmt For For
Company's 2019 Long-Term Incentive Plan.
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 935740806
--------------------------------------------------------------------------------------------------------------------------
Security: 205826209
Meeting Type: Annual
Meeting Date: 15-Dec-2022
Ticker: CMTL
ISIN: US2058262096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ken Peterman Mgmt For For
1b. Election of Director: Wendi B. Carpenter Mgmt For For
1c. Election of Director: Mark Quinlan Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our Named Executive
Officers.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2023.
4. Approval of the Amended and Restated 2000 Mgmt For For
Stock Incentive Plan (the "Plan") to
increase the number of shares of Common
Stock available under the 2000 Plan.
5. Approval of the Third Amended and Restated Mgmt For For
Comtech Telecommunications Corp. 2001
Employee Stock Purchase Plan (the "ESPP")
to increase the number of shares issuable
under the ESPP.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 935780545
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donald W. Blair Mgmt For For
1b. Election of Director: Leslie A. Brun Mgmt For For
1c. Election of Director: Stephanie A. Burns Mgmt For For
1d. Election of Director: Richard T. Clark Mgmt For For
1e. Election of Director: Pamela J. Craig Mgmt For For
1f. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1g. Election of Director: Roger W. Ferguson, Mgmt For For
Jr.
1h. Election of Director: Deborah A. Henretta Mgmt For For
1i. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1j. Election of Director: Kurt M. Landgraf Mgmt For For
1k. Election of Director: Kevin J. Martin Mgmt For For
1l. Election of Director: Deborah D. Rieman Mgmt For For
1m. Election of Director: Hansel E. Tookes II Mgmt For For
1n. Election of Director: Wendell P. Weeks Mgmt For For
1o. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
4. Advisory vote on the frequency with which Mgmt 1 Year For
we hold advisory votes on our executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INC. Agenda Number: 935796788
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: P. Robert Bartolo Mgmt For For
1b. Election of Director: Jay A. Brown Mgmt For For
1c. Election of Director: Cindy Christy Mgmt For For
1d. Election of Director: Ari Q. Fitzgerald Mgmt For For
1e. Election of Director: Andrea J. Goldsmith Mgmt For For
1f. Election of Director: Tammy K. Jones Mgmt For For
1g. Election of Director: Anthony J. Melone Mgmt For For
1h. Election of Director: W. Benjamin Moreland Mgmt For For
1i. Election of Director: Kevin A. Stephens Mgmt For For
1j. Election of Director: Matthew Thornton, III Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2023.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
4. The amendment to the Company's Restated Mgmt For For
Certificate of Incorporation, as amended,
regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 935797879
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rachel Barger Mgmt For For
1b. Election of Director: David Barnes Mgmt For For
1c. Election of Director: Dr. Rajan Naik Mgmt For For
1d. Election of Director: Haiyan Song Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of advisory votes, on the
compensation of our named executive
officers.
4. To approve an amendment and restatement of Mgmt For For
our Amended and Restated 2005 Stock
Incentive Plan.
5. To approve an amendment to the Restated Mgmt For For
Certificate of Incorporation to limit the
liability of certain officers of the
Company as permitted by Delaware law.
6. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2023.
--------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION Agenda Number: 935797211
--------------------------------------------------------------------------------------------------------------------------
Security: 126501105
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: CTS
ISIN: US1265011056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: D. M. Costello Mgmt For For
1b. Election of Director: W. S. Johnson Mgmt For For
1c. Election of Director: K. M. O'Sullivan Mgmt For For
1d. Election of Director: R. A. Profusek Mgmt For For
1e. Election of Director: R. Stone Mgmt For For
1f. Election of Director: A. G. Zulueta Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of CTS' named executive
officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes
regarding the compensation of CTS' named
executive officers.
4. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as CTS' independent auditor
for 2023.
5. A shareholder proposal to subject Shr For Against
termination pay to shareholder approval.
--------------------------------------------------------------------------------------------------------------------------
DELL TECHNOLOGIES INC. Agenda Number: 935858805
--------------------------------------------------------------------------------------------------------------------------
Security: 24703L202
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: DELL
ISIN: US24703L2025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael S. Dell* Mgmt Withheld Against
David W. Dorman* Mgmt Withheld Against
Egon Durban* Mgmt Withheld Against
David Grain* Mgmt For For
William D. Green* Mgmt For For
Simon Patterson* Mgmt For For
Lynn V. Radakovich* Mgmt For For
Ellen J. Kullman# Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Dell
Technologies Inc.'s independent registered
public accounting firm for fiscal year
ending February 2, 2024.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Dell Technologies Inc.'s
named executive officers as disclosed in
the proxy statement.
4. Advisory vote on whether Dell Technologies Mgmt 1 Year For
Inc. should hold an advisory vote by
stockholders to approve the compensation of
Dell Technologies Inc.'s named executive
officers every 1 year, every 2 years or
every 3 years.
5. Adoption of the Dell Technologies Inc. 2023 Mgmt Against Against
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935849743
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexis Black Bjorlin Mgmt For For
1b. Election of Director: VeraLinn Jamieson Mgmt For For
1c. Election of Director: Kevin J. Kennedy Mgmt For For
1d. Election of Director: William G. LaPerch Mgmt For For
1e. Election of Director: Jean F.H.P. Mgmt For For
Mandeville
1f. Election of Director: Afshin Mohebbi Mgmt For For
1g. Election of Director: Mark R. Patterson Mgmt For For
1h. Election of Director: Mary Hogan Preusse Mgmt For For
1i. Election of Director: Andrew P. Power Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2023.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (Say-on-Pay).
4. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of holding future
advisory votes on the compensation of our
named executive officers (every one, two or
three years).
5. A stockholder proposal regarding reporting Shr For Against
on concealment clauses.
6. A stockholder proposal regarding inclusion Shr Against For
in the workplace.
--------------------------------------------------------------------------------------------------------------------------
DIGITALBRIDGE GROUP, INC. Agenda Number: 935827672
--------------------------------------------------------------------------------------------------------------------------
Security: 25401T603
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: DBRG
ISIN: US25401T6038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2024 annual meeting: James Keith Brown
1.2 Election of Director to serve until the Mgmt For For
2024 annual meeting: Nancy A. Curtin
1.3 Election of Director to serve until the Mgmt For For
2024 annual meeting: Jeannie H.
Diefenderfer
1.4 Election of Director to serve until the Mgmt For For
2024 annual meeting: Jon A. Fosheim
1.5 Election of Director to serve until the Mgmt For For
2024 annual meeting: Marc C. Ganzi
1.6 Election of Director to serve until the Mgmt For For
2024 annual meeting: Gregory J. McCray
1.7 Election of Director to serve until the Mgmt For For
2024 annual meeting: Shaka Rasheed
1.8 Election of Director to serve until the Mgmt For For
2024 annual meeting: Dale Anne Reiss
1.9 Election of Director to serve until the Mgmt For For
2024 annual meeting: David M. Tolley
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, named executive officer
compensation.
3. To recommend, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of the advisory vote
on named executive officer compensation.
4. To consider and vote upon an amendment to Mgmt For For
our articles of amendment and restatement,
as amended and supplemented, to decrease
the number of authorized shares of common
stock.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
DZS INC. Agenda Number: 935830251
--------------------------------------------------------------------------------------------------------------------------
Security: 268211109
Meeting Type: Annual
Meeting Date: 30-May-2023
Ticker: DZSI
ISIN: US2682111099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve Mgmt Against Against
three-year terms: Barbara Carbone
1b. Election of Class I Director to serve Mgmt Against Against
three-year terms: Joon Kyung Kim
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. Amendment to our Restated Certificate of Mgmt For For
Incorporation.
4. Advisory vote on executive compensation. Mgmt Against Against
5. Advisory vote on the frequency of an Mgmt 1 Year Against
advisory vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935820490
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Nanci Caldwell
1b. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Adaire
Fox-Martin
1c. Election of Director to the Board of Mgmt Abstain Against
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Ron Guerrier
1d. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Gary Hromadko
1e. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Charles Meyers
1f. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Thomas Olinger
1g. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Christopher
Paisley
1h. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Jeetu Patel
1i. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Sandra Rivera
1j. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Fidelma Russo
1k. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Peter Van Camp
2. Approval, by a non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
3. Approval, by a non-binding advisory vote, Mgmt 1 Year For
of the frequency with which our
stockholders will vote on the compensation
of our named executive officers
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023
5. A stockholder proposal related to Shr Against For
shareholder ratification of termination pay
--------------------------------------------------------------------------------------------------------------------------
EXTREME NETWORKS, INC. Agenda Number: 935716918
--------------------------------------------------------------------------------------------------------------------------
Security: 30226D106
Meeting Type: Annual
Meeting Date: 17-Nov-2022
Ticker: EXTR
ISIN: US30226D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ingrid J. Burton Mgmt For For
Charles P. Carinalli Mgmt For For
Kathleen M. Holmgren Mgmt For For
Edward H. Kennedy Mgmt For For
Rajendra Khanna Mgmt For For
Edward B. Meyercord Mgmt For For
John C. Shoemaker Mgmt For For
2. Advisory vote to approve our named Mgmt For For
executive officers' compensation.
3. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent auditors for the
fiscal year ending June 30, 2023.
4. Approve an amendment and restatement of the Mgmt For For
Extreme Networks, Inc. 2013 Equity
Incentive plan to, among other things, add
6,500,000 shares of our common stock to
those reserved for issuance under the plan.
5. Approve amendments to the Company's Mgmt For For
Certificate of Incorporation to adopt
simple majority voting.
--------------------------------------------------------------------------------------------------------------------------
F5, INC. Agenda Number: 935760721
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 09-Mar-2023
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Marianne
N. Budnik
1b. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023:
Elizabeth L. Buse
1c. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Michael
L. Dreyer
1d. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Alan J.
Higginson
1e. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Peter S.
Klein
1f. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Francois
Locoh-Donou
1g. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Nikhil
Mehta
1h. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Michael
F. Montoya
1i. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Marie E.
Myers
1j. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: James M.
Phillips
1k. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Sripada
Shivananda
2. Approve the F5, Inc. Incentive Plan. Mgmt Against Against
3. Approve the F5, Inc. Employee Stock Mgmt For For
Purchase Plan.
4. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2023.
5. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
6. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on approval of compensation
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FOCUS UNIVERSAL, INC. Agenda Number: 935812556
--------------------------------------------------------------------------------------------------------------------------
Security: 34417J104
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: FCUV
ISIN: US34417J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Dr. Desheng Wang
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Dr. Edward Lee
1c. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Michael Pope
1d. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Carine Clark
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Sean Warren
2. To ratify the selection of Reliant CPA PC Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. To approve an amendment to our Articles of Mgmt For For
Incorporation to increase the number of
authorized shares of stock, $0.001 par
value per share from 75,000,000 shares of
common stock to 750,000,000 shares,
including 50,000,000 shares of preferred
stock, 550,000,000 shares of Class A common
stock with one vote per share, 150,000,000
shares of Class B common stock for founders
with up to 3 votes per share.
--------------------------------------------------------------------------------------------------------------------------
GDS HOLDINGS LIMITED Agenda Number: 935879746
--------------------------------------------------------------------------------------------------------------------------
Security: 36165L108
Meeting Type: Annual
Meeting Date: 05-Jun-2023
Ticker: GDS
ISIN: US36165L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. Approval of the amendments to thresholds Mgmt For For
for Mr. William Wei Huang's beneficial
ownership specified in certain articles of
the Company's Articles of Association to
reflect such amendments as detailed in the
proxy statement and as set forth in Exhibit
A thereto, a copy of which Articles of
Association has been produced to the
Meeting marked "A" and for identification
purpose signed by the chairman of the
Meeting (the "New Articles"), and the
approval and adoption of the New Articles
in ...(due to space limits, see proxy
material for full proposal).
1. Approval of the amendments to thresholds Mgmt For For
for Mr. William Wei Huang's beneficial
ownership specified in certain articles of
the Company's Articles of Association to
reflect such amendments as detailed in the
proxy statement and as set forth in Exhibit
A thereto, a copy of which Articles of
Association has been produced to the
Meeting marked "A" and for identification
purpose signed by the chairman of the
Meeting and the approval and adoption of
the New Articles in substitution for and to
the ...(due to space limits, see proxy
material for full proposal).
2. Approval of the further amendment and Mgmt For For
restatement of the Company's Articles of
Association to reflect such amendments as
detailed in the proxy statement and as set
forth in Exhibit B thereto, and the
approval and adoption of the New Articles
in substitution for and to the exclusion of
the existing articles of association of the
Company with immediate effect after the
close of the Meeting.
3. Approval of the further amendment and Mgmt Against Against
restatement of the Company's Articles of
Association to reflect such amendments as
detailed in the proxy statement and as set
forth in Exhibit C thereto, and the
approval and adoption of the New Articles
in substitution for and to the exclusion of
the existing articles of association of the
Company with immediate effect after the
close of the Meeting. Approval of the
amendment of the Company's Memorandum of
Association to increase of the Company's
...(due to space limits, see proxy material
for full proposal).
4. Re-election of Mr. Gary J. Wojtaszek as a Mgmt Against Against
director of the Company.
5. Re-election of Mr. Satoshi Okada as a Mgmt Against Against
director of the Company.
6. Confirmation of the appointment of KPMG Mgmt For For
Huazhen LLP as independent auditor of the
Company for the fiscal year ending December
31, 2023.
7. Authorization of the Board of Directors of Mgmt Against Against
the Company to approve allotment or
issuance, in the 12-month period from the
date of the Meeting, of ordinary shares or
other equity or equity-linked securities of
the Company up to an aggregate thirty per
cent. (30%) of its existing issued share
capital of the Company at the date of the
Meeting, whether in a single transaction or
a series of transactions (OTHER THAN any
allotment or issues of shares on the
exercise of any options that have been
granted by the Company).
8. Authorization of each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935766583
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 05-Apr-2023
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Pamela L. Carter Mgmt For For
1c. Election of Director: Frank A. D'Amelio Mgmt For For
1d. Election of Director: Regina E. Dugan Mgmt For For
1e. Election of Director: Jean M. Hobby Mgmt For For
1f. Election of Director: Raymond J. Lane Mgmt For For
1g. Election of Director: Ann M. Livermore Mgmt For For
1h. Election of Director: Antonio F. Neri Mgmt For For
1i. Election of Director: Charles H. Noski Mgmt For For
1j. Election of Director: Raymond E. Ozzie Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Patricia F. Russo Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending October 31, 2023.
3. Approval of the increase of shares reserved Mgmt For For
under the Hewlett Packard Enterprise 2021
Stock Incentive Plan.
4. Advisory vote to approve executive Mgmt For For
compensation.
5. Stockholder proposal entitled: Shr Against For
"Transparency in Lobbying".
--------------------------------------------------------------------------------------------------------------------------
INFINERA CORPORATION Agenda Number: 935806363
--------------------------------------------------------------------------------------------------------------------------
Security: 45667G103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: INFN
ISIN: US45667G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to hold office Mgmt For For
until the 2026 annual meeting of
stockholders: Roop K. Lakkaraju
1b. Election of Class I Director to hold office Mgmt For For
until the 2026 annual meeting of
stockholders: Amy H. Rice
1c. Election of Class I Director to hold office Mgmt For For
until the 2026 annual meeting of
stockholders: George A. Riedel
2. To approve the Infinera Corporation 2016 Mgmt For For
Equity Incentive Plan, as amended, which
increases the number of shares authorized
for issuance thereunder by 8,100,000
shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Infinera's named executive
officers, as described in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of stockholder advisory votes on
the compensation of Infinera's named
executive officers.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Infinera's independent registered
public accounting firm for the fiscal year
ending December 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
INSEEGO CORP. Agenda Number: 935681569
--------------------------------------------------------------------------------------------------------------------------
Security: 45782B104
Meeting Type: Annual
Meeting Date: 03-Aug-2022
Ticker: INSG
ISIN: US45782B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt Withheld Against
2025 Annual Meeting: Stephanie Bowers
2. Ratify the appointment of Marcum LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. Approve, in an advisory vote, the Mgmt For For
compensation paid to the Company's named
executive officers, as presented in the
proxy statement.
4. Approve an amendment of the Company's 2018 Mgmt Against Against
Omnibus Incentive Compensation Plan to
increase the number of shares issuable
under the plan by 8,000,000 shares.
5. Approve an amendment and restatement of the Mgmt For For
Company's Employee Stock Purchase Plan to,
among other things, increase the number of
shares issuable under the plan by 1,250,000
shares.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935793631
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick P. Gelsinger Mgmt For For
1b. Election of Director: James J. Goetz Mgmt For For
1c. Election of Director: Andrea J. Goldsmith Mgmt For For
1d. Election of Director: Alyssa H. Henry Mgmt For For
1e. Election of Director: Omar Ishrak Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Barbara G. Novick Mgmt For For
1i. Election of Director: Gregory D. Smith Mgmt For For
1j. Election of Director: Lip-Bu Tan Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
3. Advisory vote to approve executive Mgmt For For
compensation of our named executive
officers.
4. Approval of amendment and restatement of Mgmt Against Against
the 2006 Equity Incentive Plan.
5. Advisory vote on the frequency of holding Mgmt 1 Year For
future advisory votes to approve executive
compensation of our named executive
officers.
6. Stockholder proposal requesting an Shr For Against
executive stock retention period policy and
reporting, if properly presented at the
meeting.
7. Stockholder proposal requesting commission Shr Against For
and publication of a third party review of
Intel's China business ESG congruence, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERDIGITAL, INC. Agenda Number: 935823698
--------------------------------------------------------------------------------------------------------------------------
Security: 45867G101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: IDCC
ISIN: US45867G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Derek K. Aberle Mgmt For For
1b. Election of Director: Samir Armaly Mgmt For For
1c. Election of Director: Lawrence (Liren) Chen Mgmt For For
1d. Election of Director: Joan H. Gillman Mgmt For For
1e. Election of Director: S. Douglas Hutcheson Mgmt For For
1f. Election of Director: John A. Kritzmacher Mgmt For For
1g. Election of Director: Pierre-Yves Mgmt For For
Lesaicherre
1h. Election of Director: John D. Markley, Jr. Mgmt For For
1i. Election of Director: Jean F. Rankin Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Advisory vote on frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm of InterDigital, Inc. for
the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935816465
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory Beecher Mgmt For For
1b. Election of Director: Michael Child Mgmt For For
1c. Election of Director: Jeanmarie Desmond Mgmt For For
1d. Election of Director: Gregory Dougherty Mgmt For For
1e. Election of Director: Eric Meurice Mgmt For For
1f. Election of Director: Natalia Pavlova Mgmt For For
1g. Election of Director: John Peeler Mgmt For For
1h. Election of Director: Eugene Scherbakov, Mgmt For For
Ph.D.
1i. Election of Director: Felix Stukalin Mgmt For For
1j. Election of Director: Agnes Tang Mgmt For For
2. Advisory Approval of our Executive Mgmt For For
Compensation
3. Frequency of Advisory Approval of our Mgmt 1 Year For
Executive Compensation
4. Approve Amendments to the IPG Photonics Mgmt For For
Corporation 2006 Incentive Compensation
Plan
5. Approve Amendments to IPG Photonics Mgmt For For
Corporation's Amended and Restated
Certificate of Incorporation
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2023
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935795736
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anne DelSanto Mgmt For For
1b. Election of Director: Kevin DeNuccio Mgmt For For
1c. Election of Director: James Dolce Mgmt For For
1d. Election of Director: Steven Fernandez Mgmt For For
1e. Election of Director: Christine Gorjanc Mgmt For For
1f. Election of Director: Janet Haugen Mgmt For For
1g. Election of Director: Scott Kriens Mgmt For For
1h. Election of Director: Rahul Merchant Mgmt For For
1i. Election of Director: Rami Rahim Mgmt For For
1j. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an Mgmt For For
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2023.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
4. Approval of a non-binding advisory Mgmt 1 Year For
resolution on the frequency of future
non-binding advisory votes on executive
compensation.
5. Approval of the amendment and restatement Mgmt For For
of the Juniper Networks, Inc. 2015 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935761216
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to a 3-year term: Mgmt For For
Satish C. Dhanasekaran
1.2 Election of Director to a 3-year term: Mgmt For For
Richard P. Hamada
1.3 Election of Director to a 3-year term: Paul Mgmt For For
A. Lacouture
1.4 Election of Director to a 3-year term: Mgmt For For
Kevin A. Stephens
2. Ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of Keysight's named
executive officers.
4. Approve an amendment to Keysight's Amended Mgmt For For
and Restated Certificate of Incorporation
to declassify the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 935783414
--------------------------------------------------------------------------------------------------------------------------
Security: 48268K101
Meeting Type: Annual
Meeting Date: 31-Mar-2023
Ticker: KT
ISIN: US48268K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Representative Director: Mr. Mgmt For For
Kyoung-Lim Yun
2. Approval of Financial Statements for the Mgmt For For
41st Fiscal Year
3.1 Amendment to the Articles of Incorporation: Mgmt For For
Amendment to add items in Business Purpose
3.2 Amendment to the Articles of Incorporation: Mgmt For For
Duty to report purpose of holding treasury
stocks and plans for cancellation and
disposal
3.3 Amendment to the Articles of Incorporation: Mgmt For For
Shareholders approval required in case of
acquisition of stock of other companies for
cross shareholding through treasury stocks
4.1 Election of Inside Director: Mr. Chang-Seok Mgmt For For
Seo
4.2 Election of Inside Director: Mr. Kyung-Min Mgmt For For
Song
4.3 Election of Outside Director: Mr. Chung-Gu Mgmt Against Against
Kang
4.4 Election of Outside Director: Mrs. Eun-Jung Mgmt Against Against
Yeo
4.6 Election of Outside Director: Mr. Mgmt Against Against
Hyun-Myung Pyo
5.1 Election of Member of the Audit Committee Mgmt Against Against
Outside Director Candidate, Mr. Chung-Gu
Kang
5.2 Election of Member of the Audit Committee Mgmt Against Against
Outside Director Candidate, Mrs. Eun-Jung
Yeo
6. Approval of Ceiling Amount on Remuneration Mgmt For For
for Directors
7. Employment Contract for the Representative Mgmt For For
Director
8. Amendment to Severance Pay Regulations for Mgmt For For
Executives
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 935895738
--------------------------------------------------------------------------------------------------------------------------
Security: 48268K101
Meeting Type: Special
Meeting Date: 30-Jun-2023
Ticker: KT
ISIN: US48268K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Amendment to the Articles of Incorporation: Mgmt For For
Amendment to reduce the number of inside
directors
1.2 Amendment to the Articles of Incorporation: Mgmt For For
Amendment to abolish Multiple
Representative Director Policy
1.3 Amendment to the Articles of Incorporation: Mgmt For For
Amendment to increase the number of votes
needed for the resolution of Representative
Director appointment
1.4 Amendment to the Articles of Incorporation: Mgmt For For
Amendment to revise terms of directors and
relevant policies
1.5 Amendment to the Articles of Incorporation: Mgmt For For
Amendment to define qualifications for the
Representative Director
1.6 Amendment to the Articles of Incorporation: Mgmt For For
Amendment to change the composition and
role of Committee within Board of Directors
2.1 Election of Director: Mr. Woo-Young Kwak Mgmt For For
(Outside Director Candidate)
2.2 Election of Director: Mr. Seong-Cheol Kim Mgmt For For
(Outside Director Candidate)
2.3 Election of Director: Mr. Jong-Soo, Yoon Mgmt For For
(Outside Director Candidate)
2.4 Election of Director: Mr. Seung-Hoon Lee Mgmt For For
(Outside Director Candidate)
2.5 Election of Director: Ms. Seung-Ah Theresa Mgmt For For
Cho (Outside Director Candidate)
2.6 Election of Director: Mr. Yang-Hee Choi Mgmt For For
(Outside Director Candidate)
3. Election of an Outside director to become Mgmt For For
an Audit Committee Member: Mr. Yeong-Kyun
Ahn
4.1 Member of the Audit Committee Candidate: Mgmt For For
Mr. Seung-Hoon Lee
4.2 Member of the Audit Committee Candidate: Mgmt For For
Ms. Seung-Ah Theresa Cho
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 935785709
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James R. Anderson Mgmt For For
1.2 Election of Director: Robin A. Abrams Mgmt For For
1.3 Election of Director: Douglas Bettinger Mgmt For For
1.4 Election of Director: Mark E. Jensen Mgmt For For
1.5 Election of Director: James P. Lederer Mgmt For For
1.6 Election of Director: D. Jeffrey Richardson Mgmt For For
1.7 Election of Director: Elizabeth Schwarting Mgmt For For
1.8 Election of Director: Raejeanne Skillern Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 30, 2023.
3. To approve on a non-binding, advisory Mgmt For For
basis, our Named Executive Officers'
compensation.
4. To approve on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on executive compensation.
5. To approve our 2023 Equity Incentive Plan Mgmt For For
and the number of shares reserved for
issuance under the 2023 Equity Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
LUMEN TECHNOLOGIES, INC. Agenda Number: 935801313
--------------------------------------------------------------------------------------------------------------------------
Security: 550241103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: LUMN
ISIN: US5502411037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Quincy L. Allen Mgmt For For
1b. Election of Director: Martha Helena Bejar Mgmt For For
1c. Election of Director: Peter C. Brown Mgmt For For
1d. Election of Director: Kevin P. Chilton Mgmt For For
1e. Election of Director: Steven T. "Terry" Mgmt For For
Clontz
1f. Election of Director: T. Michael Glenn Mgmt For For
1g. Election of Director: Kate Johnson Mgmt For For
1h. Election of Director: Hal Stanley Jones Mgmt For For
1i. Election of Director: Michael Roberts Mgmt For For
1j. Election of Director: Laurie Siegel Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2023.
3. Approval of Our Second Amended and Restated Mgmt For For
2018 Equity Incentive Plan.
4. Advisory vote to approve our executive Mgmt For For
compensation.
5. Advisory vote regarding the frequency of Mgmt 1 Year For
our executive compensation votes.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC. Agenda Number: 935715194
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: LITE
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Penelope A. Herscher Mgmt For For
1b. Election of Director: Harold L. Covert Mgmt For For
1c. Election of Director: Isaac H. Harris Mgmt For For
1d. Election of Director: Julia S. Johnson Mgmt For For
1e. Election of Director: Brian J. Lillie Mgmt For For
1f. Election of Director: Alan S. Lowe Mgmt For For
1g. Election of Director: Ian S. Small Mgmt For For
1h. Election of Director: Janet S. Wong Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the Amended and Restated 2015 Mgmt For For
Equity Incentive Plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 1, 2023.
--------------------------------------------------------------------------------------------------------------------------
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC Agenda Number: 935757469
--------------------------------------------------------------------------------------------------------------------------
Security: 55405Y100
Meeting Type: Annual
Meeting Date: 02-Mar-2023
Ticker: MTSI
ISIN: US55405Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Bland Mgmt Withheld Against
Stephen Daly Mgmt Withheld Against
Susan Ocampo Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 29, 2023.
4. Approve an amendment to the Company's Fifth Mgmt For For
Amended and Restated Certificate of
Incorporation to reflect Delaware law
provisions allowing officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY, INC. Agenda Number: 935858463
--------------------------------------------------------------------------------------------------------------------------
Security: 573874104
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: MRVL
ISIN: US5738741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sara Andrews Mgmt For For
1b. Election of Director: W. Tudor Brown Mgmt For For
1c. Election of Director: Brad W. Buss Mgmt For For
1d. Election of Director: Rebecca W. House Mgmt For For
1e. Election of Director: Marachel L. Knight Mgmt For For
1f. Election of Director: Matthew J. Murphy Mgmt For For
1g. Election of Director: Michael G. Strachan Mgmt For For
1h. Election of Director: Robert E. Switz Mgmt For For
1i. Election of Director: Ford Tamer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. To conduct an advisory (non-binding) vote Mgmt 1 Year For
on the frequency of holding an advisory
shareholder vote on executive compensation.
4. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 3, 2024.
--------------------------------------------------------------------------------------------------------------------------
MAXLINEAR, INC. Agenda Number: 935827913
--------------------------------------------------------------------------------------------------------------------------
Security: 57776J100
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: MXL
ISIN: US57776J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Albert J.
Moyer
1.2 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Theodore L.
Tewksbury, Ph.D.
1.3 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Carolyn D.
Beaver
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for the year ended December 31,
2022, as set forth in the proxy statement.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder votes on
named executive officer compensation.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
5. To approve an amendment to our amended and Mgmt For For
restated certificate of incorporation to
reflect Delaware law provisions regarding
officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935791930
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael E. McGrath Mgmt For For
Alexander M. Davern Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, National Instruments Corporation's
executive compensation program.
3. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of stockholder votes
on National Instruments Corporation's
executive compensation program.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935887147
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Special
Meeting Date: 29-Jun-2023
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of April 12, 2023, by and among
National Instruments Corporation, Emerson
Electric Co., and Emersub CXIV (as it may
be amended from time to time, the "Merger
Agreement").
2. To approve, on an advisory (nonbinding) Mgmt For For
basis, the compensation that may be paid or
become payable to National Instruments
Corporation's named executive officers that
is based on or otherwise relates to the
Merger Agreement and the transactions
contemplated by the Merger Agreement.
3. To approve any adjournment of the special Mgmt For For
meeting of stockholders of National
Instruments Corporation (the "Special
Meeting"), if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 935687408
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 24-Aug-2022
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of class II Director to serve for Mgmt For For
a three-year term: Anil K. Singhal
1.2 Election of class II Director to serve for Mgmt For For
a three-year term: Robert E. Donahue
1.3 Election of class II Director to serve for Mgmt For For
a three-year term: John R. Egan
2. To approve the NetScout Systems, Inc. 2019 Mgmt For For
Equity Incentive Plan as amended.
3. To approve the NetScout Systems, Inc. 2011 Mgmt For For
Employee Stock Purchase Plan as amended.
4. To approve, on an advisory basis, the Mgmt For For
compensation of NetScout's named executive
officers.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as NetScout's
independent registered public accounting
firm for the fiscal year ended March 31,
2023
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935782931
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 04-Apr-2023
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7 Adoption of the Annual Accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and authorization of
the Board of Directors to decide on the
distribution of dividend and assets from
the invested unrestricted equity fund
9 Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability for the financial
year 2022
10 Addressing the Remuneration Report Mgmt For For
11 Resolution on the remuneration to the Mgmt For For
members of the Board of Directors
12. Resolution on the number of members of the Mgmt For For
Board of Directors
13a Election of Director: Sari Baldauf Mgmt For For
13b Election of Director: Thomas Dannenfeldt Mgmt For For
13c Election of Director: Lisa Hook Mgmt For For
13d Election of Director: Jeanette Horan Mgmt For For
13e Election of Director: Thomas Saueressig Mgmt For For
13f Election of Director: Soren Skou Mgmt For For
13g Election of Director: Carla Smits-Nusteling Mgmt For For
13h Election of Director: Kai Oistamo Mgmt For For
13i Election of Director: Timo Ahopelto Mgmt For For
13j Election of Director: Elizabeth Crain Mgmt For For
14 Resolution on the remuneration of the Mgmt For For
Auditor
15 Election of Auditor for the financial year Mgmt For For
2024
16 Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
17 Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935863224
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: John O. Dabiri Mgmt For For
1d. Election of Director: Persis S. Drell Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt For For
1k. Election of Director: A. Brooke Seawell Mgmt For For
1l. Election of Director: Aarti Shah Mgmt For For
1m. Election of Director: Mark A. Stevens Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Advisory approval of the frequency of Mgmt 1 Year For
holding an advisory vote on our executive
compensation.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2024.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V. Agenda Number: 935858475
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2022 Statutory Annual Mgmt For For
Accounts
2. Discharge the members of the Company's Mgmt For For
Board of Directors (the "Board") for their
responsibilities in the financial year
ended December 31, 2022
3a. Re-appoint Kurt Sievers as executive Mgmt For For
director
3b. Re-appoint Annette Clayton as non-executive Mgmt For For
director
3c. Re-appoint Anthony Foxx as non-executive Mgmt For For
director
3d. Re-appoint Chunyuan Gu as non-executive Mgmt For For
director
3e. Re-appoint Lena Olving as non-executive Mgmt For For
director
3f. Re-appoint Julie Southern as non-executive Mgmt For For
director
3g. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3h. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3i. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
3j. Appoint Moshe Gavrielov as non-executive Mgmt For For
director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company ("ordinary
shares") and grant rights to acquire
ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude preemption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Re-appointment of Ernst & Young Accountants Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2023
9. Non-binding, advisory vote to approve Named Mgmt For For
Executive Officer compensation
--------------------------------------------------------------------------------------------------------------------------
ORANGE Agenda Number: 935838524
--------------------------------------------------------------------------------------------------------------------------
Security: 684060106
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: ORAN
ISIN: US6840601065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the Statutory Financial Mgmt For For
Statement for the fiscal year ending
December 31, 2023
O2 Approval of the Consolidated Financial Mgmt For For
Statements for the fiscal year ended
December 31, 2022
O3 Allocation of income for the fiscal year Mgmt For For
ended December 31, 2022, as stated in the
Statutory Financial Statements
O4 Agreements provided for in Articles L. Mgmt For For
225-38 et seq. of the French Commercial
Code
O5 Reappointment of Ms. Anne Lange as director Mgmt For For
O6 Reappointment of Ms. Anne-Gabrielle Mgmt For For
Heilbronner as independent director
O7 Reappointment of Mr. Alexandre Bompard as Mgmt For For
independent director
O8 Appointment of Mr. Momar Nguer as Mgmt For For
independent director
O9 Appointment of Mr. Gilles Grapinet as Mgmt For For
independent director
O10 Approval of the information mentioned in Mgmt For For
respect of the Compensation Policy in
Article L. 22-10-9 I. of the French
Commercial Code, pursuant to Article L.
22-10-34 I. of the French Commercial Code
O11 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Mr. Stephane Richard,
Chairman and Chief Executive Officer until
April 3, 2022 inclusive, pursuant to
Article L. 22-10-34 II. of the French
Commercial Code
O12 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Mr. Stephane Richard,
separated Chairman of the Board of
Directors from April 4, 2022 to May 19,
2022 inclusive, pursuant to Article L.
22-10-34 II. of the French Commercial Code
O13 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Ms. Christel Heydemann,
Chief Executive Officer as from April 4,
2022, pursuant to Article L. 22-10-34 II.
of the French Commercial Code
O14 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Mr. Jacques
Aschenbroich, Chairman of the Board of
Directors as from May 19, 2022, pursuant to
Article L. 22-10-34 II. of the French
Commercial Code
O15 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Mr. Ramon Fernandez,
Delegate Chief Executive Officer, pursuant
to Article L. 22-10-34 II. of the French
Commercial Code
O16 Approval of the 2023 compensation policy Mgmt For For
for the Chairman of the Board of Directors,
pursuant to Article L. 22-10-8 of the
French Commercial Code
O17 Approval of the 2023 compensation policy Mgmt For For
for the Chief Executive Officer, pursuant
to Article L. 22-10-8 of the French
Commercial Code
O18 Approval of the 2023 compensation policy Mgmt For For
for directors, pursuant to Article L.
22-10-8 of the French Commercial Code
O19 Authorization to be granted to the Board of Mgmt For For
Directors to purchase or transfer Company
shares
E20 Delegation of authority to the Board of Mgmt For For
Directors to issue Company shares and
complex securities, with shareholders'
preferential subscription rights (usable
only outside of a public tender offer
period for the Company's securities, unless
specifically authorized by the
Shareholders' Meeting)
E21 Delegation of authority to the Board of Mgmt For For
Directors to issue Company shares and
complex securities, with the waiver of
shareholders' preferential subscription
rights as part of a public tender offer
other than those referred to in Article L.
411-2 section II of the French Monetary and
Financial Code (usable only outside of a
public tender offer period for the
Company's securities, unless specifically
authorized by the Shareholders' Meeting)
E22 Delegation of authority to the Board of Mgmt For For
Directors to issue Company shares and
complex securities, with the waiver of
shareholders' preferential subscription
rights as part of a public tender offer
referred to in Article L. 411-2, paragraph
1 of the French Monetary and Financial Code
(usable only outside of a public tender
offer period for the Company's securities,
unless specifically authorized by the
Shareholders' Meeting)
E23 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
securities to be issued in the event of a
securities issue (usable only outside of a
public tender offer period for the
Company's securities, unless specifically
authorized by the Shareholders' Meeting)
E24 Delegation of authority to the Board of Mgmt For For
Directors to issue shares and complex
securities, with the waiver of
shareholders' preferential subscription
rights in the event of a public exchange
offer initiated by the Company (usable only
outside of a public tender offer period for
the Company's securities, unless
specifically authorized by the
Shareholders' Meeting)
E25 Delegation of powers to the Board of Mgmt For For
Directors to issue shares and complex
securities, with the waiver of
shareholders' preferential subscription
rights, as consideration for in-kind
contributions granted to the Company and
consisting of equity securities or
securities giving access to the Company's
capital (usable only outside of a public
tender offer period for the Company's
securities, unless specifically authorized
by the Shareholders' Meeting)
E26 Overall limit of authorizations Mgmt For For
E27 Authorization granted to the Board of Mgmt For For
Directors to award free shares of the
Company to executive Corporate Officers and
certain Orange group employees and
involving the waiver of shareholders'
preferential subscription rights
E28 Delegation of authority to the Board of Mgmt For For
Directors to issue shares or complex
securities reserved for members of savings
plans and involving the waiver of
shareholders' preferential subscription
rights
E29 Delegation of authority to the Board of Mgmt For For
Directors to increase the capital of the
Company by capitalization of reserves,
profits or premiums
E30 Authorization of the Board of Directors to Mgmt For For
reduce the capital through the cancellation
of shares
E31 Powers for formalities Mgmt For For
A Amendment to Article 13 of the Bylaws on Shr Against For
plurality of mandates
B Amendment to the twenty-seventh resolution Shr Against For
- Authorization granted to the Board of
Directors to award free Company shares to
Executive Corporate Officers and certain
Orange group employees and involving the
waiver of shareholders' preferential
subscription rights (modification of ESG
criteria and the award ceiling)
C Amendment to the twenty-seventh resolution Shr Against For
- Authorization granted to the Board of
Directors to award free Company shares to
Executive Corporate Officers and certain
Orange group employees and involving the
waiver of shareholders' preferential
subscription rights (modification of ESG
criteria)
D Amendment to the twenty-seventh resolution Shr Against For
- Authorization granted to the Board of
Directors either to allocate free Company
shares to the Company's employees, with the
same regularity as the long term incentive
plan (LTIP) is awarded to Executive
Corporate Officers and certain employees of
the Orange Group, involving the waiving of
shareholders' preferential subscription
rights, or to carry out an annual offer
under the terms, conditions and procedures
for issuing shares or complex ...(due to
space limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
QORVO, INC. Agenda Number: 935683448
--------------------------------------------------------------------------------------------------------------------------
Security: 74736K101
Meeting Type: Annual
Meeting Date: 09-Aug-2022
Ticker: QRVO
ISIN: US74736K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph G. Quinsey Mgmt For For
Robert A. Bruggeworth Mgmt For For
Judy Bruner Mgmt For For
Jeffery R. Gardner Mgmt For For
John R. Harding Mgmt For For
David H. Y. Ho Mgmt For For
Roderick D. Nelson Mgmt For For
Dr. Walden C. Rhines Mgmt For For
Susan L. Spradley Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers (as defined in the proxy
statement).
3. To approve the Qorvo, Inc. 2022 Stock Mgmt For For
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Qorvo's independent registered
public accounting firm for the fiscal year
ending April 1, 2023.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935757281
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Sylvia Acevedo
1b. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Cristiano R. Amon
1c. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Mark Fields
1d. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jeffrey W. Henderson
1e. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Gregory N. Johnson
1f. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Ann M. Livermore
1g. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Mark D. McLaughlin
1h. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jamie S. Miller
1i. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Irene B. Rosenfeld
1j. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Kornelis (Neil) Smit
1k. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jean-Pascal Tricoire
1l. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Anthony J. Vinciquerra
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 24, 2023.
3. Approval of the QUALCOMM Incorporated 2023 Mgmt For For
Long-Term Incentive Plan.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935684692
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 28-Jul-2022
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director (until the Mgmt No vote
Annual General Meeting of Shareholders to
be held in 2025): Mr. Roy Zisapel
1b. Election of Class II Director (until the Mgmt No vote
Annual General Meeting of Shareholders to
be held in 2025): Ms. Naama Zeldis
1c. Election of Class II Director (until the Mgmt No vote
Annual General Meeting of Shareholders to
be held in 2025): Mr. Meir Moshe
2. To approve amendments to Company's Mgmt No vote
Compensation Policy.
2a. Please confirm that you ARE NOT a Mgmt No vote
"controlling shareholder" and DO NOT have a
"personal interest" in Proposal 2 by
checking the "YES" box. If you cannot
confirm the same, check the "NO" box. As
described under the heading "Required Vote"
in item 2 of the Proxy Statement, "personal
interest" generally means that you have a
personal benefit in the matter which is not
solely a result of shareholdings in
Radware. Mark "for" = yes or "against" =
no.
3. To approve compensation terms of the Mgmt No vote
President and Chief Executive Officer of
the Company
3a. Please confirm that you ARE NOT a Mgmt No vote
"controlling shareholder" and DO NOT have a
"personal interest" in Proposal 3 by
checking the "YES" box. If you cannot
confirm the same, check the "NO" box. As
described under the heading "Required Vote"
in item 3 of the Proxy Statement, "personal
interest" generally means that you have a
personal benefit in the matter which is not
solely a result of shareholdings in
Radware. Mark "for" = yes or "against" =
no.
4. To approve the reappointment of Kost Forer Mgmt No vote
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935820515
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2026 Annual Meeting: Steven
E. Bernstein
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2026 Annual Meeting: Laurie
Bowen
1.3 Election of Director For a three-year term Mgmt For For
expiring at the 2026 Annual Meeting: Amy E.
Wilson
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2023 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of SBA's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SIERRA WIRELESS, INC. Agenda Number: 935706195
--------------------------------------------------------------------------------------------------------------------------
Security: 826516106
Meeting Type: Special
Meeting Date: 27-Sep-2022
Ticker: SWIR
ISIN: CA8265161064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider, if deemed advisable, to pass, Mgmt For For
with or without variation, a special
resolution of Securityholders, the full
text of which is attached as Appendix C to
the management information circular of
Sierra Wireless, Inc. (the "Company") dated
August 26, 2022 (the "Circular"), to
approve an arrangement under section 192 of
the Canada Business Corporations Act
involving the Company, the whole as more
particularly described in the Circular and
13548597 Canada Inc.
--------------------------------------------------------------------------------------------------------------------------
SILICOM LTD. Agenda Number: 935867626
--------------------------------------------------------------------------------------------------------------------------
Security: M84116108
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: SILC
ISIN: IL0010826928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to re-elect Mr. Mgmt No vote
Yeshayahu ('Shaike') Orbach to the
Company's Board of Directors, to hold
office as director for a three-year term
commencing on the date of the Meeting until
the Annual General Meeting of Shareholders
to be held in the year 2026, and until his
successor has been duly elected.
2. To approve the grant of 13,333 options to Mgmt No vote
purchase Ordinary Shares of the Company
pursuant to the Company's Global Share
Incentive Plan (2013) (the "Plan") and in
compliance with the Company's Compensation
Policy and Compensation Policy Cap (as such
terms are defined in the Proxy Statement)
to Mr. Avi Eizenman, the Active Chairman of
the Company's Board of Directors.
3. To approve the grant of 13,333 options to Mgmt No vote
purchase Ordinary Shares of the Company
pursuant to the Plan and in compliance with
the Compensation Policy and the
Compensation Policy Cap to Mr. Liron
Eizenman, the Company's President and Chief
Executive Officer.
3a. DO YOU HAVE A "PERSONAL INTEREST" (AS Mgmt No vote
DEFINED BELOW) WITH RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 3? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO YOU WILL BE
DEEMED AS HAVING A PERSONAL INTEREST WITH
RESPECT TO PROPOSAL 3 AND YOUR VOTE WILL
NOT BE COUNTED FOR THE SPECIAL
DISINTERESTED MAJORITY REQUIRED FOR THE
APPROVAL OF PROPOSAL 3). Mark "for" = yes
or "against" = no.
4. To approve the grant of 25,000 Restricted Mgmt No vote
Stock Units pursuant to the Plan and in
compliance with the Compensation Policy and
the Compensation Policy Cap to Mr. Avi
Eizenman, the Active Chairman of the
Company's Board of Directors.
5. To approve the grant of 25,000 Restricted Mgmt No vote
Stock Units pursuant to the Plan and in
compliance with the Compensation Policy and
the Compensation Policy Cap to Mr. Liron
Eizenman, the Company's President and Chief
Executive Officer.
5a. DO YOU HAVE A "PERSONAL INTEREST" (AS Mgmt No vote
DEFINED BELOW) WITH RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 5? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO YOU WILL BE
DEEMED AS HAVING A PERSONAL INTEREST WITH
RESPECT TO PROPOSAL 5 AND YOUR VOTE WILL
NOT BE COUNTED FOR THE SPECIAL
DISINTERESTED MAJORITY REQUIRED FOR THE
APPROVAL OF PROPOSAL 5). Mark "for" = yes
or "against" = no.
6. To approve a proposal to approve the Mgmt No vote
appointment of Kesselman & Kesselman
Certified Public Accountants (Isr.), PwC
Israel, as the independent public
accountants of the Company for the year
ending December 31, 2023, and until the
next Annual General Meeting of Shareholders
of the Company, and to authorize the Audit
Committee of the Board of Directors to fix
the compensation of such auditors in
accordance with the amount and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. Agenda Number: 935771990
--------------------------------------------------------------------------------------------------------------------------
Security: 78440P306
Meeting Type: Annual
Meeting Date: 28-Mar-2023
Ticker: SKM
ISIN: US78440P3064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the Mgmt For
39th Fiscal Year (2022)
2. Grant of Stock Options Mgmt For
3.1 Appointment of an Independent Non-executive Mgmt For
Director (Kim, Yong-Hak)
3.2 Appointment of an Independent Non-executive Mgmt For
Director (Kim, Junmo)
3.3 Appointment of an Independent Non-executive Mgmt For
Director (Oh, Haeyun)
4.1 Appointment of a Member of the Audit Mgmt For
Committee (Kim, Yong-Hak)
4.2 Appointment of a Member of the Audit Mgmt For
Committee (Oh, Haeyun)
5. Approval of the Ceiling Amount of Mgmt For
Remuneration for Directors. Proposed
Ceiling Amount of the Remuneration for 8
Directors is KRW 12 billion.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935790231
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Alan S. Batey
1b. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Kevin L. Beebe
1c. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Liam K. Griffin
1d. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Eric J. Guerin
1e. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Christine King
1f. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Suzanne E. McBride
1g. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: David P. McGlade
1h. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Robert A.
Schriesheim
1i. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Maryann Turcke
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
5. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
reflect new Delaware law provisions
regarding exculpation of officers.
6. To approve a stockholder proposal regarding Shr For
simple majority vote.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935842206
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andre Almeida Mgmt Withheld Against
Marcelo Claure Mgmt Withheld Against
Srikant M. Datar Mgmt For For
Srinivasan Gopalan Mgmt Withheld Against
Timotheus Hottges Mgmt Withheld Against
Christian P. Illek Mgmt Withheld Against
Raphael Kubler Mgmt Withheld Against
Thorsten Langheim Mgmt Withheld Against
Dominique Leroy Mgmt Withheld Against
Letitia A. Long Mgmt For For
G. Michael Sievert Mgmt Withheld Against
Teresa A. Taylor Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2023.
3. Advisory Vote to Approve the Compensation Mgmt For For
Provided to the Company's Named Executive
Officers for 2022.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year Against
Advisory Votes to Approve the Compensation
Provided to the Company's Named Executive
Officers.
5. Approval of T-Mobile US, Inc. 2023 Mgmt For For
Incentive Award Plan.
6. Approval of T-Mobile US, Inc. Amended and Mgmt For For
Restated 2014 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda Number: 935774237
--------------------------------------------------------------------------------------------------------------------------
Security: 879382208
Meeting Type: Annual
Meeting Date: 30-Mar-2023
Ticker: TEF
ISIN: US8793822086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the Annual Accounts and of the Mgmt For
Management Report of both Telefonica, S.A.
and its Consolidated Group of Companies for
fiscal year 2022.
1.2 Approval of the Statement of Non-Financial Mgmt For
Information of the Consolidated Group of
Companies led by Telefonica, S.A. for
fiscal year 2022 included in the
Consolidated Management Report of
Telefonica, S.A. and of its Group of
Companies for such fiscal year.
1.3 Approval of the management of the Board of Mgmt For
Directors of Telefonica, S.A. during fiscal
year 2022.
2. Approval of the Proposed Allocation of the Mgmt For
Profits/Losses of Telefonica, S.A. for
fiscal year 2022.
3. Re-election of the Statutory Auditor for Mgmt For
fiscal year 2023.
4. Reduction of share capital through the Mgmt For
cancellation of own shares, excluding the
right of creditors to object, amending the
text of Article 6 of the By-Laws relating
to share capital.
5. Shareholder compensation. Distribution of Mgmt For
dividends from unrestricted reserves.
6. Authorization for the acquisition of own Mgmt For
shares, directly or through Group
companies.
7. Approval of the Telefonica, S.A. Directors' Mgmt For
Remuneration Policy.
8. Delegation of powers to formalize, Mgmt For
interpret, rectify and carry out the
resolutions adopted by the shareholders at
the General Shareholders' Meeting.
9. Consultative vote on the 2022 Annual Report Mgmt For
on Directors Remuneration.
--------------------------------------------------------------------------------------------------------------------------
UBIQUITI INC. Agenda Number: 935727175
--------------------------------------------------------------------------------------------------------------------------
Security: 90353W103
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: UI
ISIN: US90353W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of a Class II Director: Ronald A. Mgmt Withheld Against
Sege
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Ubiquiti's independent registered public
accounting firm for the fiscal year ending
June 30, 2023.
3. The approval of Ubiquiti's named executive Mgmt For For
officer compensation, on an advisory and
non-binding basis.
--------------------------------------------------------------------------------------------------------------------------
UNITI GROUP INC. Agenda Number: 935817342
--------------------------------------------------------------------------------------------------------------------------
Security: 91325V108
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: UNIT
ISIN: US91325V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer S. Banner Mgmt For For
1b. Election of Director: Scott G. Bruce Mgmt For For
1c. Election of Director: Francis X. ("Skip") Mgmt For For
Frantz
1d. Election of Director: Kenneth A. Gunderman Mgmt For For
1e. Election of Director: Carmen Perez-Carlton Mgmt For For
2. To approve an increase in the number of Mgmt For For
shares available for issuance under the
Uniti Group Inc. 2015 Equity Incentive Plan
and an extension of its term.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountant for the year ending December 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935790700
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shellye Archambeau Mgmt For For
1B. Election of Director: Roxanne Austin Mgmt For For
1C. Election of Director: Mark Bertolini Mgmt For For
1D. Election of Director: Vittorio Colao Mgmt For For
1E. Election of Director: Melanie Healey Mgmt For For
1F. Election of Director: Laxman Narasimhan Mgmt For For
1G. Election of Director: Clarence Otis, Jr. Mgmt For For
1H. Election of Director: Daniel Schulman Mgmt For For
1I. Election of Director: Rodney Slater Mgmt For For
1J. Election of Director: Carol Tome Mgmt For For
1K. Election of Director: Hans Vestberg Mgmt For For
1L. Election of Director: Gregory Weaver Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation
4. Ratification of appointment of independent Mgmt For For
registered public accounting firm
5. Government requests to remove content Shr Against For
6. Prohibit political contributions Shr Against For
7. Amend clawback policy Shr For Against
8. Shareholder ratification of annual equity Shr Against For
awards
9. Independent chair Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VIAVI SOLUTIONS INC. Agenda Number: 935715536
--------------------------------------------------------------------------------------------------------------------------
Security: 925550105
Meeting Type: Annual
Meeting Date: 09-Nov-2022
Ticker: VIAV
ISIN: US9255501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard E. Belluzzo Mgmt For For
1.2 Election of Director: Keith Barnes Mgmt For For
1.3 Election of Director: Laura Black Mgmt For For
1.4 Election of Director: Tor Braham Mgmt For For
1.5 Election of Director: Timothy Campos Mgmt For For
1.6 Election of Director: Donald Colvin Mgmt For For
1.7 Election of Director: Masood A. Jabbar Mgmt For For
1.8 Election of Director: Oleg Khaykin Mgmt For For
1.9 Election of Director: Joanne Solomon Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Viavi's
independent registered public accounting
firm for fiscal year 2023
3. Approval, in a Non-Binding Advisory Vote, Mgmt For For
of the Compensation for Named Executive
Officers
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935657645
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicole Anasenes Mgmt For For
1b. Election of Director: Marianne Brown Mgmt For For
1c. Election of Director: Paul Sagan Mgmt For For
2. An advisory vote to approve named executive Mgmt Against Against
officer compensation, as described in
VMware's Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of VMware's Board of Directors of
PricewaterhouseCoopers LLP as VMware's
independent auditor for the fiscal year
ending February 3, 2023.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935720563
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Special
Meeting Date: 04-Nov-2022
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Merger Agreement Proposal: To vote on a Mgmt For For
proposal to approve the First Merger and
the Second Merger (each as defined below) &
to adopt the Agreement & Plan of Merger
("Merger Agreement"), dated as of May 26,
2022, by and among VMware, Inc. ("VMware"),
Broadcom Inc. ("Broadcom"), Verona Holdco,
Inc., a direct wholly owned subsidiary of
VMware ("Holdco"), Verona Merger Sub, Inc.,
a direct wholly owned subsidiary of Holdco
("Merger Sub 1"), Barcelona Merger Sub 2,
Inc., a direct wholly owned subsidiary of
Broadcom ("Merger Sub 2"), and Barcelona
Merger Sub 3, LLC.
2. The Merger-Related Compensation Proposal: Mgmt For For
To vote on a proposal to approve on an
advisory (non-binding) basis the
compensation that may be paid or become
payable to VMware's named executive
officers that is based on or otherwise
relates to the Transactions.
3. The Adjournment Proposal: To vote on a Mgmt For For
proposal to approve the adjournment of the
special meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes to approve the Merger
Agreement Proposal.
4. Charter Amendment Proposal: To vote to Mgmt For For
approve and adopt an amendment to VMware's
Certificate of Incorporation to eliminate
the personal liability of VMware's officers
for monetary damages for breach of
fiduciary duty as an officer, except to the
extent such an exemption from liability or
limitation thereof is not permitted by the
General Corporation Law of the State of
Delaware.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 935682369
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 26-Jul-2022
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts, the Mgmt For For
strategic report and reports of the
Directors and the auditor for the year
ended 31 March 2022
2. To re-elect Jean-Francois van Boxmeer as a Mgmt For For
Director
3. To re-elect Nick Read as a Director Mgmt For For
4. To re-elect Margherita Della Valle as a Mgmt For For
Director
5. To elect Stephen A. Carter C.B.E. as a Mgmt For For
Director
6. To re-elect Sir Crispin Davis as a Director Mgmt For For
7. To re-elect Michel Demare as a Director Mgmt For For
8. To elect Delphine Ernotte Cunci as a Mgmt For For
Director
9. To re-elect Dame Clara Furse as a Director Mgmt For For
10. To re-elect Valerie Gooding as a Director Mgmt For For
11. To elect Deborah Kerr as a Director Mgmt For For
12. To re-elect Maria Amparo Moraleda Martinez Mgmt For For
as a Director
13. To re-elect David Nish as a Director Mgmt For For
14. To elect Simon Segars as a Director Mgmt For For
15. To declare a final dividend of 4.50 Mgmt For For
eurocents per ordinary share for the year
ended 31 March 2022
16. To approve the Annual Report on Mgmt For For
Remuneration contained in the Remuneration
Report of the Board for the year ended 31
March 2022
17. To reappoint Ernst & Young LLP as the Mgmt For For
Company's auditor until the end of the next
general meeting at which accounts are laid
before the Company
18. To authorise the Audit and Risk Committee Mgmt For For
to determine the remuneration of the
auditor
19. To authorise the Directors to allot shares Mgmt For For
20. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights (Special Resolution)
21. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights up to a further 5
percent for the purposes of financing an
acquisition or other capital investment
(Special Resolution)
22. To authorise the Company to purchase its Mgmt For For
own shares (Special Resolution)
23. To authorise political donations and Mgmt For For
expenditure
24. To authorise the Company to call general Mgmt For For
meetings (other than AGMs) on 14 clear
days' notice (Special Resolution)
Defiance Next Gen H2 ETF
--------------------------------------------------------------------------------------------------------------------------
ADVENT TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935853083
--------------------------------------------------------------------------------------------------------------------------
Security: 00788A105
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: ADN
ISIN: US00788A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vassilios Gregoriou Mgmt Withheld Against
Emory De Castro Mgmt Withheld Against
Panoraia Gourdoupi Mgmt For For
2. Approve the amendment to the Second Amended Mgmt For For
and Restated Certificate of Incorporation
to increase the number of authorized shares
of Common Stock from 110,000,000 to
500,000,000 and in conjunction therewith,
to increase the aggregate number of
authorized shares to 501,000,000.
3. Approve the amendment to the Second Amended Mgmt For For
and Restated Certificate of Incorporation
to permit the exculpation of officers.
4. Approve the potential issuance and sale of Mgmt For For
20% or more of our Common Stock pursuant to
a purchase agreement with Lincoln Park
Capital Fund, LLC for purposes of complying
with Nasdaq Listing Rule 5635(d).
5. Ratify the appointment of Ernst & Young Mgmt For For
(Hellas) Certified Auditors Accountants
S.A. as Advent Technologies Holdings,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
AFC ENERGY PLC Agenda Number: 716917212
--------------------------------------------------------------------------------------------------------------------------
Security: G0127Z103
Meeting Type: AGM
Meeting Date: 27-Apr-2023
Ticker:
ISIN: GB00B18S7B29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt Against Against
STATEMENTS FOR THE YEAR ENDED 31OCTOBER
2022 TOGETHER WITH THE REPORTS OF THE
DIRECTORS OF THE COMPANY
2 TO RE-APPOINT GRANT THORNTON UK LLP AS Mgmt For For
AUDITORS TO ACT AS SUCH UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING OF
THE COMPANY
3 TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt Against Against
TO FIX THE REMUNERATION OF GRANT THORNTON
UK LLP AS AUDITORS
4 TO RE-ELECT JIM GIBSON, WHO RETIRES BY Mgmt For For
ROTATION, AS A DIRECTOR
5 TO RE-ELECT GERRY AGNEW, WHO RETIRES BY Mgmt Against Against
ROTATION, AS A DIRECTOR
6 TO ELECT PETER DIXON-CLARKE, WHO WAS Mgmt For For
APPOINTED SINCE THE LAST ANNUAL GENERAL
MEETING, AS A DIRECTOR
7 TO APPROVE THE REMUNERATION REPORT 2022 Mgmt Against Against
8 THAT, THE DIRECTORS BE AND ARE GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED TO EXERCISE
ALL POWERS OF THE COMPANY TO ALLOT RELEVANT
SECURITIES
9 THAT, THE DIRECTORS BE AND ARE GENERALLY Mgmt For For
EMPOWERED TO ALLOT EQUITY SECURITIES FOR
CASH UPTO A NOMINAL VALUE OF 73,535.12 GBP
ON A NON PRE-EMPTIVE BASIS
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 716824164
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 03-May-2023
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2022; SETTING OF THE
DIVIDEND
4 AUTHORISATION GRANTED FOR 18 MONTHS TO THE Mgmt For For
BOARD OF DIRECTORS TO ALLOW THE COMPANY TO
TRADE IN ITS OWN SHARES
5 APPOINTMENT OF MRS. CATHERINE GUILLOUARD AS Mgmt For For
DIRECTOR OF THE COMPANY
6 APPOINTMENT OF MRS. CHRISTINA LAW AS Mgmt For For
DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MR. ALEXIS PERAKIS-VALAT AS Mgmt For For
DIRECTOR OF THE COMPANY
8 APPOINTMENT OF MR. MICHAEL H. THAMAN AS Mgmt For For
DIRECTOR OF THE COMPANY
9 RATIFICATION OF THE PROVISIONAL APPOINTMENT Mgmt For For
OF MRS. MONICA DE VIRGILIIS AS DIRECTOR OF
THE COMPANY, AS A REPLACEMENT FOR MRS.
ANETTE BRONDER
10 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
THE AGREEMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO
MR. BENOIT POTIER, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER, FOR THE PERIOD FROM 01
JANUARY 2022 TO 31 MAY 2022
12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO
MR. FRANCOIS JACKOW, CHIEF EXECUTIVE
OFFICER, FOR THE PERIOD FROM 01 JUNE 2022
TO 31 DECEMBER 2022
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO
MR. BENOIT POTIER, CHAIRMAN OF THE BOARD OF
DIRECTORS, FOR THE PERIOD FROM 01 JUNE 2022
TO 31 DECEMBER 2022
14 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
22-10-9 OF THE FRENCH COMMERCIAL CODE
15 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
16 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
17 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
18 AUTHORISATION GRANTED FOR 24 MONTHS TO THE Mgmt For For
BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING TREASURY SHARES
19 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE COMPANY'S CAPITAL, WITH
RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR A MAXIMUM NOMINAL
AMOUNT OF 470 MILLION EUROS
20 AUTHORISATION GRANTED FOR 26 MONTHS TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE, IN THE
EVENT OF OVERSUBSCRIPTION, THE ISSUES
AMOUNT OF SHARES OR TRANSFERABLE SECURITIES
21 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS TO PROCEED
WITH CAPITAL INCREASES WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED
FOR MEMBERS OF A COMPANY OR GROUP SAVINGS
PLAN
22 DELEGATION OF AUTHORITY GRANTED FOR 18 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS TO PROCEED
WITH CAPITAL INCREASES WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED
FOR A CATEGORY OF BENEFICIARIES
23 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0222/202302222300357
.pdf
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting
ANY VOTED POSITIONS SETTLING THROUGH
EUROCLEAR BANK
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935746365
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 26-Jan-2023
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tonit M. Calaway Mgmt For For
1b. Election of Director: Charles Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Seifollah Ghasemi Mgmt For For
1e. Election of Director: David H.Y. Ho Mgmt For For
1f. Election of Director: Edward L. Monser Mgmt For For
1g. Election of Director: Matthew H. Paull Mgmt For For
1h. Election of Director: Wayne T. Smith Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive officer
compensation.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
BALLARD POWER SYSTEMS INC. Agenda Number: 935850758
--------------------------------------------------------------------------------------------------------------------------
Security: 058586108
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: BLDP
ISIN: CA0585861085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: Election of Mgmt For For
Director: Kathy Bayless
1B Election of Director: Douglas P. Hayhurst Mgmt For For
1C Election of Director: Kui (Kevin) Jiang Mgmt For For
1D Election of Director: Randy MacEwen Mgmt For For
1E Election of Director: Hubertus M. Mgmt For For
Muehlhaeuser
1F Election of Director: Marty Neese Mgmt For For
1G Election of Director: James Roche Mgmt For For
1H Election of Director: Shaojun (Sherman) Sun Mgmt For For
1I Election of Director: Janet Woodruff Mgmt Withheld Against
2 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants as Auditors of the Corporation
for the ensuing year and authorizing the
Directors to fix their remuneration.
3 RESOLVED, on an advisory basis and not to Mgmt For For
diminish the role and responsibilities of
the Board of Directors of the Corporation,
that the shareholders accept the approach
to executive compensation disclosed in the
Corporation's Circular dated April 10,
2023.
--------------------------------------------------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION Agenda Number: 935809054
--------------------------------------------------------------------------------------------------------------------------
Security: 093712107
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: BE
ISIN: US0937121079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey Immelt Mgmt For For
Eddy Zervigon Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
BUMHAN FUEL CELL CO., LTD. Agenda Number: 716698848
--------------------------------------------------------------------------------------------------------------------------
Security: Y1R122103
Meeting Type: AGM
Meeting Date: 29-Mar-2023
Ticker:
ISIN: KR7382900009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR: JUNG YOUNG SIK Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: HWANG JUNG TAE Mgmt For For
3.3 ELECTION OF NONEXECUTIVE DIRECTOR: PARK Mgmt For For
SANG JUN
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
CELL IMPACT AB Agenda Number: 716814834
--------------------------------------------------------------------------------------------------------------------------
Security: W2R67J332
Meeting Type: AGM
Meeting Date: 20-Apr-2023
Ticker:
ISIN: SE0017885379
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
VOTING INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Mgmt For For
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Mgmt For For
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Mgmt For For
7 RECEIVE PRESIDENT'S REPORT Non-Voting
8 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
9.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
9.B APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
9.C. APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For
10 DETERMINE NUMBER OF MEMBERS AND DEPUTY Mgmt For For
MEMBERS OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
11 APPROVE REMUNERATION OF DIRECTORS; APPROVE Mgmt For For
REMUNERATION OF AUDITORS
12 ELECT BOARD OF DIRECTORS; RATIFY AUDITORS Mgmt For For
AS AUDITORS
13 ELECT MATTIAS KLINTEMAR, KJELL OSTERGREN Mgmt For For
AND BOARD CHAIR AS MEMBERS OF NOMINATING
COMMITTEE; APPROVE NOMINATING COMMITTEE
PROCEDURES
14 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt Against Against
PREEMPTIVE RIGHTS
15 CLOSE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
CERES POWER HOLDINGS PLC Agenda Number: 717039437
--------------------------------------------------------------------------------------------------------------------------
Security: G2091U128
Meeting Type: AGM
Meeting Date: 18-May-2023
Ticker:
ISIN: GB00BG5KQW09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022, TOGETHER WITH THE REPORTS OF
THE BOARD AND THE AUDITOR OF THE COMPANY ON
THOSE ACCOUNTS (THE "ANNUAL REPORT AND
ACCOUNTS")
2 TO RE-APPOINT BDO LLP AS AUDITOR OF THE Mgmt For For
COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
3 TO AUTHORISE THE BOARD, THROUGH THE AUDIT Mgmt For For
COMMITTEE, TO FIX THE AUDITOR'S
REMUNERATION
4 TO RE-ELECT MS TRINE BORUM BOJSEN AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR WILLIAM TUDOR BROWN AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR PHILIP JOSEPH CALDWELL AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR WARREN ALAN FINEGOLD AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR UWE KLAUS GLOCK AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR QINGGUI HAO AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MR AIDAN JOHN HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 TO RE-ELECT PROFESSOR DAME JULIA ELIZABETH Mgmt For For
KING AS A DIRECTOR OF THE COMPANY
12 TO RE-ELECT MR ERIC DANIEL LAKIN AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 AUTHORITY TO ALLOT SHARES Mgmt For For
14 DIRECTORS' REMUNERATION REPORT Mgmt For For
15 DIRECTORS' REMUNERATION POLICY Mgmt For For
16 POLITICAL DONATIONS Mgmt For For
17 PARTIAL DISAPPLICATION OF STATUTORY Mgmt For For
PRE-EMPTION RIGHTS
18 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
19 AUTHORITY TO MAKE MARKET PURCHASES OF OWN Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
DOOSAN FUEL CELL CO., LTD. Agenda Number: 716737614
--------------------------------------------------------------------------------------------------------------------------
Security: Y2103X102
Meeting Type: AGM
Meeting Date: 29-Mar-2023
Ticker:
ISIN: KR7336260005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
SPECIFIC BUSINESS PURPOSE ARTICLE NO 2
2.2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
IMPROVEMENT OF DIVIDEND PROCESS ARTICLE NO
16,20,56,58
2.3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
IMPLEMENTATION OF ELECTRONIC REGISTRATION
SYSTEM ARTICLE NO 17
2.4 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
SPECIFYING RESOLUTION REQUIREMENTS FOR
APPOINTING AUDIT COMMITTEE MEMBERS UNDER
THE COMMERCIAL ACT ARTICLE NO 49
2.5 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
SUPPLEMENTARY PROVISIONS
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
CMMT 03 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.1 TO 2.5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 935767092
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H601
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: FCEL
ISIN: US35952H6018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: James H. England
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Jason Few
1c. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Matthew F. Hilzinger
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Natica von Althann
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Cynthia Hansen
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Donna Sims Wilson
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Betsy Bingham
2. To ratify the selection of KPMG LLP as Mgmt For For
FuelCell Energy, Inc.'s independent
registered public accounting firm for the
fiscal year ending October 31, 2023.
3. To approve the amendment and restatement of Mgmt For For
the FuelCell Energy, Inc. 2018 Employee
Stock Purchase Plan.
4. To approve the amendment and restatement of Mgmt For For
the FuelCell Energy, Inc. Second Amended
and Restated 2018 Omnibus Incentive Plan.
5. To approve the amendment of the FuelCell Mgmt For For
Energy, Inc. Certificate of Incorporation,
as amended, to increase the number of
authorized shares of common stock of
FuelCell Energy, Inc. from 500,000,000
shares to 1,000,000,000 shares.
6. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of FuelCell Energy,
Inc.'s named executive officers as set
forth in the "Executive Compensation"
section of the Proxy Statement.
7. To vote, on a non-binding advisory basis, Mgmt 1 Year For
on the frequency with which future advisory
votes on the compensation of FuelCell
Energy, Inc.'s named executive officers
will be conducted.
--------------------------------------------------------------------------------------------------------------------------
GENCELL LTD Agenda Number: 715750293
--------------------------------------------------------------------------------------------------------------------------
Security: M4R44V108
Meeting Type: OGM
Meeting Date: 05-Jul-2022
Ticker:
ISIN: IL0011696890
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE YOU DISCLOSE IF YOU A)
HAVE A PERSONAL INTEREST IN THIS COMPANY B)
ARE A CONTROLLING SHAREHOLDER IN THIS
COMPANY; C) ARE A SENIOR OFFICER OF THIS
COMPANY OR D) THAT YOU ARE AN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND. BY SUBMITTING YOUR VOTING
INSTRUCTIONS ONLINE, YOU ARE CONFIRMING THE
ANSWER FOR A, B AND C TO BE 'NO' AND THE
ANSWER FOR D TO BE 'YES'. IF YOUR
DISCLOSURE IS DIFFERENT, PLEASE PROVIDE
YOUR CUSTODIAN WITH THE SPECIFIC DISCLOSURE
DETAILS. REGARDING SECTION 4 IN THE
DISCLOSURE, THE FOLLOWING DEFINITIONS APPLY
IN ISRAEL FOR INSTITUTIONAL CLIENTS/JOINT
INVESTMENT FUND MANAGERS/TRUST FUNDS: 1. A
MANAGEMENT COMPANY WITH A LICENSE FROM THE
CAPITAL MARKET, INSURANCE AND SAVINGS
AUTHORITY COMMISSIONER IN ISRAEL OR 2. AN
INSURER WITH A FOREIGN INSURER LICENSE FROM
THE COMMISSIONER IN ISRAEL. PER JOINT
INVESTMENT FUND MANAGERS, IN THE MUTUAL
INVESTMENTS IN TRUST LAW THERE IS NO
DEFINITION OF A FUND MANAGER, BUT THERE IS
A DEFINITION OF A MANAGEMENT COMPANY AND A
PENSION FUND. THE DEFINITIONS REFER TO THE
FINANCIAL SERVICES (PENSION FUNDS)
SUPERVISION LAW 2005. THEREFORE, A
MANAGEMENT COMPANY IS A COMPANY WITH A
LICENSE FROM THE CAPITAL MARKET, INSURANCE
AND SAVINGS AUTHORITY COMMISSIONER IN
ISRAEL. PENSION FUND - RECEIVED APPROVAL
UNDER SECTION 13 OF THE LAW FROM THE
CAPITAL MARKET, INSURANCE AND SAVINGS
AUTHORITY COMMISSIONER IN ISRAEL.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN ALMAGOR ZOHAR & CO. AS Mgmt Against Against
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
3.1 REELECT ASHER LEVY AS DIRECTOR Mgmt For For
3.2 REELECT ELIEZER (ELI) GOROVIC AS DIRECTOR Mgmt Against Against
CMMT 28 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS AND MEETING TYPE CHANGED FROM
AGM TO OGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GREEN HYDROGEN SYSTEMS A/S Agenda Number: 716837262
--------------------------------------------------------------------------------------------------------------------------
Security: K4127X113
Meeting Type: AGM
Meeting Date: 18-Apr-2023
Ticker:
ISIN: DK0061540341
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting
CAST BY THE REGISTRAR IN ACCORDANCE WITH
YOUR VOTING INSTRUCTIONS. FOR THE SMALL
NUMBER OF MEETINGS WHERE THERE IS NO
REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE
CAST BY THE CHAIRMAN OF THE BOARD (OR A
BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A
BOARD MEMBER) MAY CHOOSE TO ONLY CAST
PRO-MANAGEMENT VOTING INSTRUCTIONS. TO
GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST
MANAGEMENT ARE CAST, YOU MAY SUBMIT A
REQUEST TO ATTEND THE MEETING IN PERSON.
THE SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE,
IF REQUESTED.
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting
FOR A BENEFICIAL OWNER IN THE DANISH
MARKET.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 THE BOARD OF DIRECTORS' REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES IN THE PAST FINANCIAL
YEAR
2 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
ANNUAL REPORT FOR THE FINANCIAL YEAR 2022
IS ADOPTED
3 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
RESULT FOR 2022 IS CARRIED FORWARD TO NEXT
YEAR IN ACCORDANCE WITH THE ANNUAL REPORT
FOR 2022
4 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt Against Against
REMUNERATION REPORT FOR THE FINANCIAL YEAR
2022 IS ADOPTED
5 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT
ARE GRANTED DISCHARGE OF LIABILITY
6 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
FOLLOWING LEVEL OF REMUNERATION FOR 2023 IS
APPROVED BY THE ANNUAL GENERAL
MEETING:MEMBER OF THE BOARD OF DIRECTORS:
300.000 DKKCHAIRPERSON OF THE BOARD OF
DIRECTORS: 750.000 DKKVICE CHAIRPERSON OF
THE BOARD OF DIRECTORS: 450.000 DKKMEMBER
OF THE AUDIT COMMITTEE: 100.000
DKKCHAIRPERSON OF THE AUDIT COMMITTEE:
200.000 DKK MEMBER OF THE MANUFACTURING
TECHNOLOGY COMMITTEE: 100.000
DKKCHAIRPERSON OF THE MANUFACTURING
TECHNOLOGY COMMITTEE: 200.000 DKKMEMBER OF
THE REMUNERATION AND NOMINATION COMMITTEE:
75.000 DKKCHAIRPERSON OF THE REMUNERATION
AND NOMINATION COMMITTEE: 100.000
7A RE-ELECTION OF CHRISTIAN CLAUSEN MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7B RE-ELECTION OF TROELS OEBERG MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
7C RE-ELECTION OF LARS VALSOEE BERTELSEN Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
7D RE-ELECTION OF KAREN DYRSKJOET BOESEN Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
7E RE-ELECTION OF SIMON KROGSGAARD IBSEN Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
7F RE-ELECTION OF ARMIN SCHNETTLER MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7G RE-ELECTION OF ANDERS JAKOB VEDEL MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7H ELECTION OF POUL DUE JENSEN MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
8 THE BOARD OF DIRECTORS RECOMMENDS Mgmt For For
RE-ELECTION OF PRICEWATERHOUSECOOPERS
STATSAUTORISERET REVISIONSPARTNERSELSKAB,
CVR NO. 33771231, BASED ON A RECOMMENDATION
FROM THE AUDIT COMMITTEE. THE AUDIT
COMMITTEE'S RECOMMENDATION HAS NOT BEEN
INFLUENCED BY THIRD PARTIES AND HAS NOT
BEEN SUBJECT TO ANY AGREEMENT WITH A THIRD
PARTY RESTRICTING THE ANNUAL GENERAL
MEETING'S ELECTION OF CERTAIN AUDITORS OR
AUDIT FIRMS
9A THE BOARD OF DIRECTORS PROPOSES TO UPDATE Mgmt Against Against
THE REMUNERATION POLICY TO THE EFFECT THAT
THE "GOOD LEAVER" AND "BAD LEAVER" CONCEPT
IN RESPECT OF THE LONG-TERM INCENTIVE
PROGRAM FOR THE EXECUTIVE MANAGEMENT IS
ABANDONED. FURTHERMORE, THE REMUNERATION
POLICY IS PROPOSED UPDATED TO INCLUDE FEES
TO THE CHAIRPERSON AND MEMBERS OF THE BOARD
OF DIRECTORS' MANUFACTURING TECHNOLOGY
COMMITTEE.ADDITIONALLY, OTHER NON-MATERIAL
EDITORIAL CHANGES HAVE BEEN MADE TO THE
REMUNERATION POLICY.A DRAFT OF THE UPDATED
REMUNERATION POLICY IS AVAILABLE AT THE
COMPANY'S WEBSITE GREEN HYDROGEN SYSTEMS -
GOVERNANCE - CORPORATE GOVERNANCE
9B THE PROPOSAL IMPLIES THAT THAT ARTIC.5.1, Mgmt Against Against
5.2 AND 5.5 WILL BE AMENDED TO HAVE THE
FOLLOWING WORDING:"5.1 UP TO AND INCLUDING
17 APRIL 2028, THE BOARD OF DIRECTORS IS
AUTHORISED TO INCREASE THE SHARE CAPITAL IN
ONE OR MORE ISSUES WITHOUT PRE-EMPTION
RIGHTS FOR THE COMPANY'S EXISTING
SHAREHOLDERS BY A NOMINAL VALUE OF UP TO A
TOTAL OF DKK 38,600,000 BY ISSUING NEW
SHARES. THE CAPITAL INCREASE MUST BE
EFFECTED AT OR ABOVE MARKET PRICE IN THE
FORM OF CASH CONTRIBUTIONS, CONVERSION OF
DEBT OR BY CONTRIBUTIONS OF ASSETS OTHER
THAN CASH, I.E. ANY NON-CASH
CONTRIBUTIONS.5.5 THE TOTAL AMOUNT OF
CAPITAL INCREASES PURSUANT TO ARTICLES
5.1-5.2 CANNOT EXCEED A NOMINAL VALUE OF
DKK 38,600,000."
9C FOR THE PURPOSE OF PROVIDING THE COMPANY Mgmt Against Against
WITH THE OPPORTUNITY TO RAISE CUSTOMARY
VENTURE DEBT FINANCING, THE BOARD OF
DIRECTORS PROPOSES THAT THE GENERAL MEETING
ADOPTS AN AUTHORISATION TO THE BOARD OF
DIRECTORS TO ISSUE BONDS OR OTHER DEBT
INSTRUMENTS WITH ACCESS TO CONVERSION TO
SHARES (CONVERTIBLE LOANS) WHICH ARE
TYPICALLY APPLIED IN VENTURE DEBT FINANCING
STRUCTURES. THE BOARD OF DIRECTORS PROPOSES
THAT THE BOARD OF DIRECTORS IS AUTHORISED
TO ISSUE SUCH CONVERTIBLE BONDS AND OTHER
DEBT INSTRUMENTS WITH AND WITHOUT
PREEMPTION RIGHTS FOR EXISTING
SHAREHOLDERS. THE BOARD OF DIRECTORS ALSO
PROPOSES THAT THE BOARD OF DIRECTORS IS
AUTHORISED TO ISSUE WARRANTS WITHOUT
PRE-EMPTION RIGHTS FOR EXISTING
SHAREHOLDERS, E.G., TO ENSURE THAT THE
BOARD OF DIRECTORS MAY ISSUE WARRANTS TO
LENDERS OF VENTURE DEBT LOANS IN ACCORDANCE
WITH MARKET TERMS.FURTHER INFORMATIONS CAN
BE FOUND AT THE COMPANY'S WEBSITE GREEN
HYDROGEN SYSTEMS
9D FOR THE PURPOSE OF THE CONTEMPLATED RIGHTS Mgmt For For
ISSUE, THE BOARD OF DIRECTORS PROPOSES THAT
THE GENERAL MEETING ADOPTS A SPECIFIC
AUTHORISATION TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL BY A NOMINAL
AMOUNT OF UP TO DKK 110,000,000 IN THE
PERIOD UP TO AND INCLUDING 31 DECEMBER 2023
ENABLING THE BOARD OF DIRECTORS TO COMPLETE
THE CONTEMPLATED RIGHTS ISSUE. AS
COMMUNICATED BY THE COMPANY IN COMPANY
ANNOUNCEMENT 04/2023 OF 1 MARCH 2023, THE
CONTEMPLATED RIGHTS ISSUE IS AIMED AT
FUNDING GROWTH INVESTMENTS AND OPERATIONS
OF THE COMPANY AND WILL BE CARRIED OUT, IF
COMPLETED, WITH PRE-EMPTION RIGHTS FOR THE
COMPANY'S EXISTING SHAREHOLDERS.FURTHER
INFORMATIONS CAN BE FOUND AT THE COMPANY'S
WEBSITE GREEN HYDROGEN SYSTEMS
10 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting
ANY VOTED POSITIONS SETTLING THROUGH
EUROCLEAR BANK.
--------------------------------------------------------------------------------------------------------------------------
HEXAGON PURUS ASA Agenda Number: 716737880
--------------------------------------------------------------------------------------------------------------------------
Security: R3R381109
Meeting Type: EGM
Meeting Date: 16-Mar-2023
Ticker:
ISIN: NO0010904923
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPEN MEETING REGISTRATION OF LIST OF Non-Voting
SHAREHOLDERS
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt No vote
MEETING
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt No vote
4 AUTHORIZE ISSUANCE OF CONVERTIBLE LOANS Mgmt No vote
WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF NOK 1 BILION
5 APPROVE ISSUANCE OF 100 MILLION WARRANTS Mgmt No vote
WITHOUT PREEMPTIVE RIGHTS
6 APPROVE ISSUANCE OF 4.5 MILLION ADDITIONAL Mgmt No vote
WARRANTS WITHOUT PREEMPTIVE RIGHTS
CMMT 03 MAR 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 03 MAR 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 03 MAR 2023: DELETION OF COMMENT Non-Voting
CMMT 03 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION AND DELETION OF
COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HEXAGON PURUS ASA Agenda Number: 717174320
--------------------------------------------------------------------------------------------------------------------------
Security: R3R381109
Meeting Type: AGM
Meeting Date: 25-May-2023
Ticker:
ISIN: NO0010904923
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 OPEN MEETING; REGISTRATION OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
2 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt No vote
INSPECTOR(S) OF MINUTES OF MEETING
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt No vote
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
5 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
6.1 ELECT ESPEN GUNDERSEN (CHAIR) AS NEW Mgmt No vote
DIRECTOR
6.2 ELECT JON ERIK ENGESET AS NEW DIRECTOR Mgmt No vote
6.3 REELECT MARTHA KOLD BAKKEVIG AS DIRECTOR Mgmt No vote
6.4 REELECT RICK RASHILLA AS DIRECTOR Mgmt No vote
6.5 ELECT LIV FIKSDAHL AS NEW DIRECTOR Mgmt No vote
6.6 ELECT SUSANA QUINTANA-PLAZA AS NEW DIRECTOR Mgmt No vote
6.7 ELECT HIDETOMO ARAKI AS NEW DIRECTOR Mgmt No vote
7 ELECT DAVID BANDELE AND CECILIE AMDAHL AS Mgmt No vote
MEMBERS OF NOMINATING COMMITTEE
8 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt No vote
AMOUNT OF NOK 640,000 FOR CHAIRMAN AND NOK
320,000 FOR OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK
9.1 APPROVE EQUITY PLAN FINANCING Mgmt No vote
9.2 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OF REPURCHASED SHARES
10.1 APPROVE CREATION OF NOK 6.92 MILLION POOL Mgmt No vote
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
10.2 APPROVE EQUITY PLAN FINANCING Mgmt No vote
11 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
12 APPROVE REMUNERATION STATEMENT Mgmt No vote
13 AMEND ARTICLES RE: PARTICIPATION AT THE Mgmt No vote
GENERAL MEETING
14 CHANGE LOCATION OF REGISTERED OFFICE TO Mgmt No vote
OSLO
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 04 MAY 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 MAY 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 04 MAY 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ILJIN HYSOLUS CO., LTD. Agenda Number: 716759800
--------------------------------------------------------------------------------------------------------------------------
Security: Y3883Z101
Meeting Type: AGM
Meeting Date: 23-Mar-2023
Ticker:
ISIN: KR7271940009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR YANG SUNGMO Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR YOO N YOUNGGIL Mgmt For For
3.3 ELECTION OF OUTSIDE DIRECTOR SHIN CHANGDONG Mgmt For For
3.4 ELECTION OF NONEXECUTIVE DIRECTOR KIM Mgmt For For
HAKSUN
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
ITM POWER PLC Agenda Number: 716144883
--------------------------------------------------------------------------------------------------------------------------
Security: G4985J102
Meeting Type: AGM
Meeting Date: 28-Oct-2022
Ticker:
ISIN: GB00B0130H42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S AUDITED ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 30 APRIL 2022
2 TO APPROVE THE REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR ENDED 30 APRIL 2022
3 TO ELECT DENISE COCKREM AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO RE-ELECT DR SIMON BOURNE AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT MARTIN GREEN AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT DR RACHEL SMITH AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-APPOINT GRANT THORNTON UK LLP AS Mgmt For For
AUDITOR OF THE COMPANY
8 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
9 THAT THE DIRECTORS OF THE COMPANY BE Mgmt For For
AUTHORISED TO EXERCISE ALL THE POWERS OF
THE COMPANY TO ALLOT SHARES
10 THAT SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
9, THE DIRECTORS BE AUTHORISED TO DISAPPLY
PRE-EMPTION RIGHTS
11 THAT THE ARTICLES OF ASSOCIATION PRODUCED Mgmt For For
TO THE MEETING BE ADOPTED IN SUBSTITUTION
FOR THE EXISTING ARTICLES
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935660200
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen F. Angel Mgmt For For
1b. Election of Director: Sanjiv Lamba Mgmt For For
1c. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1d. Election of Director: Dr. Thomas Enders Mgmt For For
1e. Election of Director: Edward G. Galante Mgmt For For
1f. Election of Director: Joe Kaeser Mgmt For For
1g. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1h. Election of Director: Prof. Dr. Martin H. Mgmt For For
Richenhagen
1i. Election of Director: Alberto Weisser Mgmt For For
1j. Election of Director: Robert L. Wood Mgmt For For
2a. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2b. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2022 Proxy statement.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the Directors' Remuneration Report
(excluding the Directors' Remuneration
Policy) as set forth in the Company's IFRS
Annual Report for the financial year ended
December 31, 2021, as required under Irish
law.
5. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
6. To consider and vote on a shareholder Shr For Against
proposal regarding supermajority voting
requirements in Linde's Irish Constitution.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935750819
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Special
Meeting Date: 18-Jan-2023
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve, subject to the approval by the Mgmt For For
requisite majorities at the Court Meeting,
the scheme of arrangement that is included
in Linde's Proxy Statement, referred to as
the "Scheme" or "Scheme of Arrangement," in
its original form or with or subject to any
modification, addition or condition
approved or imposed by the Irish High
Court.
2. To approve, subject to the Scheme becoming Mgmt For For
effective, an amendment to the articles of
association of Linde, which are part of the
Linde constitution, referred to as the
"Articles," in respect of certain mechanics
to effect the Scheme as set forth in
Linde's Proxy Statement.
3. To approve the Common Draft Terms of Merger Mgmt For For
dated December 2, 2022 between Linde and
New Linde, that are included in Linde's
Proxy Statement, whereupon and assuming the
other conditions to the merger are
satisfied, Linde would be merged with and
into New Linde, with New Linde surviving
the merger, and the directors of Linde be
authorized to take all steps necessary or
appropriate to execute and carry the merger
into effect.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935750821
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J111
Meeting Type: Special
Meeting Date: 18-Jan-2023
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme of Arrangement under Mgmt For For
Irish Law between Linde plc and the Scheme
Shareholders, in its original form or with
or subject to any modification(s),
addition(s) or condition(s) approved or
imposed by the Irish High Court.
--------------------------------------------------------------------------------------------------------------------------
MCPHY ENERGY SA Agenda Number: 717176172
--------------------------------------------------------------------------------------------------------------------------
Security: F6S02U102
Meeting Type: MIX
Meeting Date: 24-May-2023
Ticker:
ISIN: FR0011742329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0503/202305032301329
.pdf
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting
ANY VOTED POSITIONS SETTLING THROUGH
EUROCLEAR BANK
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 912900 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 - APPROVAL OF THE TOTAL
AMOUNT OF NON-DEDUCTIBLE EXPENSES REFERRED
TO IN SECTION 4 OF ARTICLE 39 OF THE FRENCH
GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2022
4 ALLOCATION OF PREVIOUS LOSSES TO THE 'SHARE Mgmt For For
PREMIUM' ACCOUNT
5 APPROVAL OF THE AGREEMENTS REFERRED TO IN Mgmt For For
ARTICLE L.225-38 OF THE FRENCH COMMERCIAL
CODE - APPROVAL OF THE AGREEMENT DESCRIBED
IN THE STATUTORY AUDITORS' SPECIAL REPORT
ON BPIFRANCE INVESTISSEMENT
6 APPROVAL OF THE AGREEMENTS REFERRED TO IN Mgmt For For
ARTICLE L.225-38 OF THE FRENCH COMMERCIAL
CODE - TECHNIP ENERGIES N.V
7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2022
8 APPROVAL OF THE REMUNERATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2022 OR AWARDED
FOR THE SAME FINANCIAL YEAR TO MR. LUC
POYER, CHAIRMAN OF THE COMPANY'S BOARD OF
DIRECTORS
9 APPROVAL OF THE REMUNERATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2022 OR AWARDED
FOR THE SAME FINANCIAL YEAR TO MR.
JEAN-BAPTISTE LUCAS, CHIEF EXECUTIVE
OFFICER OF THE COMPANY
10 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS (EXCLUDING THE CHAIRMAN OF THE
BOARD OF DIRECTORS) FOR THE FINANCIAL YEAR
2023
11 SETTING OF THE OVERALL ANNUAL AMOUNT OF THE Mgmt For For
REMUNERATION TO BE ALLOCATED TO DIRECTORS
(EXCLUDING THE CHAIRMAN OF THE BOARD OF
DIRECTORS)
12 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
FINANCIAL YEAR 2023
13 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL
YEAR 2023
14 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MYRIAM MAESTRONI AS DIRECTOR
15 RATIFICATION OF THE ADDRESS OF THE Mgmt For For
COMPANY'S REGISTERED OFFICE TO 79 RUE DU
GENERAL MANGIN, 38100 GRENOBLE AND
CORRELATIVE AMENDMENT TO ARTICLE 4 OF THE
COMPANY'S BY-LAWS
16 AUTHORIZATION AND DELEGATION TO ALLOW THE Mgmt For For
COMPANY TO TRADE IN ITS OWN SHARES -
SETTING OF TERMS AND CONDITIONS IN
ACCORDANCE WITH ARTICLE L.22-10-62 OF THE
FRENCH COMMERCIAL CODE
17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE SHARES OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY MEANS OF A PUBLIC
OFFER OTHER THAN THE PUBLIC OFFERS REFERRED
TO IN PARAGRAPH 1 OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL AND/OR THE ISSUE OF
TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY PUBLIC OFFERING AS REFERRED TO IN
PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OR EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OR GRANTING ENTITLEMENT TO THE ALLOCATION
OF DEBT SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF CATEGORIES
OF PERSONS MEETING THE CHARACTERISTICS
DETERMINED IN ACCORDANCE WITH THE
PROVISIONS OF ARTICLE L.225-138 OF THE
FRENCH COMMERCIAL CODE
22 AUTHORIZATION TO BE GRANTED IN THE EVENT OF Mgmt Against Against
AN ISSUE WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT TO SET, WITHIN THE LIMIT OF 10% OF
THE CAPITAL, THE ISSUE PRICE UNDER THE
TERMS AND CONDITIONS SET BY THE GENERAL
MEETING
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH OR WITHOUT A
PRE-EMPTIVE SUBSCRIPTION RIGHT
24 DELEGATION OF AUTHORITY TO DECIDE TO Mgmt For For
INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS OR RESERVES
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND OF EQUITY
SECURITIES GRANTED TO THE COMPANY AND
CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL
26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE COMMON SHARES AND
TRANSFERABLE SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY
27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY OR OF
RELATED COMPANIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT IN FAVOUR OF THE MEMBERS OF A COMPANY
SAVINGS PLAN
28 SETTING OF THE TOTAL AMOUNT OF THE CAPITAL Mgmt For For
INCREASES THAT MAY BE CARRIED OUT BY VIRTUE
OF THE AFOREMENTIONED DELEGATIONS
29 SETTING OF THE TOTAL AMOUNT OF ISSUES OF Mgmt For For
TRANSFERABLE SECURITIES REPRESENTING DEBTS
THAT MAY BE CARRIED OUT BY VIRTUE OF THE
AFOREMENTIONED DELEGATIONS
30 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING SHARES OR SHARES TO
BE ISSUED WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT IN FAVOUR OF EMPLOYEES AND/OR
EXECUTIVE CORPORATE OFFICERS
31 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEL ASA Agenda Number: 715832172
--------------------------------------------------------------------------------------------------------------------------
Security: R4S21L127
Meeting Type: EGM
Meeting Date: 02-Aug-2022
Ticker:
ISIN: NO0010081235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt No vote
INSPECTOR(S) OF MINUTES OF MEETING
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt No vote
4 APPROVE EQUITY PLAN FINANCING Mgmt No vote
CMMT 29 JUN 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 1 JUL 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 1 JUL 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NEL ASA Agenda Number: 716819579
--------------------------------------------------------------------------------------------------------------------------
Security: R4S21L127
Meeting Type: AGM
Meeting Date: 21-Apr-2023
Ticker:
ISIN: NO0010081235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE MEETING AND REGISTRATION OF Non-Voting
PARTICIPATING SHAREHOLDERS
2 ELECTION OF CHAIR OF THE MEETING AND A Mgmt No vote
PERSON TO CO-SIGN THE MINUTES
3 APPROVAL OF NOTICE AND AGENDA Mgmt No vote
4 APPROVAL OF THE ANNUAL ACCOUNTS AND THE Mgmt No vote
BOARD'S REPORT FOR THE FINANCIAL YEAR 2022
5 THE BOARD'S REPORT ON CORPORATE GOVERNANCE Non-Voting
6 REMUNERATION FOR THE MEMBERS OF THE BOARD Mgmt No vote
7 REMUNERATION FOR NOMINATION COMMITTEE, Mgmt No vote
AUDIT COMMITTEE AND REMUNERATION COMMITTEE
8 AUDITOR'S FEES Mgmt No vote
9 REPORT REGARDING SALARY AND OTHER Mgmt No vote
COMPENSATION TO EXECUTIVE MANAGEMENT
10.1 AUTHORIZATIONS TO ISSUE SHARES: FOR GENERAL Mgmt No vote
CORPORATE PURPOSES
10.2 AUTHORIZATIONS TO ISSUE SHARES: IN Mgmt No vote
CONNECTION WITH INCENTIVE PLANS FOR
EMPLOYEES
11.1 AUTHORIZATIONS TO ACQUIRE TREASURY SHARES: Mgmt No vote
IN CONNECTION WITH INCENTIVE PLANS FOR
EMPLOYEES
11.2 AUTHORIZATIONS TO ACQUIRE TREASURY SHARES: Mgmt No vote
FOR GENERAL CORPORATE PURPOSES
12.1 ELECTION OF MEMBER TO THE BOARD: OLE ENGER Mgmt No vote
(CHAIR)
12.2 ELECTION OF MEMBER TO THE BOARD: HANNE Mgmt No vote
BLUME
12.3 ELECTION OF MEMBER TO THE BOARD: CHARLOTTA Mgmt No vote
FALVIN
12.4 ELECTION OF MEMBER TO THE BOARD: BEATRIZ Mgmt No vote
MALO DE MOLINA
12.5 ELECTION OF MEMBER TO THE BOARD: ARVID MOSS Mgmt No vote
12.6 ELECTION OF MEMBER TO THE BOARD: TOM ROTJER Mgmt No vote
12.7 ELECTION OF MEMBER TO THE BOARD: JENS BJORN Mgmt No vote
STAFF
13 AMENDMENTS TO THE ARTICLES OF ASSOCIATION - Mgmt No vote
ADVANCE NOTICE FOR SHAREHOLDERS MEETINGS
14 AMENDMENTS TO THE ARTICLES OF ASSOCIATION - Mgmt No vote
MEMBERS OF THE NOMINATION COMMITTEE
15.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: EIVIND SARS VEDDENG (CHAIR)
15.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: ANDREAS POOLE
CMMT 23 MAR 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 23 MAR 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 23 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NIPPON SANSO HOLDINGS CORPORATION Agenda Number: 717297851
--------------------------------------------------------------------------------------------------------------------------
Security: J5545N100
Meeting Type: AGM
Meeting Date: 20-Jun-2023
Ticker:
ISIN: JP3711600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hamada, Toshihiko Mgmt For For
2.2 Appoint a Director Nagata, Kenji Mgmt For For
2.3 Appoint a Director Thomas Scott Kallman Mgmt For For
2.4 Appoint a Director Eduardo Gil Elejoste Mgmt For For
2.5 Appoint a Director Hara, Miri Mgmt For For
2.6 Appoint a Director Nagasawa, Katsumi Mgmt For For
2.7 Appoint a Director Miyatake, Masako Mgmt For For
2.8 Appoint a Director Nakajima, Hideo Mgmt For For
2.9 Appoint a Director Yamaji, Katsuhito Mgmt For For
3 Appoint a Corporate Auditor Wataru, Satoshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935870320
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Jonathan M. Mgmt Withheld Against
Silver
1b. Election of Class III Director: Kyungyeol Mgmt Withheld Against
Song
2. The approval of Amendment No. 2 to the Plug Mgmt For For
Power Inc. 2021 Stock Option and Incentive
Plan as described in the proxy statement.
3. The approval of the Plug Power Inc. 2023 Mgmt For For
Employee Stock Purchase Plan as described
in the proxy statement.
4. The approval of the non-binding, advisory Mgmt For For
vote regarding the compensation of the
Company's named executive officers as
described in the proxy statement.
5. The approval of the non-binding, advisory Mgmt 1 Year For
vote regarding the frequency of future
non-binding, advisory votes to approve the
compensation of the Company's named
executive officers.
6. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
POWERCELL SWEDEN AB Agenda Number: 716814757
--------------------------------------------------------------------------------------------------------------------------
Security: W6698X106
Meeting Type: AGM
Meeting Date: 19-Apr-2023
Ticker:
ISIN: SE0006425815
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
VOTING INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Mgmt For For
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Mgmt For For
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Mgmt For For
6 APPROVE AGENDA OF MEETING Mgmt For For
7 RECEIVE PRESIDENT'S REPORT Non-Voting
8 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
9.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
9.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
9.C APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For
10 DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 440,000 FOR CHAIRMAN AND SEK
220,000 FOR OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK; APPROVE
REMUNERATION OF AUDITORS
12 REELECT HELEN FASTH GILLSTEDT, UWE Mgmt Against Against
HILLMANN, MAGNUS JONSSON, ANNETTE MALM
JUSTAD, KAJSA RYTTBERG-WALLGREN AND
RIKU-PEKKA HAGG AS DIRECTORS; ELECT NICOLAS
BOUTIN AS NEW DIRECTOR
13 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
14 APPROVE NOMINATING COMMITTEE INSTRUCTIONS Mgmt For For
15 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt Against Against
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
16 APPROVE ISSUANCE OF 5.76 MILLION SHARES Mgmt Against Against
WITHOUT PREEMPTIVE RIGHTS
17 AUTHORIZE EDITORIAL CHANGES TO ADOPTED Mgmt For For
RESOLUTIONS IN CONNECTION WITH REGISTRATION
WITH SWEDISH AUTHORITIES
18 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
POWERHOUSE ENERGY GROUP PLC Agenda Number: 716193608
--------------------------------------------------------------------------------------------------------------------------
Security: G7204D103
Meeting Type: AGM
Meeting Date: 09-Nov-2022
Ticker:
ISIN: GB00B4WQVY43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 REAPPOINT JEFFREYS HENRY LLP AS AUDITORS Mgmt For For
AND AUTHORISE THEIR REMUNERATION
4 ELECT KEITH RILEY AS DIRECTOR Mgmt Abstain Against
5 ELECT PAUL EMMITT AS DIRECTOR Mgmt For For
6 ELECT HUGH MCALISTER AS DIRECTOR Mgmt Against Against
7 AUTHORISE ISSUE OF EQUITY Mgmt For For
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
PUNGGUK ETHANOL CO.,LTD. Agenda Number: 716755686
--------------------------------------------------------------------------------------------------------------------------
Security: Y7162R102
Meeting Type: AGM
Meeting Date: 29-Mar-2023
Ticker:
ISIN: KR7023900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR SUNG CHUNTAE Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR JANG DONGHEE Mgmt For For
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
AUDITORS
6 AMEND OF RETIREMENT BENEFIT PLAN FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
S-FUELCELL CO., LTD. Agenda Number: 716726483
--------------------------------------------------------------------------------------------------------------------------
Security: Y7T7JS100
Meeting Type: AGM
Meeting Date: 24-Mar-2023
Ticker:
ISIN: KR7288620008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3 ELECTION OF INSIDE DIRECTOR: HONG SUNG MIN Mgmt For For
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
SFC ENERGY AG Agenda Number: 717160511
--------------------------------------------------------------------------------------------------------------------------
Security: D8288L113
Meeting Type: AGM
Meeting Date: 05-Jun-2023
Ticker:
ISIN: DE0007568578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2022
2.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER PETER PODESSER FOR FISCAL YEAR 2022
2.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER DANIEL SAXENA FOR FISCAL YEAR 2022
2.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HANS POL FOR FISCAL YEAR 2022
3.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HUBERTUS KROSSA FOR FISCAL YEAR 2022
3.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HENNING GEBHARDT FOR FISCAL YEAR
2022
3.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERHARD SCHEMPP FOR FISCAL YEAR 2022
3.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SUNAINA HALDEA FOR FISCAL YEAR 2022
4 RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL Mgmt For For
YEAR 2023 AND FOR THE REVIEW OF INTERIM
FINANCIAL STATEMENTS FOR FISCAL YEAR 2023
5 APPROVE REMUNERATION REPORT Mgmt For For
6 APPROVE CREATION OF EUR 1.7 MILLION POOL OF Mgmt Against Against
AUTHORIZED CAPITAL WITH OR WITHOUT
EXCLUSION OF PREEMPTIVE RIGHTS
7.1 ELECT GERHARD SCHEMPP TO THE SUPERVISORY Mgmt For For
BOARD
7.2 ELECT SUNAINA HALDEA TO THE SUPERVISORY Mgmt For For
BOARD
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
10 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For
11 APPROVE CANCELLATION OF CONDITIONAL CAPITAL Mgmt For For
2016
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
--------------------------------------------------------------------------------------------------------------------------
SOL SPA Agenda Number: 717059112
--------------------------------------------------------------------------------------------------------------------------
Security: T8711D103
Meeting Type: AGM
Meeting Date: 10-May-2023
Ticker:
ISIN: IT0001206769
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 MAY 2023. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 885230 DUE TO RECEIVED SLATES
FOR RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
0010 APPROVAL OF THE BALANCE SHEETS OF SOL Mgmt For For
S.P.A. AT 31 DECEMBER 2022; REPORT OF THE
BOARD OF DIRECTORS ON THE PERFORMANCE OF
THE MANAGEMENT, REPORT OF THE BOARD OF
INTERNAL AUDITORS, REPORT OF THE EXTERNAL
AUDITORS AND CERTIFICATION OF THE EXECUTIVE
RESPONSIBLE FOR THE PREPARATION OF THE
COMPANY ACCOUNTING DOCUMENTS; RESOLUTIONS
RELATED THERETO; PRESENTATION OF THE
CONSOLIDATED BALANCE SHEETS AS AT 31
DECEMBER 2022 AND THE CONSOLIDATED
NON-FINANCIAL STATEMENT AS PER LEGISLATIVE
DECREE NO. 254/2016
0020 ALLOCATION OF THE OPERATING RESULT; Mgmt For For
RESOLUTIONS RELATED THERETO
0030 RESOLUTIONS RELATED TO THE REPORT ON THE Mgmt Against Against
REMUNERATION POLICY AND THE FEES PAID
PURSUANT TO ART. 123-TER OF D. LGS. N.
58/1998: EXAMINATION OF SECTION I OF THE
REPORT ON REMUNERATION POLICY AND BINDING
RESOLUTIONS (PURSUANT TO ART. 123-TER,
PARAGRAPH 3, 3-BIS AND 3-TER OF D. LGS. N.
58/1998)
0040 RESOLUTIONS RELATED TO THE REPORT ON THE Mgmt For For
REMUNERATION POLICY AND THE FEES PAID
PURSUANT TO ART. 123-TER OF D. LGS. N.
58/1998: EXAMINATION OF SECTION II OF THE
REPORT ON COMPENSATION PAID AND NON-BINDING
RESOLUTIONS (PURSUANT TO ART. 123-TER,
PARAGRAPH 4 AND 6 OF LEGISLATIVE DECREE NO.
58/1998)
0050 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS, THERE IS
ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR,
AGAINST OR ABSTAIN ON ONLY 1 OF THE 2
SLATES AND TO SELECT 'CLEAR' FOR THE
OTHERS. THANK YOU
006A APPOINTMENT OF THE MEMBERS OF THE BOARD OF Shr No vote
INTERNAL AUDITORS AND THE CHAIRMAN OF THE
BOARD OF INTERNAL AUDITORS FOR THE
THREE-YEAR PERIOD 2023-2025; RESOLUTIONS
RELATED THERETO. LIST PRESENTED BY GAS AND
TECHNOLOGIES WORLD B.V., REPRESENTING
59.978 PCT OF THE CAPITAL SHARES
006B APPOINTMENT OF THE MEMBERS OF THE BOARD OF Shr For
INTERNAL AUDITORS AND THE CHAIRMAN OF THE
BOARD OF INTERNAL AUDITORS FOR THE
THREE-YEAR PERIOD 2023-2025; RESOLUTIONS
RELATED THERETO. LIST PRESENTED BY A GROUP
OF INSTITUTIONAL INVESTORS, REPRESENTING
TOGETHER 2.03814 PCT OF THE CAPITAL SHARES
0070 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF INTERNAL AUDITORS;
RESOLUTIONS RELATED THERETO
Defiance Next Gen SPAC Derived ETF
--------------------------------------------------------------------------------------------------------------------------
23ANDME HLDG CO Agenda Number: 935687294
--------------------------------------------------------------------------------------------------------------------------
Security: 90138Q108
Meeting Type: Annual
Meeting Date: 25-Aug-2022
Ticker: ME
ISIN: US90138Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt Withheld Against
Patrick Chung Mgmt Withheld Against
Sandra Hernandez, M.D. Mgmt For For
2. A non-binding, advisory vote on the Mgmt 1 Year For
frequency of advisory votes on the
compensation of the Company's named
executive officers ("Say-on-Frequency").
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
March 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ACE CONVERGENCE ACQUISITION CORP. Agenda Number: 935686127
--------------------------------------------------------------------------------------------------------------------------
Security: G0083D120
Meeting Type: Special
Meeting Date: 12-Jul-2022
Ticker: ACEV
ISIN: KYG0083D1209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension Proposal: Amend the Company's Mgmt Against Against
Second Amended and Restated Memorandum and
Articles of Association (the "Charter")
pursuant to an amendment to the Charter in
the form set forth in Annex A of the
accompanying proxy statement to extend the
date by which the Company must (1)
consummate a merger, amalgamation, share
exchange, asset acquisition, share
purchase, reorganization or similar
business combination, which we refer to as
our initial business combination, (2) cease
its operations except for the purpose of
winding up if it fails to complete.
2. Adjournment Proposal: Approve the Mgmt Against Against
adjournment of the Extraordinary General
Meeting to a later date or dates, if
necessary, to permit further solicitation
and vote of proxies in the event that there
are insufficient votes for, or otherwise in
connection with, the approval of Proposal
1, which will only be presented at the
Extraordinary General Meeting if, based on
the tabulated votes, there are not
sufficient votes at the time of the
Extraordinary General Meeting to approve
Proposal 1, in which case the Adjournment
Proposal will be the only proposal.
--------------------------------------------------------------------------------------------------------------------------
AEA BRIDGES IMPACT CORPORATION Agenda Number: 935696089
--------------------------------------------------------------------------------------------------------------------------
Security: G01046104
Meeting Type: Special
Meeting Date: 16-Sep-2022
Ticker: IMPX
ISIN: KYG010461047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal: To Mgmt Against Against
consider and vote upon a proposal by
ordinary resolution to approve the Business
Combination Agreement, dated as of December
12, 2021 (as it may be amended from time to
time), a copy of which is attached to the
accompanying proxy statement/prospectus as
Annex A, by and among ABIC, LiveWire Group,
Inc. (formerly known as LW EV Holdings,
Inc.), a Delaware corporation and a direct,
wholly owned subsidiary of ABIC ("HoldCo"),
LW EV Merger Sub, Inc., a ...(due to space
limits, see proxy material for full
proposal).
2. The Domestication Proposal: To consider and Mgmt Against Against
vote upon a proposal by special resolution
to approve that ABIC be transferred by way
of continuation to Delaware pursuant to
Part XII of the Companies Act (Revised) of
the Cayman Islands and Section 388 of the
General Corporation Law of the State of
Delaware and, immediately upon being
deregistered in the Cayman Islands, ABIC be
continued and domesticated as a corporation
under the laws of the State of Delaware
(the "Domestication Proposal").
3. The Charter Proposal: To consider and vote Mgmt Against Against
upon a proposal by special resolution to
approve ABIC's Amended and Restated
Memorandum and Articles of Association
adopted by special resolution, dated
October 1, 2020, be amended and restated by
the Domesticated ABIC Certificate of
Incorporation and Domesticated ABIC Bylaws
(Domesticated ABIC being a corporation
incorporated in the State of Delaware,
assuming the Domestication Proposal and the
filing with and acceptance by the ...(due
to space limits, see proxy material for
full proposal).
4A. Governing Documents Proposal A: To consider Mgmt Against Against
and vote upon, on a nonbinding advisory
basis, the amendment to approve the change
in the authorized share capital of ABIC
from (i) 500,000,000 Class A Ordinary
Shares, (ii) 50,000,000 Class B Ordinary
Shares and (iii) 5,000,000 preference
shares, par value $0.0001 per share, to (a)
800,000,000 shares of Domesticated ABIC
Common Stock and (b) 20,000,000 shares of
preferred stock, par value $0.0001 per
share, of Domesticated ABIC.
4B. Governing Documents Proposal B: To consider Mgmt Against Against
and vote upon, on a nonbinding advisory
basis, the amendment to authorize the
Domesticated ABIC Board to issue any or all
shares of Domesticated ABIC preferred stock
in one or more classes or series, with such
terms and conditions as may be expressly
determined by the Domesticated ABIC Board
and as may be permitted by the DGCL.
4C. Governing Documents Proposal C: To consider Mgmt Against Against
and vote upon, on a nonbinding advisory
basis, the amendment to authorize the
removal of the ability of Domesticated ABIC
stockholders to take action by written
consent in lieu of a meeting.
4D. Governing Documents Proposal D: To consider Mgmt Against Against
and vote upon, on a nonbinding advisory
basis, the amendment to authorize the
amendment and restatement of the Existing
Organizational Documents and to authorize
all other changes in connection with the
replacement of Existing Organizational
Documents with the Domesticated ABIC
Certificate of Incorporation and
Domesticated ABIC Bylaws as part of the
Domestication (copies of which are attached
to the proxy statement/prospectus as Annex
B and Annex ...(due to space limits, see
proxy material for full proposal).
5. The Incentive Award Plan Proposal: To Mgmt Against Against
consider and vote upon a proposal by
ordinary resolution to approve the LiveWire
Group, Inc. 2022 Incentive Award Plan (the
"Incentive Plan," a copy of which is
attached to the proxy statement/prospectus
as Annex G), to be effective upon approval
by ABIC's shareholders (the "Incentive Plan
Proposal").
6. The Adjournment Proposal: To consider and Mgmt Against Against
vote upon a proposal by ordinary resolution
to approve the adjournment of the General
Meeting to a later date or dates, if
necessary, (i) to permit further
solicitation and vote of proxies for the
purpose of obtaining approval of the
Required Shareholder Proposals, (ii) for
the absence of a quorum, (iii) to allow
reasonable additional time for filing or
mailing of any legally required supplement
or amendment to the proxy
statement/prospectus or ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
ALGOMA STEEL GROUP INC. Agenda Number: 935700573
--------------------------------------------------------------------------------------------------------------------------
Security: 015658107
Meeting Type: Annual
Meeting Date: 20-Sep-2022
Ticker: ASTL
ISIN: CA0156581070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Mary Anne Bueschkens Mgmt For For
James Gouin Mgmt For For
Andy Harshaw Mgmt For For
Michael McQuade Mgmt For For
Brian Pratt Mgmt For For
Eric S. Rosenfeld Mgmt For For
Gale Rubenstein Mgmt For For
Andrew Schultz Mgmt For For
David D. Sgro Mgmt For For
Michael Garcia Mgmt For For
Ave. G Lethbridge Mgmt For For
Sanjay Nakra Mgmt For For
2 Appointment of Deloitte LLP as Auditor of Mgmt For For
the Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
ARCLIGHT CLEAN TRANSITION CORP II Agenda Number: 935683715
--------------------------------------------------------------------------------------------------------------------------
Security: G0R21B104
Meeting Type: Special
Meeting Date: 15-Jul-2022
Ticker: ACTD
ISIN: KYG0R21B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal- Mgmt Against Against
RESOLVED, as an ordinary resolution, that
ArcLight's entry into that certain business
combination agreement, dated as of December
2, 2021 (as the same has been or may be
amended, modified, supplemented or waived
from time to time, the "BCA" or the
"Business Combination Agreement"), by and
among ArcLight, OPAL Fuels LLC, a Delaware
limited liability company ("OPAL Fuels")
and OPAL HoldCo LLC, a Delaware limited
liability company and, as of the date of
the ...(due to space limits, see proxy
material for full proposal).
2. The Domestication Proposal-RESOLVED, as a Mgmt Against Against
special resolution that ArcLight be
de-registered in the Cayman Islands
pursuant to Article 47 of the Amended and
Restated Memorandum and Articles of
Association of ArcLight Clean Transition
Corp. II and be registered by way of
continuation as a corporation in the State
of Delaware, and conditional upon, and with
effect from, the registration of ArcLight
in the State of Delaware as a corporation
with the laws of the State of Delaware, the
name of ArcLight be changed to "OPAL Fuels
Inc." (the "Domestication").
3. Organizational Documents Proposal- Mgmt Against Against
RESOLVED, as a special resolution, that the
certificate of incorporation (the "Proposed
Charter") and bylaws of New OPAL (annexed
to the proxy statement/prospectus as Annex
C and Annex D), be approved as the
certificate of incorporation and bylaws,
respectively, of New OPAL, effective upon
the effectiveness of the Domestication.
4a. Authorized Shares Proposal-RESOLVED, as an Mgmt Against Against
ordinary resolution, on a non-binding
advisory basis, to increase the authorized
share capital from 555,000,000 shares
divided into 500,000,000 Class A ordinary
shares, par value $0.0001 per share,
50,000,000 Class B ordinary shares, par
value $0.0001 per share, and 5,000,000
preferred shares, par value $0.0001 per
share, to authorized capital stock of
1,120,000,000 shares, consisting of (i)
340,000,000 shares of Class A common stock,
par value ...(due to space limits, see
proxy material for full proposal).
4b. Amendments Proposal-RESOLVED, as an Mgmt Against Against
ordinary resolution, on a non-binding
advisory basis, to provide that the
Proposed Charter may be amended by holders
of outstanding shares of each class of New
OPAL Common Stock who shall be entitled to
vote separately upon any proposed amendment
to the Proposed Charter that would alter or
change the powers, preferences or special
rights of such class of New OPAL Common
Stock in a manner that is
disproportionately adverse as compared to
the other classes of New OPAL Common Stock.
4c. Director Election, Vacancies and Removal Mgmt Against Against
Proposal-RESOLVED, as an ordinary
resolution, on a nonbinding advisory basis,
to provide for (i) the election of
directors by the board of directors unless
it is a period when the holders of any
series of New OPAL Preferred Stock have the
right to elect additional directors per the
board of directors filing a certificate of
designation establishing shares of New OPAL
Preferred Stock which may have powers,
preferences and rights senior to, junior
...(due to space limits, see proxy material
for full proposal).
4d. Exclusive Forum Proposal-RESOLVED, as an Mgmt Against Against
ordinary resolution, on a non-binding
advisory basis, to provide that, unless New
OPAL consents in writing to the selection
of an alternative forum, the Delaware Court
of Chancery (or, if and only if such court
does not have subject matter jurisdiction
thereof, another state court located within
the State of Delaware, or if and only if
all such state courts do not have subject
matter jurisdiction thereof, then the
federal district court for the State of
...(due to space limits, see proxy material
for full proposal).
4e. Voting Rights Proposal-RESOLVED, as an Mgmt Against Against
ordinary resolution, on a non-binding
advisory basis, to provide that (i) each
holder of record of New OPAL Class A Common
Stock and New OPAL Class B Common Stock
shall be entitled to one vote per share on
all matters which stockholders generally
are entitled to vote, and (ii) each holder
of record of New OPAL Class C Common Stock
and New OPAL Class D Common Stock are
entitled to five votes per share on all
matters which stockholders generally are
entitled to vote.
4f. Provisions Related to Status as Blank Check Mgmt Against Against
Company Proposal- RESOLVED, as an ordinary
resolution, on a non-binding advisory
basis, to eliminate various provisions in
the Existing Organizational Documents (as
defined in the proxy statement/prospectus)
applicable only to blank check companies,
including the provisions requiring that
ArcLight have net tangible assets of at
least $5,000,001 immediately prior to, or
upon such consummation of, a business
combination.
5. The Nasdaq Proposal-RESOLVED, as an Mgmt Against Against
ordinary resolution, that for the purposes
of complying with the applicable provisions
of Nasdaq Listing Rule 5635, the issuance
of shares of New OPAL Class A Common Stock
be approved.
6. The Equity Incentive Plan Proposal- Mgmt Against Against
RESOLVED, as an ordinary resolution, that
the OPAL Fuels Inc. 2022 Omnibus Incentive
Plan (annexed to the proxy statement/
prospectus as Annex I) be approved and
adopted in all respects.
7. The Adjournment Proposal-RESOLVED, as an Mgmt Against Against
ordinary resolution, that the adjournment
of the Special Meeting to a later date or
dates to be determined by the chairman of
the Special Meeting, if necessary, to
permit further solicitation and vote of
proxies be confirmed, ratified and approved
in all respects.
--------------------------------------------------------------------------------------------------------------------------
ARDAGH METAL PACKAGING S.A. Agenda Number: 935679994
--------------------------------------------------------------------------------------------------------------------------
Security: L02235106
Meeting Type: Special
Meeting Date: 08-Jul-2022
Ticker: AMBP
ISIN: LU2369833749
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Restructuring of the share capital of the Mgmt Against Against
Company to rename the shares in issue as
Ordinary Shares; creation of a new class of
redeemable preferred shares (the "Preferred
Shares"), with the rights set out in the
Articles of Association (as amended by the
present and the following resolutions); and
amendment of articles 1.1, 6, 7.3, 8, 13.1,
15, 53.2 of the Articles of Association in
this respect as per the proposed amendments
to the Articles of Association subject to
approval of the following ...(due to space
limits, see proxy material for full
proposal).
2. Renewal and extension of the authorization Mgmt Against Against
granted to the Board of Directors to
increase the issued share capital up to the
authorized share capital with authority to
limit or cancel the shareholders'
preferential subscription right, during a
period of five years ending on the fifth
anniversary of the Extraordinary General
Meeting and amendment of article 7.3 of the
Articles of Association accordingly.
3. Renewal and extension of the authorization Mgmt Against Against
granted to the Board of Directors to
purchase, acquire or receive the Company's
own shares for cancellation or hold them as
treasury shares during a period of five
years ending on the fifth anniversary of
the Extraordinary General Meeting and
amendment of article 8 of the Articles of
Association accordingly.
--------------------------------------------------------------------------------------------------------------------------
ARQIT QUANTUM INC. Agenda Number: 935698526
--------------------------------------------------------------------------------------------------------------------------
Security: G0567U101
Meeting Type: Annual
Meeting Date: 07-Sep-2022
Ticker: ARQQ
ISIN: KYG0567U1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: STEPHEN CHANDLER Mgmt For For
1b. Election of Director: VERALINN JAMIESON Mgmt For For
1c. Election of Director: STEPHEN WILSON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AST SPACEMOBILE, INC. Agenda Number: 935695190
--------------------------------------------------------------------------------------------------------------------------
Security: 00217D100
Meeting Type: Annual
Meeting Date: 15-Sep-2022
Ticker: ASTS
ISIN: US00217D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Abel Avellan
1b. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Tareq Amin
1c. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Adriana Cisneros
1d. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Alexander Coleman
1e. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Luke Ibbetson
1f. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Edward Knapp
1g. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Hiroshi Mikitani
1h. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Ronald Rubin
1i. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Richard Sarnoff
1j. Election of Director for a term expiring at Mgmt Withheld Against
the 2023 Annual Meeting: Julio A. Torres
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
BABYLON HOLDINGS LIMITED Agenda Number: 935698831
--------------------------------------------------------------------------------------------------------------------------
Security: G07031100
Meeting Type: Annual
Meeting Date: 14-Sep-2022
Ticker: BBLN
ISIN: JE00BLB56359
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election of Director: Ali Parsadoust Mgmt For For
1.2 Re-election of Director: Mohannad AlBlehed Mgmt For For
1.3 Re-election of Director: Per Brilioth Mgmt For For
1.4 Re-election of Director: Georgi Ganev Mgmt For For
1.5 Re-election of Director: Mairi Johnson Mgmt For For
1.6 Re-election of Director: David Warren Mgmt For For
2. To re-appoint KPMG LLP in the United Mgmt For For
Kingdom as auditors of the Company and
approve the discretion of the board of
directors to determine the remuneration of
the same.
3. To approve the reverse share split and the Mgmt For For
amendments to the memorandum.
--------------------------------------------------------------------------------------------------------------------------
BLACKSKY TECHNOLOGY INC. Agenda Number: 935692269
--------------------------------------------------------------------------------------------------------------------------
Security: 09263B108
Meeting Type: Annual
Meeting Date: 08-Sep-2022
Ticker: BKSY
ISIN: US09263B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Magid Abraham Mgmt Withheld Against
David DiDomenico Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our Independent Registered
Public Accounting Firm for our fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BOXED, INC. Agenda Number: 935696825
--------------------------------------------------------------------------------------------------------------------------
Security: 103174108
Meeting Type: Annual
Meeting Date: 15-Sep-2022
Ticker: BOXD
ISIN: US1031741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew C. Pearson Mgmt For For
Harshul Sanghi Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Boxed, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CANOO INC. Agenda Number: 935667949
--------------------------------------------------------------------------------------------------------------------------
Security: 13803R102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: GOEV
ISIN: US13803R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Dattilo Mgmt Withheld Against
Arthur Kingsbury Mgmt Withheld Against
Claudia Romo Edelman Mgmt Withheld Against
Rainer Schmueckle Mgmt Withheld Against
2. To approve, by an advisory vote, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement.
3. To recommend, by an advisory vote, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CC NEUBERGER PRINCIPAL HOLDINGS II Agenda Number: 935686901
--------------------------------------------------------------------------------------------------------------------------
Security: G3166T103
Meeting Type: Special
Meeting Date: 19-Jul-2022
Ticker: PRPB
ISIN: KYG3166T1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Domestication Merger Proposal - To consider Mgmt Against Against
and vote upon a proposal by special
resolution to approve CCNB merging with and
into Vector Domestication Merger Sub, LLC
("Domestication Merger Sub") in accordance
with Section 18-209 of the DLLCA and
ceasing to exist in the Cayman Islands in
accordance with Part XVI the Companies Act,
with Domestication Merger Sub surviving the
merger as a wholly-owned direct subsidiary
of New CCNB (the "Domestication Merger"),
and all outstanding securities of CCNB
...(due to space limits, see proxy material
for full proposal).
2. Business Combination Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve the
Business Combination Agreement, dated
December 9, 2021 (the "Business Combination
Agreement"), by and among CCNB, New CCNB,
Domestication Merger Sub, Vector Merger Sub
1, LLC, a Delaware limited liability
company and a wholly- owned subsidiary of
CCNB ("G Merger Sub 1"), Vector Merger Sub
2, LLC, a Delaware limited liability
company and a wholly-owned subsidiary of
CCNB ("G Merger Sub 2"), Griffey Global
Holdings, ...(due to space limits, see
proxy material for full proposal).
3. Adjournment Proposal - To consider and vote Mgmt Against Against
upon a proposal to approve the adjournment
of the Shareholders Meeting to a later date
or dates, if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the Business Combination
Proposal. This proposal will only be
presented at the Shareholders Meeting (i)
to the extent necessary to ensure that any
legally required supplement or ...(due to
space limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
CELLEBRITE DI LTD. Agenda Number: 935681862
--------------------------------------------------------------------------------------------------------------------------
Security: M2197Q107
Meeting Type: Annual
Meeting Date: 19-Jul-2022
Ticker: CLBT
ISIN: IL0011794802
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Elly Keinan as a Class I Mgmt For For
director, to hold office until the close of
the Company's annual general meeting of
shareholders in 2025, and until his
respective successor is duly elected and
qualified.
2. To approve the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's independent
auditors for the fiscal year ended December
31, 2022 in replacement of Somekh Chaikin,
a Member Firm of KPMG International, and to
authorize the Board of Directors, upon the
recommendation of the Company's audit
committee, to determine the auditor's
remuneration to be fixed in accordance with
the volume and nature of their services to
the Company for such fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CELULARITY INC Agenda Number: 935675946
--------------------------------------------------------------------------------------------------------------------------
Security: 151190105
Meeting Type: Annual
Meeting Date: 13-Jul-2022
Ticker: CELU
ISIN: US1511901050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve until Mgmt Withheld Against
the 2025 annual meeting: Andrew C. von
Eschenbach, M.D.
1.2 Election of Class I Director to serve until Mgmt For For
the 2025 annual meeting: Diane Parks
1.3 Election of Class I Director to serve until Mgmt Withheld Against
the 2025 annual meeting: Peter Diamandis,
M.D.
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CF ACQUISITION CORP. VI Agenda Number: 935700775
--------------------------------------------------------------------------------------------------------------------------
Security: 12521J103
Meeting Type: Special
Meeting Date: 15-Sep-2022
Ticker: CFVI
ISIN: US12521J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Business Combination Proposal: To adopt and Mgmt For For
approve the Business Combination Agreement
dated December 1, 2021 (as the terms and
conditions therein may be amended, modified
or waived from time to time, the "Business
Combination Agreement"), by and between CF
VI and Rumble Inc., a corporation formed
under the laws of the Province of Ontario,
Canada ("Rumble"), and to approve the
transactions contemplated thereby,
including an arrangement under Section 182
of the Business Corporations Act (Ontario)
on ...(due to space limits,see proxy
material for full proposal).
2A. Election of Director to serve until the Mgmt For For
next annual meeting: Nancy Armstrong
2B. Election of Director to serve until the Mgmt For For
next annual meeting: Robert Arsov
2C. Election of Director to serve until the Mgmt For For
next annual meeting: Paul Cappuccio
2D. Election of Director to serve until the Mgmt For For
next annual meeting: Ethan Fallang
2E. Election of Director to serve until the Mgmt For For
next annual meeting: Ryan Milnes
2F. Election of Director to serve until the Mgmt For For
next annual meeting: Christopher Pavlovski
3A. The Nasdaq Proposal: To approve separate Mgmt For For
proposals, for purposes of complying with
The Nasdaq Stock Market Listing Rule 5635,
the issuance of: Up to 63,245,836 shares of
Class A common stock, 168,956,526 shares of
Class C common stock and 106,428,676 shares
of Class D common stock, in each case
pursuant to the Business Combination
Agreement, and up to an additional
168,956,526 shares of Class A common stock
issuable upon conversion of exchangeable
shares of 1000045728 Ontario ...(due to
space limits,see proxy material for full
proposal).
3B. The Nasdaq Proposal: To approve separate Mgmt For For
proposals, for purposes of complying with
The Nasdaq Stock Market Listing Rule 5635,
the issuance of: Up to 8,500,000 shares of
Class A common stock pursuant to the PIPE
Investment.
4. The Stock Incentive Plan Proposal: To Mgmt Against Against
approve the Stock Incentive Plan of the
Combined Entity in connection with the
Business Combination.
5A. The Charter Amendment Proposal: To approve Mgmt For For
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Change in name
5B. The Charter Amendment Proposal: To approve Mgmt For For
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Elimination of Class B common
stock
5C. The Charter Amendment Proposal: To approve Mgmt Against Against
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Creation of Class C common stock
and Class D common stock
5D. The Charter Amendment Proposal: To approve Mgmt Against Against
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Increase of authorized shares
5E. The Charter Amendment Proposal: To approve Mgmt Against Against
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Approve super-voting rights for
Class D common stock
5F. The Charter Amendment Proposal: To approve Mgmt For For
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Provide that shares of Class C
common stock are only issuable in certain
circumstances set forth in the Combined
Entity Charter
5G. The Charter Amendment Proposal: To approve Mgmt For For
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Provide for dividend rights for
shares of Class A common stock, and provide
that shares of Class C common stoc ...(due
to space limits,see proxy material for full
proposal).
5H. The Charter Amendment Proposal: To approve Mgmt For For
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Provide for mandatory redemption
of Class C common stock and Class D common
stock as set forth in the Combined Entity
Charter
5I. The Charter Amendment Proposal: To approve Mgmt For For
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Provide for certain transfer
restrictions with respect to the Class C
common stock and Class D common stock as
set forth in the Combined Entity Charter
5J. The Charter Amendment Proposal: To approve Mgmt Against Against
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): Permit stockholders to act by
written consent to the extent the Qualified
Stockholders (as defined in the ...(due to
space limits,see proxy material for full
proposal).
5K. The Charter Amendment Proposal: To approve Mgmt For For
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): To eliminate certain
restrictions on business combinations with
affiliated parties
5L. The Charter Amendment Proposal: To approve Mgmt For For
separate proposals to amend and restate CF
VI's current amended and restated
certificate of incorporation (the "CF VI
Charter") to adopt certain material
differences that will be in effect upon
consummation of the Business Combination
(the Combined Entity charter following the
Business Combination, the "Combined Entity
Charter"): To approve all other changes
including eliminating certain provisions
related to special purpose acquisition
...(due to space limits,see proxy material
for full proposal).
6. The Adjournment Proposal: To approve a Mgmt For For
proposal to adjourn the Special Meeting to
a later date or dates, if it is determined
by CF VI that additional time is necessary
or appropriate to complete the Business
Combination or for any other reason.
--------------------------------------------------------------------------------------------------------------------------
CHARGEPOINT HOLDINGS, INC. Agenda Number: 935665111
--------------------------------------------------------------------------------------------------------------------------
Security: 15961R105
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: CHPT
ISIN: US15961R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey Harris Mgmt Withheld Against
Susan Heystee Mgmt Withheld Against
G. Richard Wagoner, Jr. Mgmt Withheld Against
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2023.
3. The advisory approval of the compensation Mgmt Against Against
of our named executive officers
("Say-on-Pay").
4. The preferred frequency of holding future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CLOVER HEALTH INVESTMENTS, CORP Agenda Number: 935697396
--------------------------------------------------------------------------------------------------------------------------
Security: 18914F103
Meeting Type: Annual
Meeting Date: 22-Sep-2022
Ticker: CLOV
ISIN: US18914F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lee A. Shapiro Mgmt Withheld Against
William G. Robinson, Jr Mgmt Withheld Against
2. Non-binding advisory proposal to determine Mgmt 1 Year For
the frequency with which stockholders will
participate in future non-binding advisory
votes regarding the compensation of our
named executive officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
COHN ROBBINS HOLDINGS CORP. Agenda Number: 935698588
--------------------------------------------------------------------------------------------------------------------------
Security: G23726105
Meeting Type: Special
Meeting Date: 07-Sep-2022
Ticker: CRHC
ISIN: KYG237261055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Extension Proposal - As a special Mgmt For For
resolution, to amend CRHC's Amended and
Restated Memorandum and Articles of
Association (the "Charter") pursuant to an
amendment to the Charter in the form set
forth in Annex A of the accompanying proxy
statement to extend the date by which CRHC
must (i) consummate a merger, share
exchange, asset acquisition, share
purchase, reorganization or similar
business combination, which is referred to
as an initial business combination, (ii)
cease ...(due to space limits,see proxy
material for full proposal).
2. The Adjournment Proposal - As an ordinary Mgmt For For
resolution, to approve the adjournment of
the Extraordinary General Meeting to a
later date or dates, if necessary, to
permit further solicitation and vote of
proxies in the event that there are
insufficient votes for, or otherwise in
connection with, the approval of the
Extension Proposal (the "Adjournment
Proposal"), which will only be presented at
the Extraordinary General Meeting if, based
on the tabulated votes, there are not
sufficient votes at the time ...(due to
space limits,see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
CURIOSITYSTREAM INC. Agenda Number: 935660832
--------------------------------------------------------------------------------------------------------------------------
Security: 23130Q107
Meeting Type: Annual
Meeting Date: 13-Jul-2022
Ticker: CURI
ISIN: US23130Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Hendricks Mgmt Withheld Against
Clint Stinchcomb Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of CuriosityStream Inc. for
the fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
DANIMER SCIENTIFIC, INC. Agenda Number: 935691154
--------------------------------------------------------------------------------------------------------------------------
Security: 236272100
Meeting Type: Annual
Meeting Date: 11-Aug-2022
Ticker: DNMR
ISIN: US2362721001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen E. Croskrey Mgmt For For
John P. Amboian Mgmt Withheld Against
Richard Hendrix Mgmt For For
Philip Gregory Calhoun Mgmt For For
Gregory Hunt Mgmt For For
Dr. Isao Noda Mgmt Withheld Against
Stuart W. Pratt Mgmt For For
Cynthia Cohen Mgmt For For
A. M. Leopold Tilley Mgmt For For
2. To approve an advisory resolution on Mgmt Against Against
executive compensation.
3. To conduct an advisory vote on the Mgmt 1 Year Against
frequency of future advisory votes on
executive compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
DAVE INC. Agenda Number: 935678118
--------------------------------------------------------------------------------------------------------------------------
Security: 23834J102
Meeting Type: Annual
Meeting Date: 27-Jul-2022
Ticker: DAVE
ISIN: US23834J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Pope Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
DOMA HOLDINGS, INC. Agenda Number: 935659310
--------------------------------------------------------------------------------------------------------------------------
Security: 25703A104
Meeting Type: Annual
Meeting Date: 07-Jul-2022
Ticker: DOMA
ISIN: US25703A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stuart Miller Mgmt For For
Charles Moldow Mgmt For For
Karen Richardson Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Doma Holdings, Inc.'s
independent registered public accounting
firm for 2022.
3. Approval of Doma Holdings, Inc.'s Amended Mgmt Against Against
and Restated Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DPCM CAPITAL, INC. Agenda Number: 935690532
--------------------------------------------------------------------------------------------------------------------------
Security: 23344P101
Meeting Type: Special
Meeting Date: 02-Aug-2022
Ticker: XPOA
ISIN: US23344P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) The Transaction Proposal - To approve the Mgmt Against Against
Transaction Agreement by and among DPCM,
D-Wave Quantum Inc., ("D-Wave Quantum"),
DWSI Holdings Inc., ("Merger Sub"), DWSI
Canada Holdings ULC, ("CallCo"), D-Wave
Quantum Technologies Inc., ("ExchangeCo"),
and D-Wave Systems Inc., ("D-Wave"), and
approve the transactions contemplated
thereby, including, among other things, the
merger of Merger Sub with and into DPCM,
with DPCM (the "DPCM Merger") with the
stockholders of DPCM receiving D-Wave
Quantum Common Shares in the DPCM Merger.
2) Equity Incentive Plan Proposal - To Mgmt Against Against
consider and vote upon a proposal to
approve the 2022 Equity Incentive Plan,
including the authorization of the initial
share reserve under such plan.
3) Employee Stock Purchase Plan Proposal - To Mgmt Against Against
consider and vote upon a proposal to
approve the Employee Stock Purchase Plan,
including the authorization of the initial
share reserve under such plan.
4) The Adjournment Proposal - To consider and Mgmt Against Against
vote upon a proposal to adjourn the special
meeting to a later date or dates to permit
further solicitation and voting of proxies
if, based upon the tabulated vote at the
time of the special meeting, there are not
sufficient votes to approve the Business
Combination Proposal (the "Adjournment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
E2OPEN PARENT HOLDINGS INC Agenda Number: 935657710
--------------------------------------------------------------------------------------------------------------------------
Security: 29788T103
Meeting Type: Annual
Meeting Date: 08-Jul-2022
Ticker: ETWO
ISIN: US29788T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve until Mgmt Withheld Against
the 2025 Annual Meeting: Keith W. Abell
1.2 Election of Class I Director to serve until Mgmt Withheld Against
the 2025 Annual Meeting: Stephen C. Daffron
1.3 Election of Class I Director to serve until Mgmt Withheld Against
the 2025 Annual Meeting: Eva F. Harris
2. To hold an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. To hold an advisory vote on the preferred Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of the E2open's
named executive officers.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
EMBARK TECHNOLOGY INC. Agenda Number: 935691320
--------------------------------------------------------------------------------------------------------------------------
Security: 29079J103
Meeting Type: Special
Meeting Date: 15-Aug-2022
Ticker: EMBK
ISIN: US29079J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. An amendment to our Second Amended and Mgmt For For
Restated Certificate of Incorporation to
give our Board of Directors discretionary
authority to effect a reverse stock split
of (i) our outstanding Class A common
stock, par value $0.0001 per share, and
(ii) our outstanding Class B common stock,
par value $0.0001 per share, at a reverse
split ratio ranging from any whole number
between 1-for-15 and 1-for-30, as
determined by the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
EQRX, INC. Agenda Number: 935699706
--------------------------------------------------------------------------------------------------------------------------
Security: 26886C107
Meeting Type: Annual
Meeting Date: 30-Sep-2022
Ticker: EQRX
ISIN: US26886C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of class I Director to serve until Mgmt Withheld Against
the 2025 annual meeting: Paul Berns
1b. Election of class I Director to serve until Mgmt For For
the 2025 annual meeting: Jorge Conde
1c. Election of class I Director to serve until Mgmt For For
the 2025 annual meeting: Sandra Horning
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FOUNDER SPAC Agenda Number: 935688171
--------------------------------------------------------------------------------------------------------------------------
Security: G3661E106
Meeting Type: Special
Meeting Date: 02-Aug-2022
Ticker: FOUN
ISIN: KYG3661E1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - to Mgmt Against Against
consider and vote upon a proposal to
approve by ordinary resolution the
transactions contemplated under the
Agreement and Plan of Merger, dated as of
December 15, 2021, by and among Founder,
Ravenclaw Merger Sub LLC, a Delaware
limited liability company and wholly-owned
subsidiary of Founder, Rubicon
Technologies, LLC, a Delaware limited
liability company, and the other parties
thereto (the "Business Combination"), a
copy of which is attached to the ...(due to
space limits, see proxy material for full
proposal).
2. The Domestication Proposal - to consider Mgmt Against Against
and vote upon a proposal to approve by
special resolution a change in Founder's
jurisdiction of incorporation by
deregistering as an exempted company in the
Cayman Islands and continuing and
domesticating as a corporation under the
laws of the State of Delaware (the
"Domestication"). The Domestication
Proposal is conditioned on the approval of
each of the Cross-Conditioned Proposals.
Therefore, if any of the Cross-Conditioned
Proposals is not ...(due to space limits,
see proxy material for full proposal).
3. The Charter Proposal - to consider and vote Mgmt Against Against
upon a proposal to approve by special
resolution the certificate of incorporation
of Founder in connection with the
Domestication, in the form attached to the
proxy statement/consent solicitation
statement/prospectus as Annex B (the
"Proposed Charter") to, among other things,
change Founder's name to "Rubicon
Technologies, Inc." ("New Rubicon"), to be
effective upon the consummation of the
Business Combination. The Charter Proposal
...(due to space limits, see proxy material
for full proposal).
4a. The Governance Proposal - A proposal to Mgmt Against Against
amend the Memorandum and Articles of
Association to authorize the change in the
authorized capital stock of Founder from
(i) 479,000,000 Class A ordinary shares,
20,000,000 Class B ordinary shares
("Founder Class B Shares") and 1,000,000
preference shares, par value $0.0001 per
share, of Founder, to (ii) 690,000,000
shares of Class A common stock, 275,000,000
shares of Class V common stock and
10,000,000 shares of New Rubicon preferred
stock, par value $0.0001 per share.
4b. The Governance Proposal - A proposal to Mgmt Against Against
amend the Memorandum and Articles of
Association to authorize adopting Delaware
as the exclusive forum for certain
stockholder litigation.
4c. The Governance Proposal - A proposal to Mgmt Against Against
amend the Memorandum and Articles of
Association to authorize adopting Section
203 of the Delaware General Corporation Law
to prevent certain takeovers by interested
stockholders.
4d. The Governance Proposal - A proposal to Mgmt Against Against
amend the Memorandum and Articles of
Association to require at least two-thirds
of the voting power of the stock
outstanding and entitled to vote thereon,
voting together as a single class, to
adopt, amend or repeal, or adopt any
provision inconsistent with, Articles V
(the provisions regarding the size of the
board of directors of New Rubicon, the
classification of the board of directors of
New Rubicon, the filling of vacancies and
the election and removal ...(due to space
limits, see proxy material for full
proposal).
4e. The Governance Proposal - A proposal to Mgmt Against Against
amend the Memorandum and Articles of
Association to approve provisions
permitting the removal of a director only
for cause and only by the affirmative vote
of not less than two-thirds of the
outstanding shares entitled to vote at an
election of directors, voting together as a
single class.
4f. The Governance Proposal - A proposal to Mgmt Against Against
amend the Memorandum and Articles of
Association to approve provisions requiring
stockholders to take action at an annual or
special meeting and prohibiting stockholder
action by written consent in lieu of a
meeting.
4g. The Governance Proposal - A proposal to Mgmt Against Against
amend the Memorandum and Articles of
Association to adopt a waiver of corporate
opportunities for its non-employee
directors.
4h. The Governance Proposal - A proposal to Mgmt Against Against
amend the Memorandum and Articles of
Association to authorize (1) changing the
corporate name from "Founder SPAC" to
"Rubicon Technologies, Inc.", (2) making
New Rubicon's corporate existence
perpetual, and (3) removing certain
provisions related to Founder's status as a
blank check company that will no longer be
applicable upon consummation of the
Business Combination.
5a. Election of Director: Nate Morris Mgmt Against Against
5b. Election of Director: Andres Chico Mgmt Against Against
5c. Election of Director: Coddy Johnson Mgmt Against Against
5d. Election of Director: Paula Henderson Mgmt Against Against
5e. Election of Director: Osman Ahmed Mgmt For For
5f. Election of Director: Jack Selby Mgmt For For
5g. Election of Director: Ambassador Paula Mgmt Against Against
Dobriansky
5h. Election of Director: Barry Caldwell Mgmt Against Against
5i. Election of Director: Brent Callinicos Mgmt Against Against
6. The Share Plan Proposal - to consider and Mgmt Against Against
vote upon a proposal to approve by ordinary
resolution the Rubicon Technologies, Inc.
2022 Equity Incentive Plan, a copy of which
is attached to the proxy statement/consent
solicitation statement/prospectus as Annex
K, to be effective upon the consummation of
the Business Combination. The Share Plan
Proposal is conditioned on the approval of
the Cross-Conditioned Proposals. Therefore,
if each of the Cross-Conditioned Proposals
is not approved, the Share ...(due to space
limits, see proxy material for full
proposal).
7. The Nasdaq Proposal - to consider and vote Mgmt Against Against
upon a proposal to approve by ordinary
resolution, for purposes of complying with
Nasdaq Listing Rule 5635 (a) and (b), the
issuance of more than 20% of the issued and
outstanding ordinary shares and the
resulting change in control in connection
with the Business Combination. The Nasdaq
Proposal is conditioned on the approval of
each of the Cross-Conditioned Proposals.
Therefore, if any of the Cross-Conditioned
Proposals is not approved, the Nasdaq
...(due to space limits, see proxy material
for full proposal).
8. The Adjournment Proposal - to consider and Mgmt Against Against
vote upon a proposal to approve by ordinary
resolution the adjournment of the
extraordinary general meeting by the
chairman thereof to a later date, if
necessary, under certain circumstances,
including for the purpose of soliciting
additional proxies in favor of the
foregoing Proposals, in the event Founder
does not receive the requisite shareholder
vote to approve the Proposals. The
Adjournment Proposal is not conditioned on
the approval of any other proposal.
--------------------------------------------------------------------------------------------------------------------------
HELIOGEN, INC. Agenda Number: 935670720
--------------------------------------------------------------------------------------------------------------------------
Security: 42329E105
Meeting Type: Annual
Meeting Date: 19-Jul-2022
Ticker: HLGN
ISIN: US42329E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Phyllis Newhouse Mgmt For For
Suntharesan Padmanathan Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
HIPPO HOLDINGS, INC Agenda Number: 935697043
--------------------------------------------------------------------------------------------------------------------------
Security: 433539103
Meeting Type: Special
Meeting Date: 31-Aug-2022
Ticker: HIPO
ISIN: US4335391037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the proposal to amend the Company's Mgmt For For
Certificate of Incorporation to (a) effect
a reverse stock split of the Company's
common stock at a ratio in the range of
1-for-20 to 1- for-30, such ratio to be
determined by the board of directors, or a
committee of the board of directors, and
included in a public announcement and (b)
reduce the number of authorized shares of
capital stock of the Company by a
corresponding proportion (the "Reverse
Stock Split Proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary, to solicit additional proxies if
there are not sufficient votes in favor of
the Reverse Stock Split Proposal.
--------------------------------------------------------------------------------------------------------------------------
IMMUNOVANT INC Agenda Number: 935684894
--------------------------------------------------------------------------------------------------------------------------
Security: 45258J102
Meeting Type: Annual
Meeting Date: 17-Aug-2022
Ticker: IMVT
ISIN: US45258J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Salzmann, MD, MBA Mgmt Withheld Against
Douglas Hughes Mgmt Withheld Against
George Migausky Mgmt Withheld Against
2. Ratification of the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending March 31, 2023.
3. Non-binding, advisory vote on the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INNOVIZ TECHNOLOGIES LTD. Agenda Number: 935699910
--------------------------------------------------------------------------------------------------------------------------
Security: M5R635108
Meeting Type: Annual
Meeting Date: 13-Sep-2022
Ticker: INVZ
ISIN: IL0011745804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Class II Director to hold Mgmt For For
office until the close of the annual
general meeting of the Company in 2025: Dan
Falk
1b. Re-election of Class II Director to hold Mgmt For For
office until the close of the annual
general meeting of the Company in 2025:
Ronit Maor
2. Approval and ratification of the Mgmt For For
re-appointment and compensation of Kost
Forer Gabbay & Kasierer, a member of Ernst
& Young Global, as the independent auditors
of the Company for the period ending at the
close of the next annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
INTL GENERAL INSURANCE HOLDINGS LTD. Agenda Number: 935667925
--------------------------------------------------------------------------------------------------------------------------
Security: G4809J106
Meeting Type: Annual
Meeting Date: 13-Jul-2022
Ticker: IGIC
ISIN: BMG4809J1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wanda Mwaura Mgmt For For
Andrew Poole Mgmt Withheld Against
2. Proposal to approve the reappointment of Mgmt For For
Ernst & Young LLP, an independent
registered public accounting firm, to act
as the Company's independent auditor for
the fiscal year ending December 31, 2022
and the authorization for the Board of
Directors, acting through the Audit
Committee, to fix the remuneration of the
independent auditor for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
IRONNET INC. Agenda Number: 935663989
--------------------------------------------------------------------------------------------------------------------------
Security: 46323Q105
Meeting Type: Annual
Meeting Date: 14-Jul-2022
Ticker: IRNT
ISIN: US46323Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Donald R. Dixon Mgmt Withheld Against
1.2 Election of Director: Jan E. Tighe Mgmt Withheld Against
1.3 Election of Director: Theodore E. Schlein Mgmt Withheld Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of IronNet, Inc. for its fiscal year
ending January 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
IRONSOURCE LTD. Agenda Number: 935696558
--------------------------------------------------------------------------------------------------------------------------
Security: M5R75Y101
Meeting Type: Annual
Meeting Date: 01-Sep-2022
Ticker: IS
ISIN: IL0011763799
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To approve the re-election of Eyal Milrad, Mgmt For For
as Class I director, to hold office until
the close of the Company's annual general
meeting of shareholders in 2025, and until
his respective successor is duly elected
and qualified.
1b. To approve the re-election of Marni Walden, Mgmt For For
as Class I director, to hold office until
the close of the Company's annual general
meeting of shareholders in 2025, and until
her respective successor is duly elected
and qualified.
1c. To approve the re-election of Yehoshua Nir Mgmt For For
(Shuki), as Class I director, to hold
office until the close of the Company's
annual general meeting of shareholders in
2025, and until his respective successor is
duly elected and qualified.
2. To approve and ratify the re-appointment of Mgmt For For
Kesselman & Kesselman, registered public
accounting firm, a member firm of
PricewaterhouseCoopers International
Limited, as the Company's independent
registered public accounting firm for the
year ending December 31, 2022 and until the
next annual general meeting of
shareholders, and to authorize the
Company's board of directors (with power of
delegation to its audit committee) to set
the fees to be paid to such auditors.
--------------------------------------------------------------------------------------------------------------------------
LEAFLY HOLDINGS, INC. Agenda Number: 935663523
--------------------------------------------------------------------------------------------------------------------------
Security: 52178J105
Meeting Type: Annual
Meeting Date: 13-Jul-2022
Ticker: LFLY
ISIN: US52178J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Yoko Miyashita Mgmt Withheld Against
1b. Election of Director: Alan Pickerill Mgmt For For
2. Ratification of the appointment of Marcum Mgmt For For
LLP as the Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
LIGHTNING EMOTORS, INC. Agenda Number: 935677914
--------------------------------------------------------------------------------------------------------------------------
Security: 53228T101
Meeting Type: Annual
Meeting Date: 28-Jul-2022
Ticker: ZEV
ISIN: US53228T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Fenwick-Smith Mgmt For For
Bruce Coventry Mgmt Withheld Against
2. To ratify the appointment of GRANT THORNTON Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LORDSTOWN MOTORS CORP. Agenda Number: 935686937
--------------------------------------------------------------------------------------------------------------------------
Security: 54405Q100
Meeting Type: Special
Meeting Date: 17-Aug-2022
Ticker: RIDE
ISIN: US54405Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend the Company's Second Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
Class A common stock by 150,000,000 (from
300,000,000 to 450,000,000).
--------------------------------------------------------------------------------------------------------------------------
MATTERPORT, INC. Agenda Number: 935662761
--------------------------------------------------------------------------------------------------------------------------
Security: 577096100
Meeting Type: Annual
Meeting Date: 06-Jul-2022
Ticker: MTTR
ISIN: US5770961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Hebert Mgmt Withheld Against
R.J. Pittman Mgmt Withheld Against
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MICROVAST HOLDINGS, INC. Agenda Number: 935685288
--------------------------------------------------------------------------------------------------------------------------
Security: 59516C106
Meeting Type: Annual
Meeting Date: 12-Aug-2022
Ticker: MVST
ISIN: US59516C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Vogel Mgmt Withheld Against
Wei Ying Mgmt Withheld Against
2. To ratify the appointment of Deloitte Mgmt For For
Touche Tohmatsu Certified Public
Accountants LLP as Microvast's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
NEXTERS INC Agenda Number: 935696077
--------------------------------------------------------------------------------------------------------------------------
Security: G6529J100
Meeting Type: Annual
Meeting Date: 26-Aug-2022
Ticker: GDEV
ISIN: VGG6529J1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of the Company's auditors. Mgmt For For
2a. Election of Director: Natasha Braginsky Mgmt For For
Mounier
2b. Election of Director: Marie Holive Mgmt For For
2c. Election of Director: Olga Loskutova Mgmt For For
2d. Election of Director: Andrew Sheppard Mgmt For For
2e. Election of Director: Tal Shoham Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NRX PHARMACEUTICALS, INC. Agenda Number: 935682131
--------------------------------------------------------------------------------------------------------------------------
Security: 629444100
Meeting Type: Annual
Meeting Date: 18-Jul-2022
Ticker: NRXP
ISIN: US6294441000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Chaim Hurvitz Mgmt Withheld Against
2. Ratification of KPMG as independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
OPPFI INC. Agenda Number: 935667901
--------------------------------------------------------------------------------------------------------------------------
Security: 68386H103
Meeting Type: Annual
Meeting Date: 20-Jul-2022
Ticker: OPFI
ISIN: US68386H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring at Mgmt For For
the 2025 Annual Meeting: Christina Favilla
1.2 Election of Director for a term expiring at Mgmt Withheld Against
the 2025 Annual Meeting: Jocelyn Moore
1.3 Election of Director for a term expiring at Mgmt Withheld Against
the 2025 Annual Meeting: Theodore Schwartz
2. To ratify the appointment of RSM US LLP as Mgmt For For
our independent registered public
accounting firm for the 2022 fiscal year.
3. To approve an amendment to the OppFi Inc. Mgmt Against Against
2021 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PRIME IMPACT ACQUISITION I Agenda Number: 935702058
--------------------------------------------------------------------------------------------------------------------------
Security: G61074103
Meeting Type: Special
Meeting Date: 13-Sep-2022
Ticker: PIAI
ISIN: KYG610741038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension Proposal - By special resolution Mgmt For For
to amend Company's amended & restated
memorandum & articles of association (i)
extend from September 14, 2022 ("Original
Termination Date') to December 14, 2022
("Extended Date"), the date by which, if
the Company has not consummated a merger,
amalgamation, share exchange, asset
acquisition, share purchase, reorganisation
or similar business combination involving
one or more businesses or entities, the
Company must (ii) allow Company, without
another shareholder vote date to consummate
business combination.
2. The Adjournment Proposal - By ordinary Mgmt For For
resolution to approve the adjournment of
the Extraordinary General Meeting by the
chairman thereof to a later date, if
necessary, under certain circumstances, to
solicit additional proxies for the purpose
of approving the Extension Proposal, to
amend the Extension Proposal, or to allow
reasonable additional time for the filing
or mailing of any supplemental or amended
disclosure that the Company has determined
in good faith after consultation with
outside legal counsel is required under
applicable law.
--------------------------------------------------------------------------------------------------------------------------
QUANTUMSCAPE CORPORATION Agenda Number: 935695847
--------------------------------------------------------------------------------------------------------------------------
Security: 74767V109
Meeting Type: Annual
Meeting Date: 20-Sep-2022
Ticker: QS
ISIN: US74767V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagdeep Singh Mgmt Withheld Against
Frank Blome Mgmt Withheld Against
Brad Buss Mgmt Withheld Against
Jeneanne Hanley Mgmt For For
Susan Huppertz Mgmt For For
Prof. Dr Jurgen Leohold Mgmt Withheld Against
Dr. Gena Lovett Mgmt For For
Prof. Dr. Fritz Prinz Mgmt Withheld Against
Dipender Saluja Mgmt Withheld Against
JB Straubel Mgmt Withheld Against
Jens Wiese Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
4. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
REDBOX ENTERTAINMENT INC. Agenda Number: 935691875
--------------------------------------------------------------------------------------------------------------------------
Security: 75724T103
Meeting Type: Special
Meeting Date: 09-Aug-2022
Ticker: RDBX
ISIN: US75724T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Redbox Merger Proposal - A proposal to Mgmt For For
approve the Merger Agreement, dated as of
May 10, 2022, by and among Redbox, Chicken
Soup for the Soul Entertainment, Inc., RB
First Merger Sub Inc., RB Second Merger Sub
LLC, Redwood Opco Merger Sub LLC and
Redwood Intermediate LLC and the
transactions, including the mergers,
contemplated thereby.
2. Redbox Adjournment Proposal - A proposal to Mgmt For For
approve one or more adjournments of the
Redbox Special Meeting, if necessary or
appropriate, to solicit additional proxies
in favor of the Redbox Merger Proposal if
there are insufficient votes at the time of
such adjournment to approve such proposal.
--------------------------------------------------------------------------------------------------------------------------
RENEW ENERGY GLOBAL PLC Agenda Number: 935692790
--------------------------------------------------------------------------------------------------------------------------
Security: G7500M104
Meeting Type: Annual
Meeting Date: 19-Aug-2022
Ticker: RNW
ISIN: GB00BNQMPN80
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the 2022 Annual Reports and Accounts Mgmt For For
be received.
2. THAT the 2022 directors' remuneration Mgmt For For
report be approved.
3. THAT the directors' remuneration policy be Mgmt Against Against
approved.
4. THAT the appointment of Ram Charan as a Mgmt For For
director be approved.
5. THAT the appointment of Manoj Singh as a Mgmt For For
director be approved.
6. THAT the appointment of Robert S. Mancini Mgmt Against Against
as a director be approved.
7. THAT the appointment of Sir Sumantra Mgmt For For
Chakrabarti as a director be approved.
8. THAT the appointment of Vanitha Narayanan Mgmt For For
as a director be approved.
9. THAT the appointment of Michelle Robyn Grew Mgmt For For
as a director be approved.
10. THAT KNAV Limited be re-appointed as Mgmt For For
auditor.
11. THAT the Board and Audit Committee be Mgmt For For
authorized to determine the auditor's
remuneration.
--------------------------------------------------------------------------------------------------------------------------
RESERVOIR MEDIA, INC. Agenda Number: 935684399
--------------------------------------------------------------------------------------------------------------------------
Security: 76119X105
Meeting Type: Annual
Meeting Date: 15-Aug-2022
Ticker: RSVR
ISIN: US76119X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Helima Croft Mgmt Withheld Against
1b. Election of Director: Neil de Gelder Mgmt Withheld Against
1c. Election of Director: Rell Lafargue Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
RIVERVIEW ACQUISITION CORP Agenda Number: 935699213
--------------------------------------------------------------------------------------------------------------------------
Security: 769395104
Meeting Type: Special
Meeting Date: 25-Aug-2022
Ticker: RVAC
ISIN: US7693951045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - To Mgmt Against Against
consider and vote upon a proposal to
approve and adopt the Transaction
Agreement, dated as of April 4, 2022 (the
"Transaction Agreement"), by and among
Riverview Acquisition Corp. ("Riverview"),
Westrock Coffee Holdings, LLC ("Westrock"),
Origin Merger Sub I, Inc. ("Merger Sub I"),
and Origin Merger Sub II, LLC ("Merger Sub
II"), certain related agreements and the
transactions contemplated thereby (the
"Business Combination"), pursuant to which,
among ...(due to space limits,see proxy
material for full proposal).
2. The Nasdaq Proposal - To consider and vote Mgmt Against Against
upon a proposal to approve, for the
purposes of complying with Nasdaq Listing
Rule 563(a), (b) and (d), the issuance of
more than 20% of the issued and outstanding
shares of common stock of Riverview, in
connection with the Business Combination,
immediately prior to the SPAC Merger ("the
Nasdaq Proposal").
3. The Adjournment Proposal - To consider and Mgmt Against Against
vote upon a proposal to adjourn the special
meeting of Riverview (the "Riverview
Special Meeting") to a later date or time,
if necessary, to permit further
solicitation of proxies if, based upon the
tabulated vote at the time of the Riverview
Special Meeting, there are not sufficient
votes to approve the Business Combination
Proposal or the Nasdaq Proposal, or holders
of shares of Class A common stock of
Riverview, par value $0.001 ...(due to
space limits,see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
ROIVANT SCIENCES LTD Agenda Number: 935692144
--------------------------------------------------------------------------------------------------------------------------
Security: G76279101
Meeting Type: Annual
Meeting Date: 15-Sep-2022
Ticker: ROIV
ISIN: BMG762791017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Gline Mgmt Withheld Against
Keith Manchester Mgmt Withheld Against
Melissa Epperly Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Ernst & Young LLP
as Roivant's independent registered public
accounting firm for Roivant's fiscal year
ending March 31, 2023, to appoint Ernst &
Young LLP as auditor for statutory purposes
under the Bermuda Companies Act 1981, as
amended, for Roivant's fiscal year ending
March 31, 2023, and to authorize the Board,
through the Audit Committee, to set the
remuneration for Ernst & Young LLP as
Roivant's auditor for Roivant's fiscal year
ending March 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SAB BIOTHERAPEUTICS, INC Agenda Number: 935670857
--------------------------------------------------------------------------------------------------------------------------
Security: 78397T103
Meeting Type: Annual
Meeting Date: 06-Jul-2022
Ticker: SABS
ISIN: US78397T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Giberson Mgmt For For
William Polvino Mgmt Withheld Against
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as the independent registered
public accounting firm for the company for
the fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SHIFT TECHNOLOGIES INC. Agenda Number: 935664397
--------------------------------------------------------------------------------------------------------------------------
Security: 82452T107
Meeting Type: Annual
Meeting Date: 08-Jul-2022
Ticker: SFT
ISIN: US82452T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam Nash Mgmt For For
Emily Melton Mgmt Withheld Against
Jason Krikorian Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Shift's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SILVER CREST ACQUISITION CORPORATION Agenda Number: 935692891
--------------------------------------------------------------------------------------------------------------------------
Security: G81355102
Meeting Type: Special
Meeting Date: 18-Aug-2022
Ticker: SLCR
ISIN: KYG813551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - to Mgmt Against Against
consider and vote upon, as an ordinary
resolution, a proposal to approve and
authorize the Agreement and Plan of Merger,
dated as of August 13, 2021, by and among
Silver Crest Acquisition Corporation, TH
International Limited and Miami Swan Ltd
(as amended by Amendments No. 1, No. 2 and
No. 3 thereto, and as may be further
amended), a copy of which is attached to
the proxy statement/prospectus as Annex A,
and the transactions contemplated therein.
2. The Merger Proposal - to consider and vote Mgmt Against Against
upon, as a special resolution, a proposal
to approve and authorize the First Merger
and the Plan of Merger by and among Silver
Crest, Merger Sub and THIL, substantially
in the form attached to the accompanying
proxy statement/prospectus as Annex C (the
"Merger Proposal").
3. The Adjournment Proposal - to consider and Mgmt Against Against
vote upon, as an ordinary resolution, a
proposal to adjourn the extraordinary
general meeting to a later date or dates to
be determined by the chairman of the
extraordinary general meeting, if
necessary, to permit further solicitation
and vote of proxies if, based upon the
tabulated vote at the time of the
extraordinary general meeting, there are
not sufficient votes to approve one or more
proposals presented to shareholders for a
vote (the "Adjournment Proposal").
--------------------------------------------------------------------------------------------------------------------------
SOCIAL CAPITAL SUVRETTA HLDGS CORP I Agenda Number: 935693324
--------------------------------------------------------------------------------------------------------------------------
Security: G8253T106
Meeting Type: Special
Meeting Date: 18-Aug-2022
Ticker: DNAA
ISIN: KYG8253T1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - To Mgmt Against Against
consider and vote upon a proposal to
approve by ordinary resolution and adopt
the Agreement and Plan of Merger, dated as
of January 26, 2022 (the "Merger
Agreement"), by and among SCS, Karibu
Merger Sub, Inc. ("Merger Sub") and Akili
Interactive Labs, Inc. ("Akili"), a copy of
which is attached to the proxy
statement/prospectus statement as Annex A.
The Merger Agreement provides for, among
other things, the merger of Merger Sub with
and into Akili (the ...(due to space
limits,see proxy material for full
proposal).
2. The Domestication Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
special resolution, the change of SCS's
jurisdiction of incorporation by
deregistering as an exempted company in the
Cayman Islands and continuing and
domesticating as a corporation incorporated
under the laws of the State of Delaware
(the "Domestication" and, together with the
Merger, the "Business Combination").
3. Organizational Documents Proposal A - As a Mgmt Against Against
special resolution, the change in the
authorized share capital of SCS from
500,000,000 Class A ordinary shares, par
value $0.0001 per share, 50,000,000 Class B
ordinary shares, par value $0.0001 per
share (the "SCS Class B ordinary shares"),
and 5,000,000 preference shares, par value
$0.0001 per share (the "SCS preference
shares"), to shares of common stock, par
value $0.0001 per share, of Akili, Inc.
(the "Akili, Inc. common ...(due to space
limits,see proxy material for full
proposal).
4. Organizational Documents Proposal B - As a Mgmt Against Against
special resolution, the issue of any or all
shares of Akili, Inc. preferred stock in
one or more classes or series by the board
of directors of Akili,Inc., with such terms
and conditions as may be expressly
determined by Akili, Inc.'s board of
directors and as may be permitted by the
DGCL.
5. Organizational Documents Proposal C - As a Mgmt Against Against
special resolution, the adoption of the
Proposed Certificate of Incorporation and
the Proposed Bylaws in connection with the
consummation of the Business Combination
(copies of which are attached to the proxy
statement/prospectus as Annex J and Annex
K, respectively), including (1) changing
the corporate name from "Social Capital
Suvretta Holdings Corp. I" to "Akili,
Inc.," (2) making Akili, Inc.'s corporate
existence perpetual, (3) adopting Delaware
as ...(due to space limits,see proxy
material for full proposal).
6. The Director Appointment Proposal - For the Mgmt Against Against
holders of the SCS Class B ordinary shares,
to consider and vote upon a proposal to
approve by ordinary resolution, assuming
the Business Combination Proposal, the
Domestication Proposal and the
Organizational Documents Proposals are
approved, to appoint to a staggered board
nine directors who, upon consummation of
the Business Combination, will be the
directors of Akili, Inc.
7. The Stock Issuance Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution for purposes of
complying with the applicable provisions of
Nasdaq Rule 5635, the issuance of Akili,
Inc. common stock to (a) the PIPE Investors
(as defined in the proxy
statement/prospectus), including the
Sponsor Related PIPE Investors (as defined
in the proxy statement/prospectus),
pursuant to the PIPE Investment (as defined
in the proxy statement/prospectus) and (b)
the Akili stockholders pursuant to the
Merger Agreement.
8. The Incentive Plan Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution, the 2022 Stock Option
and Incentive Plan.
9. The ESPP Proposal - To consider and vote Mgmt Against Against
upon a proposal to approve by ordinary
resolution, the 2022 Employee Stock
Purchase Plan.
10. The Auditor Ratification Proposal - To Mgmt For For
consider and vote upon a proposal to
approve by ordinary resolution the
ratification of the appointment of Marcum
LLP as the independent registered public
accountants of SCS to audit and report upon
SCS's consolidated financial statements for
the year ending December 31, 2022.
11. The Adjournment Proposal - To consider and Mgmt Against Against
vote upon a proposal to approve by ordinary
resolution the adjournment of the
extraordinary general meeting to a later
date or dates, if necessary, to permit
further solicitation and vote of proxies in
the event that there are insufficient votes
for the approval of one or more of Proposal
No. 1 through Proposal No. 9 at the
extraordinary general meeting.
--------------------------------------------------------------------------------------------------------------------------
SOCIAL CAPITAL SUVRETTA HLDGS CORP III Agenda Number: 935678435
--------------------------------------------------------------------------------------------------------------------------
Security: G8253W109
Meeting Type: Special
Meeting Date: 11-Jul-2022
Ticker: DNAC
ISIN: KYG8253W1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Business Combination Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution the Business
Combination Agreement, dated as of January
18, 2022 (as it may be amended from time to
time, the "Business Combination
Agreement"), by and among Social Capital
Suvretta Holdings Corp. III, a Cayman
Islands exempted company ("SCS"), and
ProKidney LP ("ProKidney") (acting through
its general partner, ProKidney GP Limited)
and the transactions contemplated thereby
(the "Business Combination").
2a. Organizational Documents Proposal 2A - as a Mgmt Against Against
special resolution, a change in the name of
SCS to "ProKidney Corp."
2b. Organizational Documents Proposal 2B - as Mgmt Against Against
an ordinary resolution, an increase of
authorized number of SCS Class B ordinary
shares of a par value of US$0.0001 each
from 50,000,000 to 500,000,000 (the
"Increase") such that following the
Increase, the authorized share capital of
SCS shall be US$100,500 divided into
500,000,000 Class A ordinary shares of a
par value of US$0.0001 each, 500,000,000
Class B ordinary shares of a par value of
US$0.0001 each and 5,000,000 preference
shares of a par value of US$0.0001 each.
2c. Organizational Documents Proposal 2C - as a Mgmt Against Against
special resolution, the amendment and
restatement of SCS's current memorandum and
articles of association (the "Memorandum
and Articles of Association") with the
second amended and restated memorandum and
articles of association (the "Amended and
Restated Memorandum and Articles of
Association") of SCS following the
consummation of the Business Combination
("New ProKidney").
3. Stock Issuance Proposal - For the purposes Mgmt Against Against
of complying with the applicable listing
rules of the Nasdaq Capital Market, to
consider and vote upon a proposal to
approve by ordinary resolution the issuance
of (x) New ProKidney's Class B ordinary
shares, par value $0.0001 per share, which
will be entitled to one vote per share
("New ProKidney Class B ordinary shares")
to ProKidney pursuant to the terms of the
Business Combination Agreement (including
New ProKidney Class B ordinary shares
...(due to space limits, see proxy material
for full proposal).
4a. Director Appointment Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution of the holders of SCS
Class B ordinary shares that Tim Bertram,
Ph.D. be appointed to serve as a Class III
director on New ProKidney's Board upon the
consummation of the Business Combination
for a term that will expire at New
ProKidney's annual general meeting of
shareholders in 2025.
4b. Director Appointment Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution of the holders of SCS
Class B ordinary shares that Pablo
Legorreta be appointed to serve as a Class
III director on New ProKidney's Board upon
the consummation of the Business
Combination for a term that will expire at
New ProKidney's annual general meeting of
shareholders in 2025.
4c. Director Appointment Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution of the holders of SCS
Class B ordinary shares that William F.
Doyle be appointed to serve as a Class I
director on New ProKidney's Board upon the
consummation of the Business Combination
for a term that will expire at New
ProKidney's annual general meeting of
shareholders in 2023.
4d. Director Appointment Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution of the holders of SCS
Class B ordinary shares that Alan M.
Lotvin, M.D. be appointed to serve as a
Class I director on New ProKidney's Board
upon the consummation of the Business
Combination for a term that will expire at
New ProKidney's annual general meeting of
shareholders in 2023.
4e. Director Appointment Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution of the holders of SCS
Class B ordinary shares that Brian J. G.
Pereira, M.D. be appointed to serve as a
Class I director on New ProKidney's Board
upon the consummation of the Business
Combination for a term that will expire at
New ProKidney's annual general meeting of
shareholders in 2023.
4f. Director Appointment Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution of the holders of SCS
Class B ordinary shares that Uma Sinha,
Ph.D. be appointed to serve as a Class III
director on New ProKidney's Board upon the
consummation of the Business Combination
for a term that will expire at New
ProKidney's annual general meeting of
shareholders in 2025.
4g. Director Appointment Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution of the holders of SCS
Class B ordinary shares that John M.
Maraganore, Ph.D. be appointed to serve as
a Class II director on New ProKidney's
Board upon the consummation of the Business
Combination for a term that will expire at
New ProKidney's annual general meeting of
shareholders in 2024.
4h. Director Appointment Proposal - To consider Mgmt Against Against
and vote upon a proposal to approve by
ordinary resolution of the holders of SCS
Class B ordinary shares that Jose Ignacio
Jimenez Santos be appointed to serve as a
Class II director on New ProKidney's Board
upon the consummation of the Business
Combination for a term that will expire at
New ProKidney's annual general meeting of
shareholders in 2024.
5. Incentive Equity Plan Proposal - To Mgmt Against Against
consider and vote upon a proposal to
approve by ordinary resolution the
ProKidney Corp. 2022 Incentive Equity Plan.
6. Employee Stock Purchase Plan Proposal - To Mgmt Against Against
consider and vote upon a proposal to
approve by ordinary resolution the
ProKidney Corp. Employee Stock Purchase
Plan.
7. Auditor Ratification Proposal - To consider Mgmt For For
and vote upon a proposal to approve the
appointment by SCS's audit committee of
Marcum LLP as the independent registered
public accountants to SCS to audit and
report on SCS's consolidated financial
statements for the year ending December 31,
2022.
8. Adjournment Proposal - To consider and vote Mgmt Against Against
upon a proposal to approve by ordinary
resolution the adjournment of the
Extraordinary General Meeting to a later
date or dates, if necessary, to permit
further solicitation of proxies in the
event that there are insufficient proxies
for, or otherwise in connection with, the
approval of one or more proposals at the
Extraordinary General Meeting.
--------------------------------------------------------------------------------------------------------------------------
SOFI TECHNOLOGIES, INC. Agenda Number: 935658661
--------------------------------------------------------------------------------------------------------------------------
Security: 83406F102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: SOFI
ISIN: US83406F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ahmed Al-Hammadi Mgmt For For
1b. Election of Director: Ruzwana Bashir Mgmt For For
1c. Election of Director: Michael Bingle Mgmt Withheld Against
1d. Election of Director: Richard Costolo Mgmt Withheld Against
1e. Election of Director: Steven Freiberg Mgmt For For
1f. Election of Director: Tom Hutton Mgmt Withheld Against
1g. Election of Director: Clara Liang Mgmt Withheld Against
1h. Election of Director: Anthony Noto Mgmt For For
1i. Election of Director: Harvey Schwartz Mgmt For For
1j. Election of Director: Magdalena Yesil Mgmt Withheld Against
2. Advisory vote on the frequency of Mgmt 1 Year For
stockholder advisory votes on the executive
compensation of named executive officers.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
4. Approval of the Amended and Restated 2021 Mgmt Against Against
Stock Option and Incentive Plan for SoFi
Technologies, Inc.
5. Approval of an Amendment to the SoFi Mgmt For For
Technologies, Inc. Certificate of
Incorporation to grant the Board of
Directors discretionary authority to effect
a reverse stock split.
--------------------------------------------------------------------------------------------------------------------------
TALKSPACE, INC. Agenda Number: 935695974
--------------------------------------------------------------------------------------------------------------------------
Security: 87427V103
Meeting Type: Annual
Meeting Date: 15-Sep-2022
Ticker: TALK
ISIN: US87427V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon Cohen Mgmt For For
Erez Shachar Mgmt Withheld Against
Madhu Pawar Mgmt Withheld Against
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the fiscal year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve compensation of the Company's named
executive officers.
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
THE ONCOLOGY INSTITUTE, INC. Agenda Number: 935665351
--------------------------------------------------------------------------------------------------------------------------
Security: 68236X100
Meeting Type: Annual
Meeting Date: 14-Jul-2022
Ticker: TOI
ISIN: US68236X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brad Hively Mgmt For For
1.2 Election of Director: Richard Barasch Mgmt For For
1.3 Election of Director: Karen Johnson Mgmt For For
1.4 Election of Director: Dr. Mohit Kaushal Mgmt For For
1.5 Election of Director: Anne McGeorge Mgmt For For
1.6 Election of Director: Maeve O'Meara Mgmt For For
1.7 Election of Director: Ravi Sarin Mgmt For For
2. Ratification of the appointment of BDO USA Mgmt For For
LLP as the independent registered public
accounting firm of the Company for 2022.
--------------------------------------------------------------------------------------------------------------------------
VIRGIN ORBIT HOLDINGS, INC. Agenda Number: 935690823
--------------------------------------------------------------------------------------------------------------------------
Security: 92771A101
Meeting Type: Annual
Meeting Date: 30-Aug-2022
Ticker: VORB
ISIN: US92771A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Hart Mgmt For For
George N. Mattson Mgmt Withheld Against
2. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
VOLTA, INC. Agenda Number: 935681761
--------------------------------------------------------------------------------------------------------------------------
Security: 92873V102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: VLTA
ISIN: US92873V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John C. Tough Mgmt Against Against
1b. Election of Director: Martin Lauber Mgmt Against Against
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm.
3. Approve an amendment and restatement of the Mgmt For For
Company's certificate of incorporation to
remove references to the Company's former
Class B common stock.
--------------------------------------------------------------------------------------------------------------------------
WALDENCAST ACQUISITION CORP. Agenda Number: 935688183
--------------------------------------------------------------------------------------------------------------------------
Security: G9460C100
Meeting Type: Special
Meeting Date: 25-Jul-2022
Ticker: WALD
ISIN: KYG9460C1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. The Obagi Merger Proposal - RESOLVED, as an Mgmt Against Against
ordinary resolution, that Waldencast's
entry into the Agreement and Plan of
Merger, dated as of November 15, 2021, by
and among Waldencast, Obagi Merger Sub,
Inc., a Cayman Islands exempted company
limited by shares and an indirect wholly
owned subsidiary of Waldencast ("Merger
Sub"), and Obagi Global Holdings Limited, a
Cayman Islands exempted company limited by
shares ("Obagi"), a copy of which is
attached to the proxy statement/prospectus
as Annex A ...(due to space limits, see
proxy material for full proposal).
1b. The Milk Transaction Proposal - RESOLVED, Mgmt Against Against
as an ordinary resolution, that
Waldencast's entry into the Equity Purchase
Agreement, dated as of November 15, 2021,
by and among Waldencast, Obagi Holdco 1
Limited, a limited company incorporated
under the laws of Jersey ("Holdco
Purchaser"), Waldencast Partners LP, a
Cayman Islands exempted limited partnership
("Waldencast LP" and together with Holdco
Purchaser, the "Milk Purchasers"), Milk
Makeup LLC ("Milk"), certain ...(due to
space limits, see proxy material for full
proposal).
2. The Domestication Proposal - RESOLVED, as a Mgmt Against Against
special resolution, that Waldencast be
de-registered in the Cayman Islands
pursuant to section 206 of the Companies
Act and Article 47 of the Amended and
Restated Articles of Association of
Waldencast (as amended) and be registered
as a company in Jersey by way of
continuation under Part 18C of the Jersey
Companies Law.
3. Organizational Documents Proposal A - Mgmt Against Against
RESOLVED, as a special resolution, subject
to and with effect from the deregistration
of Waldencast in the Cayman Islands and the
registration of Waldencast plc in Jersey by
way of continuation, that the change in the
authorized share capital of the Company
from US$55,500 divided into (i) 500,000,000
Class A ordinary shares, par value $0.0001
per share, (ii) 50,000,000 Class B ordinary
shares, par value $0.0001 per share, and
(iii) 5,000,000 preferred shares, ...(due
to space limits, see proxy material for
full proposal).
4. Organizational Documents Proposal B - Mgmt Against Against
RESOLVED, as an ordinary resolution,
subject to and with effect from the
deregistration of Waldencast in the Cayman
Islands and the registration of Waldencast
plc in Jersey by way of continuation, that
the Waldencast plc Board be divided into
three classes, with each class made up of,
as nearly as may be possible, one-third of
the total number of directors constituting
the entire Waldencast plc Board, with only
one class of directors being elected in
each year and each class serving a
three-year term.
5. Organizational Documents Proposal C - Mgmt Against Against
RESOLVED, as an ordinary resolution, that
certain provisions of the Proposed
Constitutional Document will be subject to
the proposed new investor rights agreement
("Investor Rights Agreement") of
Waldencast, including provisions governing
the appointment, removal and replacement of
directors, with respect to which Cedarwalk
will have certain rights pursuant to the
Investor Rights Agreement, be approved,
ratified and confirmed in all respects.
6. Organizational Documents Proposal D - Mgmt Against Against
RESOLVED, as a special resolution, subject
to and with effect from the deregistration
of Waldencast in the Cayman Islands and the
registration of Waldencast plc in Jersey by
way of continuation, that the amendment and
restatement of the Cayman Constitutional
Documents by their deletion in their
entirety and the substitution in their
place of the Proposed Constitutional
Document, including all other changes to
the Cayman Constitutional Documents as set
...(due to space limits, see proxy material
for full proposal).
7. DIRECTOR
Sarah Brown Mgmt Withheld Against
Lindsay Pattison Mgmt Withheld Against
Zack Werner Mgmt Withheld Against
Aaron Chatterley Mgmt Withheld Against
Juliette Hickman Mgmt Withheld Against
Cristiano Souza Mgmt Withheld Against
Michel Brousset Mgmt Withheld Against
Simon Dai Mgmt Withheld Against
Felipe Dutra Mgmt Withheld Against
8. The Stock Issuance Proposal - RESOLVED, as Mgmt Against Against
an ordinary resolution, that, for the
purposes of complying with the applicable
provisions of Rule 5635 of the Nasdaq
Rules, the issuance of (a) Waldencast plc
Class A ordinary shares pursuant to the
PIPE Investment and the Obagi Merger
Agreement and (b) Waldencast plc units
pursuant to the Forward Purchase
Transaction be approved in all respects.
9. The Milk Issuance Proposal - RESOLVED, as Mgmt Against Against
an ordinary resolution, that, for the
purposes of complying with the applicable
provisions of Rule 5635 of the Nasdaq
Rules, the issuance and reservation of
Waldencast plc Class A ordinary shares and
Waldencast plc Non-Economic ordinary shares
pursuant to the Milk Equity Purchase
Agreement be approved in all respects.
10. The Incentive Award Plan Proposal - Mgmt Against Against
RESOLVED, as an ordinary resolution, that
the adoption of the Waldencast plc 2022
Incentive Award Plan and any form award
agreements thereunder, be approved,
ratified and confirmed in all respects.
11. The Adjournment Proposal - RESOLVED, as an Mgmt Against Against
ordinary resolution, that the adjournment
of the extraordinary general meeting to a
later date or dates, if necessary, to
permit further solicitation and vote of
proxies in the event that there are
insufficient votes for the approval of one
or more proposals at the extraordinary
general meeting be approved.
--------------------------------------------------------------------------------------------------------------------------
XOS, INC. Agenda Number: 935667545
--------------------------------------------------------------------------------------------------------------------------
Security: 98423B108
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: XOS
ISIN: US98423B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Burt R. Jordan Mgmt For For
Ed Rapp Mgmt For For
2. Ratification of Grant Thornton LLP as Mgmt For For
independent registered public accounting
firm of Xos, Inc. for its fiscal year
ending December 31, 2022.
Defiance Pure Electric Vehicle ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Defiance Quantum ETF
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 935698603
--------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Special
Meeting Date: 07-Sep-2022
Ticker: ABB
ISIN: US0003752047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Spin-off of Accelleron Mgmt For For
Industries Ltd by Way of a Special Dividend
2. In case of additional or alternative Mgmt Against Against
proposals to the published agenda items
during the Extraordinary General
Shareholders Meeting or of new agenda
items, I authorize the independent proxy to
act
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 935772257
--------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Annual
Meeting Date: 23-Mar-2023
Ticker: ABB
ISIN: US0003752047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, the Mgmt For For
consolidated financial statements and the
annual financial statements for 2022
2 Consultative vote on the 2022 Compensation Mgmt For For
Report
3 Discharge of the Board of Directors and the Mgmt Against Against
persons entrusted with management
4 Appropriation of earnings Mgmt For For
5.1 Amendments to the Articles of Mgmt For For
Incorporation: Shares and Capital Structure
5.2 Amendments to the Articles of Mgmt For For
Incorporation: Restrictions on Registration
5.3 Amendments to the Articles of Mgmt For For
Incorporation: General Meeting of
Shareholders
5.4 Amendments to the Articles of Mgmt For For
Incorporation: Virtual General Meeting of
Shareholders
5.5 Amendments to the Articles of Mgmt For For
Incorporation: Board of Directors and
Compensation
6 Capital Band Mgmt For For
7.1 Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Board of
Directors for the next term of office, i.e.
from the 2023 Annual General Meeting to the
2024 Annual General Meeting
7.2 Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2024
8a Election of Director: Gunnar Brock Mgmt For For
8b Election of Director: David Constable Mgmt For For
8c Election of Director: Frederico Fleury Mgmt For For
Curado
8d Election of Director: Lars Forberg Mgmt For For
8e Election of Director: Denise Johnson Mgmt For For
8f Election of Director: Jennifer Xin-Zhe Li Mgmt For For
8g Election of Director: Geraldine Matchett Mgmt For For
8h Election of Director: David Meline Mgmt For For
8i Election of Director: Jacob Wallenberg Mgmt For For
8j Election of Director and Chairman: Peter Mgmt For For
Voser
9.1 Election to the Compensation Committee: Mgmt For For
David Constable (as Director)
9.2 Election to the Compensation Committee: Mgmt For For
Frederico Fleury Curado (as Director)
9.3 Election to the Compensation Committee: Mgmt For For
Jennifer Xin-Zhe Li (as Director)
10 Election of the independent proxy, Zehnder Mgmt For For
Bolliger & Partner
11 Election of the auditors, KPMG AG Mgmt For For
12 In case of additional or alternative Mgmt Against
proposals to the published agenda items or
new agenda items during the Annual General
Meeting, I instruct the independent proxy
to act.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935750174
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 01-Feb-2023
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Appointment of Director: Jaime Ardila Mgmt For For
1b. Appointment of Director: Nancy McKinstry Mgmt For For
1c. Appointment of Director: Beth E. Mooney Mgmt For For
1d. Appointment of Director: Gilles C. Pelisson Mgmt For For
1e. Appointment of Director: Paula A. Price Mgmt For For
1f. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1g. Appointment of Director: Arun Sarin Mgmt For For
1h. Appointment of Director: Julie Sweet Mgmt For For
1i. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve, in a non-binding vote, the Mgmt 1 Year For
frequency of future non-binding votes to
approve the compensation of our named
executive officers.
4. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditor of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora M. Denzel Mgmt For For
1b. Election of Director: Mark Durcan Mgmt For For
1c. Election of Director: Michael P. Gregoire Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Jon A. Olson Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt For For
1i. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Approve of the Advanced Micro Devices, Inc. Mgmt For For
2023 Equity Incentive Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AIRBUS SE Agenda Number: 716761514
--------------------------------------------------------------------------------------------------------------------------
Security: N0280G100
Meeting Type: AGM
Meeting Date: 19-Apr-2023
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 859228 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
A OPEN MEETING Non-Voting
B DISCUSSION ON COMPANY'S CORPORATE Non-Voting
GOVERNANCE STRUCTURE
C RECEIVE REPORT ON BUSINESS AND FINANCIAL Non-Voting
STATEMENTS
D RECEIVE EXPLANATION ON COMPANY'S DIVIDEND Non-Voting
POLICY
E RECEIVE BOARD REPORT Non-Voting
F DISCUSSION ON LEADING THE JOURNEY TOWARDS Non-Voting
CLEAN AEROSPACE
G DISCUSS POTENTIAL LONG-TERM STRATEGIC AND Non-Voting
TECHNOLOGICAL PARTNERSHIP WITH EVIDIAN AND
ACQUISITION OF A MINORITY STAKE IN EVIDIAN
1 ADOPT FINANCIAL STATEMENTS Mgmt For For
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE DISCHARGE OF NON-EXECUTIVE Mgmt For For
DIRECTORS
4 APPROVE DISCHARGE OF EXECUTIVE DIRECTORS Mgmt For For
5 RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
AUDITORS
6 APPROVE IMPLEMENTATION OF REMUNERATION Mgmt For For
POLICY
7 REELECT RALPH D. CROSBY, JR. AS Mgmt For For
NON-EXECUTIVE DIRECTOR
8 REELECT MARK DUNKERLEY AS NON-EXECUTIVE Mgmt For For
DIRECTOR
9 REELECT STEPHAN GEMKOW AS NON-EXECUTIVE Mgmt For For
DIRECTOR
10 ELECT ANTONY WOOD AS NON-EXECUTIVE DIRECTOR Mgmt For For
11 GRANT BOARD AUTHORITY TO ISSUE SHARES AND Mgmt For For
EXCLUDE PREEMPTIVE RIGHTS FOR THE PURPOSE
OF EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
12 GRANT BOARD AUTHORITY TO ISSUE SHARES AND Mgmt For For
EXCLUDE PREEMPTIVE RIGHTS FOR THE PURPOSE
OF COMPANY FUNDING
13 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
14 APPROVE CANCELLATION OF REPURCHASED SHARES Mgmt For For
H CLOSE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 869634, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ALCHIP TECHNOLOGIES LIMITED Agenda Number: 717224377
--------------------------------------------------------------------------------------------------------------------------
Security: G02242108
Meeting Type: AGM
Meeting Date: 09-Jun-2023
Ticker:
ISIN: KYG022421088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2022 BUSINESS REPORT AND THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2022 OF THE COMPANY
2 2022 PROFIT DISTRIBUTION PROPOSAL. PROPOSED Mgmt For For
CASH DIVIDEND: TWD 12.86 PER SHARE
3 AMENDMENTS TO THE MEMORANDUM AND ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
4 AMENDMENTS TO THE GUIDELINE FOR ACQUISITION Mgmt Against Against
AND DISPOSAL OF ASSETS.
5 RELEASE THE PROHIBITION ON DIRECTOR FROM Mgmt For For
PARTICIPATION IN COMPETITIVE BUSINESS
6 THE COMPANYS ISSUANCE OF COMMON SHARES Mgmt For For
THROUGH PRIVATE PLACEMENT
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935699807
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2022
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: DANIEL YONG ZHANG (To Mgmt For For
serve as a Group II director for a term of
office to expire at the third succeeding
annual general meeting after his or her
election.)
1.2 Election of Director: JERRY YANG (To serve Mgmt For For
as a Group II director for a term of office
to expire at the third succeeding annual
general meeting after his or her election.)
1.3 Election of Director: WAN LING MARTELLO (To Mgmt For For
serve as a Group II director for a term of
office to expire at the third succeeding
annual general meeting after his or her
election.)
1.4 Election of Director: WEIJIAN SHAN (To Mgmt For For
serve the remaining term of the Company's
Group I directors, which will end at the
Company's 2024 annual general meeting.)
1.5 Election of Director: IRENE YUN-LIEN LEE Mgmt For For
(To serve the remaining term of the
Company's Group I directors, which will end
at the Company's 2024 annual general
meeting.)
1.6 Election of Director: ALBERT KONG PING NG Mgmt For For
(To serve as a Group II director for a term
of office to expire at the third succeeding
annual general meeting after his or her
election.)
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935830946
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2023
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Larry Page Mgmt For For
1b. Election of Director: Sergey Brin Mgmt For For
1c. Election of Director: Sundar Pichai Mgmt For For
1d. Election of Director: John L. Hennessy Mgmt Against Against
1e. Election of Director: Frances H. Arnold Mgmt Against Against
1f. Election of Director: R. Martin "Marty" Mgmt For For
Chavez
1g. Election of Director: L. John Doerr Mgmt For For
1h. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1i. Election of Director: Ann Mather Mgmt For For
1j. Election of Director: K. Ram Shriram Mgmt For For
1k. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2023
3. Approval of amendment and restatement of Mgmt Against Against
Alphabet's Amended and Restated 2021 Stock
Plan to increase the share reserve by
170,000,000 (post stock split) shares of
Class C capital stock
4. Advisory vote to approve compensation Mgmt Against Against
awarded to named executive officers
5. Advisory vote on the frequency of advisory Mgmt 1 Year Against
votes to approve compensation awarded to
named executive officers
6. Stockholder proposal regarding a lobbying Shr For Against
report
7. Stockholder proposal regarding a congruency Shr Against For
report
8. Stockholder proposal regarding a climate Shr For Against
lobbying report
9. Stockholder proposal regarding a report on Shr Against For
reproductive rights and data privacy
10. Stockholder proposal regarding a human Shr For Against
rights assessment of data center siting
11. Stockholder proposal regarding a human Shr For Against
rights assessment of targeted ad policies
and practices
12. Stockholder proposal regarding algorithm Shr For Against
disclosures
13. Stockholder proposal regarding a report on Shr For Against
alignment of YouTube policies with
legislation
14. Stockholder proposal regarding a content Shr Against For
governance report
15. Stockholder proposal regarding a Shr Against For
performance review of the Audit and
Compliance Committee
16. Stockholder proposal regarding bylaws Shr Against For
amendment
17. Stockholder proposal regarding "executives Shr For Against
to retain significant stock"
18. Stockholder proposal regarding equal Shr For Against
shareholder voting
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935805892
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Cory Mgmt Withheld Against
Jeffrey L. Horing Mgmt Withheld Against
Dean A. Stoecker Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMBARELLA, INC. Agenda Number: 935860901
--------------------------------------------------------------------------------------------------------------------------
Security: G037AX101
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: AMBA
ISIN: KYG037AX1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leslie Kohn Mgmt For For
1.2 Election of Director: D. Jeffrey Richardson Mgmt For For
1.3 Election of Director: Elizabeth M. Mgmt For For
Schwarting
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 31,
2024.
3. To approve on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935758740
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Vincent Roche Mgmt For For
1b. Election of Director: James A. Champy Mgmt For For
1c. Election of Director: Andre Andonian Mgmt For For
1d. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1e. Election of Director: Edward H. Frank Mgmt For For
1f. Election of Director: Laurie H. Glimcher Mgmt For For
1g. Election of Director: Karen M. Golz Mgmt For For
1h. Election of Director: Mercedes Johnson Mgmt For For
1i. Election of Director: Kenton J. Sicchitano Mgmt For For
1j. Election of Director: Ray Stata Mgmt For For
1k. Election of Director: Susie Wee Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of our
named executive officers.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal year
2023.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935760858
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 09-Mar-2023
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rani Borkar Mgmt For For
1b. Election of Director: Judy Bruner Mgmt For For
1c. Election of Director: Xun (Eric) Chen Mgmt For For
1d. Election of Director: Aart J. de Geus Mgmt For For
1e. Election of Director: Gary E. Dickerson Mgmt For For
1f. Election of Director: Thomas J. Iannotti Mgmt For For
1g. Election of Director: Alexander A. Karsner Mgmt For For
1h. Election of Director: Kevin P. March Mgmt For For
1i. Election of Director: Yvonne McGill Mgmt For For
1j. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2022.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of holding an advisory vote on
executive compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2023.
5. Shareholder proposal to amend the Shr For Against
appropriate company governing documents to
give the owners of a combined 10% of our
outstanding common stock the power to call
a special shareholder meeting.
6. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include the CEO pay ratio factor.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935815932
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2022
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2022,
as prepared in accordance with Dutch law
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2022
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2022
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year 2022
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management
6a Proposal to amend the Remuneration Policy Mgmt For For
for the Supervisory Board
6b Proposal to amend the remuneration of the Mgmt For For
members of the Supervisory Board
8a Proposal to appoint Mr. N.S. Andersen as a Mgmt For For
member of the Supervisory Board
8b Proposal to appoint Mr. J.P. de Kreij as a Mgmt For For
member of the Supervisory Board
9 Proposal to appoint PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the reporting year 2025, in light of the
mandatory external auditor rotation
10a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes and up
to 5% in connection with or on the occasion
of mergers, acquisitions and/or (strategic)
alliances
10b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with the authorizations referred
to in item 10 a)
11 Proposal to authorize the Board of Mgmt For For
Management to repurchase ordinary shares up
to 10% of the issued share capital
12 Proposal to cancel ordinary shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 717218475
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 09-Jun-2023
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2022 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2022 PROFITS. PROPOSED CASH DIVIDEND TWD 15
PER SHARE.
3 TO COINCIDE WITH THE PLAN OF THE FUTURE IPO Mgmt For For
AND STOCK LISTING OF OUR SUBSIDIARY
COMPANY, TAIWAN WEB SERVICE CORPORATION
(TWSC), OUR COMPANY MAY DECIDE TO WAIVE ITS
RIGHT TO PARTICIPATE IN THE CASH CAPITAL
INCREASE PLAN HELD BY TWSC.
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935888339
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the Company's Fourth Amended and Mgmt For
Restated Memorandum of Association and
Articles of Association be amended and
restated by their deletion in their
entirety and by the substitution in their
place of the Fifth Amended and Restated
Memorandum of Association and Articles of
Association in the form as set out in the
Notice of the Annual General Meeting of the
Company (the "Amended M&AA") for the
purposes of, among others, (i) bringing the
Amended M&AA in line with applicable
amendments made to ...(due to space limits,
see proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
BLACKBERRY LIMITED Agenda Number: 935869872
--------------------------------------------------------------------------------------------------------------------------
Security: 09228F103
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: BB
ISIN: CA09228F1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John Chen Mgmt For For
1.2 Election of Director: Michael A. Daniels Mgmt For For
1.3 Election of Director: Timothy Dattels Mgmt For For
1.4 Election of Director: Lisa Disbrow Mgmt For For
1.5 Election of Director: Richard Lynch Mgmt For For
1.6 Election of Director: Laurie Smaldone Alsup Mgmt For For
1.7 Election of Director: V. Prem Watsa Mgmt For For
1.8 Election of Director: Wayne Wouters Mgmt For For
2. Re-appointment of Auditors: Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
the Company and authorizing the Board of
Directors to fix their remuneration.
3. Approval of Unallocated Entitlements under Mgmt For For
the DSU Plan: Resolution approving the
unallocated entitlements under the
Company's Deferred Share Unit Plan for
directors as disclosed in the Management
Proxy Circular for the Meeting.
4. Advisory Vote on Executive Compensation: Mgmt For For
Non-binding advisory resolution that the
shareholders accept the Company's approach
to executive compensation as disclosed in
the Management Proxy Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935676431
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 27-Jul-2022
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Horacio D. Rozanski Mgmt For For
1b. Election of Director: Mark Gaumond Mgmt For For
1c. Election of Director: Gretchen W. McClain Mgmt For For
1d. Election of Director: Melody C. Barnes Mgmt For For
1e. Election of Director: Ellen Jewett Mgmt For For
1f. Election of Director: Arthur E. Johnson Mgmt For For
1g. Election of Director: Charles O. Rossotti Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
independent public accountants for fiscal
year 2023.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Approval of the Adoption of the Sixth Mgmt For For
Amended and Restated Certificate of
Incorporation to allow stockholders holding
not less than 25% of the outstanding shares
of the Company's common stock to call
special meetings.
5. Vote on a stockholder proposal regarding Shr For Against
stockholders' ability to call special
meetings.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935794126
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark W. Adams Mgmt For For
1b. Election of Director: Ita Brennan Mgmt For For
1c. Election of Director: Lewis Chew Mgmt For For
1d. Election of Director: Anirudh Devgan Mgmt For For
1e. Election of Director: ML Krakauer Mgmt For For
1f. Election of Director: Julia Liuson Mgmt For For
1g. Election of Director: James D. Plummer Mgmt For For
1h. Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1i. Election of Director: John B. Shoven Mgmt For For
1j. Election of Director: Young K. Sohn Mgmt For For
2. To approve the amendment of the Omnibus Mgmt For For
Equity Incentive Plan.
3. To vote on an advisory resolution to Mgmt For For
approve named executive officer
compensation.
4. To vote on the frequency of the advisory Mgmt 1 Year For
vote on named executive officer
compensation.
5. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
December 31, 2023.
6. Stockholder proposal to remove the one-year Shr Against For
holding period requirement to call a
special stockholder meeting.
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 935676556
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 29-Jul-2022
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Carter Mgmt For For
Alexander M. Davern Mgmt For For
Timothy R. Dehne Mgmt For For
John M. Forsyth Mgmt For For
Deirdre R. Hanford Mgmt For For
Raghib Hussain Mgmt For For
Catherine P. Lego Mgmt For For
David J. Tupman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending March 25, 2023.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of the Second Amendment to the Mgmt For For
2018 Long Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ELASTIC N.V. Agenda Number: 935710827
--------------------------------------------------------------------------------------------------------------------------
Security: N14506104
Meeting Type: Annual
Meeting Date: 06-Oct-2022
Ticker: ESTC
ISIN: NL0013056914
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Sohaib Abbasi for a term of three (3) Mgmt For For
years, ending at the close of the annual
general meeting of 2025
1b. Caryn Marooney for a term of one (1) year, Mgmt Against Against
ending at the close of the annual general
meeting of 2023
1c. Chetan Puttagunta for a term of two (2) Mgmt Against Against
years, ending at the close of the annual
general meeting of 2024
1d. Steven Schuurman for a term of three (3) Mgmt For For
years, ending at the close of the annual
general meeting of 2025
2. Adoption of Dutch Statutory Annual Accounts Mgmt For For
for fiscal year 2022
3. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the external auditor of
our Dutch statutory annual accounts for
fiscal year 2023
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2023
5. Grant of full discharge of the Company's Mgmt For For
executive directors from liability with
respect to the performance of their duties
during fiscal year 2022
6. Grant of full discharge of the Company's Mgmt For For
non-executive directors from liability with
respect to the performance of their duties
during fiscal year 2022
7. Authorization of the Board of Directors to Mgmt For For
repurchase shares in the capital of the
Company
8. Approval of the Elastic N.V. 2022 Employee Mgmt For For
Stock Purchase Plan
9. Non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers
--------------------------------------------------------------------------------------------------------------------------
FUJITSU LIMITED Agenda Number: 717320674
--------------------------------------------------------------------------------------------------------------------------
Security: J15708159
Meeting Type: AGM
Meeting Date: 26-Jun-2023
Ticker:
ISIN: JP3818000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tokita, Takahito Mgmt For For
1.2 Appoint a Director Furuta, Hidenori Mgmt For For
1.3 Appoint a Director Isobe, Takeshi Mgmt For For
1.4 Appoint a Director Yamamoto, Masami Mgmt For For
1.5 Appoint a Director Mukai, Chiaki Mgmt For For
1.6 Appoint a Director Abe, Atsushi Mgmt For For
1.7 Appoint a Director Kojo, Yoshiko Mgmt For For
1.8 Appoint a Director Sasae, Kenichiro Mgmt For For
1.9 Appoint a Director Byron Gill Mgmt For For
2 Appoint a Corporate Auditor Hatsukawa, Koji Mgmt For For
3 Approve Details of the Restricted-Stock Mgmt For For
Compensation to be received by Outside
Directors
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935766583
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 05-Apr-2023
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Pamela L. Carter Mgmt For For
1c. Election of Director: Frank A. D'Amelio Mgmt For For
1d. Election of Director: Regina E. Dugan Mgmt For For
1e. Election of Director: Jean M. Hobby Mgmt For For
1f. Election of Director: Raymond J. Lane Mgmt For For
1g. Election of Director: Ann M. Livermore Mgmt For For
1h. Election of Director: Antonio F. Neri Mgmt For For
1i. Election of Director: Charles H. Noski Mgmt For For
1j. Election of Director: Raymond E. Ozzie Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Patricia F. Russo Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending October 31, 2023.
3. Approval of the increase of shares reserved Mgmt For For
under the Hewlett Packard Enterprise 2021
Stock Incentive Plan.
4. Advisory vote to approve executive Mgmt For For
compensation.
5. Stockholder proposal entitled: Shr Against For
"Transparency in Lobbying".
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 717313035
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 21-Jun-2023
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ihara, Katsumi Mgmt For For
1.2 Appoint a Director Ravi Venkatesan Mgmt For For
1.3 Appoint a Director Cynthia Carroll Mgmt For For
1.4 Appoint a Director Sugawara, Ikuro Mgmt For For
1.5 Appoint a Director Joe Harlan Mgmt For For
1.6 Appoint a Director Louise Pentland Mgmt For For
1.7 Appoint a Director Yamamoto, Takatoshi Mgmt For For
1.8 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.9 Appoint a Director Helmuth Ludwig Mgmt For For
1.10 Appoint a Director Kojima, Keiji Mgmt For For
1.11 Appoint a Director Nishiyama, Mitsuaki Mgmt For For
1.12 Appoint a Director Higashihara, Toshiaki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935801200
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Vimal Kapur Mgmt For For
1H. Election of Director: Rose Lee Mgmt For For
1I. Election of Director: Grace D. Lieblein Mgmt For For
1J. Election of Director: Robin L. Washington Mgmt For For
1K. Election of Director: Robin Watson Mgmt For For
2. Advisory Vote to Approve Frequency of Mgmt 1 Year For
Advisory Vote on Executive Compensation.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Approval of Independent Accountants. Mgmt For For
5. Shareowner Proposal - Independent Board Shr For Against
Chairman.
6. Shareowner Proposal - Environmental and Shr Against For
Health Impact Report.
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 716495824
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 16-Feb-2023
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2022
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.32 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOCHEN HANEBECK FOR FISCAL YEAR 2022
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CONSTANZE HUFENBECHER FOR FISCAL
YEAR 2022
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER SVEN SCHNEIDER FOR FISCAL YEAR 2022
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ANDREAS URSCHITZ (FROM JUNE 1, 2022)
FOR FISCAL YEAR 2022
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RUTGER WIJBURG (FROM APRIL 1, 2022)
FOR FISCAL YEAR 2022
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER REINHARD PLOSS (UNTIL MARCH 31,
2022) FOR FISCAL YEAR 2022
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HELMUT GASSEL (UNTIL MAY 31, 2022)
FOR FISCAL YEAR 2022
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WOLFGANG EDER FOR FISCAL YEAR 2022
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER XIAOQUN CLEVER FOR FISCAL YEAR 2022
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOHANN DECHANT FOR FISCAL YEAR 2022
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRIEDRICH EICHINER FOR FISCAL YEAR
2022
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANNETTE ENGELFRIED FOR FISCAL YEAR
2022
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER GRUBER FOR FISCAL YEAR 2022
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS-ULRICH HOLDENRIED FOR FISCAL
YEAR 2022
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SUSANNE LACHENMANN FOR FISCAL YEAR
2022
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALDINE PICAUD FOR FISCAL YEAR
2022
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED PUFFER FOR FISCAL YEAR 2022
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MELANIE RIEDL FOR FISCAL YEAR 2022
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN SCHOLZ FOR FISCAL YEAR 2022
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ULRICH SPIESSHOFER FOR FISCAL YEAR
2022
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE FOR FISCAL YEAR 2022
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MIRCO SYNDE (FROM JUNE 1, 2023) FOR
FISCAL YEAR 2022
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIANA VITALE FOR FISCAL YEAR 2022
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KERSTIN SCHULZENDORF (UNTIL MAY 31,
2022) FOR FISCAL YEAR 2022
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2023 AND FOR THE REVIEW OF INTERIM
FINANCIAL REPORTS FOR THE FIRST HALF OF
FISCAL YEAR 2023
6.1 ELECT HERBERT DIESS TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KLAUS HELMRICH TO THE SUPERVISORY Mgmt For For
BOARD
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
9.1 AMEND ARTICLES RE: AGM LOCATION Mgmt For For
9.2 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For
UNTIL 2028
9.3 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
10 APPROVE REMUNERATION POLICY Mgmt For For
11 APPROVE REMUNERATION REPORT Mgmt For For
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 11 JAN 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 11 JAN 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 11 JAN 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935793631
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick P. Gelsinger Mgmt For For
1b. Election of Director: James J. Goetz Mgmt For For
1c. Election of Director: Andrea J. Goldsmith Mgmt For For
1d. Election of Director: Alyssa H. Henry Mgmt For For
1e. Election of Director: Omar Ishrak Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Barbara G. Novick Mgmt For For
1i. Election of Director: Gregory D. Smith Mgmt For For
1j. Election of Director: Lip-Bu Tan Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
3. Advisory vote to approve executive Mgmt For For
compensation of our named executive
officers.
4. Approval of amendment and restatement of Mgmt Against Against
the 2006 Equity Incentive Plan.
5. Advisory vote on the frequency of holding Mgmt 1 Year For
future advisory votes to approve executive
compensation of our named executive
officers.
6. Stockholder proposal requesting an Shr For Against
executive stock retention period policy and
reporting, if properly presented at the
meeting.
7. Stockholder proposal requesting commission Shr Against For
and publication of a third party review of
Intel's China business ESG congruence, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935775405
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: Thomas Buberl
1b. Election of Director for a Term of One Mgmt For For
Year: David N. Farr
1c. Election of Director for a Term of One Mgmt For For
Year: Alex Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: Michelle J. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: Arvind Krishna
1f. Election of Director for a Term of One Mgmt For For
Year: Andrew N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: F. William McNabb III
1h. Election of Director for a Term of One Mgmt For For
Year: Martha E. Pollack
1i. Election of Director for a Term of One Mgmt For For
Year: Joseph R. Swedish
1j. Election of Director for a Term of One Mgmt For For
Year: Peter R. Voser
1k. Election of Director for a Term of One Mgmt For For
Year: Frederick H. Waddell
1l. Election of Director for a Term of One Mgmt For For
Year: Alfred W. Zollar
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote Regarding the Frequency of Mgmt 1 Year For
the Advisory Vote on Executive
Compensation.
5. Stockholder Proposal to Have an Independent Shr Against For
Board Chairman.
6. Stockholder Proposal Requesting a Public Shr For Against
Report on Lobbying Activities.
7. Stockholder Proposal Requesting a Public Shr Against For
Report on Congruency in China Business
Operations and ESG Activities.
8. Stockholder Proposal Requesting a Public Shr For Against
Report on Harassment and Discrimination
Prevention Efforts.
--------------------------------------------------------------------------------------------------------------------------
IONQ, INC. Agenda Number: 935845579
--------------------------------------------------------------------------------------------------------------------------
Security: 46222L108
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: IONQ
ISIN: US46222L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Withheld Against
until the 2026 Annual Meeting: Ronald
Bernal
1.2 Election of Class II Director to serve Mgmt Withheld Against
until the 2026 Annual Meeting: Kathryn Chou
1.3 Election of Class II Director to serve Mgmt For For
until the 2026 Annual Meeting: Harry You
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
JSR CORPORATION Agenda Number: 717280577
--------------------------------------------------------------------------------------------------------------------------
Security: J2856K106
Meeting Type: AGM
Meeting Date: 16-Jun-2023
Ticker:
ISIN: JP3385980002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to Amend Business Lines, Mgmt For For
Approve Minor Revisions
3.1 Appoint a Director Eric Johnson Mgmt For For
3.2 Appoint a Director Hara, Koichi Mgmt For For
3.3 Appoint a Director Takahashi, Seiji Mgmt For For
3.4 Appoint a Director Tachibana, Ichiko Mgmt For For
3.5 Appoint a Director Emoto, Kenichi Mgmt For For
3.6 Appoint a Director Seki, Tadayuki Mgmt For For
3.7 Appoint a Director David Robert Hale Mgmt For For
3.8 Appoint a Director Iwasaki, Masato Mgmt For For
3.9 Appoint a Director Ushida, Kazuo Mgmt For For
4.1 Appoint a Substitute Corporate Auditor Mgmt For For
Fujii, Yasufumi
4.2 Appoint a Substitute Corporate Auditor Mgmt For For
Endo, Yukiko
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935795736
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anne DelSanto Mgmt For For
1b. Election of Director: Kevin DeNuccio Mgmt For For
1c. Election of Director: James Dolce Mgmt For For
1d. Election of Director: Steven Fernandez Mgmt For For
1e. Election of Director: Christine Gorjanc Mgmt For For
1f. Election of Director: Janet Haugen Mgmt For For
1g. Election of Director: Scott Kriens Mgmt For For
1h. Election of Director: Rahul Merchant Mgmt For For
1i. Election of Director: Rami Rahim Mgmt For For
1j. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an Mgmt For For
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2023.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
4. Approval of a non-binding advisory Mgmt 1 Year For
resolution on the frequency of future
non-binding advisory votes on executive
compensation.
5. Approval of the amendment and restatement Mgmt For For
of the Juniper Networks, Inc. 2015 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935712681
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 02-Nov-2022
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a Mgmt For For
one-year term: Robert Calderoni
1b. Election of Director to serve for a Mgmt For For
one-year term: Jeneanne Hanley
1c. Election of Director to serve for a Mgmt For For
one-year term: Emiko Higashi
1d. Election of Director to serve for a Mgmt For For
one-year term: Kevin Kennedy
1e. Election of Director to serve for a Mgmt For For
one-year term: Gary Moore
1f. Election of Director to serve for a Mgmt For For
one-year term: Marie Myers
1g. Election of Director to serve for a Mgmt For For
one-year term: Kiran Patel
1h. Election of Director to serve for a Mgmt For For
one-year term: Victor Peng
1i. Election of Director to serve for a Mgmt For For
one-year term: Robert Rango
1j. Election of Director to serve for a Mgmt For For
one-year term: Richard Wallace
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending June 30,
2023.
3. To approve on a non-binding, advisory basis Mgmt For For
our named executive officer compensation.
4. To consider a stockholder proposal Shr For Against
requesting our Board to issue a report
regarding net zero targets and climate
transition planning, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 716732272
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 12-Apr-2023
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. REPORT BY THE BOARD OF MANAGEMENT FOR THE Non-Voting
FISCAL YEAR 2022
3. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR 2022
4. PROPOSAL TO APPROVE THE REMUNERATION REPORT Mgmt For For
FOR THE FISCAL YEAR 2022 (ADVISORY VOTE)
5. EXPLANATION OF THE FINANCIAL AND DIVIDEND Non-Voting
POLICY
6. PROPOSAL TO DETERMINE THE DIVIDEND OVER THE Mgmt For For
FISCAL YEAR 2022
7. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY
8. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY
9. PROPOSAL TO APPOINT THE EXTERNAL AUDITOR Mgmt For For
FOR THE FISCAL YEAR 2024
10. OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF MEMBERS OF THE SUPERVISORY
BOARD
11. PROPOSAL TO REAPPOINT MRS. J.C.M. SAP AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
12. PROPOSAL TO APPOINT MR. B.J. NOTEBOOM AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
13. PROPOSAL TO APPOINT MR. F. HEEMSKERK AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
14. PROPOSAL TO APPOINT MR. H.H.J. DIJKHUIZEN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
15. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO RESOLVE THAT THE COMPANY MAY
ACQUIRE ITS OWN SHARES
16. PROPOSAL TO REDUCE THE CAPITAL BY Mgmt For For
CANCELLING OWN SHARES
17. PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO ISSUE
ORDINARY SHARES
18. PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO
RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON
ISSUING ORDINARY SHARES
19. ANY OTHER BUSINESS Non-Voting
20. VOTING RESULTS AND CLOSURE OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 717080573
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: EGM
Meeting Date: 31-May-2023
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNOUNCEMENT OF THE INTENDED APPOINTMENTS Non-Voting
AS MEMBERS OF THE BOARD OF MANAGEMENT OF
KPN OF: (A) MS. CHANTAL VERGOUW (B) MR.
WOUTER STAMMEIJER
3. OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF A MEMBER OF THE SUPERVISORY
BOARD OF KPN
4. PROPOSAL TO APPOINT MS. MARGA DE JAGER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5. ANY OTHER BUSINESS AND CLOSURE OF THE Non-Voting
MEETING
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935711728
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 08-Nov-2022
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sohail U. Ahmed Mgmt For For
1b. Election of Director: Timothy M. Archer Mgmt For For
1c. Election of Director: Eric K. Brandt Mgmt For For
1d. Election of Director: Michael R. Cannon Mgmt For For
1e. Election of Director: Bethany J. Mayer Mgmt For For
1f. Election of Director: Jyoti K. Mehra Mgmt For For
1g. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1h. Election of Director: Lih Shyng (Rick L.) Mgmt For For
Tsai
1i. Election of Director: Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 935785709
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James R. Anderson Mgmt For For
1.2 Election of Director: Robin A. Abrams Mgmt For For
1.3 Election of Director: Douglas Bettinger Mgmt For For
1.4 Election of Director: Mark E. Jensen Mgmt For For
1.5 Election of Director: James P. Lederer Mgmt For For
1.6 Election of Director: D. Jeffrey Richardson Mgmt For For
1.7 Election of Director: Elizabeth Schwarting Mgmt For For
1.8 Election of Director: Raejeanne Skillern Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 30, 2023.
3. To approve on a non-binding, advisory Mgmt For For
basis, our Named Executive Officers'
compensation.
4. To approve on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on executive compensation.
5. To approve our 2023 Equity Incentive Plan Mgmt For For
and the number of shares reserved for
issuance under the 2023 Equity Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935779655
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: David B. Burritt Mgmt For For
1c. Election of Director: Bruce A. Carlson Mgmt For For
1d. Election of Director: John M. Donovan Mgmt For For
1e. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1f. Election of Director: James O. Ellis, Jr. Mgmt For For
1g. Election of Director: Thomas J. Falk Mgmt For For
1h. Election of Director: Ilene S. Gordon Mgmt For For
1i. Election of Director: Vicki A. Hollub Mgmt For For
1j. Election of Director: Jeh C. Johnson Mgmt For For
1k. Election of Director: Debra L. Reed-Klages Mgmt For For
1l. Election of Director: James D. Taiclet Mgmt For For
1m. Election of Director: Patricia E. Mgmt For For
Yarrington
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
3. Advisory Vote on the Frequency of Advisory Mgmt 1 Year For
Votes to Approve the Compensation of our
Named Executive Officers.
4. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditors for
2023.
5. Stockholder Proposal Requiring Independent Shr Against For
Board Chairman.
6. Stockholder Proposal to Issue a Human Shr Against For
Rights Impact Assessment Report.
7. Stockholder Proposal to Issue a Report on Shr For Against
the Company's Intention to Reduce Full
Value Chain GHG Emissions.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY, INC. Agenda Number: 935858463
--------------------------------------------------------------------------------------------------------------------------
Security: 573874104
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: MRVL
ISIN: US5738741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sara Andrews Mgmt For For
1b. Election of Director: W. Tudor Brown Mgmt For For
1c. Election of Director: Brad W. Buss Mgmt For For
1d. Election of Director: Rebecca W. House Mgmt For For
1e. Election of Director: Marachel L. Knight Mgmt For For
1f. Election of Director: Matthew J. Murphy Mgmt For For
1g. Election of Director: Michael G. Strachan Mgmt For For
1h. Election of Director: Robert E. Switz Mgmt For For
1i. Election of Director: Ford Tamer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. To conduct an advisory (non-binding) vote Mgmt 1 Year For
on the frequency of holding an advisory
shareholder vote on executive compensation.
4. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 3, 2024.
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 717172100
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 31-May-2023
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2022 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL OF DISTRIBUTION OF Mgmt For For
2022 PROFITS.PROPOSED CASH DIVIDEND: TWD 62
PER SHARE AND THE PROPOSED CASH
DISTRIBUTION FROM CAPITAL ACCOUNT : TWD 14
PER SHARE.
3 AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION.
4.1 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SYARU SHIRLEY LIN,SHAREHOLDER
NO.A222291XXX
5 RELEASE OF THE NON-COMPETE RESTRICTION ON Mgmt For For
THE COMPANY'S DIRECTORS OF THE 9TH BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935688943
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 23-Aug-2022
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Matthew W. Chapman Mgmt For For
1.2 Election of Director: Esther L. Johnson Mgmt For For
1.3 Election of Director: Karlton D. Johnson Mgmt For For
1.4 Election of Director: Wade F. Meyercord Mgmt For For
1.5 Election of Director: Ganesh Moorthy Mgmt For For
1.6 Election of Director: Karen M. Rapp Mgmt For For
1.7 Election of Director: Steve Sanghi Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2023.
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935742177
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 12-Jan-2023
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Richard M. Beyer Mgmt For For
1b. ELECTION OF DIRECTOR: Lynn A. Dugle Mgmt For For
1c. ELECTION OF DIRECTOR: Steven J. Gomo Mgmt For For
1d. ELECTION OF DIRECTOR: Linnie M. Haynesworth Mgmt For For
1e. ELECTION OF DIRECTOR: Mary Pat McCarthy Mgmt For For
1f. ELECTION OF DIRECTOR: Sanjay Mehrotra Mgmt For For
1g. ELECTION OF DIRECTOR: Robert E. Switz Mgmt For For
1h. ELECTION OF DIRECTOR: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt For For
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO APPROVE OUR Mgmt For For
AMENDED AND RESTATED 2007 EQUITY INCENTIVE
PLAN TO INCREASE THE SHARES RESERVED FOR
ISSUANCE THERUNDER BY 50 MILLION AS
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING AUGUST 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935722567
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 13-Dec-2022
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reid G. Hoffman Mgmt For For
1b. Election of Director: Hugh F. Johnston Mgmt For For
1c. Election of Director: Teri L. List Mgmt For For
1d. Election of Director: Satya Nadella Mgmt For For
1e. Election of Director: Sandra E. Peterson Mgmt For For
1f. Election of Director: Penny S. Pritzker Mgmt For For
1g. Election of Director: Carlos A. Rodriguez Mgmt For For
1h. Election of Director: Charles W. Scharf Mgmt For For
1i. Election of Director: John W. Stanton Mgmt For For
1j. Election of Director: John W. Thompson Mgmt For For
1k. Election of Director: Emma N. Walmsley Mgmt For For
1l. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as our Independent Auditor for
Fiscal Year 2023
4. Shareholder Proposal - Cost/Benefit Shr Against For
Analysis of Diversity and Inclusion
5. Shareholder Proposal - Report on Hiring of Shr Against For
Persons with Arrest or Incarceration
Records
6. Shareholder Proposal - Report on Investment Shr Against For
of Retirement Funds in Companies
Contributing to Climate Change
7. Shareholder Proposal - Report on Government Shr Against For
Use of Microsoft Technology
8. Shareholder Proposal - Report on Shr Against For
Development of Products for Military
9. Shareholder Proposal - Report on Tax Shr Against For
Transparency
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 717313047
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 29-Jun-2023
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.2 Appoint a Director Watanabe, Kazunori Mgmt For For
1.3 Appoint a Director Koide, Hiroko Mgmt For For
1.4 Appoint a Director Kosaka, Tatsuro Mgmt For For
1.5 Appoint a Director Yanagi, Hiroyuki Mgmt For For
1.6 Appoint a Director Egawa, Masako Mgmt For For
1.7 Appoint a Director Matsuyama, Haruka Mgmt For For
1.8 Appoint a Director Uruma, Kei Mgmt For For
1.9 Appoint a Director Kawagoishi, Tadashi Mgmt For For
1.10 Appoint a Director Masuda, Kuniaki Mgmt For For
1.11 Appoint a Director Nagasawa, Jun Mgmt For For
1.12 Appoint a Director Takeda, Satoshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935808610
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter J. Cannone III Mgmt For For
Joseph B. Donahue Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. An advisory vote regarding the frequency of Mgmt 1 Year For
advisory votes on executive compensation.
4. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935791930
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael E. McGrath Mgmt For For
Alexander M. Davern Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, National Instruments Corporation's
executive compensation program.
3. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of stockholder votes
on National Instruments Corporation's
executive compensation program.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935887147
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Special
Meeting Date: 29-Jun-2023
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of April 12, 2023, by and among
National Instruments Corporation, Emerson
Electric Co., and Emersub CXIV (as it may
be amended from time to time, the "Merger
Agreement").
2. To approve, on an advisory (nonbinding) Mgmt For For
basis, the compensation that may be paid or
become payable to National Instruments
Corporation's named executive officers that
is based on or otherwise relates to the
Merger Agreement and the transactions
contemplated by the Merger Agreement.
3. To approve any adjournment of the special Mgmt For For
meeting of stockholders of National
Instruments Corporation (the "Special
Meeting"), if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 717303692
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 22-Jun-2023
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Three Committees
2.1 Appoint a Director Niino, Takashi Mgmt For For
2.2 Appoint a Director Morita, Takayuki Mgmt For For
2.3 Appoint a Director Fujikawa, Osamu Mgmt For For
2.4 Appoint a Director Matsukura, Hajime Mgmt For For
2.5 Appoint a Director Obata, Shinobu Mgmt For For
2.6 Appoint a Director Nakamura, Kuniharu Mgmt For For
2.7 Appoint a Director Christina Ahmadjian Mgmt For For
2.8 Appoint a Director Oka, Masashi Mgmt Against Against
2.9 Appoint a Director Okada, Kyoko Mgmt For For
2.10 Appoint a Director Mochizuki, Harufumi Mgmt For For
2.11 Appoint a Director Okada, Joji Mgmt For For
2.12 Appoint a Director Yamada, Yoshihito Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 717313643
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 22-Jun-2023
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Yanagi, Mgmt For For
Keiichiro
2.2 Appoint a Corporate Auditor Takahashi, Mgmt For For
Kanae
2.3 Appoint a Corporate Auditor Kanda, Hideki Mgmt For For
2.4 Appoint a Corporate Auditor Kashima, Kaoru Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935782931
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 04-Apr-2023
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7 Adoption of the Annual Accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and authorization of
the Board of Directors to decide on the
distribution of dividend and assets from
the invested unrestricted equity fund
9 Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability for the financial
year 2022
10 Addressing the Remuneration Report Mgmt For For
11 Resolution on the remuneration to the Mgmt For For
members of the Board of Directors
12. Resolution on the number of members of the Mgmt For For
Board of Directors
13a Election of Director: Sari Baldauf Mgmt For For
13b Election of Director: Thomas Dannenfeldt Mgmt For For
13c Election of Director: Lisa Hook Mgmt For For
13d Election of Director: Jeanette Horan Mgmt For For
13e Election of Director: Thomas Saueressig Mgmt For For
13f Election of Director: Soren Skou Mgmt For For
13g Election of Director: Carla Smits-Nusteling Mgmt For For
13h Election of Director: Kai Oistamo Mgmt For For
13i Election of Director: Timo Ahopelto Mgmt For For
13j Election of Director: Elizabeth Crain Mgmt For For
14 Resolution on the remuneration of the Mgmt For For
Auditor
15 Election of Auditor for the financial year Mgmt For For
2024
16 Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
17 Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935809763
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kathy J. Warden Mgmt For For
1b. Election of Director: David P. Abney Mgmt For For
1c. Election of Director: Marianne C. Brown Mgmt For For
1d. Election of Director: Ann M. Fudge Mgmt For For
1e. Election of Director: Madeleine A. Kleiner Mgmt For For
1f. Election of Director: Arvind Krishna Mgmt For For
1g. Election of Director: Graham N. Robinson Mgmt For For
1h. Election of Director: Kimberly A. Ross Mgmt For For
1i. Election of Director: Gary Roughead Mgmt For For
1j. Election of Director: Thomas M. Schoewe Mgmt For For
1k. Election of Director: James S. Turley Mgmt For For
1l. Election of Director: Mark A. Welsh III Mgmt For For
1m. Election of Director: Mary A. Winston Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to vote on the preferred frequency Mgmt 1 Year For
of future advisory votes on the
compensation of the Company's Named
Executive Officers.
4. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2023.
5. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
reduce the threshold to call a special
meeting of shareholders.
6. Shareholder proposal to annually conduct an Shr For Against
evaluation and issue a report describing
the alignment of the Company's political
activities with its human rights policy
7. Shareholder proposal to provide for an Shr Against For
independent Board chair.
--------------------------------------------------------------------------------------------------------------------------
NTT DATA CORPORATION Agenda Number: 717304062
--------------------------------------------------------------------------------------------------------------------------
Security: J59031104
Meeting Type: AGM
Meeting Date: 20-Jun-2023
Ticker:
ISIN: JP3165700000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Absorption-Type Company Split Mgmt For For
Agreement
3 Amend Articles to: Amend Official Company Mgmt For For
Name, Amend Business Lines
4.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Homma, Yo
4.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sasaki, Yutaka
4.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishihata,
Kazuhiro
4.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakayama,
Kazuhiko
4.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hirano, Eiji
4.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujii, Mariko
4.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Patrizio
Mapelli
4.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ike, Fumihiko
4.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishiguro,
Shigenao
5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tainaka,
Nobuyuki
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935863224
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: John O. Dabiri Mgmt For For
1d. Election of Director: Persis S. Drell Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt For For
1k. Election of Director: A. Brooke Seawell Mgmt For For
1l. Election of Director: Aarti Shah Mgmt For For
1m. Election of Director: Mark A. Stevens Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Advisory approval of the frequency of Mgmt 1 Year For
holding an advisory vote on our executive
compensation.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2024.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V. Agenda Number: 935858475
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2022 Statutory Annual Mgmt For For
Accounts
2. Discharge the members of the Company's Mgmt For For
Board of Directors (the "Board") for their
responsibilities in the financial year
ended December 31, 2022
3a. Re-appoint Kurt Sievers as executive Mgmt For For
director
3b. Re-appoint Annette Clayton as non-executive Mgmt For For
director
3c. Re-appoint Anthony Foxx as non-executive Mgmt For For
director
3d. Re-appoint Chunyuan Gu as non-executive Mgmt For For
director
3e. Re-appoint Lena Olving as non-executive Mgmt For For
director
3f. Re-appoint Julie Southern as non-executive Mgmt For For
director
3g. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3h. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3i. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
3j. Appoint Moshe Gavrielov as non-executive Mgmt For For
director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company ("ordinary
shares") and grant rights to acquire
ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude preemption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Re-appointment of Ernst & Young Accountants Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2023
9. Non-binding, advisory vote to approve Named Mgmt For For
Executive Officer compensation
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935803468
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Atsushi Abe Mgmt For For
1b. Election of Director: Alan Campbell Mgmt For For
1c. Election of Director: Susan K. Carter Mgmt For For
1d. Election of Director: Thomas L. Deitrich Mgmt For For
1e. Election of Director: Hassane El-Khoury Mgmt For For
1f. Election of Director: Bruce E. Kiddoo Mgmt For For
1g. Election of Director: Paul A. Mascarenas Mgmt For For
1h. Election of Director: Gregory Waters Mgmt For For
1i. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
(Say-on-Pay).
3. Advisory vote to approve the frequency of Mgmt 1 Year For
future Say-on-Pay votes.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered accounting firm for
the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935792704
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: ONTO
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Christopher A. Seams Mgmt For For
1.2 Election of Director: Leo Berlinghieri Mgmt For For
1.3 Election of Director: Stephen D. Kelley Mgmt For For
1.4 Election of Director: David B. Miller Mgmt For For
1.5 Election of Director: Michael P. Plisinski Mgmt For For
1.6 Election of Director: Karen M. Rogge Mgmt For For
1.7 Election of Director: May Su Mgmt For For
1.8 Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
proxy statement.
3. To hold an advisory (nonbinding) vote on Mgmt 1 Year For
the frequency of advisory votes on named
executive officer compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
ORANGE Agenda Number: 935838524
--------------------------------------------------------------------------------------------------------------------------
Security: 684060106
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: ORAN
ISIN: US6840601065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the Statutory Financial Mgmt For For
Statement for the fiscal year ending
December 31, 2023
O2 Approval of the Consolidated Financial Mgmt For For
Statements for the fiscal year ended
December 31, 2022
O3 Allocation of income for the fiscal year Mgmt For For
ended December 31, 2022, as stated in the
Statutory Financial Statements
O4 Agreements provided for in Articles L. Mgmt For For
225-38 et seq. of the French Commercial
Code
O5 Reappointment of Ms. Anne Lange as director Mgmt For For
O6 Reappointment of Ms. Anne-Gabrielle Mgmt For For
Heilbronner as independent director
O7 Reappointment of Mr. Alexandre Bompard as Mgmt For For
independent director
O8 Appointment of Mr. Momar Nguer as Mgmt For For
independent director
O9 Appointment of Mr. Gilles Grapinet as Mgmt For For
independent director
O10 Approval of the information mentioned in Mgmt For For
respect of the Compensation Policy in
Article L. 22-10-9 I. of the French
Commercial Code, pursuant to Article L.
22-10-34 I. of the French Commercial Code
O11 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Mr. Stephane Richard,
Chairman and Chief Executive Officer until
April 3, 2022 inclusive, pursuant to
Article L. 22-10-34 II. of the French
Commercial Code
O12 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Mr. Stephane Richard,
separated Chairman of the Board of
Directors from April 4, 2022 to May 19,
2022 inclusive, pursuant to Article L.
22-10-34 II. of the French Commercial Code
O13 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Ms. Christel Heydemann,
Chief Executive Officer as from April 4,
2022, pursuant to Article L. 22-10-34 II.
of the French Commercial Code
O14 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Mr. Jacques
Aschenbroich, Chairman of the Board of
Directors as from May 19, 2022, pursuant to
Article L. 22-10-34 II. of the French
Commercial Code
O15 Approval of the components of compensation Mgmt For For
paid during the fiscal year ended December
31, 2022 or allocated in respect of the
same fiscal year to Mr. Ramon Fernandez,
Delegate Chief Executive Officer, pursuant
to Article L. 22-10-34 II. of the French
Commercial Code
O16 Approval of the 2023 compensation policy Mgmt For For
for the Chairman of the Board of Directors,
pursuant to Article L. 22-10-8 of the
French Commercial Code
O17 Approval of the 2023 compensation policy Mgmt For For
for the Chief Executive Officer, pursuant
to Article L. 22-10-8 of the French
Commercial Code
O18 Approval of the 2023 compensation policy Mgmt For For
for directors, pursuant to Article L.
22-10-8 of the French Commercial Code
O19 Authorization to be granted to the Board of Mgmt For For
Directors to purchase or transfer Company
shares
E20 Delegation of authority to the Board of Mgmt For For
Directors to issue Company shares and
complex securities, with shareholders'
preferential subscription rights (usable
only outside of a public tender offer
period for the Company's securities, unless
specifically authorized by the
Shareholders' Meeting)
E21 Delegation of authority to the Board of Mgmt For For
Directors to issue Company shares and
complex securities, with the waiver of
shareholders' preferential subscription
rights as part of a public tender offer
other than those referred to in Article L.
411-2 section II of the French Monetary and
Financial Code (usable only outside of a
public tender offer period for the
Company's securities, unless specifically
authorized by the Shareholders' Meeting)
E22 Delegation of authority to the Board of Mgmt For For
Directors to issue Company shares and
complex securities, with the waiver of
shareholders' preferential subscription
rights as part of a public tender offer
referred to in Article L. 411-2, paragraph
1 of the French Monetary and Financial Code
(usable only outside of a public tender
offer period for the Company's securities,
unless specifically authorized by the
Shareholders' Meeting)
E23 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
securities to be issued in the event of a
securities issue (usable only outside of a
public tender offer period for the
Company's securities, unless specifically
authorized by the Shareholders' Meeting)
E24 Delegation of authority to the Board of Mgmt For For
Directors to issue shares and complex
securities, with the waiver of
shareholders' preferential subscription
rights in the event of a public exchange
offer initiated by the Company (usable only
outside of a public tender offer period for
the Company's securities, unless
specifically authorized by the
Shareholders' Meeting)
E25 Delegation of powers to the Board of Mgmt For For
Directors to issue shares and complex
securities, with the waiver of
shareholders' preferential subscription
rights, as consideration for in-kind
contributions granted to the Company and
consisting of equity securities or
securities giving access to the Company's
capital (usable only outside of a public
tender offer period for the Company's
securities, unless specifically authorized
by the Shareholders' Meeting)
E26 Overall limit of authorizations Mgmt For For
E27 Authorization granted to the Board of Mgmt For For
Directors to award free shares of the
Company to executive Corporate Officers and
certain Orange group employees and
involving the waiver of shareholders'
preferential subscription rights
E28 Delegation of authority to the Board of Mgmt For For
Directors to issue shares or complex
securities reserved for members of savings
plans and involving the waiver of
shareholders' preferential subscription
rights
E29 Delegation of authority to the Board of Mgmt For For
Directors to increase the capital of the
Company by capitalization of reserves,
profits or premiums
E30 Authorization of the Board of Directors to Mgmt For For
reduce the capital through the cancellation
of shares
E31 Powers for formalities Mgmt For For
A Amendment to Article 13 of the Bylaws on Shr Against For
plurality of mandates
B Amendment to the twenty-seventh resolution Shr Against For
- Authorization granted to the Board of
Directors to award free Company shares to
Executive Corporate Officers and certain
Orange group employees and involving the
waiver of shareholders' preferential
subscription rights (modification of ESG
criteria and the award ceiling)
C Amendment to the twenty-seventh resolution Shr Against For
- Authorization granted to the Board of
Directors to award free Company shares to
Executive Corporate Officers and certain
Orange group employees and involving the
waiver of shareholders' preferential
subscription rights (modification of ESG
criteria)
D Amendment to the twenty-seventh resolution Shr Against For
- Authorization granted to the Board of
Directors either to allocate free Company
shares to the Company's employees, with the
same regularity as the long term incentive
plan (LTIP) is awarded to Executive
Corporate Officers and certain employees of
the Orange Group, involving the waiving of
shareholders' preferential subscription
rights, or to carry out an annual offer
under the terms, conditions and procedures
for issuing shares or complex ...(due to
space limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935757281
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Sylvia Acevedo
1b. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Cristiano R. Amon
1c. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Mark Fields
1d. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jeffrey W. Henderson
1e. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Gregory N. Johnson
1f. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Ann M. Livermore
1g. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Mark D. McLaughlin
1h. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jamie S. Miller
1i. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Irene B. Rosenfeld
1j. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Kornelis (Neil) Smit
1k. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jean-Pascal Tricoire
1l. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Anthony J. Vinciquerra
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 24, 2023.
3. Approval of the QUALCOMM Incorporated 2023 Mgmt For For
Long-Term Incentive Plan.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935780468
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tracy A. Atkinson Mgmt For For
1b. Election of Director: Leanne G. Caret Mgmt For For
1c. Election of Director: Bernard A. Harris, Mgmt For For
Jr.
1d. Election of Director: Gregory J. Hayes Mgmt For For
1e. Election of Director: George R. Oliver Mgmt For For
1f. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1g. Election of Director: Dinesh C. Paliwal Mgmt For For
1h. Election of Director: Ellen M. Pawlikowski Mgmt For For
1i. Election of Director: Denise L. Ramos Mgmt For For
1j. Election of Director: Fredric G. Reynolds Mgmt For For
1k. Election of Director: Brian C. Rogers Mgmt For For
1l. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1m. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Advisory Vote on the Frequency of Mgmt 1 Year For
Shareowner Votes on Named Executive Officer
Compensation
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2023
5. Approve an Amendment to the Restated Mgmt For For
Certificate of Incorporation to Repeal
Article Ninth
6. Approve an Amendment to the Restated Mgmt For For
Certificate of Incorporation to Eliminate
Personal Liability of Officers for Monetary
Damages for Breach of Fiduciary Duty as an
Officer
7. Shareowner Proposal Requesting the Board Shr For Against
Adopt an Independent Board Chair Policy
8. Shareowner Proposal Requesting a Report on Shr For Against
Greenhouse Gas Reduction Plan
--------------------------------------------------------------------------------------------------------------------------
RENESAS ELECTRONICS CORPORATION Agenda Number: 716758442
--------------------------------------------------------------------------------------------------------------------------
Security: J4881V107
Meeting Type: AGM
Meeting Date: 30-Mar-2023
Ticker:
ISIN: JP3164720009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Shibata, Hidetoshi Mgmt For For
1.2 Appoint a Director Iwasaki, Jiro Mgmt For For
1.3 Appoint a Director Selena Loh Lacroix Mgmt For For
1.4 Appoint a Director Yamamoto, Noboru Mgmt For For
1.5 Appoint a Director Hirano, Takuya Mgmt For For
2 Approve Details of Introduction of a Tax Mgmt For For
Advantaged Employee Share Purchase Plan for
Employees of the Company and the Company's
Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
REPLY SPA Agenda Number: 716814745
--------------------------------------------------------------------------------------------------------------------------
Security: T60326112
Meeting Type: AGM
Meeting Date: 20-Apr-2023
Ticker:
ISIN: IT0005282865
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
0010 EXAMINATION AND APPROVAL OF THE FINANCIAL Mgmt For For
STATEMENTS AT 31 DECEMBER 2022: REPORT OF
THE BOARD OF DIRECTORS ON MANAGMENT; REPORT
OF THE INTERNAL AUDITORS, REPORT OF THE
EXTERNAL AUDITORS
0020 ALLOCATION OF NET RESULT FOR THE FINANCIAL Mgmt For For
YEAR, PROPOSAL OF DISTRIBUTION OF A
DIVIDEND TO SHAREHOLDERS AND ASSIGNMENT OF
PROFIT PARTICIPATION TO DIRECTORS INVESTED
IN PARTICULAR OPERATING OFFICES PURSUANT TO
ART. 22 OF THE ARTICLES OF ASSOCIATION:
RESOLUTIONS RELATED THERETO
0030 RESOLUTIONS ON THE PURCHASE AND SALE OF Mgmt Against Against
TREASURY SHARES PURSUANT TO ART. 2357,
2357-TER OF THE CIVIL CODE AND ART. 132 OF
LEGISLATIVE DECREE N. 58/1998, AS WELL AS
PURSUANT TO ARTICLE 144-BIS OF CONSOB
REGULATION NO. 11971, SUBJECT TO REVOCATION
OF THE RELEASE ASSUMED BY THE SHAREHOLDERS'
MEETING OF 22 APRIL 2022, FOR ANYTHING NOT
USED
0040 PROPOSAL TO SUPPLEMENT THE EMOLUMENTS OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS NOT
INVESTED IN OPERATIONAL POWERS, RESOLUTIONS
RELATED THERETO
0050 REPORT ON THE REMUNERATION POLICY AND FEES Mgmt Against Against
PAID OUT: RESOLUTIONS RELATING TO THE FIRST
SECTION RELATED TO ART. 123-TER, ITEM 3-BIS
OF TUF
0060 REPORT ON THE REMUNERATION POLICY AND FEES Mgmt Against Against
PAID OUT: RESOLUTIONS RELATING TO THE
SECOND SECTION RELATED TO ART. 123-TER,
ITEM 6 OF TUF
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 APR 2023 (AND A THIRD CALL ON DD
MMM YYYY). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
RIGETTI COMPUTING, INC. Agenda Number: 935850164
--------------------------------------------------------------------------------------------------------------------------
Security: 76655K103
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: RGTI
ISIN: US76655K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Subodh Kulkarni Mgmt For For
Ray Johnson Mgmt For For
H. Gail Sandford Mgmt Withheld Against
2. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to effect a
reverse stock split of the Company's common
stock, par value $0.0001 per share, at a
ratio of 1-for- 10 (the "Reverse Stock
Split Proposal").
3. To ratify the selection of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
4. To approve the adjournment of the Company's Mgmt For For
2023 Annual Meeting of Stockholders, if
necessary, to solicit additional proxies if
there are not sufficient votes in favor of
the Reverse Stock Split Proposal.
--------------------------------------------------------------------------------------------------------------------------
SENSETIME GROUP INC. Agenda Number: 717298980
--------------------------------------------------------------------------------------------------------------------------
Security: G8062L104
Meeting Type: AGM
Meeting Date: 23-Jun-2023
Ticker:
ISIN: KYG8062L1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0528/2023052800261.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0528/2023052800263.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS (THE DIRECTOR(S))
AND THE AUDITOR OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2022
2 TO RE-ELECT MR. XU BING AS AN EXECUTIVE Mgmt For For
DIRECTOR
3 TO RE-ELECT MR. LI WEI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. LYN FRANK YEE CHON AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE BOARD) TO FIX THE RESPECTIVE
DIRECTORS REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE BOARD Mgmt For For
AND/OR ITS AUTHORIZED PERSON(S), TO
REPURCHASE THE COMPANY'S SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING THIS RESOLUTION (THE SHARE
REPURCHASE MANDATE)
7 TO GRANT A GENERAL MANDATE TO THE BOARD Mgmt Against Against
AND/OR ITS AUTHORIZED PERSON(S), TO ALLOT,
ISSUE AND DEAL WITH NEW CLASS B ORDINARY
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING THIS
RESOLUTION (THE SHARE ISSUE MANDATE)
8 CONDITIONAL UPON THE PASSING OF RESOLUTIONS Mgmt Against Against
NOS. 6 AND 7, TO EXTEND THE SHARE ISSUE
MANDATE GRANTED TO THE BOARD AND/OR ITS
AUTHORIZED PERSON(S) TO ALLOT, ISSUE AND
DEAL WITH ADDITIONAL SHARES IN THE CAPITAL
OF THE COMPANY BY THE TOTAL NUMBER OF
SHARES REPURCHASED BY THE COMPANY UNDER THE
SHARE REPURCHASE MANDATE
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2023
10 TO ADOPT THE AMENDED AND RESTATED Mgmt For For
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935862195
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Patricia Mgmt For For
Morrison
1b. Election of Class II Director: David Mgmt For For
Tunnell
1c. Election of Class II Director: General Mgmt For For
Dennis Via (ret)
1d. Election of Class II Director: Luis Visoso Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2024.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
4. To approve the Splunk Inc. Amended and Mgmt Against Against
Restated 2022 Equity Incentive Plan and the
reservation of shares thereunder.
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS N.V. Agenda Number: 935859756
--------------------------------------------------------------------------------------------------------------------------
Security: 861012102
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: STM
ISIN: US8610121027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Remuneration Report (advisory vote) Mgmt For For
4. Adoption of the Company's annual accounts Mgmt For For
for its 2022 financial year (voting item)
5. Adoption of a dividend (voting item) Mgmt For For
6. Discharge of the sole member of the Mgmt For For
Managing Board (voting item)
7. Discharge of the members of the Supervisory Mgmt For For
Board (voting item)
8. Approval of the stock-based portion of the Mgmt For For
compensation of the President and CEO
(voting item)
9. Re-appointment of Mr. Yann Delabriere as Mgmt For For
member of the Supervisory Board (voting
item)
10. Re-appointment of Ms. Ana de Pro Gonzalo as Mgmt For For
member of the Supervisory Board (voting
item)
11. Re-appointment of Mr. Frederic Sanchez as Mgmt For For
member of the Supervisory Board (voting
item)
12. Re-appointment of Mr. Maurizio Tamagnini as Mgmt For For
member of the Supervisory Board (voting
item)
13. Appointment of Ms. Helene Vletter-van Dort Mgmt For For
as member of the Supervisory Board (voting
item)
14. Appointment of Mr. Paolo Visca as member of Mgmt For For
the Supervisory Board (voting item)
15. Authorization to the Managing Board, until Mgmt For For
the conclusion of the 2024 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board(voting item)
16. Delegation to the Supervisory Board of the Mgmt For For
authority to issue new common shares, to
grant rights to subscribe for such shares,
and to limit and/or exclude existing
shareholders' pre-emptive rights on common
shares, until the conclusion of the 2024
AGM (voting item)
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 935708202
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 25-Oct-2022
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Hurlston Mgmt For For
1b. Election of Director: Patricia Kummrow Mgmt For For
1c. Election of Director: Vivie Lee Mgmt For For
2. Proposal to approve, on a non-binding Mgmt For For
advisory basis, the compensation of the
Company's Named Executive Officers.
3. Proposal to ratify the appointment of KPMG Mgmt For For
LLP, an independent registered public
accounting firm, as the Company's
independent auditor for the fiscal year
ending June 24, 2023.
4. Proposal to approve the Company's amended Mgmt For For
and restated 2019 Equity and Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935768599
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 12-Apr-2023
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aart J. de Geus Mgmt For For
1b. Election of Director: Luis Borgen Mgmt For For
1c. Election of Director: Marc N. Casper Mgmt For For
1d. Election of Director: Janice D. Chaffin Mgmt For For
1e. Election of Director: Bruce R. Chizen Mgmt For For
1f. Election of Director: Mercedes Johnson Mgmt For For
1g. Election of Director: Jeannine P. Sargent Mgmt For For
1h. Election of Director: John G. Schwarz Mgmt For For
1i. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 3,300,000 shares.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of an advisory vote on the
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
5. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 28,
2023.
6. To vote on a stockholder proposal regarding Shr For Against
special stockholder meetings, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935863298
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To accept 2022 Business Report and Mgmt For For
Financial Statements
2. To approve the issuance of employee Mgmt For For
restricted stock awards for year 2023
3. To revise the Procedures for Endorsement Mgmt Against Against
and Guarantee
4. In order to reflect the Audit Committee Mgmt For For
name change to the Audit and Risk
Committee, to revise the name of Audit
Committee in the following TSMC policies:
i. Procedures for Acquisition or Disposal
of Assets ii. Procedures for Financial
Derivatives Transactions iii. Procedures
for Lending Funds to Other Parties iv.
Procedures for Endorsement and Guarantee
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 935785519
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Daniel R. Mgmt For For
Fishback
1b. Election of Class I Director: Stephen Mgmt For For
McMillan
1c. Election of Class I Director: Kimberly K. Mgmt For For
Nelson
1d. Election of Class III Director: Todd E. Mgmt For For
McElhatton
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. An advisory (non-binding) vote to approve Mgmt 1 Year For
the frequency of say- on-pay vote.
4. Approval of the Teradata 2023 Stock Mgmt For For
Incentive Plan.
5. Approval of the Teradata Employee Stock Mgmt For For
Purchase Plan as Amended and Restated.
6. Approval of the ratification of the Mgmt For For
appointment of the independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935790281
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Timothy E. Guertin
1b. Election of Director for a one-year term: Mgmt For For
Peter Herweck
1c. Election of Director for a one-year term: Mgmt For For
Mercedes Johnson
1d. Election of Director for a one-year term: Mgmt For For
Ernest E. Maddock
1e. Election of Director for a one-year term: Mgmt For For
Marilyn Matz
1f. Election of Director for a one-year term: Mgmt For For
Gregory S. Smith
1g. Election of Director for a one-year term: Mgmt For For
Ford Tamer
1h. Election of Director for a one-year term: Mgmt For For
Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve, in a non-binding, advisory Mgmt 1 Year For
vote, that the frequency of an advisory
vote on the compensation of the Company's
named executive officers as set forth in
the Company's proxy statement is every
year, every two years, or every three
years.
4. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935777120
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Blinn Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Janet F. Clark Mgmt For For
1d. Election of Director: Carrie S. Cox Mgmt For For
1e. Election of Director: Martin S. Craighead Mgmt For For
1f. Election of Director: Curtis C. Farmer Mgmt For For
1g. Election of Director: Jean M. Hobby Mgmt For For
1h. Election of Director: Haviv Ilan Mgmt For For
1i. Election of Director: Ronald Kirk Mgmt For For
1j. Election of Director: Pamela H. Patsley Mgmt For For
1k. Election of Director: Robert E. Sanchez Mgmt For For
1l. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal to approve amendment and Mgmt For For
restatement of the TI Employees 2014 Stock
Purchase Plan to extend the termination
date.
3. Board proposal regarding advisory vote on Mgmt 1 Year For
the frequency of future advisory votes on
executive compensation.
4. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
5. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2023.
6. Stockholder proposal to permit a combined Shr For Against
10% of stockholders to call a special
meeting.
7. Stockholder proposal to report on due Shr Against For
diligence efforts to trace end-user misuse
of company products.
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 717378738
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 29-Jun-2023
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Watanabe, Akihiro Mgmt For For
1.2 Appoint a Director Shimada, Taro Mgmt For For
1.3 Appoint a Director Paul J. Brough Mgmt For For
1.4 Appoint a Director Ayako Hirota Weissman Mgmt For For
1.5 Appoint a Director Jerome Thomas Black Mgmt For For
1.6 Appoint a Director George Raymond Zage III Mgmt For For
1.7 Appoint a Director Hashimoto, Katsunori Mgmt For For
1.8 Appoint a Director Mochizuki, Mikio Mgmt For For
1.9 Appoint a Director Uzawa, Ayumi Mgmt For For
1.10 Appoint a Director Imai, Eijiro Mgmt For For
1.11 Appoint a Director Nabeel Bhanji Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOWER SEMICONDUCTOR LTD. Agenda Number: 935681153
--------------------------------------------------------------------------------------------------------------------------
Security: M87915274
Meeting Type: Annual
Meeting Date: 21-Jul-2022
Ticker: TSEM
ISIN: IL0010823792
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt No vote
next annual meeting: Amir Elstein
1b. Election of Director to serve until the Mgmt No vote
next annual meeting: Russell Ellwanger
1c. Election of Director to serve until the Mgmt No vote
next annual meeting: Kalman Kaufman
1d. Election of Director to serve until the Mgmt No vote
next annual meeting: Dana Gross
1e. Election of Director to serve until the Mgmt No vote
next annual meeting: Ilan Flato
1f. Election of Director to serve until the Mgmt No vote
next annual meeting: Yoav Chelouche
1g. Election of Director to serve until the Mgmt No vote
next annual meeting: Iris Avner
1h. Election of Director to serve until the Mgmt No vote
next annual meeting: Michal Vakrat Wolkin
1i. Election of Director to serve until the Mgmt No vote
next annual meeting: Avi Hasson
2. TO APPOINT Mr. Amir Elstein as the Chairman Mgmt No vote
of the Board of Directors to serve until
the next annual meeting of shareholders and
until his successor is duly appointed and
approve the terms of his compensation in
such capacity, as described in Proposal 2
of the Proxy Statement, subject to approval
of his election as a director under
Proposal 1.
3. TO APPROVE the increase in the annual base Mgmt No vote
salary of Mr. Russell Ellwanger, the
Company's Chief Executive Officer, as
described in Proposal 3 of the Proxy
Statement.
3a. Do you have a "Personal Interest" (as Mgmt No vote
defined in the Proxy Statement) with
respect to the subject matter of Proposal
3? Mark "for" = yes or "against" = no.
4. TO APPROVE the award of equity-based Mgmt No vote
compensation to Mr. Russell Ellwanger, the
Company's Chief Executive Officer, as
described in Proposal 4 of the Proxy
Statement.
4a. Do you have a "Personal Interest" (as Mgmt No vote
defined in the Proxy Statement) with
respect to the subject matter of Proposal
4? Mark "for" = yes or "against" = no.
5. TO APPROVE the equity grant to each member Mgmt No vote
of the Company's Board of Directors (other
than Amir Elstein and Russell Ellwanger),
as described in Proposal 5 of the Proxy
Statement, subject to his or her respective
election as a director under Proposal 1.
6. TO APPROVE the appointment of Brightman Mgmt No vote
Almagor Zohar & Co, Certified Public
Accountants, a firm in the Deloitte Global
Network, as the independent registered
public accountants of the Company for the
year ending December 31, 2022 and for the
period commencing January 1, 2023 and until
the next annual shareholders meeting, and
to authorize the Audit Committee of the
Board of Directors to determine the
remuneration of such firm in accordance
with the volume and nature of its services.
--------------------------------------------------------------------------------------------------------------------------
WIPRO LIMITED Agenda Number: 935685315
--------------------------------------------------------------------------------------------------------------------------
Security: 97651M109
Meeting Type: Annual
Meeting Date: 19-Jul-2022
Ticker: WIT
ISIN: US97651M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive, consider and adopt the Audited Mgmt For For
Financial Statements of the Company
(including consolidated financial
statements) for the financial year ended
March 31, 2022, together with the Reports
of the Board of Directors and Auditors
thereon.
2. To confirm the interim dividend of INR 1/- Mgmt For For
per equity share declared by the Board on
January 12, 2022, and INR 5/- per equity
share declared by the Board on March 25,
2022, as the final dividend for the
financial year 2021-22.
3. To consider appointment of a Director in Mgmt For For
place of Mr. Azim H. Premji (DIN: 00234280)
who retires by rotation and being eligible,
offers himself for re-appointment.
4. To consider and approve re-appointment of Mgmt For For
Deloitte Haskins & Sells LLP, Chartered
Accountants, as statutory auditors of the
Company and to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
WIPRO LIMITED Agenda Number: 935731908
--------------------------------------------------------------------------------------------------------------------------
Security: 97651M109
Meeting Type: Special
Meeting Date: 24-Nov-2022
Ticker: WIT
ISIN: US97651M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the appointment of Ms. PAivi Mgmt For For
Elina Rekonen Fleischer (DIN: 09669696) as
an Independent Director of the Company.
--------------------------------------------------------------------------------------------------------------------------
WIPRO LIMITED Agenda Number: 935867830
--------------------------------------------------------------------------------------------------------------------------
Security: 97651M109
Meeting Type: Special
Meeting Date: 01-Jun-2023
Ticker: WIT
ISIN: US97651M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval for Buyback of Equity Shares Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina R Nelson
Name Kristina R Nelson
Title President
Date 08/30/2023