As filed with the Securities and Exchange Commission on November 12, 1997
Registration No. 333-39323
SECURITIES AND EXCHANGE COMMISSION
AMENDMENT NO. 1
to
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
STEIN MART, INC.
(Exact Name of registrant as specified in its charter)
Florida 64-0466198
(State or other jurisdiction (I.R.S. Employer
of incorporation) Identification No.)
1200 Riverplace Boulevard, Jacksonville, Florida 32207
(Address of principal executive offices) (zip code)
STEIN MART EMPLOYEE STOCK PLAN
(Full title of the Plan)
John H. Williams, Jr.
President and Chief Operating Officer
Stein Mart, Inc.
1200 Riverplace Boulevard
Jacksonville, Florida 32207
(Name and address of agent for service)
(904) 346-1500
(Telephone number, including area code, of agent for service)
Copy to:
Linda Y. Kelso
Julia B. Davis
Foley & Lardner
200 Laura Street
Jacksonville, Florida 32202
(904) 359-2000
This Amendment No. 1 to Form S-8 Registration Statement No. 333-39323 is
being filed for the purpose of adding as an exhibit a corrected legal
opinion (see Exhibit 5).
Item 8. Exhibits
4A. Employee Stock Plan (Filed as Exhibit 10G to
Registration Statement No. 33-46322 and incorporated
herein by reference)
4B. Form of Non-Qualified Stock Option Agreement (Filed as
Exhibit 10H to Registration Statement No. 33-46322 and
incorporated herein by reference)
4C. Form of Incentive Stock Option Agreement (Filed as
Exhibit 10I to Registration Statement No. 33-46322 and
incorporated herein by reference)
5. Opinion of Foley & Lardner as to the legality of the
securities to be issued
23A. Consent of Foley & Lardner (included in Opinion filed
as Exhibit 5)
23B. Consent of Price Waterhouse (previously filed)
24. Power of Attorney (included on signature page of this
Registration Statement)
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing on Form S-8 and has duly caused
this registration statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Jacksonville, State of Florida,
on November 7, 1997.
STEIN MART, INC.
By /s/ Jay Stein
Jay Stein, Chairman of the Board
SPECIAL POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature
appears on the Signature Page to this registration statement constitutes
and appoints John H. Williams, Jr., James G. Delfs and Clayton E.
Robertson, Jr., and each or any of them, his or her true and lawful
attorneys-in-fact and agents, with full power of substitution and
resubstitution, for him or her and in his or her name, place and stead, in
any and all capacities to sign any and all amendments (including post-
effective amendments to this registration statement and any and all
registration statements filed pursuant to Rule 462(b) under the Securities
Act of 1933), and to file the same, with all exhibits and other documents
in connection therewith, with the Securities and Exchange Commission, and
grants unto said attorneys-in-fact and agents, full power and authority to
do and perform each and every act and thing requisite and necessary to be
done in and about the premises, as fully to all intents and purposes as he
or she might or could do in person, hereby ratifying and confirming all
that said attorneys-in-fact and agents or his or her substitute or
substitutes may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this
registration statement has been signed by the following persons in the
capacities and on the dates indicated.
Date: November 7, 1997 /s/ Jay Stein
Jay Stein, Chairman of the Board and Chief
Executive Officer (Principal Executive
Officer)
Date: November 7, 1997 /s/ John H. Williams, Jr.
John H. Williams, Jr., President, Chief
Operating Officer and Director
Date: November 7, 1997 /s/ James G. Delfs
James G. Delfs, Senior Vice President,
Finance and Principal Financial Officer
Date: November 7, 1997 /s/ Clayton E. Roberson, Jr.
Clayton E. Roberson, Jr., Controller
Date: November 7, 1997 /s/ Mason Allen
Mason Allen, Director
Date: November 7, 1997 /s/ Pete Carpenter
Pete Carpenter, Director
Date: November 7, 1997 /s/ Albert Ernest, Jr.
Albert Ernest, Jr., Director
Date: November 7, 1997 /s/ Mitchell W. Legler
Mitchell W. Legler, Director
Date: November 7, 1997 /s/ Michael D. Rose
Michael D. Rose, Director
Date: November 7, 1997 /s/ James H. Winston
James H. Winston, Director
EXHIBIT INDEX
Sequential
Page No.
4A. Employee Stock Plan (Filed as Exhibit 10G to
Registration Statement No. 33-46322 and
incorporated herein by reference)
4B. Form of Non-Qualified Stock Option Agreement (Filed
as Exhibit 10H to Registration Statement No. 33-
46322 and incorporated herein by reference)
4C. Form of Incentive Stock Option Agreement (Filed as
Exhibit 10I to Registration Statement No. 33-46322
and incorporated herein by reference)
5. Opinion of Foley & Lardner as to the legality of
the securities to be issued
23A. Consent of Foley & Lardner (included in Opinion
filed as Exhibit 5)
23B. Consent of Price Waterhouse (previously filed)
24. Power of Attorney (included on signature page of
this Registration Statement)