================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 E.W. BLANCH HOLDINGS, INC. (Name of Subject Company) E.W. BLANCH HOLDINGS, INC. (Name of Person Filing Statement) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 93210607 (Cusip Number of Class of Securities) Daniel P. O'Keefe Executive Vice President, General Counsel and Secretary E.W. Blanch Holdings, Inc. 500 N. Akard, Suite 4500 Dallas, TX 75201 (214) 756-7000 (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications On Behalf of the Person Filing Statement) WITH A COPY TO: Thomas W. Christopher, Esq. Fried, Frank, Harris, Shriver & Jacobson One New York Plaza New York, NY 10004 (212) 859-8000 /X/ Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Exhibit Index 99.1 Press Release, dated April 23, 2001