FORM 10-C Securities and Exchange Commission Washington, DC 20549 Report by issuer of securities quoted on The Nasdaq Stock Market, filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder. EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER: Effective Management Systems, Inc. ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 12000 West Park Place, Milwaukee, WI 53224 ISSUER'S TELEPHONE NUMBER (INCLUDING AREA CODE): (414) 359-9800 I. Change in Number of Shares Outstanding Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security Warrants to purchase shares of Common Stock 2. Number of warrants outstanding before the change 277,794 3. Number of warrants outstanding after the change 401,461 4. Effective date of change April 19, 1996 5. Method of change Additional issuance of Warrants pursuant to Merger of Intercim Corporation Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Give brief description of transaction Additional issuance of Warrants based on price of Warrants to purchase Common Stock pursuant to Merger with Intercim Corporation II. Change in Name of Issuer 1. Name prior to change 2. Name after change 3. Effective date of charter amendment changing name 4. Date of shareholder approval of change, if required June 6, 1996 Michael D. Dunham, President Date Officer's Signature and Title