============================================================================= SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended December 31, 1994 ----------------------------------- Commission file number 0-14140 First Albany Companies Inc. ---------------------------------------------------------------------- (Exact name of registrant as specified in its charter) New York 22-2655804 ---------------------------------------------------------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 41 State Street, Albany, NY 12207 ---------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (518) 447-8500 ---------------------------------------------------------------------- (Registrant's telephone number, including area code) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Sections 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X (1) No --------- Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date. 4,066,372 Shares of Common Stock were outstanding as of the close ------------------------------------------------------------------ of business on January 26, 1995. ----------------------------- ============================================================================= FIRST ALBANY COMPANIES INC. AND SUBSIDIARIES FORM 10-Q/A Statement for Amendment When filing Form 10-Q for the period ended Decemeber 30, 1994, we neglected to include Schedule BD, Exhibit 27. We are now filing this amendment to Form 10-Q to include the above mentioned schedule. SIGNATURES Pursuant to the requirements of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. First Albany Companies Inc. ------------------------------------------- (Registrant) Date: 3/24/95 /s/ Alan P. Goldberg -------- ------------------------------------------- Alan P. Goldberg President - Director Date: 3/24/95 /s/ David J. Cunningham -------- ------------------------------------------- David J. Cunningham Vice President and Chief Financial Officer (Principal Accounting Officer)