UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act number 811-06373
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Sit Small Cap Growth Fund, a series of Sit Mutual Funds, Inc.
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(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
3300 IDS Center, 80 S. 8th Street, Minneapolis, MN 55402
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(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
Kelly K. Boston, Staff Attorney
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3300 IDS Center, 80 S. 8th Street, Minneapolis, MN 55402
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(NAME AND ADDRESS OF AGENT FOR SERVICE)
Registrant's telephone number, including area code: 612-332-3223
Date of fiscal year end: June 30, 2004
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Date of reporting period: July 1, 2003 - June 30, 2004
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PROXY VOTE SUMMARY REPORT FROM 07/01/03 TO 06/30/04
SIT SMALL CAP GROWTH FUND
Meeting Issuer / Symbol CUSIP / Mgmt. Fund Vote
Date Ballot Issues Proponent Rec. Cast
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11/25/2003 Accredo Health, Inc. 00437V104
ACDO
1.1 Elect Director Dick R. Gourley as Class II Mgmt For For
Director
1.2 Elect Director Thomas G. Rotherham as Class II Mgmt For For
Director
1.3 Elect Director William Edward Evans as Class Mgmt For For
III Director
2 Ratify Auditors Mgmt For For
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5/19/2004 Advance Auto Parts Inc 00751Y106
AAP
1.1 Elect Director Lawrence P. Castellani Mgmt For For
1.2 Elect Director John C. Brouillard Mgmt For For
1.3 Elect Director Gilbert T. Ray Mgmt For For
1.4 Elect Director John M. Roth Mgmt For For
1.5 Elect Director Carlos A. Saladrigas Mgmt For For
1.6 Elect Director William L. Salter Mgmt For For
1.7 Elect Director Francesca Spinelli Mgmt For For
1.8 Elect Director Nicholas F. Taubman Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
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6/8/2004 Affiliated Managers Group, Inc. 8252108
AMG
1.1 Elect Director William J. Nutt Mgmt For For
1.2 Elect Director Sean M. Healey Mgmt For For
1.3 Elect Director Richard E. Floor Mgmt For Withhold
1.4 Elect Director Stephen J. Lockwood Mgmt For For
1.5 Elect Director Harold J. Meyerman Mgmt For For
1.6 Elect Director Robert C. Puff, Jr. Mgmt For For
1.7 Elect Director Dr. Rita M. Rodriguez Mgmt For For
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7/29/2003 Airgas, Inc. 9363102
ARG
1.1 Elect Director James W. Hovey Mgmt For For
1.2 Elect Director Paula A. Sneed Mgmt For For
1.3 Elect Director David M. Stout Mgmt For For
1.4 Elect Director William O. Albertini Mgmt For For
2 Approve Employee Stock Purchase Plan Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
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5/18/2004 AMETEK, Inc. 31100100
AME
1.1 Elect Director Lewis G. Cole Mgmt For For
1.2 Elect Director Charles D. Klein Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
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5/5/2004 Amylin Pharmaceuticals, Inc. 32346108
AMLN
1.1 Elect Director Vaughn D. Bryson Mgmt For For
1.2 Elect Director Joseph C. Cook, Jr. Mgmt For For
1.3 Elect Director Ginger L. Graham Mgmt For For
1.4 Elect Director Howard E. Greene, Jr. Mgmt For Withhold
1.5 Elect Director Terrence H. Gregg Mgmt For For
1.6 Elect Director Jay S. Skyler Mgmt For Withhold
1.7 Elect Director Joseph P. Sullivan Mgmt For For
1.8 Elect Director Thomas R. Testman Mgmt For For
1.9 Elect Director James N. Wilson Mgmt For For
2 Amend Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
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8/27/2003 Applied Micro Circuits Corp. 03822W109
AMCC
1.1 Elect Director David M. Rickey Mgmt For For
1.2 Elect Director Roger A. Smullen, Sr. Mgmt For For
1.3 Elect Director Cesar Cesaratto Mgmt For For
1.4 Elect Director Franklin P. Johnson, Jr. Mgmt For For
1.5 Elect Director Kevin N. Kalkhoven Mgmt For Withhold
1.6 Elect Director L. Wayne Price Mgmt For For
1.7 Elect Director Douglas C. Spreng Mgmt For For
1.8 Elect Director Arthur B. Stabenow Mgmt For For
1.9 Elect Director Harvey P. White Mgmt For For
2 Ratify Auditors Mgmt For For
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6/23/2004 ARIAD Pharmaceuticals, Inc. 04033A100
ARIA
1.1 Elect Director Mary C. Tanner Mgmt For Withhold
1.2 Elect Director Athanase Lavidas, Ph.D. Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Ratify Auditors Mgmt For For
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6/18/2004 At Road, Inc. 04648K105
ARDI
1.1 Elect Director Krish Panu Mgmt For For
1.2 Elect Director T. Peter Thomas Mgmt For For
2 Ratify Auditors Mgmt For For
3 Change Company Name Mgmt For For
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5/26/2004 Avid Technology, Inc. 05367P100
AVID
1.1 Elect Director David A. Krall Mgmt For For
1.2 Elect Director Pamela F. Lenehan Mgmt For For
2 Ratify Auditors Mgmt For For
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5/11/2004 Benchmark Electronics, Inc. 08160H101
BHE
1.1 Elect Director Donald E. Nigbor Mgmt For For
1.2 Elect Director Cary T. Fu Mgmt For For
1.3 Elect Director Steven A. Barton Mgmt For For
1.4 Elect Director John W. Cox Mgmt For For
1.5 Elect Director John C. Custer Mgmt For For
1.6 Elect Director Peter G. Dorflinger Mgmt For For
1.7 Elect Director Bernee D. L. Strom Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
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6/18/2004 Biosite Inc 90945106
BSTE
1.1 Elect Director Lonnie M. Smith Mgmt For For
1.2 Elect Director Timothy J. Wollaeger Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
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4/27/2004 Brooks Automation, Inc. 114340102
BRKS
1.1 Elect Director Robert J. Therrien Mgmt For For
1.2 Elect Director Roger D. Emerick Mgmt For For
1.3 Elect Director Amin J. Khoury Mgmt For For
1.4 Elect Director Joseph R. Martin Mgmt For For
1.5 Elect Director Edward C. Grady Mgmt For For
1.6 Elect Director A. Clinton Allen Mgmt For For
1.7 Elect Director John K. McGillicuddy Mgmt For For
2 Amend Stock Option Plan Mgmt For For
3 Amend Employee Stock Purchase Plan Mgmt For For
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12/11/2003 Business Objects S.A. 12328X107
Special Meeting Agenda
1 Approve Acquisition of Crystal Decsions Inc. Mgmt For For
and Approve Terms of Merger Agreement
2 Approve Issuance of Up to 37 Million Shares in Mgmt For For
Connection with Acquisition, and Amend
Articles Accordingly
3 Approve Issuance of Warrants to Subscribe to Mgmt For For
Up to 15,000 Shares to David J. Roux
4 Authorize Issuance of Up to 250,000 Shares Mgmt For For
Reserved for Business Objects SA Employee
Benefits Trust for Use in 1995 International
Employee Stock Purchase Plan
5 Approve Issuance of Up to 50,000 Shares Mgmt For For
Reserved for Employees Participating in
Savings-Related Share Purchase Plan
6 Authorize Issuance of Equity or Equity-Linked Mgmt For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.3 Million
7 Authorize Issuance of Equity or Equity-Linked Mgmt For For
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.3 Million
8 Amend 2001 Executive Stock Option Plan Re: Mgmt For Against
Number of Available Shares
9 Elect David J. Roux as Director Mgmt For For
10 Approve Increase in Director Remuneration to Mgmt For For
Aggregate Amount of EUR 350,000
11 Authorize Filing of Required Documents/Other Mgmt For For
Formalities
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6/10/2004 Business Objects S.A. 12328X107
Meeting for Holders of ADRs
1 STATUTORY FINANCIAL STATEMENTS Mgmt For For
2 CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
3 ALLOCATION OF EARNINGS Mgmt For For
4 SILVERMAN AS DIRECTOR Mgmt For For
5 EISENSTAT AS DIRECTOR Mgmt For For
6 CHARLES AS DIRECTOR Mgmt For For
7 LAUK AS DIRECTOR Mgmt For For
8 RATIFICATION OF REGULATED AGREEMENTS Mgmt For For
9 APPROVAL OF A REGULATED AGREEMENT Mgmt For Against
10 REPURCHASE ORDINARY SHARES Mgmt For For
11 REDUCE THE SHARES CAPITAL Mgmt For For
12 ISSUE WARRANTS TO SILVERMAN Mgmt For Against
13 ISSUE WARRANTS TO EISENSTAT Mgmt For Against
14 ISSUE WARRANTS TO CHARLES Mgmt For Against
15 ISSUE WARRANTS TO LAUK Mgmt For Against
16 ISSUE WARRANTS TO HELD Mgmt For Abstain
17 ISSUE WARRANTS TO HEITZ Mgmt For Against
18 ISSUE WARRANTS TO PETERSCHMIDT Mgmt For Against
19 ISSUE WARRANTS TO ROUX Mgmt For Against
20 TO INCREASE THE SHARE CAPITAL THROUGH THE Mgmt For For
ISSUANCE OF UP TO 100,000 ORDINARY SHARES
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6/10/2004 Business Objects S.A. 12328X107
Meeting for Holders of ADRs
1 RE-AFFIRMATION OF THE PRICE-SETTING CONDITIONS Mgmt For For
OF ORDINARY SHARES RESERVED FOR ISSUANCE UNDER THE
1995 INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN.
2 TO INCREASE THE SHARE CAPITAL THROUGH THE Mgmt For For
ISSUANCE OF UP TO 325,000 ORDINARY SHARES
3 TO INCREASE THE SHARE CAPITAL THROUGH THE Mgmt For For
ISSUANCE UP TO 475,000 ORDINARY SHARES
4 TO INCREASE SHARE CAPITAL BY ISSUANCE OF Mgmt For Against
2,500,000 ORDINARY SHARES
5 TO AMEND THE 2001 STOCK OPTION PLAN Mgmt For Against
6 TO ISSUE ORDINARY SHARES OR WITH PREFERENTIAL Mgmt For For
SUBSCRIPTION RIGHTS
7 TO ISSUE ORDINARY SHARES WITHOUT PREFERENTIAL Mgmt For For
SUBSCRIPTION RIGHTS
8 TO INCREASE THE SHARE CAPITAL OF THE COMPANY Mgmt For For
BY INCORPORATION OF RESERVES, PROFITS OF
PREMIUMS
9 TO INCREASE THE SHARE CAPITAL RESERVED FOR Mgmt For Against
SUBSCRIPTION BY QUALIFIED INSTITUTIONAL BUYERS
10 TO INCREASE THE SHARE CAPITAL RESERVED FOR Mgmt For Against
SUBSCRIPTION BY PRESENT AND FUTURE MEMEBERS OF
THE BOARD
11 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF Mgmt For Against
ASSOCIATION OF THE COMPANY
12 APPROVAL OF THE AMENDMENT OF THE NINETEENTH Mgmt For Against
PARAGRAPH OF THE ARTICLE 6 OF THE ARTICLES OF
ASSOCIATION RELATING TO THE CANCELLATION OF
WARRANTS
13 POWERS TO CARRY OUT REGISTRATIONS AND Mgmt For For
FORMALITIES
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5/20/2004 C.H. Robinson Worldwide, Inc. 12541W100
CHRW
1.1 Elect Director D.R. Verdoorn Mgmt For For
1.2 Elect Director Michael W. Wickham Mgmt For For
2 Ratify Auditors Mgmt For For
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11/20/2003 CACI International, Inc. 127190304
CAI
1.1 Elect Director Michael J. Bayer Mgmt For For
1.2 Elect Director Peter A. Derow Mgmt For For
1.3 Elect Director Richard L. Leatherwood Mgmt For For
1.4 Elect Director Dr. J. Phillip London Mgmt For For
1.5 Elect Director Barbara A. McNamara Mgmt For For
1.6 Elect Director Arthur L. Money Mgmt For For
1.7 Elect Director Dr. Warren R. Phillips Mgmt For For
1.8 Elect Director Charles P. Revoile Mgmt For For
1.9 Elect Director Richard P. Sullivan Mgmt For For
1.10 Elect Director John M. Toups Mgmt For For
1.11 Elect Director Larry D. Welch Mgmt For For
2 Ratify Auditors Mgmt For For
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5/26/2004 Calpine Corp. 131347106
CPN
1.1 Elect Director Ann B. Curtis Mgmt For Withhold
1.2 Elect Director Kenneth T. Derr Mgmt For Withhold
1.3 Elect Director Gerald Greenwald Mgmt For Withhold
2 Increase Authorized Common Stock Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Amend Employee Stock Purchase Plan Mgmt For For
5 Implement Indigenous Peoples Right Policy/ ShrHoldr Against Against
Cease Medicine Lake Development
6 Limit Awards to Executives ShrHoldr Against Against
7 Include Voting Recommendations of ShrHoldr Against Against
Institutional Holders in Proxy Statement
8 Ratify Auditors Mgmt For For
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5/21/2004 Career Education Corp. 141665109
CECO
1.1 Elect Director Thomas B. Lally Mgmt For For
1.2 Elect Director John M. Larson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Ratify Auditors Mgmt For For
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6/15/2004 Celgene Corp. 151020104
CELG
1.1 Elect Director John W. Jackson Mgmt For For
1.2 Elect Director Sol J. Barer, Ph.D. Mgmt For For
1.3 Elect Director Robert J. Hugin Mgmt For For
1.4 Elect Director Jack L. Bowman Mgmt For For
1.5 Elect Director Frank T. Cary Mgmt For For
1.6 Elect Director Michael D. Casey Mgmt For For
1.7 Elect Director A. Hull Hayes, Jr, M.D. Mgmt For For
1.8 Elect Director Gilla Kaplan, Ph.D. Mgmt For For
1.9 Elect Director Richard C.E. Morgan Mgmt For For
1.10 Elect Director Walter L. Robb, Ph.D. Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
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10/23/2003 Cell Therapeutics, Inc. 150934107
CTIC
1 Approve Merger Agreement Mgmt For For
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5/13/2004 Chicago Bridge & Iron Co. 167250109
CBI
Meeting for Holders of ADRs
1 FIRST POSITION: BALLENGEE Mgmt For For
2 FIRST POSITION: BORDAGES Mgmt Against Against
3 SECOND POSITION: SIMPSON Mgmt For For
4 SECOND POSITION: LEVENTRY Mgmt Against Against
5 TO AUTHORIZE THE PREPARATION OF THE ANNUAL Mgmt For For
ACCOUNTS AND ANNUAL REPORT IN THE ENGLISH
LANGUAGE AND ADOPT DUTCH STATUTORY ANNUAL
ACCOUNTS
6 TO DISCHARGE MANAGEMENT BOARD AND SUPERVISORY Mgmt For For
BOARD FROM LIABILITY IN EXERCISE OF THEIR
DUTIES
7 TO RESOLVE THE FINAL DIVIDEND Mgmt For For
8 TO REPURCHASE UP TO 30% OF THE ISSUED SHARE Mgmt For Against
CAPITAL
9 TO CANCEL SHARES TO BE ACQUIRED BY THE COMPANY Mgmt For For
IN ITS OWN SHARE CAPITAL
10 TO APPROVE THE EXTENSION OF THE AUTHORITY TO Mgmt For For
ISSUE AND/OR GRANT RIGHTS ON SHARES AND TO
LIMIT OR EXCLUDE PREEMPTIVE RIGHTS
11 TO INCREASE THE AMOUNT OF THE AUTHORIZED SHARE Mgmt For For
CAPITAL
12 TO APPOINT DELOITTE & TOUCHE AS THE COMPANY'S Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS
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6/22/2004 Chico 168615102
CHS
1.1 Elect Director Helene B. Gralnick Mgmt For Withhold
1.2 Elect Director Verna K. Gibson Mgmt For For
1.3 Elect Director Betsy S. Atkins Mgmt For For
1.4 Elect Director Scott A. Edmonds Mgmt For Withhold
2 Change Range for Size of the Board Mgmt For For
3 Amend Employee Stock Purchase Plan Mgmt For For
4 Ratify Auditors Mgmt For For
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5/13/2004 Citrix Systems, Inc. 177376100
CTXS
1.1 Elect Director Mark B. Templeton Mgmt For For
1.2 Elect Director Kevin R. Compton Mgmt For For
1.3 Elect Director Stephen M. Dow Mgmt For For
2 Expense Stock Options ShrHoldr Against For
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11/5/2003 Coach, Inc. 189754104
COH
1.1 Elect Director Joseph Ellis Mgmt For For
1.2 Elect Director Lew Frankfort Mgmt For For
1.3 Elect Director Sally Frame Kasaks Mgmt For For
1.4 Elect Director Gary Loveman Mgmt For For
1.5 Elect Director Irene Miller Mgmt For For
1.6 Elect Director Keith Monda Mgmt For For
1.7 Elect Director Michael Murphy Mgmt For Withhold
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4/22/2004 Cognex Corp. 192422103
CGNX
1.1 Elect Director Robert J. Shillman Mgmt For For
1.2 Elect Director Anthony Sun Mgmt For For
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4/29/2004 Covance Inc. 222816100
CVD
1.1 Elect Director Robert M. Baylis Mgmt For Withhold
1.2 Elect Director Irwin Lerner Mgmt For Withhold
2 Declassify the Board of Directors ShrHoldr Against For
3 Other Business Mgmt For Against
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5/12/2004 Cray Inc. 225223106
CRAY
1.1 Elect Director Daniel J. Evans Mgmt For For
1.2 Elect Director Daniel C. Regis Mgmt For For
2 Declassify the Board of Directors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For For
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6/29/2004 Cryolife, Inc. 228903100
CRY
1.1 Elect Director Steven G. Anderson Mgmt For For
1.2 Elect Director Thomas F. Ackerman Mgmt For For
1.3 Elect Director Daniel J. Bevevino Mgmt For For
1.4 Elect Director John M. Cook Mgmt For For
1.5 Elect Director Ronald C. Elkins, M.D. Mgmt For For
1.6 Elect Director Virginia C. Lacy Mgmt For For
1.7 Elect Director Randy D. McCall, Esq Mgmt For For
1.8 Elect Director Bruce J. Van Dyne, M.D. Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Approve Non-Employee Director Stock Option Plan Mgmt For For
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3/4/2004 Cuno Inc. 126583103
CUNO
1.1 Elect Director Mark G. Kachur Mgmt For For
1.2 Elect Director David L. Swift Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
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5/20/2004 Cymer, Inc. 232572107
CYMI
1.1 Elect Director Charles J. Abbe Mgmt For Withhold
1.2 Elect Director Robert P. Akins Mgmt For Withhold
1.3 Elect Director Edward H. Braun Mgmt For Withhold
1.4 Elect Director Michael R. Gaulke Mgmt For Withhold
1.5 Elect Director William G. Oldham Mgmt For Withhold
1.6 Elect Director Peter J. Simone Mgmt For Withhold
1.7 Elect Director Young K. Sohn Mgmt For Withhold
1.8 Elect Director Jon D. Tompkins Mgmt For Withhold
2 Amend Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For Against
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6/16/2004 Dendreon Corp. 24823Q107
DNDN
1.1 Elect Director Gerardo Canet Mgmt For Withhold
1.2 Elect Director Bogdan Dziurzynski Mgmt For For
1.3 Elect Director Douglas Watson Mgmt For Withhold
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8/6/2003 DRS Technologies, Inc. 23330X100
DRS
1.1 Elect Director Mark N. Kaplan Mgmt For Withhold
1.2 Elect Director Ira Albom Mgmt For For
1.3 Elect Director General Dennis J. Reimer, USA Mgmt For For
(Ret.)
2 Ratify Auditors Mgmt For For
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1/22/2004 DRS Technologies, Inc. 23330X100
DRS
1 Increase Authorized Common Stock Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Other Business Mgmt For Against
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6/30/2004 Emmis Communications Corp. 291525103
EMMS
1.1 Elect Director Jeffrey H. Smulyan Mgmt For Withhold
1.2 Elect Director Walter Z. Berger Mgmt For Withhold
1.3 Elect Director Greg A. Nathanson Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
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11/20/2003 Emulex Corp. 292475209
ELX
1.1 Elect Director Fred B. Cox Mgmt For Withhold
1.2 Elect Director Michael P. Downey Mgmt For For
1.3 Elect Director Bruce C. Edwards Mgmt For For
1.4 Elect Director Paul F. Folino Mgmt For For
1.5 Elect Director Robert H. Goon Mgmt For For
1.6 Elect Director Don M. Lyle Mgmt For For
2 Approve Option Exchange Program Mgmt For For
3 Ratify Auditors Mgmt For For
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5/18/2004 Encore Medical Corp. 29256E109
ENMC
1.1 Elect Director Richard O. Martin, Ph.D. Mgmt For For
1.2 Elect Director Zubeen Shroff Mgmt For Withhold
1.3 Elect Director Bruce Wesson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
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4/14/2004 Equitable Resources, Inc. 294549100
EQT
1.1 Elect Director Lee T. Todd, Jr., Ph.D. Mgmt For For
1.2 Elect Director Murry S. Gerber Mgmt For For
1.3 Elect Director George L. Miles, Jr. Mgmt For For
1.4 Elect Director James W. Whalen Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
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4/20/2004 eResearch Technology, Inc. 29481V108
ERES
1.1 Elect Director Sheldon M. Bonovitz Mgmt For Withhold
1.2 Elect Director Gerald A. Faich Mgmt For For
1.3 Elect Director Elam M. Hitchner Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
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12/3/2003 Extreme Networks, Inc. 30226D106
EXTR
1.1 Elect Director Bob L. Corey Mgmt For For
1.2 Elect Director Peter Wolken Mgmt For For
2 Amend Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
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6/1/2004 Foundry Networks, Inc. 35063R100
FDRY
1.1 Elect Director Bobby R. Johnson, Jr. Mgmt For For
1.2 Elect Director Andrew K. Ludwick Mgmt For For
1.3 Elect Director Alfred J. Amoroso Mgmt For For
1.4 Elect Director C. Nicholas Keating, Jr. Mgmt For For
1.5 Elect Director J. Steven Young Mgmt For Withhold
1.6 Elect Director Alan L. Earhart Mgmt For For
2 Ratify Auditors Mgmt For For
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5/17/2004 Getty Images, Inc. 374276103
GYI
1.1 Elect Director James N. Bailey Mgmt For For
1.2 Elect Director Andrew S. Garb Mgmt For For
1.3 Elect Director David Landau Mgmt For For
2 Ratify Auditors Mgmt For For
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5/3/2004 GIVEN IMAGING M52020100
GIVN
Meeting for Holders of ADRs
1.1 Elect Director Mr. Doron Birger Mgmt For For
1.2 Elect Director Mr. J. Silverstein Mgmt For For
1.3 Elect Director Mr. Reven Baron Mgmt For For
1.4 Elect Director Dr. Dalia Megiddo Mgmt For For
1.5 Elect Director Mr. Chen Barir Mgmt For For
1.6 Elect Director Mr. Eyal Lifschitz Mgmt For For
1.7 Elect Director Mr. Gavriel D. Meron Mgmt For For
1.8 Elect Director Mr. James M. Cornelius* Mgmt For For
1.9 Elect Director Mr. Michael Grobstein* Mgmt For For
2 TO INCREASE THE NUMBER OF ORDINARY SHARES Mgmt For Against
RESERVED FOR ISSUANCE UNDER THE 2003 STOCK OPTION PLAN
BY AN ADDITIONAL 1,000,000 SHARES.
3 TO INCREASE THE COMPANY'S AUTHORIZED SHARE Mgmt For Against
CAPITAL AND TO AMEND THE COMPANY'S MEMORANDUM AND
ARTICLES OF ASSOCIATION TO REFLECT SUCH INCREASE.
4 TO APPROVE COMPENSATION FOR THE DIRECTORS OF Mgmt For Against
THE COMPANY.
5 TO APPROVE THE COMPENSATION OF THE PRESIDENT Mgmt For Against
AND CHIEF EXECUTIVE OFFICER OF THE COMPANY.
6 TO APPROVE INDEMNIFICATION AGREEMENTS AND THE Mgmt For Against
EXTENSION OF ISSUANCE COVERAGE FOR CERTAIN
DIRECTORS OF THE COMPANY.
7 Ratify Auditors Mgmt For For
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11/10/2003 Hyperion Solutions Corp. 44914M104
HYSL
1.1 Elect Director Jeffrey Rodek Mgmt For For
1.2 Elect Director Aldo Papone Mgmt For For
2 Amend Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
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5/27/2004 Informatica Corporation 45666Q102
INFA
1.1 Elect Director Janice D. Chaffin Mgmt For For
1.2 Elect Director Carl J. Yankowski Mgmt For For
2 Amend Non-Employee Director Stock Option Plan Mgmt For For
3 Ratify Auditors Mgmt For For
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5/10/2004 InfoSpace Inc. 45678T201
INSP
1.1 Elect Director Richard D. Hearney Mgmt For For
1.2 Elect Director Rufus W. Lumry Mgmt For For
1.3 Elect Director James F. Voelker Mgmt For For
2 Ratify Auditors Mgmt For For
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10/29/2003 Integrated Circuit Systems, Inc. 45811K208
ICST
1.1 Elect Director Hock E. Tan Mgmt For Withhold
1.2 Elect Director Nam P. Suh, Ph.D. Mgmt For For
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5/12/2004 Intersil Corporation 46069S109
ISIL
1.1 Elect Director Gregory L. Williams Mgmt For For
1.2 Elect Director Richard M. Beyer Mgmt For For
1.3 Elect Director Dr. Robert W. Conn Mgmt For For
1.4 Elect Director James V. Diller Mgmt For For
1.5 Elect Director Gary E. Gist Mgmt For For
1.6 Elect Director Jan Peeters Mgmt For For
1.7 Elect Director Robert N. Pokelwaldt Mgmt For For
1.8 Elect Director James A. Urry Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
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4/29/2004 Invitrogen Corp. 46185R100
IVGN
1.1 Elect Director Raymond V. Dittamore Mgmt For For
1.2 Elect Director Bradley G. Lorimier Mgmt For For
1.3 Elect Director David U'Prichard, Ph.D. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Employee Stock Purchase Plan Mgmt For For
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2/10/2004 Jacobs Engineering Group Inc. 469814107
JEC
1.1 Elect Director Robert C. Davidson, Jr. Mgmt For For
1.2 Elect Director Edward V. Fritzky Mgmt For For
1.3 Elect Director Robert B. Gwyn Mgmt For For
1.4 Elect Director Linda K. Jacobs Mgmt For For
1.5 Elect Director Benjamin F. Montoya Mgmt For For
2 Ratify Auditors Mgmt For For
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2/24/2004 Joy Global, Inc. 481165108
JOYG
1.1 Elect Director Steven L. Gerard Mgmt For For
1.2 Elect Director John Nils Hanson Mgmt For For
1.3 Elect Director Ken C. Johnsen Mgmt For For
1.4 Elect Director James R. Klauser Mgmt For For
1.5 Elect Director Richard B. Loynd Mgmt For For
1.6 Elect Director P. Eric Siegert Mgmt For For
1.7 Elect Director James H. Tate Mgmt For For
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2/12/2004 Kronos Inc. 501052104
KRON
1.1 Elect Director Richard J. Dumler Mgmt For For
1.2 Elect Director Samuel Rubinovitz Mgmt For For
2 Amend Stock Option Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Against
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7/22/2003 Legg Mason, Inc. 524901105
LM
1.1 Elect Director Carl Bildt Mgmt For For
1.2 Elect Director Harry M. Ford, Jr. Mgmt For Withhold
1.3 Elect Director John E. Koerner, III Mgmt For For
1.4 Elect Director Peter F. O'Malley Mgmt For For
1.5 Elect Director James E. Ukrop Mgmt For For
1.6 Elect Director Dennis R. Beresford Mgmt For For
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5/12/2004 Mercury General Corp. 589400100
MCY
1.1 Elect Director George Joseph Mgmt For For
1.2 Elect Director Charles E. Mcclung Mgmt For For
1.3 Elect Director Donald R. Spuehler Mgmt For For
1.4 Elect Director Richard E. Grayson Mgmt For For
1.5 Elect Director Donald P. Newell Mgmt For For
1.6 Elect Director Bruce A. Bunner Mgmt For For
1.7 Elect Director Nathan Bessin Mgmt For For
1.8 Elect Director Michael D. Curtius Mgmt For For
1.9 Elect Director Gabriel Tirador Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
12/10/2003 Mercury Interactive Corp. 589405109
MERQ
1 Amend Stock Option Plan Mgmt For Against
2 Amend Employee Stock Purchase Plan Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/19/2004 Mercury Interactive Corp. 589405109
MERQ
1.1 Elect Director Amnon Landan Mgmt For For
1.2 Elect Director Igal Kohavi Mgmt For For
1.3 Elect Director Clyde Ostler Mgmt For For
1.4 Elect Director Yair Shamir Mgmt For For
1.5 Elect Director Giora Yaron Mgmt For For
1.6 Elect Director Anthony Zingale Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
4/28/2004 Millipore Corp. 601073109
MIL
1.1 Elect Director Daniel Bellus Mgmt For For
1.2 Elect Director Robert C. Bishop Mgmt For For
1.3 Elect Director Edward M. Scolnick Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/13/2004 MKS Instruments, Inc. 55306N104
MKSI
1.1 Elect Director James G. Berges Mgmt For For
1.2 Elect Director Richard S. Chute Mgmt For Withhold
1.3 Elect Director Owen W. Robbins Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For For
4 Amend Employee Stock Purchase Plan Mgmt For For
5 Amend Employee Stock Purchase Plan Mgmt For For
6 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/19/2004 National Financial Partners Corp. 63607P208
NFP
1.1 Elect Director Stephanie Abramson Mgmt For For
1.2 Elect Director Arthur Ainsberg Mgmt For For
1.3 Elect Director Marc Becker Mgmt For For
1.4 Elect Director Jessica Bibliowicz Mgmt For For
1.5 Elect Director Matthew Goldstein Mgmt For For
1.6 Elect Director Shari Loessberg Mgmt For For
1.7 Elect Director Marc Rowan Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
3/5/2004 NetScreen Technologies, Inc. 64117V107
NSCN
1.1 Elect Director Michael L. Goguen Mgmt For For
1.2 Elect Director Robert D. Thomas Mgmt For For
2 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
4/16/2004 NetScreen Technologies, Inc. 64117V107
NSCN
1 Approve Merger Agreement Mgmt For For
2 Adjourn Meeting Mgmt For Against
- ------------------------------------------------------------------------------------------------------------------
5/26/2004 Neurocrine Biosciences, Inc. 64125C109
NBIX
1.1 Elect Director Richard F. Pops Mgmt For For
1.2 Elect Director Stephen A. Sherwin, M.D. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
10/29/2003 New York Community Bancorp, Inc. 649445103
NYB
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/19/2004 New York Community Bancorp, Inc. 649445103
NYB
1.1 Elect Director Donald M. Blake Mgmt For For
1.2 Elect Director Thomas A. Doherty Mgmt For For
1.3 Elect Director Michael J. Levine Mgmt For For
1.4 Elect Director Guy V. Molinari Mgmt For For
1.5 Elect Director John A. Pileski Mgmt For For
1.6 Elect Director John M. Tsimbinos Mgmt For For
2 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
4/28/2004 NII Holdings, Inc. 62913F201
NIHD
1.1 Elect Director Steven P. Dussek Mgmt For Withhold
1.2 Elect Director Steven M. Shindler Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Adjourn Meeting Mgmt For Against
- ------------------------------------------------------------------------------------------------------------------
8/21/2003 NPS Pharmaceuticals, Inc. 62936P103
NPSP
1.1 Elect Director Santo J. Costa, J.D. Mgmt For For
1.2 Elect Director John R. Evans, M.D. Mgmt For For
1.3 Elect Director James G. Groninger Mgmt For For
1.4 Elect Director Hunter Jackson, Ph.D. Mgmt For Withhold
1.5 Elect Director Joseph Klein, III Mgmt For For
1.6 Elect Director Donald E. Kuhla, Ph.D. Mgmt For For
1.7 Elect Director Thomas N. Parks, Ph.D. Mgmt For For
1.8 Elect Director Calvin R. Stiller, M.D. Mgmt For For
1.9 Elect Director Peter G. Tombros Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Amend Stock Option Plan Mgmt For For
4 Amend Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
7/10/2003 Nvidia Corporation 67066G104
NVDA
1.1 Elect Director Tench Coxe Mgmt For For
1.2 Elect Director Mark A. Stevens Mgmt For For
2 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
8/8/2003 Oak Technology, Inc. 671802106
OAKT
1 Approve Merger Agreement Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
10/1/2003 Omnivision Technologies, Inc. 682128103
OVTI
1 Elect Director Joseph Jeng Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Stock Option Plan Mgmt For Against
4 Amend Stock Option Plan Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
6/3/2004 Petco Animal Supplies, Inc. 716016209
PETC
1.1 Elect Director James M. Myers Mgmt For For
1.2 Elect Director Jonathan Coslet Mgmt For For
1.3 Elect Director Charles W. Duddles Mgmt For For
2 Report on Animal Sales ShrHoldr Against Against
- ------------------------------------------------------------------------------------------------------------------
5/26/2004 Pharmaceutical Resources, Inc. 717125108
PRX
1.1 Elect Director Peter W. Williams Mgmt For For
1.2 Elect Director Mark Auerbach Mgmt For For
1.3 Elect Director John D. Abernathy Mgmt For For
2 Change Company Name Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Non-Employee Director Stock Option Plan Mgmt For For
5 Approve Executive Incentive Bonus Plan Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
9/17/2003 PLATINUM UNDERWRITERS HOLDINGS LTD G7127P100
PTP
1 Elect H. Baldwin, J. Bank, D. Carmichael, N. Mgmt For For
Currie, J. Fishman, G. Morrison, S. Newman,
and P. Pruitt as Directors
2a Elect G. Morrison as Director of Platinum Mgmt For For
Underwriters Bermuda, Ltd.
2b Elect M. Price as Director of Platinum Mgmt For For
Underwriters Bermuda, Ltd.
2c Elect W. Robble as Director of Platinum Mgmt For For
Underwriters Bermuda, Ltd.
3a Elect G. Morrison as Director of Platinum Re Mgmt For For
(UK) Ltd.
3b Elect C. Pettengell as Director of Platinum Re Mgmt For For
(UK) Ltd.
3c Elect R. Porter as Director of Platinum Re Mgmt For For
(UK) Ltd.
4 Approve Section 162(m) Performance Incentive Mgmt For For
Plan
5 Ratify KPMG as Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/6/2004 PLATINUM UNDERWRITERS HOLDINGS LTD G7127P100
PTP
Meeting for Holders of ADRs
1.1 Elect Director H. Furlong Baldwin Mgmt For For
1.2 Elect Director Jonathan F. Bank Mgmt For For
1.3 Elect Director Dan R. Carmichael Mgmt For For
1.4 Elect Director Neill A. Currie Mgmt For For
1.5 Elect Director Jay S. Fishman Mgmt For For
1.6 Elect Director Gregory E.A. Morrison Mgmt For For
1.7 Elect Director Steven H. Newman Mgmt For For
1.8 Elect Director Peter T. Pruitt Mgmt For For
2 THE PROPOSAL TO ELECT GREGORY E.A. MORRISON TO Mgmt For For
THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
3 THE PROPOSAL TO ELECT MICHAEL D. PRICE TO THE Mgmt For For
BOARD OF DIRECTORS OF PLATINUM UNDERWRITERS
BERMUDA, LTD.
4 THE PROPOSAL TO ELECT WILLIAM A. ROBBIE TO THE Mgmt For For
BOARD OF DIRECTORS OF PLATINUM UNDERWRITERS
BERMUDA, LTD.
5 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
WILLIAM A. ROBBIE TO THE BOARD OF DIRECTORS OF
PLATINUM RE (UK) LIMITED.
6 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
RUSSELL WORSLEY TO THE BOARD OF DIRECTORS OF
PLATINUM RE (UK) LIMITED.
7 THE PROPOSAL TO AMEND BYE-LAWS OF THE COMPANY Mgmt For For
BY REMOVING SECTION 44(2), WHICH REQUIRES THE
SHAREHOLDERS OF THE COMPANY TO CONSIDER
MATTERS THAT ARE SUBMITTED TO THE SHAREHOLDERS
OF THE COMPANY'S NON-U.S. SUBSIDIARIES.
8 THE PROPOSAL TO APPROVE THE COMPANY'S 2002 Mgmt For For
SHARE INCENTIVE PLAN.
9 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
4/22/2004 Polaris Industries, Inc. 731068102
PII
1.1 Elect Director Andris A. Baltins Mgmt For Withhold
1.2 Elect Director Thomas C. Tiller Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Approve Long Term Incentive Plan Mgmt For For
4 Amend Stock Option Plan Mgmt For For
5 Other Business Mgmt For Against
- ------------------------------------------------------------------------------------------------------------------
5/18/2004 Premcor Inc 74045Q104
PCO
1.1 Elect Director Thomas D. O'Malley Mgmt For For
1.2 Elect Director Jefferson F. Allen Mgmt For For
1.3 Elect Director Wayne A. Budd Mgmt For For
1.4 Elect Director Stephen I. Chazen Mgmt For For
1.5 Elect Director Marshall A. Cohen Mgmt For For
1.6 Elect Director David I. Foley Mgmt For For
1.7 Elect Director Robert L. Friedman Mgmt For For
1.8 Elect Director Richard C. Lappin Mgmt For For
1.9 Elect Director Wilkes McClave III Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
6/9/2004 Quest Software, Inc. 74834T103
QSFT
1.1 Elect Director Vicent C. Smith Mgmt For For
1.2 Elect Director Doran G. Machin Mgmt For For
1.3 Elect Director Jerry Murdock, Jr. Mgmt For For
1.4 Elect Director Raymond J. Lane Mgmt For For
1.5 Elect Director Augustine L. Nieto II Mgmt For For
1.6 Elect Director Kevin M. Klausmeyer Mgmt For For
2 Amend Stock Option Plan Mgmt For Against
3 Approve Increase in Size of Board Mgmt For For
4 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/18/2004 Quicksilver Resources Inc. 74837R104
KWK
1.1 Elect Director Anne Darden Self Mgmt For For
1.2 Elect Director Steven M. Morris Mgmt For For
2 Ratify Auditors Mgmt For For
3 Increase Authorized Common Stock Mgmt For For
4 Amend Stock Option Plan Mgmt For For
5 Approve Non-Employee Director Stock Option Plan Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/26/2004 Roper Industries, Inc. 776696106
ROP
1.1 Elect Director Brian D. Jellison Mgmt For For
1.2 Elect Director W. Lawrence Banks Mgmt For For
1.3 Elect Director David W. Devonshire Mgmt For For
1.4 Elect Director John F. Fort III Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Other Business Mgmt For Against
- ------------------------------------------------------------------------------------------------------------------
6/10/2004 Sangamo Biosciences, Inc 800677106
SGMO
1.1 Elect Director Edward O. Lanphier, Ii Mgmt For For
1.2 Elect Director William G. Gerber, M.D. Mgmt For For
1.3 Elect Director Jon E.M. Jacoby Mgmt For For
1.4 Elect Director John W. Larson Mgmt For Withhold
1.5 Elect Director W.J. Rutter, Ph.D. Mgmt For For
1.6 Elect Director Michael C. Wood Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
4/29/2004 Silicon Laboratories, Inc. 826919102
SLAB
1.1 Elect Director Daniel A. Artusi Mgmt For For
1.2 Elect Director William G. Bock Mgmt For For
1.3 Elect Director R. Ted Enloe III Mgmt For For
2 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
10/20/2003 SIT Money Market Fund Inc 82979F101
1.1 Elect Director Eugene Sit Mgmt For Withhold
1.2 Elect Director Sidney Jones Mgmt For For
1.3 Elect Director William Frenzel Mgmt For Withhold
1.4 Elect Director Bruce Lueck Mgmt For For
1.5 Elect Director John Hulse Mgmt For For
1.6 Elect Director Donald Phillips Mgmt For For
2 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
10/31/2003 SKILLSOFT PLC [formerly Smartforce Plc (frm.Cbt Group 830928107
Plc)]
SKIL
Ordinary Business
1 Receive and Consider Financial Statements and Mgmt For For
Statutory Reports
2 Reelect G. Priest as a Director Mgmt For For
3a Elect C. Moran as a Director Mgmt For For
3b Elect W. Coleman as a Director Mgmt For For
3c Elect S. Gross as a Director Mgmt For For
3d Elect P. Edelstein as a Director Mgmt For For
4 Authorize Audit Committee to Fix Remuneration Mgmt For For
of the Auditors
Special Business
5 Amend 1995 Employee Share Purchase Plan to Mgmt For For
Increase the Number of Shares Available for
Issuance Under the Plan by 800,000 Ordinary
Shares of EUR 0.11 Each
6 Transact Other Business (Non-Voting)
- ------------------------------------------------------------------------------------------------------------------
4/20/2004 Smith International, Inc. 832110100
SII
1.1 Elect Director James R. Gibbs Mgmt For For
1.2 Elect Director Jerry W. Neely Mgmt For Withhold
2 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/12/2004 Southwestern Energy Co. 845467109
SWN
1.1 Elect Director Lewis Epley, Jr. Mgmt For For
1.2 Elect Director John Hammerschmidt Mgmt For For
1.3 Elect Director Robert Howard Mgmt For For
1.4 Elect Director Harold Korell Mgmt For For
1.5 Elect Director Vello Kuuskraa Mgmt For For
1.6 Elect Director Kenneth Mourton Mgmt For For
1.7 Elect Director Charles Scharlau Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/20/2004 SS&C Technologies, Inc. 85227Q100
SSNC
1.1 Elect Director David W. Clark, Jr. Mgmt For For
1.2 Elect Director Joseph H. Fisher Mgmt For For
2 Amend Non-Employee Director Stock Option Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/11/2004 Stericycle, Inc. 858912108
SRCL
1.1 Elect Director Jack W. Schuler Mgmt For For
1.2 Elect Director Mark C. Miller Mgmt For For
1.3 Elect Director John P. Connaughton Mgmt For For
1.4 Elect Director Rod F. Dammeyer Mgmt For For
1.5 Elect Director Patrick F. Graham Mgmt For For
1.6 Elect Director John Patience Mgmt For For
1.7 Elect Director Thomas R. Reusche Mgmt For For
1.8 Elect Director Peter Vardy Mgmt For For
1.9 Elect Director L. John Wilkerson, Ph.D. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Waste Incineration ShrHoldr Against Against
- ------------------------------------------------------------------------------------------------------------------
5/12/2004 Telik, Inc. 87959M109
TELK
1.1 Elect Director M.M. Wick, M.D., Ph.D. Mgmt For For
1.2 Elect Director Richard Newman, Esq. Mgmt For For
2 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
11/13/2003 The Bisys Group, Inc. 55472104
BSG
1.1 Elect Director Lynn J. Mangum Mgmt For For
1.2 Elect Director Denis A. Bovin Mgmt For Withhold
1.3 Elect Director Robert J. Casale Mgmt For For
1.4 Elect Director Thomas A. Cooper Mgmt For For
1.5 Elect Director Paula G. McInerney Mgmt For For
1.6 Elect Director Thomas E. McInerney Mgmt For For
1.7 Elect Director Joseph J. Melone Mgmt For For
1.8 Elect Director Dennis R. Sheehan Mgmt For For
2 Approve Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
4/29/2004 UCBH Holdings, Inc. 90262T308
UCBH
1.1 Elect Director Anthony Y. Chan Mgmt For For
1.2 Elect Director Joseph J. Jou Mgmt For For
1.3 Elect Director Dr. Godwin Wong Mgmt For For
1.4 Elect Director Thomas S. Wu Mgmt For For
2 Amend Articles Regarding Rights Plan Agreement Mgmt For For
3 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
2/27/2004 Uti Worldwide Inc. G87210103
UTIW
Meeting for Holders of ADRs
1 TO APPROVE THE UTI WORLDWIDE INC. 2004 Mgmt For Against
LONG-TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
6/25/2004 Uti Worldwide Inc. G87210103
UTIW
Meeting for Holders of ADRs
1.1 Elect Director Alan C. Draper Mgmt For For
1.2 Elect Director C. John Langley, Jr. Mgmt For For
1.3 Elect Director Allan M. Rosenzweig Mgmt For For
2 TO APPROVE THE 2004 UTI WORLDWIDE INC. Mgmt For For
NON-EMPLOYEE DIRECTORS SHARE INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
2/19/2004 Varian Medical Systems Inc 92220P105
VAR
1.1 Elect Director John Seely Brown Mgmt For For
1.2 Elect Director Samuel Hellman Mgmt For For
1.3 Elect Director Terry R. Lautenbach Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
2/10/2004 Varian Semiconductor Equipment Associates, Inc. 922207105
VSEA
1.1 Elect Director Robert W. Dutton Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/18/2004 VistaCare, Inc. 92839Y109
VSTA
1.1 Elect Director Perry G. Fine, M.D. Mgmt For For
1.2 Elect Director William J. McBride Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/27/2004 Wintrust Financial Corp. 97650W108
WTFC
1.1 Elect Director Bruce K. Crowther Mgmt For For
1.2 Elect Director Bert A. Getz, Jr. Mgmt For For
1.3 Elect Director Paul J. Liska Mgmt For For
1.4 Elect Director Albin F. Moschner Mgmt For For
1.5 Elect Director Ingrid S. Stafford Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
12/11/2003 WMS Industries Inc. 929297109
WMS
1.1 Elect Director Louis J. Nicastro Mgmt For For
1.2 Elect Director Brian R. Gamache Mgmt For For
1.3 Elect Director Norman J. Menell Mgmt For For
1.4 Elect Director Harold H. Bach, Jr. Mgmt For Withhold
1.5 Elect Director William C. Bartholomay Mgmt For Withhold
1.6 Elect Director William E. McKenna Mgmt For For
1.7 Elect Director Donna B. Moore Mgmt For For
1.8 Elect Director Neil D. Nicastro Mgmt For Withhold
1.9 Elect Director Harvey Reich Mgmt For For
1.10 Elect Director David M. Satz, Jr. Mgmt For For
1.11 Elect Director Ira S. Sheinfeld Mgmt For For
2 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/13/2004 WRIGHT MED GROUP INC 98235T107
WMGI
1.1 Elect Director James T. Treace Mgmt For For
1.2 Elect Director F. Barry Bays Mgmt For For
1.3 Elect Director Richard B. Emmitt Mgmt For For
1.4 Elect Director Laurence Y. Fairey Mgmt For For
1.5 Elect Director David D. Stevens Mgmt For For
1.6 Elect Director James E. Thomas Mgmt For For
1.7 Elect Director Thomas E. Timbie Mgmt For For
1.8 Elect Director Elizabeth H. Weatherman Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Ratify Auditors Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
5/18/2004 XTO ENERGY CORP 98385X106
XTO
1.1 Elect Director Phillip R. Kevil Mgmt For Withhold
1.2 Elect Director Scott G. Sherman Mgmt For For
1.3 Elect Director Bob R. Simpson Mgmt For Withhold
2 Increase Authorized Common Stock Mgmt For For
- ------------------------------------------------------------------------------------------------------------------
6/3/2004 Zebra Technologies Corp. 989207105
ZBRA
1.1 Elect Director Gerhard Cless Mgmt For For
1.2 Elect Director Michael A. Smith Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Adopt Charter Language on Board Diversity ShrHoldr Against Against
- ------------------------------------------------------------------------------------------------------------------
5/6/2004 Zix Corp. 98974P100
ZIXI
1.1 Elect Director Michael E. Keane Mgmt For For
1.2 Elect Director James S. Marston Mgmt For For
1.3 Elect Director John A. Ryan Mgmt For For
1.4 Elect Director Antonio R. Sanchez III Mgmt For For
1.5 Elect Director Dr. Ben G. Streetman Mgmt For For
2 Approve Stock Option Plan Mgmt For Against
3 Approve Non-Employee Director Stock Option Plan Mgmt For Against
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Sit Small Cap Growth Fund, a series of Sit Mutual Funds, Inc.
By (Signature and Title)*/s/ Paul E. Rasmussen, Vice President
-------------------------------------------------------
Date August 31, 2004
---------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.