SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
NIAGARA MOHAWK POWER CORPORATION
(Exact name of registrant as specified in its charter)
New York 15-0265555
(State of incorporation or organization) (I.R.S. Employer
Identification No.)
300 Erie Boulevard West
Syracuse, New York 13202
(Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
Name of each exchange
Title of each class on which each class is
to be so registered to be registered
------------------- ----------------------
Preferred Stock, 9 % Series New York Stock Exchange
($25 par value)
Securities to be registered pursuant to Section 12(g) of the Act:
NONE
Item 1. Description of Registrant's Securities to be Registered
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A description of the securities to be registered is contained
under the captions "Description of New Preferred Stock" in the
Registrant's Prospectus dated May 13, 1994 ("Prospectus"), as supplemented
by a Prospectus Supplement dated August 1, 1994, and "Supplemental
Description of New Preferred Stock" in the Prospectus Supplement dated
August 1, 1994 ("Prospectus Supplement") and filed pursuant to Rule
424(b)(5), relating to the Registrant's Registration Statement on Form S-3
(No. 33-51073) ("Registration Statement"). The Registrant's Registration
Statement, Prospectus and Prospectus Supplement are hereby incorporated by
reference.
Item 2. Exhibits.
--------
The following exhibits shall be filed with each copy of this
registration statement filed with the New York Stock Exchange, Inc. Each
document referred to below is incorporated by reference, unless the
reference to the document in the list is preceded by an asterisk.
Previous filings with the Commission by Niagara Mohawk Power Corporation
("NMPC") and Central New York Power Corporation ("CNYP") are indicated as
follows:
A-NMPC Registration Statement No. 2-8214;
W-NMPC Registration Statement No. 2-10875;
Y-NMPC Registration Statement No. 2-12973;
Z-NMPC Registration Statement No. 2-13285;
HH-NMPC Registration Statement No. 2-26918;
KK-NMPC Registration Statement No. 2-38083;
NN-NMPC Registration Statement No. 2-47044;
OO-NMPC Registration Statement No. 2-49570;
PP-NMPC Registration Statement No. 2-51084;
TT-NMPC Registration Statement No. 2-54017;
VV-NMPC Registration Statement No. 2-59500;
YY-NMPC Registration Statement No. 2-61598;
ZZ-NMPC Registration Statement No. 2-62927;
AAA-NMPC Registration Statement No. 2-65219;
BBB-NMPC Registration Statement No. 2-67914;
III-NMPC Registration Statement No. 2-91527;
KKK-NMPC Registration Statement No. 33-10743;
NNN-NMPC Registration Statement No. 33-24755;
SSS-NMPC Registration Statement No. 33-41430;
TTT-NMPC Registration Statement No. 33-47241;
VVV-NMPC Registration Statement No. 33-51073;
a--NMPC Current Report on Form 8-K filed July 6, 1993; and
b--NMPC Current Report on Form 8-K filed August 8, 1994.
Incorporated by
Reference
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Previous
Exhibit Previous Exhibit
No. Description of Instrument Filing Designation
------- ------------------------- -------- -----------
1 Form of Preferred Stock Underwriting
Agreement . . . . . . . . . . . . . . b 1(d)
3(b) By-Laws of NMPC . . . . . . . . . . . a 3(b)
4(a)(1) Specimen of Preferred Stock, $25 par
value . . . . . . . . . . . . . . . . SSS 4(a)
4(a)(2) Certificate of Consolidation of New
York Power and Light Corporation,
Buffalo Niagara Electric Corporation
and Central New York Power
Corporation, filed in the office of
the New York Secretary of State,
January 5, 1950 . . . . . . . . . . . A 1-1
4(a)(3) Certificate of Amendment of
Certificate of Incorporation of NMPC,
filed in the office of the New York
Secretary of State, January 5, 1950 . A 1-2
4(a)(4) Certificate of Amendment of
Certificate of Incorporation of NMPC
pursuant to Section 36 of the Stock
Corporation Law of New York, filed
August 22, 1952 in the office of the
New York Secretary of State . . . . . AAA 2-4
4(a)(5) Certificate of NMPC pursuant to
Section 11 of the Stock Corporation
Law of New York, filed May 5, 1954 in
the office of the New York Secretary
of State . . . . . . . . . . . . . . W 3-7
4(a)(6) Certificate of Amendment of
Certificate of Incorporation of NMPC
pursuant to Section 36 of the Stock
Corporation Law of New York, filed
January 9, 1957 in the office of the
New York Secretary of State . . . . . Y 3-5
4(a)(7) Certificate of NMPC pursuant to
Section 11 of the Stock Corporation
Law of New York, filed May 22, 1957 in
the office of the New York Secretary
of State . . . . . . . . . . . . . . Z 3-6
4(a)(8) Certificate of NMPC pursuant to
Section 11 of the Stock Corporation
Law of New York, filed February 18,
1958 in the office of the New York
Secretary of State . . . . . . . . . BB 3-7
4(a)(9) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
5, 1965 in the office of the New York
Secretary of State . . . . . . . . . HH 3-8
4(a)(10) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
August 24, 1967 in the office of the
New York Secretary of State . . . . . KK 2-50
4(a)(11) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
August 19, 1968 in the office of the
New York Secretary of State . . . . . KK 2-51
4(a)(12) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
September 22, 1969 in the office of
the New York Secretary of State . . . KK 2-52
4(a)(13) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
12, 1971 in the office of the New York
Secretary of State . . . . . . . . . MM 2-56
4(a)(14) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
August 18, 1972 in the office of the
New York Secretary of State . . . . . NN 2-57
4(a)(15) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
June 26, 1973 in the office of the New
York Secretary of State . . . . . . . OO 2-59
4(a)(16) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
9, 1974 in the office of the New York
Secretary of State . . . . . . . . . PP 2-60
4(a)(17) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
March 12, 1975 in the office of the
New York Secretary of State . . . . . TT 2-17
4(a)(18) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
7, 1975 in the office of the New York
Secretary of State . . . . . . . . . TT 2-18
4(a)(19) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
August 27, 1975 in the office of the
New York Secretary of State . . . . . VV 2-19
4(a)(20) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
7, 1976 in the office of the New York
Secretary of State . . . . . . . . . VV 2-20
4(a)(21) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
September 28, 1976 in the office of
the New York Secretary of State . . . KKK 4(b)(20)
4(a)(22) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
January 27, 1978 in the office of the
New York Secretary of State . . . . . YY 2-21
4(a)(23) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
8, 1978 in the office of the New York
Secretary of State . . . . . . . . . YY 2-22
4(a)(24) Certificate of Correction of the
Certificate of Amendment filed May 7,
1976 of the Certificate of
Incorporation under Section 105 of the
Business Corporation Law of New York,
filed July 13, 1978 in the office of
the New York Secretary of State . . . ZZ 2-23
4(a)(25) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
July 17, 1978 in the office of the New
York Secretary of State . . . . . . . ZZ 2-24
4(a)(26) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
March 3, 1980 in the office of the New
York Secretary of State . . . . . . . BBB (b)(27)
4(a)(27) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
March 31, 1981 in the office of the
New York Secretary of State . . . . . KKK 4(b)(26)
4(a)(28) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
March 31, 1981 in the office of the
New York Secretary of State . . . . . KKK 4(b)(27)
4(a)(29) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
April 22, 1981 in the office of the
New York Secretary of State . . . . . KKK 4(b)(28)
4(a)(30) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
8, 1981 in the office of the New York
Secretary of State . . . . . . . . . KKK 4(b)(29)
4(a)(31) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
April 26, 1982 in the office of the
New York Secretary of State . . . . . KKK 4(b)(30)
4(a)(32) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
January 24, 1983 in the office of the
New York Secretary of State . . . . . KKK 4(b)(31)
4(a)(33) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
August 3, 1983 in the office of the
New York Secretary of State . . . . . KKK 4(b)(32)
4(a)(34) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
December 27, 1983 in the office of the
New York Secretary of State . . . . . KKK 4(b)(33)
4(a)(35) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
December 27, 1983 in the office of the
New York Secretary of State . . . . . KKK 4(b)(34)
4(a)(36) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
June 4, 1984 in the office of the New
York Secretary of State . . . . . . . III 4(b)(35)
4(a)(37) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
August 29,1984 in the office of the
New York Secretary of State . . . . . KKK 4(b)(36)
4(a)(38) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
April 17, 1985 in the office of the
New York Secretary of State . . . . . KKK 4(b)(37)
4(a)(39) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
3, 1985 in the office of the New York
Secretary of State . . . . . . . . . KKK 4(b)(38)
4(a)(40) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
December 24, 1986 in the office of the
New York Secretary of State . . . . . NNN 3(a)(39)
4(a)(41) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
June 1, 1987 in the office of the New
York Secretary of State . . . . . . . NNN 3(a)(40)
4(a)(42) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
July 20, 1987 in the office of the New
York Secretary of State . . . . . . . NNN 3(a)(41)
4(a)(43) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed May
27, 1988 in the office of the New York
Secretary of State . . . . . . . . . NNN 3(a)(42)
4(a)(44) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
September 27, 1990 in the office of
the New York Secretary of State . . . RRR 3(a)(43)
4(a)(45) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
October 18, 1991 in the office of the
New York Secretary of State . . . . . TTT 3(a)(44)
4(a)(46) Form of Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, to be
filed in the office of the New York
Secretary of State . . . . . . . . . VVV 4(c)(45)
*4(a)(47) Certificate of Amendment of
Certificate of Incorporation of NMPC
under Section 805 of the Business
Corporation Law of New York, filed
August 5, 1994 in the office of the
New York Secretary of State . . . . .
SIGNATURES
Pursuant to the requirements of Section 12 of the
Securities Exchange Act of 1934, the Registrant has duly caused this
registration statement to be signed on its behalf by the undersigned,
thereto duly authorized.
NIAGARA MOHAWK POWER CORPORATION
August 12, 1994 By: /s/ Steven W. Tasker
------------------------------------
Name: Steven W. Tasker
Title: Vice President-Controller and
Principal Accounting Officer