UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act number 811-06373
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Sit Mutual Funds, Inc.
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(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
3300 IDS Center, 80 S. 8th Street, Minneapolis, MN 55402
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(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
Kelly K. Boston, Staff Attorney
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3300 IDS Center, 80 S. 8th Street, Minneapolis, MN 55402
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(NAME AND ADDRESS OF AGENT FOR SERVICE)
Registrant's telephone number, including area code: 612-332-3223
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Date of fiscal year end: June 30, 2007
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Date of reporting period: July 1, 2006 - June 30, 2007
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06373
Reporting Period: 07/01/2006 - 06/30/2007
Sit Mutual Funds, Inc.
========================= SIT BALANCED FUND (SERIES B) =========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.S. Austin For For Management
1.2 Elect Director W.M. Daley For For Management
1.3 Elect Director W.J. Farrell For For Management
1.4 Elect Director H.L. Fuller For For Management
1.5 Elect Director R.A. Gonzalez For For Management
1.6 Elect Director D.A.L. Owen For For Management
1.7 Elect Director B. Powell Jr. For For Management
1.8 Elect Director W.A. Reynolds For For Management
1.9 Elect Director R.S. Roberts For For Management
1.10 Elect Director S.C. Scott III For Withhold Management
1.11 Elect Director W.D. Smithburg For For Management
1.12 Elect Director G.F. Tilton For For Management
1.13 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Separate Chairman and CEO Positions Against Against Shareholder
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ADOBE SYSTEMS INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 5, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert K. Burgess For For Management
1.2 Elect Director Carol Mills For For Management
1.3 Elect Director Colleen M. Pouliot For For Management
1.4 Elect Director Robert Sedgewick For For Management
1.5 Elect Director John E. Warnock For For Management
2 Amend Stock Option Plan For For Management
3 Stock Retention/Holding Period Against For Shareholder
4 Ratify Auditors For For Management
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AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date: NOV 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Davis III For For Management
1.2 Elect Director W. Douglas Ford For For Management
1.3 Elect Director Evert Henkes For For Management
1.4 Elect Director Margaret G. Mcglynn For Withhold Management
2 Ratify Auditors For For Management
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Page 1
ALLEGHENY TECHNOLOGIES, INC.
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Kent Bowen For For Management
1.2 Elect Director L. Patrick Hassey For For Management
1.3 Elect Director John D. Turner For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Prepare a Sustainability Report Against For Shareholder
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AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 23, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth I. Chenault For For Management
1.5 Elect Director Peter Chernin For For Management
1.6 Elect Director Vernon E. Jordan, Jr. For For Management
1.7 Elect Director Jan Leschly For For Management
1.8 Elect Director Richard C. Levin For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Steven S. Reinemund For For Management
1.13 Elect Director Robert D. Walter For For Management
1.14 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director Martin S. Feldstein For For Management
1.3 Elect Director Ellen V. Futter For For Management
1.4 Elect Director Stephen L. Hammerman For For Management
1.5 Elect Director Richard C. Holbrooke For For Management
1.6 Elect Director Fred H. Langhammer For For Management
1.7 Elect Director George L. Miles, Jr. For For Management
1.8 Elect Director Morris W. Offit For For Management
1.9 Elect Director James F. Orr, III For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Martin J. Sullivan For For Management
1.12 Elect Director Michael H. Sutton For For Management
1.13 Elect Director Edmund S.W. Tse For For Management
1.14 Elect Director Robert B. Willumstad For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
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Page 2
AMERICAN SELECT PORTFOLIO, INC.
Ticker: SLA Security ID: 029570108
Meeting Date: DEC 21, 2006 Meeting Type: Annual
Record Date: OCT 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Benjamin R. Field, III For For Management
1.2 Elect Trustee Roger A. Gibson For For Management
1.3 Elect Trustee Victoria J. Herget For For Management
1.4 Elect Trustee John P. Kayser For For Management
1.5 Elect Trustee Leonard W. Kedrowski For Withhold Management
1.6 Elect Trustee Richard K. Riederer For For Management
1.7 Elect Trustee Joseph D. Strauss For For Management
1.8 Elect Trustee Virginia L. Stringer For For Management
1.9 Elect Trustee James M. Wade For For Management
2 Ratify Auditors For For Management
3 Approve Change of Fundamental Investment For For Management
Policy
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AMERICAN STRATEGIC INCOME PORTFOLIO INC.
Ticker: 030098107 Security ID: 030098107
Meeting Date: DEC 4, 2006 Meeting Type: Annual
Record Date: OCT 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Benjamin R. Field, III For For Management
1.2 Elect Trustee Roger A. Gibson For For Management
1.3 Elect Trustee Victoria J. Herget For For Management
1.4 Elect Trustee John P. Kayser For For Management
1.5 Elect Trustee Leonard W. Kedrowski For Withhold Management
1.6 Elect Trustee Richard K. Riederer For For Management
1.7 Elect Trustee Joseph D. Strauss For For Management
1.8 Elect Trustee Virginia L. Stringer For For Management
1.9 Elect Trustee James M. Wade For For Management
2 Ratify Auditors For For Management
3 Approve Change of Fundamental Investment For For Management
Policy
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AMERICAN STRATEGIC INCOME PORTFOLIO INC. - III
Ticker: CSP Security ID: 03009T101
Meeting Date: DEC 21, 2006 Meeting Type: Annual
Record Date: OCT 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Benjamin R. Field, III For For Management
1.2 Elect Trustee Roger A. Gibson For For Management
1.3 Elect Trustee Victoria J. Herget For For Management
1.4 Elect Trustee John P. Kayser For For Management
1.5 Elect Trustee Leonard W. Kedrowski For Withhold Management
1.6 Elect Trustee Richard K. Riederer For For Management
1.7 Elect Trustee Joseph D. Strauss For For Management
1.8 Elect Trustee Virginia L. Stringer For For Management
1.9 Elect Trustee James M. Wade For For Management
2 Ratify Auditors For For Management
3 Approve Change of Fundamental Investment For For Management
Policy
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AMERICAN STRATEGIC INCOME PORTFOLIO INC. -- II
Ticker: 030099105 Security ID: 030099105
Meeting Date: DEC 21, 2006 Meeting Type: Annual
Record Date: OCT 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Benjamin R. Field, III For For Management
1.2 Elect Trustee Roger A. Gibson For For Management
1.3 Elect Trustee Victoria J. Herget For For Management
1.4 Elect Trustee John P. Kayser For For Management
1.5 Elect Trustee Leonard W. Kedrowski For Withhold Management
1.6 Elect Trustee Richard K. Riederer For For Management
1.7 Elect Trustee Joseph D. Strauss For For Management
1.8 Elect Trustee Virginia L. Stringer For For Management
1.9 Elect Trustee James M. Wade For For Management
2 Ratify Auditors For For Management
3 Approve Change of Fundamental Investment For For Management
Policy
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Page 3
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Biondi, Jr. For For Management
2 Elect Director Jerry D. Choate For For Management
3 Elect Director Frank C. Herringer For For Management
4 Elect Director Gilbert S. Omenn For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Declassify the Board of Directors For For Management
8 Develop an Animal Welfare Policy Against Against Shareholder
9 Prepare a Sustainability Report Against Against Shareholder
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ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 13, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director John C. Hodgson For For Management
1.3 Elect Director F. Grant Saviers For For Management
1.4 Elect Director Paul J. Severino For For Management
2 Ratify Auditors For For Management
3 Performance-Based Equity Awards Against For Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
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APPLE, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For Withhold Management
1.2 Elect Director Millard S. Drexler For Withhold Management
1.3 Elect Director Albert A. Gore, Jr. For Withhold Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Arthur D. Levinson, Ph.D. For Withhold Management
1.6 Elect Director Eric E. Schmidt, Ph.D. For Withhold Management
1.7 Elect Director Jerome B. York For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Ratify Auditors For For Management
6 Compensation Specific--Option Dating Against For Shareholder
Policy
7 Pay For Superior Performance Against For Shareholder
8 Report on Feasibility of Adopting a Toxic Against Against Shareholder
Chemical Elimination Policy
9 Stock Retention/Holding Period Against For Shareholder
10 Report on Computer Recycling Policy Against Against Shareholder
11 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director John P. Jones For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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Page 4
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald James For For Management
1.2 Elect Director Elliot S. Kaplan For For Management
1.3 Elect Director Matthew H. Paul For For Management
1.4 Elect Director James E. Press For For Management
1.5 Elect Director Richard M. Schulze For For Management
1.6 Elect Director Mary A. Tolan For For Management
1.7 Elect Director Hatim A. Tyabji For For Management
1.8 Elect Director Rogelio M. Rebolledo For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
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BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: APR 30, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John H. Biggs For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director Arthur D. Collins, Jr. For For Management
4 Elect Director Linda Z. Cook For For Management
5 Elect Director William M. Daley For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director John F. McDonnell For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Richard D. Nanula For For Management
10 Elect Director Rozanne L. Ridgway For For Management
11 Elect Director Mike S. Zafirovski For For Management
12 Ratify Auditors For For Management
13 Report on Foreign Arms Sales Against Against Shareholder
14 Adopt Human Rights Policy Against For Shareholder
15 Report on Charitable Contributions Against Against Shareholder
16 Report on Political Contributions Against For Shareholder
17 Separate Chairman and CEO Positions Against Against Shareholder
18 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
20 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
21 Claw-back of Payments under Restatements Against Against Shareholder
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BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Vilma S. Martinez For For Management
1.4 Elect Director Marc F. Racicot For For Management
1.5 Elect Director Roy S. Roberts For For Management
1.6 Elect Director Matthew K. Rose For For Management
1.7 Elect Director Marc J. Shapiro For For Management
1.8 Elect Director J.C. Watts, Jr. For For Management
1.9 Elect Director Robert H. West For For Management
1.10 Elect Director J. Steven Whisler For For Management
1.11 Elect Director Edward E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
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Page 5
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 13, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For Withhold Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Edward B. Rust, Jr. For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
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CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: APR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Rodman L. Drake For For Management
1.5 Elect Director A. Hull Hayes, Jr. For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Richard C. E. Morgan For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
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CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC.
Ticker: CME Security ID: 167760107
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For For Management
1.2 Elect Director Terrence A. Duffy For For Management
1.3 Elect Director Daniel R. Glickman For For Management
1.4 Elect Director William P. Miller, II For For Management
1.5 Elect Director James E. Oliff For For Management
1.6 Elect Director John F. Sandner For For Management
1.7 Elect Director Terry L. Savage For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2006 Meeting Type: Annual
Record Date: SEP 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Michael D. Capellas For For Management
1.4 Elect Director Larry R. Carter For For Management
1.5 Elect Director John T. Chambers For For Management
1.6 Elect Director Dr. John L. Hennessy For For Management
1.7 Elect Director Richard M. Kovacevich For For Management
1.8 Elect Director Roderick C. McGeary For For Management
1.9 Elect Director Steven M. West For For Management
1.10 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
4 Report on Pay Disparity Against Against Shareholder
5 Report on Internet Fragmentation Against For Shareholder
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Page 6
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Michael Armstrong For For Management
2 Elect Director Alain J.P. Belda For For Management
3 Elect Director George David For For Management
4 Elect Director Kenneth T. Derr For For Management
5 Elect Director John M. Deutch For For Management
6 Elect Director Roberto Hernandez Ramirez For For Management
7 Elect Director Klaus Kleinfeld For For Management
8 Elect Director Andrew N. Liveris For For Management
9 Elect Director Anne Mulcahy For For Management
10 Elect Director Richard D. Parsons For For Management
11 Elect Director Charles Prince For For Management
12 Elect Director Judith Rodin For For Management
13 Elect Director Robert E. Rubin For For Management
14 Elect Director Franklin A. Thomas For For Management
15 Ratify Auditors For For Management
16 Report on Government Service of Employees Against Against Shareholder
17 Report on Political Contributions Against For Shareholder
18 Report on Charitable Contributions Against Against Shareholder
19 Approve Report of the Compensation Against For Shareholder
Committee
20 Report on Pay Disparity Against Against Shareholder
21 Separate Chairman and CEO Positions Against Against Shareholder
22 Stock Retention/Holding Period Against Against Shareholder
23 Restore or Provide for Cumulative Voting Against Against Shareholder
24 Amend Bylaws to Permit Shareholders to Against For Shareholder
Call Special Meetings
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COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Jill K. Conway For For Management
3 Elect Director Ellen M. Hancock For For Management
4 Elect Director David W. Johnson For For Management
5 Elect Director Richard J. Kogan For For Management
6 Elect Director Delano E. Lewis For For Management
7 Elect Director Reuben Mark For For Management
8 Elect Director J. Pedro Reinhard For For Management
9 Ratify Auditors For For Management
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
11 Pay for Superior Performance Against For Shareholder
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Page 7
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph J. Collins For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Jeffrey A. Honickman For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Prohibit Executive Stock-Based Awards Against Against Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
5 Prepare Sustainability Report Against For Shareholder
6 Company-Specific -- Adopt Against For Shareholder
Recapitalization Plan
7 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
8 Report on Pay Disparity Against Against Shareholder
9 Report on Political Contributions Against Against Shareholder
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CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: JAN 11, 2007 Meeting Type: Special
Record Date: NOV 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
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CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Hutcheson, Jr. For Withhold Management
1.2 Elect Director J. Landis Martin For For Management
1.3 Elect Director W. Benjamin Moreland For For Management
2 Amend Omnibus Stock Plan For For Management
3 Eliminate Class of Common Stock For For Management
4 Ratify Auditors For For Management
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CVS CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAR 15, 2007 Meeting Type: Special
Record Date: JAN 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Increase Common Stock and For For Management
Change Company Name
2 Issue Shares in Connection with an For For Management
Acquisition
3 Adjourn Meeting For For Management
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Page 8
CVS/CAREMARK CORP
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director Edwin Mac Crawford For For Management
4 Elect Director David W. Dorman For For Management
5 Elect Director Kristen E. Gibney Williams For For Management
6 Elect Director Roger L. Headrick For Against Management
7 Elect Director Marian L. Heard For For Management
8 Elect Director William H. Joyce For For Management
9 Elect Director Jean-Pierre Million For For Management
10 Elect Director Terrence Murray For For Management
11 Elect Director C.A. Lance Piccolo For Against Management
12 Elect Director Sheli Z. Rosenberg For For Management
13 Elect Director Thomas M. Ryan For For Management
14 Elect Director Richard J. Swift For For Management
15 Ratify Auditors For For Management
16 Approve Qualified Employee Stock Purchase For For Management
Plan
17 Approve Executive Incentive Bonus Plan For For Management
18 Limit Executive Compensation Against Against Shareholder
19 Separate Chairman and CEO Positions Against For Shareholder
20 Prepare Sustainability Report Against For Shareholder
21 Disclose Information on Compensation Against For Shareholder
Consultant
22 Compensation Specific- Policy on Stock Against For Shareholder
Option Grants/Option Backdating
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CVS/CAREMARK CORP
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 9, 2007 Meeting Type: Proxy Contest
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Compensation Specific- Policy on Stock For Did Not Management
Option Grants/Option Backdating Vote
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DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 21, 2006 Meeting Type: Annual
Record Date: MAY 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Sallie L. Krawcheck For For Management
1.5 Elect Director Alan (A.G.) Lafley For For Management
1.6 Elect Director Judy C. Lewent For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Samuel A. Nunn, Jr. For For Management
1.11 Elect Director Kevin B. Rollins For For Management
2 Ratify Auditors For For Management
3 Adopt ILO-Based Code of Conduct Against Against Shareholder
4 Compensation Company Against Against Shareholder
Specific--Declaration of Dividend
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Page 9
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 16, 2007 Meeting Type: Annual
Record Date: FEB 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sir Winfried Bischoff For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Franklyn G. Prendergast, For For Management
M.D., Ph.D.
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Report on Animal Welfare Against Against Shareholder
6 Report on Animal Testing Policies Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
9 Adopt Simple Majority Vote Against For Shareholder
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EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Brown For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director David N. Strohm For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Declassify the Board of Directors For For Management
6 Limit Composition of Committee(s) to Against Against Shareholder
Independent Directors
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
8 Company Specific-Adopt Simple Majority Against For Shareholder
Vote
9 Pay For Superior Performance Against Against Shareholder
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EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 6, 2007 Meeting Type: Annual
Record Date: NOV 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G For Withhold Management
1.2 Elect Director W. J. Galvin For For Management
1.3 Elect Director R. L. Ridgway For For Management
1.4 Elect Director R. L. Stephenson For For Management
2 Ratify Auditors For For Management
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EQUITABLE RESOURCES, INC.
Ticker: EQT Security ID: 294549100
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Murry S. Gerber For For Management
1.3 Elect Director George L. Miles, Jr. For For Management
1.4 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter General For For Management
Matters
4 Pay For Superior Performance Against For Shareholder
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Page 10
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Coulter For For Management
2 Elect Director Henry C. Duques For For Management
3 Elect Director Richard P. Kiphart For For Management
4 Elect Director Joan E. Spero For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Approve Non-Employee Director Omnibus For For Management
Stock Plan
7 Amend Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date: NOV 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Joseph R. Hardiman For For Management
1.4 Elect Director Robert D. Joffe For For Management
1.5 Elect Director Charles B. Johnson For For Management
1.6 Elect Director Gregory E. Johnson For For Management
1.7 Elect Director Rupert H. Johnson, Jr. For For Management
1.8 Elect Director Thomas H. Kean For For Management
1.9 Elect Director Chutta Ratnathicam For For Management
1.10 Elect Director Peter M. Sacerdote For For Management
1.11 Elect Director Laura Stein For For Management
1.12 Elect Director Anne M. Tatlock For For Management
1.13 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 20, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Boyer, Ph.D. For Withhold Management
1.2 Elect Director William M. Burns For Withhold Management
1.3 Elect Director Erich Hunziker, Ph.D. For Withhold Management
1.4 Elect Director Jonathan K.C. Knowles, For Withhold Management
Ph.D.
1.5 Elect Director Arthur D. Levinson, Ph.D. For Withhold Management
1.6 Elect Director Debra L. Reed For For Management
1.7 Elect Director Charles A. Sanders, M.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Charles H. Goodman For For Management
5 Elect Director Jay L. Johnson For For Management
6 Elect Director George A. Joulwan For For Management
7 Elect Director Paul G. Kaminski For For Management
8 Elect Director John M. Keane For For Management
9 Elect Director Deborah J. Lucas For For Management
10 Elect Director Lester L. Lyles For For Management
11 Elect Director Carl E. Mundy, Jr. For For Management
12 Elect Director Robert Walmsley For For Management
13 Ratify Auditors For For Management
14 Pay For Superior Performance Against For Shareholder
15 Performance-Based and/or Equity Based Against For Shareholder
Awards
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Page 11
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Susan Hockfield For For Management
1.6 Elect Director Jerry R. Immelt For For Management
1.7 Elect Director Andrea Jung For For Management
1.8 Elect Director Alan G. Lafley For For Management
1.9 Elect Director Robert W. Lane For For Management
1.10 Elect Director Ralph S. Larsen For For Management
1.11 Elect Director Rochelle B. Lazarus For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director Roger S. Penske For For Management
1.14 Elect Director Robert J. Swieringa For For Management
1.15 Elect Director Douglas A. Warner III For For Management
1.16 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Vote Standard in Director For For Management
Elections
4 Approve Omnibus Stock Plan For For Management
5 Company-Specific-Approve Material Terms For For Management
of Senior Officer Performance Goals
6 Provide for Cumulative Voting Against For Shareholder
7 Company-Specific -- Adopt Policy on Against For Shareholder
Overboarded Directors
8 Company-Specific -- One Director from the Against Against Shareholder
Ranks of Retirees
9 Separate Chairman and CEO Positions Against For Shareholder
10 Limit Dividend and Dividend Equivalent Against For Shareholder
Payments to Executives
11 Report on Charitable Contributions Against Against Shareholder
12 Report on Global Warming Against Against Shareholder
13 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
14 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director John F. Cogan For For Management
1.3 Elect Director Etienne F. Davignon For Withhold Management
1.4 Elect Director James M. Denny For For Management
1.5 Elect Director Carla A. Hills For For Management
1.6 Elect Director John W. Madigan For For Management
1.7 Elect Director John C. Martin For For Management
1.8 Elect Director Gordon E. Moore For For Management
1.9 Elect Director Nicholas Moore For For Management
1.10 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
Page 12
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: JAN 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director Lord Browne of Madingley For For Management
3 Elect Director John H. Bryan For For Management
4 Elect Director Gary D. Cohn For For Management
5 Elect Director Claes Dahlback For For Management
6 Elect Director Stephen Friedman For For Management
7 Elect Director William W. George For For Management
8 Elect Director Rajat K. Gupta For For Management
9 Elect Director James A. Johnson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Edward M. Liddy For For Management
12 Elect Director Ruth J. Simmons For For Management
13 Elect Director Jon Winkelried For For Management
14 Ratify Auditors For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Sustainability Report Against Against Shareholder
17 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
GOOGLE INC
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Adopt Policies to Protect Freedom of Against For Shareholder
Access to the Internet
- --------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC.
Ticker: HET Security ID: 413619107
Meeting Date: APR 5, 2007 Meeting Type: Special
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC.
Ticker: HET Security ID: 413619107
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Bollenbach For For Management
1.2 Elect Director Ralph Horn For For Management
1.3 Elect Director Gary W. Loveman For For Management
1.4 Elect Director Boake A. Sells For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 13
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 14, 2007 Meeting Type: Annual
Record Date: JAN 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.T. Babbio, Jr. For For Management
2 Elect Director S.M. Baldauf For For Management
3 Elect Director R.A. Hackborn For For Management
4 Elect Director J.H. Hammergren For For Management
5 Elect Director M.V. Hurd For For Management
6 Elect Director R.L. Ryan For For Management
7 Elect Director L.S. Salhany For For Management
8 Elect Director G.K.Thompson For For Management
9 Ratify Auditors For For Management
10 Require Director Nominee Qualifications Against For Shareholder
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
13 Performance-Based Equity Awards Against For Shareholder
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Craig R. Barrett For For Management
2 Elect Director Charlene Barshefsky For Against Management
3 Elect Director Susan L. Decker For For Management
4 Elect Director D. James Guzy For For Management
5 Elect Director Reed E. Hundt For For Management
6 Elect Director Paul S. Otellini For For Management
7 Elect Director James D. Plummer For For Management
8 Elect Director David S. Pottruck For For Management
9 Elect Director Jane E. Shaw For For Management
10 Elect Director John L. Thornton For For Management
11 Elect Director David B. Yoffie For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Approve Executive Incentive Bonus Plan For For Management
15 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ITT CORP.
Ticker: ITT Security ID: 450911102
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Loranger For For Management
1.2 Elect Director Curtis J. Crawford For For Management
1.3 Elect Director Christina A. Gold For For Management
1.4 Elect Director Ralph F. Hake For For Management
1.5 Elect Director John J. Hamre For For Management
1.6 Elect Director Raymond W. LeBoeuf For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director Markos I. Tambakeras For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
J. C. PENNEY CO., INC (HLDG CO)
Ticker: JCP Security ID: 708160106
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen C. Barrett For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Maxine K. Clark For For Management
1.4 Elect Director Anne Marie Tallman For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
Page 14
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Christine A. Poon For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Steven S Reinemund For For Management
1.10 Elect Director David Satcher For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
4 Submit Supplemental Executive Retirement Against For Shareholder
Plans to Shareholder vote
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Laban P. Jackson, Jr. For For Management
1.8 Elect Director Robert I. Lipp For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Provide for Cumulative Voting Against For Shareholder
8 Require a Majority Vote for the Election Against For Shareholder
of Directors
9 Report on Political Contributions Against Against Shareholder
10 Report on Management Initiatives to Against Against Shareholder
Address Links to Slavery and Human Rights
Abuse
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director Leonard L. Berry For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Robert A. Niblock For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
4 Require Director Nominee Qualifications Against Against Shareholder
5 Report on Progress Toward Implementing Against Against Shareholder
the Company's Wood Policy
6 Declassify the Board of Directors Against For Shareholder
7 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
8 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
Page 15
MARRIOTT INTERNATIONAL INC.
Ticker: MAR Security ID: 571903202
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J.W. Marriott, Jr. For For Management
2 Elect Director John W. Marriott, III For For Management
3 Elect Director Richard S. Braddock For For Management
4 Elect Director Lawrence W. Kellner For For Management
5 Elect Director Debra L. Lee For For Management
6 Elect Director Floretta Dukes McKenzie For For Management
7 Elect Director George Munoz For For Management
8 Elect Director Steven S Reinemund For For Management
9 Elect Director Harry J. Pearce For For Management
10 Elect Director William J. Shaw For For Management
11 Elect Director Lawrence M. Small For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bookout III For For Management
1.2 Elect Director Ronald C. Cambre For For Management
1.3 Elect Director Bruce DeMars For For Management
1.4 Elect Director Robert W. Goldman For For Management
2 APPROVE AMENDMENT TO ARTICLES OF For For Management
INCORPORATION TO DECLASSIFY BOARD OF
DIRECTORS.
3 APPROVE AMENDMENT TO ARTICLES OF For For Management
INCORPORATION TO INCREASE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4 RATIFICATION OF APPOINTMENT OF For For Management
MCDERMOTT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 24, 2006 Meeting Type: Annual
Record Date: JUN 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Robert C. Pozen For For Management
1.4 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Robert P. Kelly For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For Withhold Management
2 Declassify the Board of Directors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 16
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: MAY 24, 2007 Meeting Type: Special
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adopt Supermajority Vote Requirement for For For Management
Mergers
3 Increase Authorized Preferred and Common For For Management
Stock
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Finnegan For For Management
1.2 Elect Director Joseph W. Prueher For For Management
1.3 Elect Director Ann N. Reese For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director James I. Cash, Jr., Ph.D. For For Management
4 Elect Director Dina Dublon For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director Jon A. Shirley For For Management
10 Ratify Auditors For For Management
11 Cease Product Sales that Can Be Used to Against Against Shareholder
Violate Human Rights
12 Amend EEO Statement to Not Reference Against Against Shareholder
Sexual Orientation
13 Establish Shareholder Advisory Committee Against Against Shareholder
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 17, 2007 Meeting Type: Annual
Record Date: NOV 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Atlee III For For Management
1.2 Elect Director Arthur H. Harper For For Management
1.3 Elect Director Gwendolyn S. King For For Management
1.4 Elect Director Sharon R. Long, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
Page 17
MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director Claiborne P. Deming For For Management
1.3 Elect Director Robert A. Hermes For For Management
1.4 Elect Director James V. Kelley For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Ivar B. Ramberg For For Management
1.8 Elect Director Neal E. Schmale For For Management
1.9 Elect Director David J. H. Smith For For Management
1.10 Elect Directors Caroline G. Theus For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Donovan For Withhold Management
1.2 Elect Director Steven P. Dussek For Withhold Management
1.3 Elect Director Steven M. Shindler For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: G65422100
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director Jack E. Little For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 18
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports, Including Auditors'
Report; Accept Financial Statements and
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 Per Share
3 Approve Discharge of Board and President For For Management
4 Amend Articles to Comply with New Finnish For For Management
Companies Act
5 Approve Remuneration of Directors For For Management
6 Fix Number of Directors at 11 For For Management
7.1 Elect Director Georg Ehrnrooth For For Management
7.2 Elect Director Daniel R. Hesse For For Management
7.3 Elect Director Bengt Holmstrom For For Management
7.4 Elect Director Per Karlsson For For Management
7.5 Elect Director Jorma Ollila For For Management
7.6 Elect Director Marjorie Scardino For For Management
7.7 Elect Director Keijo Suila For For Management
7.8 Elect Director Vesa Vainio For For Management
7.9 Elect Director Lalita D. Gupte For For Management
7.10 Elect Director Henning Kagermann For For Management
7.11 Elect Director Olli-Pekka Kallasvuo For For Management
8 Approve Remuneration of Auditors For For Management
9 Reelect PricewaterhouseCoopers Oy as For For Management
Auditor
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of Pool of
Conditional Capital to Guarantee
Conversion Rights
11 Approve Minimum EUR 2.3 Billion Reduction For For Management
in Share Premium Account
12 Amend 2001, 2003, and 2005 Stock Option For For Management
Plans Re: Record Subscription Prices in
Invested Non-restricted Equity Fund
13 Approve Creation of Pool of Capital For For Management
without Preemptive Rights Consisting of
up to 800 Million Shares
14 Authorize Repurchase of up to 10 Percent For For Management
of Issued Share Capital
15 Mark The Box If you wish to Instruct None Abstain Management
Nokia S Legal Counsels To Vote In their
Discretion On Your behalf Only Upon Item
15 *NOTE* Voting Options For Props 5-6,
8-9 are FOR or ABSTAIN
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For Against Management
2 Elect Director Ronald W. Burkle For For Management
3 Elect Director John S. Chalsty For Against Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director R. Chad Dreier For Against Management
6 Elect Director John E. Feick For For Management
7 Elect Director Ray R. Irani For For Management
8 Elect Director Irvin W. Maloney For Against Management
9 Elect Director Rodolfo Segovia For Against Management
10 Elect Director Aziz D. Syriani For For Management
11 Elect Director Rosemary Tomich For Against Management
12 Elect Director Walter L. Weisman For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For Against Management
15 Publish a Scientific Global Warming Against Against Shareholder
Report
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers Compensation
17 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
Page 19
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dina Dublon For For Management
2 Elect Director Victor J. Dzau, M.D. For For Management
3 Elect Director Ray L. Hunt For For Management
4 Elect Director Alberto Ibarguen For For Management
5 Elect Director Arthur C. Martinez For For Management
6 Elect Director Indra K. Nooyi For For Management
7 Elect Director Sharon Percy Rockefeller For For Management
8 Elect Director James J. Schiro For For Management
9 Elect Director Daniel Vasella For For Management
10 Elect Director Michael D. White For For Management
11 Ratify Auditors For For Management
12 Approve Omnibus Stock Plan For For Management
13 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Michael S. Brown For For Management
1.3 Elect Director M. Anthony Burns For For Management
1.4 Elect Director Robert N. Burt For For Management
1.5 Elect Director W. Don Cornwell For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director William R. Howell For For Management
1.9 Elect Director Jeffrey B. Kindler For For Management
1.10 Elect Director George A. Lorch For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director William C. Steere, Jr. For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Report on Animal Testing Policies Against Against Shareholder
5 Amend Animal Welfare Policy Against Against Shareholder
6 Require Director Nominee Qualifications Against Against Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2006 Meeting Type: Annual
Record Date: AUG 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Approve Decrease in Size of Board For For Management
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
- --------------------------------------------------------------------------------
Page 20
PRUDENTIAL FINANCIAL INC
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederic K. Becker For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gaston Caperton For For Management
1.4 Elect Director Gilbert F. Casellas For For Management
1.5 Elect Director James G. Cullen For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Jon F. Hanson For For Management
1.8 Elect Director Constance J. Horner For For Management
1.9 Elect Director Karl J. Krapek For For Management
1.10 Elect Director Christine A. Poon For For Management
1.11 Elect Director Arthur F. Ryan For For Management
1.12 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 13, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Sherry Lansing For For Management
1.5 Elect Director Peter M. Sacerdote For For Management
1.6 Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAP AG
Ticker: SAP Security ID: 803054204
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE APPROPRIATION OF THE For For Management
RETAINED EARNINGS OF THE FISCAL YEAR 2006
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL
YEAR 2006
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE SUPERVISORY BOARD IN THE
FISCAL YEAR 2006
4 Ratify Auditors For For Management
5a ELECTION TO THE SUPERVISORY BOARD: PEKKA For For Management
ALA-PIETILAE
5b ELECTION TO THE SUPERVISORY BOARD: PROF. For Against Management
DR. WILHELM HAARMANN
5c ELECTION TO THE SUPERVISORY BOARD: DR. For For Management
H.C. HARTMUT MEHDORN
5d ELECTION TO THE SUPERVISORY BOARD: PROF. For For Management
DR-ING. DR H.C. DR.-ING. E.H. JOACHIM
MILBERG
5e ELECTION TO THE SUPERVISORY BOARD: PROF. For Against Management
DR. H.C. MULT. HASSO PLATTNER
5f ELECTION TO THE SUPERVISORY BOARD: PROF. For Against Management
DR. DR. H.C. MULT. AUGUST-WILHELM SCHEER
5g ELECTION TO THE SUPERVISORY BOARD: DR. For For Management
ERHART SCHIPPOREIT
5h ELECTION TO THE SUPERVISORY BOARD: PROF. For For Management
DR-ING. DR-ING. E.H. KLAUS WUCHERER
6 RESOLUTION ON THE AUTHORIZATION TO For For Management
ACQUIRE AND USE TREASURY SHARES
7 RESOLUTION ON THE AUTHORIZATION TO USE For Against Management
EQUITY DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES
8 APPROVAL OF MAKING INFORMATION AVAILABLE For For Management
TO SHAREHOLDERS BY MEANS OF
TELECOMMUNICATION AND AMENDING CLAUSE 3
OF THE ARTICLES
- --------------------------------------------------------------------------------
Page 21
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Camus For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director N. Kudryavtsev For For Management
1.6 Elect Director A. Lajous For For Management
1.7 Elect Director M.E. Marks For For Management
1.8 Elect Director D. Primat For For Management
1.9 Elect Director L.R. Reif For For Management
1.10 Elect Director T.I. Sandvold For For Management
1.11 Elect Director N. Seydoux For For Management
1.12 Elect Director L.G. Stuntz For For Management
1.13 Elect Director R. Talwar For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS.
3 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Management
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis E. Epley, Jr. For For Management
1.2 Elect Director Robert L. Howard For For Management
1.3 Elect Director Harold M. Korell For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Charles E. Scharlau For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 21, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Schultz For For Management
1.2 Elect Director Barbara Bass For For Management
1.3 Elect Director Howard P. Behar For For Management
1.4 Elect Director William W. Bradley For For Management
1.5 Elect Director James L. Donald For For Management
1.6 Elect Director Mellody Hobson For For Management
1.7 Elect Director Olden Lee For For Management
1.8 Elect Director James G. Shennan, Jr. For For Management
1.9 Elect Director Javier G. Teruel For For Management
1.10 Elect Director Myron E. Ullman, III For For Management
1.11 Elect Director Craig E. Weatherup For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 22
SUNCOR ENERGY INC
Ticker: SU Security ID: 867229106
Meeting Date: APR 26, 2007 Meeting Type: Annual/Special
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Brian A. Canfield For For Management
1.3 Elect Director Bryan P. Davies For For Management
1.4 Elect Director Brian A. Felesky For For Management
1.5 Elect Director John T. Ferguson For For Management
1.6 Elect Director W. Douglas Ford For For Management
1.7 Elect Director Richard L. George For For Management
1.8 Elect Director John R. Huff For For Management
1.9 Elect Director M. Ann McCaig For For Management
1.10 Elect Director Michael W. O'Brien For For Management
1.11 Elect Director Eira M. Thomas For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Equity Compensation Plan For For Management
4 Approve Performance Stock Options For Against Management
5 Amend Bylaws For For Management
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Anne M. Mulcahy For For Management
1.3 Elect Director Stephen W. Sanger For For Management
1.4 Elect Director Gregg W. Steinhafel For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Company Specific- Require Majority Vote For For Management
for the Election of Directors
5 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James R. Adams For For Management
2 Elect Director David L. Boren For For Management
3 Elect Director Daniel A. Carp For Against Management
4 Elect Director Carrie S. Cox For For Management
5 Elect Director Thomas J. Engibous For For Management
6 Elect Director David R. Goode For For Management
7 Elect Director Pamela H. Patsley For For Management
8 Elect Director Wayne R. Sanders For For Management
9 Elect Director Ruth J. Simmons For Against Management
10 Elect Director Richard K. Templeton For For Management
11 Elect Director Christine Todd Whitman For Against Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marijn E. Dekkers For For Management
2 Approve Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 23
ULTRA PETROLEUM CORP.
Ticker: UPL Security ID: 903914109
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: MAY 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Watford For For Management
1.2 Elect Director W. Charles Helton For For Management
1.3 Elect Director Stephen J. McDaniel For For Management
1.4 Elect Director Robert E. Rigney For For Management
1.5 Elect Director James C. Roe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Prepare a Climate Change Report Against For Shareholder
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director John V. Faraci For For Management
1.4 Elect Director Jean-Pierre Garnier For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Charles R. Lee For For Management
1.7 Elect Director Richard D. Mccormick For For Management
1.8 Elect Director Harold Mcgraw III For For Management
1.9 Elect Director Richard B. Myers For For Management
1.10 Elect Director Frank P. Popoff For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director H.A. Wagner For For Management
1.14 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Foreign Military Sales Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 29, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Robert J. Darretta For For Management
2 Company Specific--Majority Vote for the For For Management
Election of Directors
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement for For For Management
Removal of Directors
5 Reduce Supermajority Vote Requirement For For Management
6 Amend Articles-Make Stylistic, Clarifying For For Management
and Conforming Changes
7 Ratify Auditors For For Management
8 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
9 Establish SERP Policy Against For Shareholder
10 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
11 Equal Access to the Proxy for Purpose of Against For Shareholder
Electing a Director
- --------------------------------------------------------------------------------
Page 24
UTI WORLDWIDE INC.
Ticker: UTIW Security ID: G87210103
Meeting Date: JUN 11, 2007 Meeting Type: Annual
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. John Langley, Jr. For For Management
1.2 Elect Director Allan Rosenzweig For For Management
2 Ratify Deloitte & Touche LLP as Auditors For For Management
- --------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruben M. Escobedo For For Management
1.2 Elect Director Bob Marbut For Withhold Management
1.3 Elect Director Robert A. Profusek For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Establish SERP Policy Against For Shareholder
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W100
Meeting Date: JUL 25, 2006 Meeting Type: Special
Record Date: JUN 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE RETURN OF CAPITAL BY WAY For For Management
OF A B SHARE SCHEME AND SHARE
CONSOLIDATION AND THE CONSEQUENTIAL
AMENDMENT TO THE ARTICLES OF ASSOCIATION
2 TO RECEIVE THE REPORT OF THE DIRECTORS For For Management
AND FINANCIAL STATEMENTS
3.1 Elect Director Sir John Bond For For Management
3.2 Elect Director Arun Sarin For For Management
3.3 Elect Director Thomas Geitner For For Management
3.4 Elect Director Dr Michael Boskin For For Management
3.5 Elect Director Lord Broers For For Management
3.6 Elect Director John Buchanan For For Management
3.7 Elect Director Andrew Halford For For Management
3.8 Elect Director Prof J. Schrempp For For Management
3.9 Elect Director Luc Vandevelde For For Management
3.10 Elect Director Philip Yea For For Management
3.11 Elect Director Anne Lauvergeon For For Management
3.12 Elect Director Anthony Watson For For Management
4 TO APPROVE A FINAL DIVIDEND OF 3.87P PER For For Management
ORDINARY SHARE
5 TO APPROVE THE REMUNERATION REPORT For For Management
6 Ratify Auditors For For Management
7 TO AUTHORISE THE AUDIT COMMITTEE TO For For Management
DETERMINE THE REMUNERATION OF THE
AUDITORS
8 TO ADOPT NEW ARTICLES OF ASSOCIATION + For For Management
9 TO AUTHORISE DONATIONS UNDER THE For Against Management
POLITICAL PARTIES, ELECTIONS AND
REFERENDUMS ACT 2000
10 TO RENEW AUTHORITY TO ALLOT SHARES UNDER For For Management
ARTICLE 16.2 OF THE COMPANY'S ARTICLES OF
ASSOCIATION
11 TO RENEW AUTHORITY TO DISAPPLY For For Management
PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF
THE COMPANY'S ARTICLES OF ASSOCIATION +
12 TO AUTHORISE THE COMPANY'S PURCHASE OF For For Management
ITS OWN SHARES (SECTION 166, COMPANIES
ACT 1985) +
- --------------------------------------------------------------------------------
Page 25
WELLPOINT INC
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila P. Burke For For Management
1.2 Elect Director Victor S. Liss For For Management
1.3 Elect Director Jane G. Pisano, Ph.D. For For Management
1.4 Elect Director George A. Schaefer, Jr. For For Management
1.5 Elect Director Jackie M. Ward For For Management
1.6 Elect Director John E. Zuccotti For For Management
2 Company Specific--Approve Majority Voting For For Management
for the Non- Contested Election of
Directors
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Chen For For Management
1.2 Elect Director Lloyd H. Dean For For Management
1.3 Elect Director Susan E. Engel For For Management
1.4 Elect Director Enrique Hernandez, Jr. For For Management
1.5 Elect Director Robert L. Joss For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For Against Management
1.9 Elect Director Nicholas G. Moore For For Management
1.10 Elect Director Philip J. Quigley For Against Management
1.11 Elect Director Donald B. Rice For Against Management
1.12 Elect Director Judith M. Runstad For For Management
1.13 Elect Director Stephen W. Sanger For For Management
1.14 Elect Director Susan G. Swenson For For Management
1.15 Elect Director John G. Stumpf For For Management
1.16 Elect Director Michael W. Wright For Against Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Establish SERP Policy Against For Shareholder
6 Report on Racial and Ethnic Disparities Against Against Shareholder
in Loan Pricing
7 Report on Emission Reduction Goals Against For Shareholder
- --------------------------------------------------------------------------------
WESTERN UNION CO
Ticker: WU Security ID: 959802109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dinyar S. Devitre For For Management
1.2 Elect Director Betsy D. Holden For For Management
1.3 Elect Director Christina A. Gold For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 26
XTO ENERGY INC
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lane G. Collins For For Management
2 Elect Director Scott G. Sherman For For Management
3 Elect Director Bob R. Simpson For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 7, 2007 Meeting Type: Annual
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Larry C. Glasscock For For Management
2 Elect Director John L. McGoldrick For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Adopt Simple Majority Vote Against For Shareholder
- --------------------------------------------------------------------------------
Page 27
================ SIT DEVELOPING MARKETS GROWTH FUND (SERIES C) =================
ADVANCED INFO SERVICE PCL
Ticker: Security ID: Y0014U183
Meeting Date: AUG 8, 2006 Meeting Type: Special
Record Date: JUL 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting For For Management
2 Approve Minutes of Previous AGM For For Management
3 Authorize Issuance of Unsubordinated and For For Management
Unsecured Debentures not exceeding Baht
25 Billion or its Equivalent in Other
Currency
4 Other Business For Against Management
- --------------------------------------------------------------------------------
AES TIETE SA(FORMERLY COMPANHIA DE GERACAO DE ENERGIA TIETE)
Ticker: Security ID: P4991B101
Meeting Date: APR 9, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports and Approve Allocation of Income
for Fiscal Year Ended 12/31/06
2 Elect Supervisory Board Members For For Management
3 Approve Remuneration of Directors For For Management
- --------------------------------------------------------------------------------
AJISEN (CHINA) HOLDINGS LTD
Ticker: Security ID: G0192S109
Meeting Date: JUN 29, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports (Voting)
2A.i Elect Poon Wai as Director For For Management
2A.ii Elect Poon Ka Man, Jason as Director For For Management
2A.ii Elect Yin Yibing as Director For For Management
2A.iv Elect Katsuaki Shigemitsu as Director For For Management
2A.v Elect Wong Hin Sun, Eugene as Director For Against Management
2A.vi Elect Lo Peter as Director For For Management
2A.vi Elect Jen Shek Voon as Director For For Management
2A.vi Elect Yan Yu as Director For For Management
2B Authorize Board to Fix Director's For For Management
Remuneration
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Share Repurchase Program For For Management
4C Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
Page 28
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 18, 2007 Meeting Type: Annual
Record Date: NOV 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director Charles E. Foster For For Management
1.4 Elect Director James S. Kahan For For Management
1.5 Elect Director Dov Baharav For For Management
1.6 Elect Director Julian A. Brodsky For For Management
1.7 Elect Director Eli Gelman For For Management
1.8 Elect Director Nehemia Lemelbaum For For Management
1.9 Elect Director John T. Mclennan For For Management
1.10 Elect Director Robert A. Minicucci For For Management
1.11 Elect Director Simon Olswang For For Management
1.12 Elect Director Mario Segal For Against Management
1.13 Elect Director Joseph Vardi For For Management
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2006.
3 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
- --------------------------------------------------------------------------------
AMERICA MOVIL SA DE CV
Ticker: AMX Security ID: 02364W105
Meeting Date: APR 27, 2007 Meeting Type: Special
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Representatives of Class L Shares For For Management
to the Board of Directors
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAUKF Security ID: G03764100
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of USD 0.75 Per For For Management
Ordinary Share
3 Elect Cynthia Carroll as Director For For Management
4 Re-elect Chris Fay as Director For For Management
5 Re-elect Sir Rob Margetts as Director For For Management
6 Re-elect Nicky Oppenheimer as Director For For Management
7 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Approve Remuneration Report For For Management
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 74,000,000
11 Subject to the Passing of Ordinary For For Management
Resolution Number 10, Authorise Issue of
Equity or Equity-Linked Securities
without Pre-emptive Rights up to
Aggregate Nominal Amount of USD
37,000,000
12 Authorise 148,000,000 Ordinary Shares for For For Management
Market Purchase
13 Authorise the Company to Use Electronic For For Management
Communications
14 Amend Articles of Association Re: For For Management
Electronic Communications
- --------------------------------------------------------------------------------
Page 29
ANGLO AMERICAN PLC
Ticker: AAUKF Security ID: G03764100
Meeting Date: JUN 25, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Demerger of Mondi; Authorise the For For Management
Payment of a Dividend In Specie; Approve
the Demerger Agreement, the Indemnity
Agreement and the Tax Agreement;
Authorise Directors to Take All Necessary
Steps to Give Effect to the Demerger
3 Approve Sub-Division of All Issued or For For Management
Unissued Ordinary Shares into New
Ordinary Shares; Approve Consolidation of
All Unissued Intermediate Shares into New
Ordinary Shares; Approve Consolidation of
All Issued Intermediate Shares into New
Ordinary Shares
4 Approve Reduction of Cap. of Mondi Plc; For For Management
Approve Cancellation of the Paid Up Cap.
of Mondi Plc to Enable the Transfer of
Ord. Shares of Mondi Ltd to the Anglo
American Shareholders on the Basis of 1
Mondi Ltd Ord. Share for Every 10 Mondi
Plc Ord. Shares
5 Approve Consolidation of All Mondi Plc For For Management
Ordinary Shares into New Ordinary Shares;
Approve Sub-Division of Each Authorised
but Unissued Ordinary Share and Each
Special Converting Share in the Capital
of Mondi Plc into 10 Shares of the
Relevant Class
6 Subject to and Conditional Upon the For For Management
Passing of Resolution 3, Authorise
134,544,000 New Ordinary Shares for
Market Purchase
- --------------------------------------------------------------------------------
BANCO BRADESCO S.A.
Ticker: Security ID: P1808G117
Meeting Date: MAR 12, 2007 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec 31 2006 and Approve Allocation of
Income,
2 Elect Directors For For Management
3 Elect Supervisory Board Members For For Management
4 Approve Global Remuneration of Directors For For Management
1 Authorize Increase in Share Capital, via For For Management
the Capitalization of Reserves, from
BRL$14.2 Billion to BRL$18 Billion,
Resulting in a 2:1 Bonus Issue of Shares
2 Amend Article 6 to Reflect Changes in For For Management
Capital
- --------------------------------------------------------------------------------
Page 30
BANGKOK BANK PUBLIC CO. LTD
Ticker: Security ID: Y0606R119
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Acknowledge 2006 Operating Results For For Management
3 Acknowledge Audit Committee Report For For Management
4 Accept Financial Statements and Statutory For For Management
Reports
5 Approve Allocation of Income and Payment For Against Management
of Dividend
6.1 Reelect Chatri Sophonpanich as Director For For Management
6.2 Reelect Piti Sithi-Amnuai as Director For For Management
6.3 Reelect Amorn Chandarasomboon as Director For For Management
6.4 Reelect Thamnoon Laukaikul as Director For For Management
6.5 Reelect Prasong Uthaisangchai as Director For For Management
6.6 Reelect Singh Tangtatswas as Director For For Management
7.1 Elect Phornthep Phornprapha as New For For Management
Director
7.2 Elect Gasinee Witoonchart as New Director For For Management
8 Acknowledge Remuneration of Directors For For Management
9 Approve Deloitte Touche Tohmatsu Jaiyos For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
10 Authorize Issuance of Bonds not exceeding For For Management
THB 150 Billion or its Equivalent in
Other Currency
11 Other Business For Against Management
- --------------------------------------------------------------------------------
Page 31
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 29, 2006 Meeting Type: Annual
Record Date: SEP 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE 2006 FINANCIAL STATEMENTS For For Management
AND REPORTS FOR BHP BILLITON PLC
2 TO RECEIVE THE 2006 FINANCIAL STATEMENTS For For Management
AND REPORTS FOR BHP BILLITON LTD
3.1 Elect Director Mr P M Anderson For For Management
3.2 Elect Director Mr P M Anderson For For Management
3.3 Elect Director Mr M J Kloppers For For Management
3.4 Elect Director Mr M J Kloppers For For Management
3.5 Elect Director Mr C J Lynch For For Management
3.6 Elect Director Mr C J Lynch For For Management
3.7 Elect Director Mr J Nasser For For Management
3.8 Elect Director Mr J Nasser For For Management
3.9 Elect Director Mr D A Crawford For For Management
3.10 Elect Director Mr D A Crawford For For Management
3.11 Elect Director Mr D R Argus For For Management
3.12 Elect Director Mr D R Argus For For Management
3.13 Elect Director Dr D C Brink For For Management
3.14 Elect Director Dr D C Brink For For Management
3.15 Elect Director Dr J G S Buchanan For For Management
3.16 Elect Director Dr J G S Buchanan For For Management
3.17 Elect Director Dr J M Schubert For For Management
3.18 Elect Director Dr J M Schubert For For Management
4 Ratify Auditors For For Management
5 TO RENEW THE GENERAL AUTHORITY TO ALLOT For For Management
SHARES IN BHP BILLITON PLC
6 TO RENEW THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS IN BHP BILLITON PLC
7 TO APPROVE THE REPURCHASE OF SHARES IN For For Management
BHP BILLITON PLC
8 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON DECEMBER
31, 2006
9 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON MARCH 31,
2007
10 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON MAY 15,
2007
11 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON JUNE 30,
2007
12 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON SEPTEMBER
30, 2007
13 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON NOVEMBER
15, 2007
14 TO APPROVE THE 2006 REMUNERATION REPORT For For Management
15 TO APPROVE THE GRANT OF AWARDS TO MR C W For For Management
GOODYEAR UNDER THE GIS AND THE LTIP
16 TO APPROVE THE GRANT OF AWARDS TO MR M J For For Management
KLOPPERS UNDER THE GIS AND THE LTIP
17 TO APPROVE THE GRANT OF AWARDS TO MR C J For For Management
LYNCH UNDER THE GIS AND THE LTIP
18 TO APPROVE THE BHP BILLITON GLOBAL For For Management
EMPLOYEE SHARE PLAN
19 TO APPROVE AN INCREASE IN THE MAXIMUM For For Management
AGGREGATE REMUNERATION PAID BY BHP
BILLITON PLC TO NON-EXECUTIVE DIRECTORS
IN ANY YEAR
20 TO APPROVE AN INCREASE IN THE MAXIMUM For For Management
AGGREGATE REMUNERATION PAID BY BHP
BILLITON LTD TO NON-EXECUTIVE DIRECTORS
IN ANY YEAR
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Page 32
BIDVEST GROUP LTD.
Ticker: Security ID: S1201R154
Meeting Date: OCT 31, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended June 30, 2006
2 Approve Remuneration of Directors for For For Management
Fiscal 2007
3 Ratify KPMG, Inc. as Auditors For For Management
4.1 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
4.2 Adopt New Articles of Association For Against Management
4.3 Authorize Specific Repurchase of Shares For For Management
from Company Subsidiary
5.1 Place Authorized But Unissued Shares For For Management
under Control of Directors
5.2 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 30
Million Shares
5.3 Approve Cash Distribution to Shareholders For For Management
by Way of Reduction of Share Premium
Account
5.4 Amend Bidvest Incentive Scheme For Against Management
6.1 Reelect D.B.D. Band as Director For Against Management
6.2 Reelect B.L. Berson as Director For Against Management
6.3 Reelect L.G. Boyle as Director For Against Management
6.4 Reelect M.B.N. Dube as Director For Against Management
6.5 Reelect l.I. Jacobs as Director For Against Management
6.6 Reelect R.M. Kunene as Director For Against Management
6.7 Reelect D. Masson as Director For Against Management
6.8 Reelect S.G. Pretorius as Director For Against Management
7.1 Reelect D.E. Cleasby as Director For Against Management
7.2 Reelect A.W. Dawe as Director For Against Management
7.3 Reelect N.G. Payne as Director For Against Management
7.4 Reelect F.D.P. Tlakula as Director For Against Management
- --------------------------------------------------------------------------------
BIO-TREAT TECHNOLOGY LTD
Ticker: Security ID: G11240101
Meeting Date: OCT 30, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare First and Final Dividend of SGD For For Management
0.0128 Per Share
3 Approve Directors' Fees of RMB 809,416 For For Management
for the Financial Year Ended June 30,
2006 (2005: SGD 166,000)
4 Reelect Wong Kim Kwan Kings as Director For For Management
5 Reelect Yip Wai Leung Jerry as Director For For Management
6 Reelect Chan Kong as Director For For Management
7 Reappoint Moore Stephens as Auditors and For For Management
Authorize Board to Fix Their Remuneration
8 Approve Issuance of Shares without For For Management
Preemptive Rights
9 Approve Issuance of Shares Pursuant to For For Management
the Bio-Treat Technology Ltd. Scrip
Dividend Scheme
- --------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING CO., LTD.
Ticker: Security ID: Y11654103
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2006 Operating Results and For For Management
Financial Statements
2 Approve 2006 Profit Distribution Plan For For Management
3 Amend Articles of Association For For Management
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Amend Election Rules of Directors and For For Management
Supervisors
6 Elect Directors For For Management
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
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Page 33
CEMEX S.A.
Ticker: CX Security ID: 151290889
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: AUG 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, DISCUSSION AND APPROVAL OF For For Management
THE PROJECT THAT MODIFIES THE ISSUANCE
DEED OF THE ORDINARY PARTICIPATION
CERTIFICATES DENOMINATED CEMEX.CPO , AS
WELL AS THE TRUST AGREEMENT NUMBER
111033-9 EXECUTED BY BANCO NACIONAL DE
MEXICO, S.A. AS CEMEX
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: NOV 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 CONSIDERATION AND, IF APPLICABLE, For For Management
AUTHORIZATION OF A TRANSACTION, AFTER
HEARING A REPORT BY THE CHIEF EXECUTIVE
OFFICER AND THE OPINION OF THE BOARD OF
DIRECTORS.
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for 2006 Fiscal Year
2 Approve Allocation of Income; Set For For Management
Aggregate Nominal Amount of Share
Repurchase
3 Authorize Increase in Variable Portion of For For Management
Capital via Capitalization of Accumulated
Profits Account
4 Elect Board Members; Elect Members and For For Management
Chairman of Both Audit and Corporate
Practices Committee
5 Approve Remuneration of Directors and For For Management
Members of the Board Committees
6 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD
Ticker: CETV Security ID: G20045202
Meeting Date: JUN 5, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Lauder For Withhold Management
1.2 Elect Director Herbert A. Granath For For Management
1.3 Elect Director Michael Garin For Withhold Management
1.4 Elect Director Frank Ehmer For Withhold Management
1.5 Elect Director Charles R. Frank, Jr. For For Management
1.6 Elect Director Herbert Kloiber For Withhold Management
1.7 Elect Director Alfred W. Langer For For Management
1.8 Elect Director Bruce Maggin For For Management
1.9 Elect Director Ann Mather For For Management
1.10 Elect Director Christian Stahl For Withhold Management
1.11 Elect Director Eric Zinterhofer For Withhold Management
2 THE ADOPTION OF THE FINANCIAL STATEMENTS For For Management
OF THE COMPANY AND THE AUDITORS REPORT
THEREON FOR THE COMPANY'S FISCAL YEAR
ENDED DECEMBER 31, 2006.
3 Ratify Auditors For For Management
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Page 34
CEZ A.S.
Ticker: BAACEZ Security ID: X2337V121
Meeting Date: APR 23, 2007 Meeting Type: Annual
Record Date: APR 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman and Other For For Management
Meeting Officials; Approve Procedural
Rules
2 Accept Report on Operations in 2006 For For Management
3 Accept Supervisory Board Report For For Management
4 Approve Liquidation of Social Fund and For Against Management
Rewards Fund
5 Amend Statute For For Management
6 Accept Financial Statements and Statutory For For Management
Reports; Accept Consolidated Financial
Statements and Statutory Reports
7 Approve Allocation of Income and For For Management
Dividends
8 Approve Renewal of System of Management For Against Management
Control in Power Plant Dukovany - Modules
M3-M5
9 Decide on Volume of Company's Sponsorship For Against Management
Funds
10 Approve Share Repurchase Program For For Management
11 Approve Changes to Composition of For For Management
Supervisory Board
12 Approve Contracts and Related Benefits For Against Management
13 Close Meeting None None Management
- --------------------------------------------------------------------------------
CHEIL COMMUNICATIONS INC.
Ticker: Security ID: Y1296G108
Meeting Date: FEB 28, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 7000 Per Share
2 Elect Two Executive Directors and One For For Management
Independent Non-Executive Director
3 Appoint Auditor For For Management
4 Approve Remuneration of Executive For For Management
Directors and Independent Non-Executive
Directors
5 Approve Limit on Remuneration of Auditors For For Management
- --------------------------------------------------------------------------------
CHINA COMMUNICATIONS CONSTRUCTION GROUP LTD, BEIJING
Ticker: Security ID: Y14369105
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Plan for 2006 For For Management
5 Reappoint PricewaterhouseCoopers as the For For Management
International Auditors and
PricewaterhouseCoopers Zhong Tian CPAs
Ltd. Company as the Domestic Auditors and
Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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Page 35
CHINA LIFE INSURANCE CO LTD
Ticker: LFC Security ID: 16939P106
Meeting Date: DEC 29, 2006 Meeting Type: Special
Record Date: NOV 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO REVIEW AND APPROVE THE ADOPTION OF THE For Against Management
EMPLOYEE SHARE INCENTIVE PLAN (DRAFT) AND
TO AUTHORIZE THE BOARD TO MAKE
APPROPRIATE AND NECESSARY AMENDMENTS TO
THE EMPLOYEE SHARE INCENTIVE PLAN IN
ACCORDANCE WITH THE RELEVANT LAWS AND
REGULATIONS, ALL AS MORE
2 TO ELECT MR. NGAI WAI FUNG AS AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
- --------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD
Ticker: LFC Security ID: 16939P106
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO REVIEW AND APPROVE THE REPORT OF THE For For Management
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2006.
2 TO REVIEW AND APPROVE THE REPORT OF THE For For Management
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2006.
3 TO REVIEW AND APPROVE THE AUDITED For For Management
FINANCIAL STATEMENTS OF THE COMPANY AND
THE AUDITORS REPORT.
4 TO REVIEW AND APPROVE THE PROFIT For For Management
DISTRIBUTION AND CASH DIVIDEND
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2006.
5 TO REVIEW AND APPROVE THE REMUNERATION OF For For Management
THE DIRECTORS AND SUPERVISORS OF THE
COMPANY.
6 TO APPROVE THE PURCHASE OF LIABILITY For Against Management
INSURANCE FOR THE COMPANY'S DIRECTORS AND
MANAGEMENT.
7 Ratify Auditors For For Management
8 TO GIVE A GENERAL MANDATE TO THE BOARD OF For Against Management
DIRECTORS OF THE COMPANY TO ISSUE NEW
DOMESTIC SHARES AND NEW H SHARES OF NOT
MORE THAN 20% OF EACH CLASS OF THE
DOMESTIC SHARES AND H SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF
PASSING THIS RESOLUTION.
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Page 36
CHINA MOBILE (HONG KONG) LIMITED
Ticker: CHL Security ID: 16941M109
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
FINANCIAL STATEMENTS AND THE REPORTS OF
THE DIRECTORS AND AUDITORS.
2a TO DECLARE AN ORDINARY FINAL DIVIDEND FOR For For Management
THE YEAR ENDED 31 DECEMBER 2006.
2b TO DECLARE A SPECIAL FINAL DIVIDEND FOR For For Management
THE YEAR ENDED 31 DECEMBER 2006.
3a TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. For For Management
3b TO RE-ELECT LI YUE AS A DIRECTOR. For For Management
3c TO RE-ELECT ZHANG CHENSHUANG AS A For For Management
DIRECTOR.
3d TO RE-ELECT FRANK WONG KWONG SHING AS A For For Management
DIRECTOR.
3e TO RE-ELECT PAUL MICHAEL DONOVAN AS A For For Management
DIRECTOR.
4 Ratify Auditors For For Management
5 TO GIVE A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
6 TO GIVE A GENERAL MANDATE TO THE For Against Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY.
7 TO EXTEND THE GENERAL MANDATE GRANTED TO For Against Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
- --------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD
Ticker: Security ID: Y15002101
Meeting Date: NOV 22, 2006 Meeting Type: Special
Record Date: OCT 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Appreciation Rights Scheme For Against Management
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Amend Articles of Association For For Management
- --------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD
Ticker: Security ID: Y15002101
Meeting Date: JAN 31, 2007 Meeting Type: Special
Record Date: JAN 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Bonds Not Exceeding For For Management
the Aggregate Amount of RMB 2.0 Billion
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Page 37
CHINA OILFIELD SERVICES LTD
Ticker: Security ID: Y15002101
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: JUN 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Annual Dividend For For Management
3 Approve Budget for Fiscal Year 2007 For For Management
4 Accept Report of the Directors For For Management
5 Accept Report of the Supervisory For For Management
Committee
6 Reelect Non-Executive Directors and For Against Management
Independent Non-Executive Directors
7 Reappoint Ernst & Young Hua Ming and For For Management
Ernst & Young as Domestic and
International Auditors, Respectively, and
Authorize Board to Fix Their Remuneration
8 Adopt Procedural Rules of the For For Management
Shareholders' General Meetings
9 Adopt Procedural Rules of the Board For For Management
Meetings
10 Adopt Procedural Rules of the Supervisory For For Management
Committee
11 Adopt Decision-Making Procedures on For For Management
Connected Transactions
12a Approve Issuance of A Shares (A Share For For Management
Issue)
12b Approve Issuance of Not More Than 820.0 For For Management
Million A Shares
12c Approve Nominal Value of A Shares For For Management
12d Approve Target Subscribers of A Shares For For Management
12e Approve Issue Price of A Shares For For Management
12f Approve Shanghai Stock Exchange as Place For For Management
of Listing of A Shares
12g Approve Use of Proceeds from the A Share For For Management
Issue
12h Approve Accumulated Retained Earnings For For Management
Entitlement
12i Approve Effective Date and Duration of For For Management
the A Share Issue
12j Authorize Board to Determine and Deal For For Management
with Matters in Relation to the A Share
Issue
12k Authorize Board to Sign or Execute All For For Management
Necessary Documents in Relation to the A
Share Issue and Handle Registration
Requirements after the Completion of the
A Share Issue
13 Amend Articles Re: A Share Issue For For Management
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15 Amend Articles Re: Legal Representative For For Management
of the Company
- --------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD
Ticker: Security ID: Y15002101
Meeting Date: JUN 6, 2007 Meeting Type: Special
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Up to 820.0 Million A For For Management
Shares and Authorize Board to Deal with
Specific Matters Such as Specific Timing,
Exact Number, Offering and Pricing
Mechanism, Issue Price, Target
Subscribers and Number and Proportion of
A Shares to be Issued
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Page 38
CHINA WATER AFFAIRS GROUP LTD (FORMERLY CHINA SILVER DRAGON
Ticker: Security ID: G21090108
Meeting Date: OCT 27, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Chen Guo Ru as Director and For For Management
Authorize Board to Fix His Remuneration
2b Reelect Zhao Hai Hu as Director and For For Management
Authorize Board to Fix His Remuneration
2c Reelect Wu Jiesi as Director and For Against Management
Authorize Board to Fix His Remuneration
3 Reappoint Grant Thornton as Auditors and For For Management
Authorize Board to Fix Their Remuneration
4a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
4c Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
CHINA WATER AFFAIRS GROUP LTD (FORMERLY CHINA SILVER DRAGON
Ticker: Security ID: G21090108
Meeting Date: JAN 5, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by China Water Group For For Management
Ltd. of 30 Percent of the Issued Share
Capital of China Environmental Water
Hldgs. Ltd. from Color Hill Group Ltd.
for a Total Consideration of HK$19.2
Million
- --------------------------------------------------------------------------------
CHINA WATER AFFAIRS GROUP LTD (FORMERLY CHINA SILVER DRAGON
Ticker: Security ID: G21090108
Meeting Date: JAN 26, 2007 Meeting Type: Special
Record Date: JAN 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Entire For For Management
Registered Capital of Yongchuan Global
Credit Water Co. Ltd and 10 Percent of
the Registered Capital of Chongqing
Qiaoli City Facilities Engineering Co Ltd
for a Total Consideration of RMB 105.5
Million
- --------------------------------------------------------------------------------
CHINA WATER AFFAIRS GROUP LTD (FORMERLY CHINA SILVER DRAGON
Ticker: Security ID: G21090108
Meeting Date: MAY 8, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant to Duan Chuan Liang of For Against Management
Options to Subscribe in Excess of 1
Percent of the Company's Shares in Issue
with an Aggregate Value of HK$5.0 Million
Pursuant to the Company's Share Option
Scheme
- --------------------------------------------------------------------------------
Page 39
COMPANHIA VALE DO RIO DOCE
Ticker: RIO.PR Security ID: 204412209
Meeting Date: DEC 28, 2006 Meeting Type: Special
Record Date: DEC 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 THE APPROVAL AND JUSTIFICATION FOR For For Management
CONSOLIDATION OF CAEMI MINERACAO E
METALURGIA S.A. ("CAEMI"), A WHOLLY OWNED
SUBSIDIARY OF CVRD, PURSUANT TO ARTICLES
224 AND 225 OF THE BRAZILIAN CORPORATE
LAW
2 TO RATIFY THE APPOINTMENT OF THE EXPERTS For For Management
TO APPRAISE THE VALUE OF THE COMPANY TO
BE CONSOLIDATED
3 TO DECIDE ON THE APPRAISAL REPORT, For For Management
PREPARED BY THE EXPERT APPRAISERS
4 THE APPROVAL FOR THE CONSOLIDATION OF For For Management
CAEMI, WITHOUT A CAPITAL INCREASE OR THE
ISSUANCE OF NEW SHARES BY THIS COMPANY
5 TO RATIFY THE ACQUISITION OF THE CONTROL For For Management
OF INCO LTD., PURSUANT TO SECTION 1 OF
ARTICLE 256 OF THE BRAZILIAN CORPORATE
LAW
6 TO RATIFY THE APPOINTMENT OF A BOARD For For Management
MEMBER, DULY NOMINATED DURING THE BOARD
OF DIRECTORS MEETING HELD ON JUNE 21,
2006, IN ACCORDANCE WITH SECTION 10 OF
ARTICLE 11 OF THE COMPANY'S BY-LAWS
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: RIO Security ID: 204412209
Meeting Date: APR 27, 2007 Meeting Type: Annual/Special
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPRECIATION OF THE MANAGEMENTS REPORT For For Management
AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
2 PROPOSAL FOR THE DESTINATION OF PROFITS For For Management
OF THE SAID FISCAL YEAR AND APPROVAL OF
THE INVESTMENT BUDGET OF THE COMPANY.
3 APPOINTMENT OF THE MEMBERS OF THE BOARD For For Management
OF DIRECTORS.
4 APPOINTMENT OF THE MEMBERS OF THE FISCAL For For Management
COUNCIL.
5 ESTABLISHMENT OF THE REMUNERATION OF THE For For Management
MEMBERS OF THE BOARD OF DIRECTORS, THE
BOARD OF EXECUTIVE OFFICERS AND THE
FISCAL COUNCIL.
6 PROPOSAL FOR THE CAPITAL INCREASE, For For Management
THROUGH CAPITALIZATION OF RESERVES,
WITHOUT THE ISSUANCE OF SHARES, AND THE
CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF THE COMPANY'S BY-LAWS.
- --------------------------------------------------------------------------------
Page 40
DESARROLLADORA HOMEX SAB DE CV
Ticker: HXM Security ID: 25030W100
Meeting Date: APR 26, 2007 Meeting Type: Special
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 READING, DISCUSSION AND APPROVAL OR For For Management
AMENDMENT, AS THE CASE MAY BE, OF THE
REPORTS OF THE BOARD OF DIRECTORS ON THE
COMPANY'S REVIEW PURSUANT TO ARTICLE 28,
SECTION IV OF THE MEXICAN SECURITIES LAW,
INCLUDING THE FINANCIAL STATEMENTS FOR
THE YEAR ENDED ON
2 RESOLUTION OVER THE APPLICATION OF THE For For Management
RESULTS OBTAINED IN SUCH FISCAL YEAR.
3 APPOINTMENT OR RATIFICATION, AS THE CASE For For Management
MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND SECRETARY, AND
DETERMINATION OF THEIR COMPENSATION.
4 APPOINTMENT OR RATIFICATION, AS THE CASE For For Management
MAY BE, OF THE CHAIRMAN AND MEMBERS OF
THE AUDIT COMMITTEE AND CORPORATE
GOVERNANCE COMMITTEE.
5 DISCUSSION AND APPROVAL, AS THE CASE MAY For For Management
BE, OF THE MAXIMUM AMOUNT THAT COULD BE
USED TO REPURCHASE OF STOCK OF THE
COMPANY DURING 2007.
6 DESIGNATION OF DELEGATES WHO WILL For For Management
FORMALIZE AND EXECUTE THE RESOLUTIONS
ADOPTED AT THIS MEETING.
7 ADJUSTMENTS AND CHANGES TO THE BYLAWS OF For For Management
DESARROLLADORA HOMEX, S.A.B. DE C.V., TO
MODIFY ARTICLES SIX, TWENTY TWO, THIRTY
THREE AND THIRTY FOUR.
8 DESIGNATION OF DELEGATES WHO WILL For For Management
FORMALIZE AND EXECUTE THE RESOLUTIONS
ADOPTED AT THIS MEETING.
- --------------------------------------------------------------------------------
EMBRAER, EMPRESA BRASILEIRA DE AERONAUTICA
Ticker: ERJ Security ID: 29081M102
Meeting Date: APR 23, 2007 Meeting Type: Annual/Special
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 EXAMINE, DISCUSS AND VOTE ON THE For For Management
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2006
2 ALLOCATE THE NET PROFITS RECORDED IN SUCH For For Management
FISCAL YEAR
3 APPOINT THE MEMBERS OF THE FISCAL For For Management
COMMITTEE FOR THE 2007/2008 TERM OF
OFFICE
4 SET THE AGGREGATE ANNUAL COMPENSATION TO For For Management
BE RECEIVED BY THE COMPANY'S OFFICERS AND
MEMBERS OF THE COMMITTEE OF ITS BOARD OF
DIRECTORS
5 SET THE COMPENSATION OF THE MEMBERS OF For For Management
THE FISCAL COMMITTEE
6 CONFIRM THE INCREASE IN THE COMPANY'S For For Management
CAPITAL STOCK IN THE AMOUNT OF R$
11,119,509.06, AS APPROVED BY THE BOARD
OF DIRECTORS AT ITS MEETINGS HELD IN
SEPTEMBER AND DECEMBER 2006 AND MARCH
2007.
7 AMEND ARTICLE 6 OF THE COMPANY'S BYLAWS, For For Management
AS A RESULT OF THE CONFIRMATION OF THE
INCREASE IN CAPITAL STOCK
8 AMEND THE COMPANY'S BYLAWS IN ORDER TO For For Management
REMOVE ARTICLE 10 AND ITS SOLE PARAGRAPH
AND INCLUDE THEM, WITH AMENDMENTS, AS
PARAGRAPH 3 AND PARAGRAPH 4 OF ARTICLE 7,
RENUMBERING, AS A CONSEQUENCE, THE
REMAINING ARTICLES OF THE BYLAWS
9 CONSOLIDATE THE COMPANY'S BYLAWS For For Management
- --------------------------------------------------------------------------------
Page 41
GAZPROM OAO
Ticker: OGZRY Security ID: 368287207
Meeting Date: JUN 29, 2007 Meeting Type: Annual
Record Date: JUN 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 2.54 per For For Management
Ordinary Share
5 Approve Remuneration of Directors and For Against Management
Members of Audit Commission
6 Ratify CJSC PricewaterhouseCoopers Audit For For Management
as Auditor
7 Amend Charter For For Management
8 Approve Series of Related-Party For For Management
Transactions in Connection with
Implementation of Nord Stream Project
9.1 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.2 Approve Related-Party Transaction with For For Management
Sberbank
9.3 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.4 Approve Related-Party Transaction with For For Management
Sberbank
9.5 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.6 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.7 Approve Related-Party Transaction with For For Management
Sberbank
9.8 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.9 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.10 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.11 Approve Related-Party Transaction with For For Management
Sberbank
9.12 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.13 Approve Related-Party Transaction with For For Management
OJSC Severneftegazprom
9.14 Approve Related-Party Transaction with For For Management
OJSC Severneftegazprom
9.15 Approve Related-Party Transaction with For For Management
Mezhregiongaz LLC
9.16 Approve Related-Party Transaction with For For Management
Mezhregiongaz LLC
9.17 Approve Related-Party Transaction with For For Management
Mezhregiongaz LLC
9.18 Approve Related-Party Transaction with For For Management
CJSC Northgas
9.19 Approve Related-Party Transaction with For For Management
OJSC Novatek
9.20 Approve Related-Party Transaction with For For Management
OJSC Tomskgazprom
9.21 Approve Related-Party Transaction with For For Management
Mezhregiongaz LLC
9.22 Approve Related-Party Transaction with For For Management
OJSC Gazprom Neft
9.23 Approve Related-Party Transaction with For For Management
OJSC Novatek
9.24 Approve Related-Party Transaction with For For Management
OJSC Novatek
9.25 Approve Related-Party Transaction with For For Management
Latvijas Gaze a/s
9.26 Approve Related-Party Transaction with AB For For Management
Lietuvos dujos
9.27 Approve Related-Party Transaction with For For Management
UAB Kauno Termofikacijos Elektrine
9.28 Approve Related-Party Transaction with For For Management
MoldovaGaz S.A.
9.29 Approve Related-Party Transaction with For For Management
MoldovaGaz S.A.
10.1 Elect Andrey Akimov as Director None Against Management
10.2 Elect Alexander Ananenkov as Director For Against Management
10.3 Elect Burckhard Bergmann as Director None Against Management
10.4 Elect Farit Gazizullin as Director None Against Management
10.5 Elect German Gref as Director None Against Management
Page 42
10.6 Elect Elena Karpel as Director For Against Management
10.7 Elect Dmitry Medvedev as Director None Against Management
10.8 Elect Yury Medvedev as Director None Against Management
10.9 Elect Alexey Miller as Director For Against Management
10.10 Elect Victor Nikolaev as Director None Against Management
10.11 Elect Sergey Oganesyan as Director None Against Management
10.12 Elect Alexander Potyomkin as Director None Against Management
10.13 Elect Mikhail Sereda as Director For Against Management
10.14 Elect Boris Fedorov as Director None For Management
10.15 Elect Robert Foresman as Director None Against Management
10.16 Elect Victor Khristenko as Director None Against Management
10.17 Elect Alexander Shokhin as Director None Against Management
10.18 Elect Igor Yusufov as Director None Against Management
10.19 Elect Evgeny Yasin as Director None Against Management
11.1 Elect Dmitry Arkhipov as Member of Audit For For Management
Commission
11.2 Elect Denis Askinadze as Member of Audit For Against Management
Commission
11.3 Elect Vadim Bikulov as Member of Audit For For Management
Commission
11.4 Elect Rafael Ishutin as Member of Audit For For Management
Commission
11.5 Elect Andrey Kobzev as Member of Audit For Against Management
Commission
11.6 Elect Nina Lobanova as Member of Audit For For Management
Commission
11.7 Elect Yury Nosov as Member of Audit For Against Management
Commission
11.8 Elect Victoria Oseledko as Member of For Against Management
Audit Commission
11.9 Elect Vladislav Sinyov as Member of Audit For For Management
Commission
11.10 Elect Andrey Fomin as Member of Audit For Against Management
Commission
11.11 Elect Yury Shubin as Member of Audit For Against Management
Commission
- --------------------------------------------------------------------------------
GAZPROM OAO
Ticker: OGZRY Security ID: 368287207
Meeting Date: JUN 29, 2007 Meeting Type: Annual
Record Date: JUN 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 2.54 per For For Management
Ordinary Share
5 Approve Remuneration of Directors and For Against Management
Members of Audit Commission
6 Ratify CJSC PricewaterhouseCoopers Audit For For Management
as Auditor
7 Amend Charter For For Management
8 Approve Series of Related-Party For For Management
Transactions in Connection with
Implementation of Nord Stream Project
9.1 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.2 Approve Related-Party Transaction with For For Management
Sberbank
9.3 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.4 Approve Related-Party Transaction with For For Management
Sberbank
9.5 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.6 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.7 Approve Related-Party Transaction with For For Management
Sberbank
9.8 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.9 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.10 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
9.11 Approve Related-Party Transaction with For For Management
Sberbank
9.12 Approve Related-Party Transaction with For For Management
CJSC AB Gazprombank
Page 43
9.13 Approve Related-Party Transaction with For For Management
OJSC Severneftegazprom
9.14 Approve Related-Party Transaction with For For Management
OJSC Severneftegazprom
9.15 Approve Related-Party Transaction with For For Management
Mezhregiongaz LLC
9.16 Approve Related-Party Transaction with For For Management
Mezhregiongaz LLC
9.17 Approve Related-Party Transaction with For For Management
Mezhregiongaz LLC
9.18 Approve Related-Party Transaction with For For Management
CJSC Northgas
9.19 Approve Related-Party Transaction with For For Management
OJSC Novatek
9.20 Approve Related-Party Transaction with For For Management
OJSC Tomskgazprom
9.21 Approve Related-Party Transaction with For For Management
Mezhregiongaz LLC
9.22 Approve Related-Party Transaction with For For Management
OJSC Gazprom Neft
9.23 Approve Related-Party Transaction with For For Management
OJSC Novatek
9.24 Approve Related-Party Transaction with For For Management
OJSC Novatek
9.25 Approve Related-Party Transaction with For For Management
Latvijas Gaze a/s
9.26 Approve Related-Party Transaction with AB For For Management
Lietuvos dujos
9.27 Approve Related-Party Transaction with For For Management
UAB Kauno Termofikacijos Elektrine
9.28 Approve Related-Party Transaction with For For Management
MoldovaGaz S.A.
9.29 Approve Related-Party Transaction with For For Management
MoldovaGaz S.A.
10.1 Elect Andrey Akimov as Director None Withhold Management
10.2 Elect Alexander Ananenkov as Director For Withhold Management
10.3 Elect Burckhard Bergmann as Director None Withhold Management
10.4 Elect Farit Gazizullin as Director None Withhold Management
10.5 Elect German Gref as Director None Withhold Management
10.6 Elect Elena Karpel as Director For Withhold Management
10.7 Elect Dmitry Medvedev as Director None Withhold Management
10.8 Elect Yury Medvedev as Director None Withhold Management
10.9 Elect Alexey Miller as Director For Withhold Management
10.10 Elect Victor Nikolaev as Director None Withhold Management
10.11 Elect Sergey Oganesyan as Director None Withhold Management
10.12 Elect Alexander Potyomkin as Director None Withhold Management
10.13 Elect Mikhail Sereda as Director For Withhold Management
10.14 Elect Boris Fedorov as Director None For Management
10.15 Elect Robert Foresman as Director None Withhold Management
10.16 Elect Victor Khristenko as Director None Withhold Management
10.17 Elect Alexander Shokhin as Director None Withhold Management
10.18 Elect Igor Yusufov as Director None Withhold Management
10.19 Elect Evgeny Yasin as Director None Withhold Management
11.1 Elect Dmitry Arkhipov as Member of Audit For For Management
Commission
11.2 Elect Denis Askinadze as Member of Audit For Withhold Management
Commission
11.3 Elect Vadim Bikulov as Member of Audit For For Management
Commission
11.4 Elect Rafael Ishutin as Member of Audit For For Management
Commission
11.5 Elect Andrey Kobzev as Member of Audit For Withhold Management
Commission
11.6 Elect Nina Lobanova as Member of Audit For For Management
Commission
11.7 Elect Yury Nosov as Member of Audit For Withhold Management
Commission
11.8 Elect Victoria Oseledko as Member of For Withhold Management
Audit Commission
11.9 Elect Vladislav Sinyov as Member of Audit For For Management
Commission
11.10 Elect Andrey Fomin as Member of Audit For Withhold Management
Commission
11.11 Elect Yury Shubin as Member of Audit For Withhold Management
Commission
- --------------------------------------------------------------------------------
Page 44
HON HAI PRECISION INDUSTRY CO. LTD.
Ticker: Security ID: Y36861105
Meeting Date: JUN 8, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2006 Dividends For For Management
and Employee Profit Sharing
4 Approve Increase of Registered Capital For For Management
and Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
5 Amend Articles of Association For For Management
6 Amend Election Rules of Directors and For For Management
Supervisors
7 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
8.1 Elect Hwu Tsong-Min as Independent For For Management
Director with ID No. E100527029
8.2 Elect Liu Cheng-Yu as Independent For Management
Director with ID No. E121186813
9 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
10 Other Business None None Management
- --------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO. LTD.
Ticker: HNHAY Security ID: 438090201
Meeting Date: JUN 8, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2006 Dividends For For Management
and Employee Profit Sharing
4 Approve Increase of Registered Capital For For Management
and Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
5 Amend Election Rules of Directors and For For Management
Supervisors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Articles of Association For For Management
8 Elect Directors and Supervisors For For Management
9 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
- --------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD.
Ticker: Security ID: G4587L109
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Reelect Mark Greenberg as Director For Against Management
3 Reelect Leach of Fairford as Director For Against Management
4 Reelect Richard Lee as Director For For Management
5 Reelect Y K Pang as Director For Against Management
6 Reappoint Auditors and Authorize Board to For Against Management
Fix Their Remuneration
7 Authorize Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 76.5 Million and without Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 11.4 Million
8 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
Page 45
INDIA FUND, INC., THE
Ticker: IFN Security ID: 454089103
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Marc Hardy For For Management
1.2 Elect Director Prakash A. Melwani For For Management
- --------------------------------------------------------------------------------
INDUSTRIAL BANK OF KOREA
Ticker: Security ID: 456036102
Meeting Date: MAR 22, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF BALANCE SHEET, INCOME For For Management
STATEMENT AND APPROPRIATION OF RETAINED
EARNINGS FOR THE 46TH FISCAL YEAR, AS SET
FORTH IN THE BANK'S NOTICE OF MEETING
ENCLOSED HEREWITH.
2 APPROVAL OF AMENDMENT TO THE ARTICLES OF For For Management
OFFICER SEVERANCE PAY REGULATION, AS SET
FORTH IN THE BANK'S NOTICE OF MEETING
ENCLOSED HEREWITH.
3 APPROVAL OF AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION, AS SET FORTH IN THE BANK'S
NOTICE OF MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LTD.
Ticker: INFY Security ID: 456788108
Meeting Date: NOV 7, 2006 Meeting Type: Special
Record Date: OCT 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO AUTHORIZE THE BOARD OF DIRECTORS TO For For Management
SPONSOR AN ISSUE OF AMERICAN DEPOSITARY
SHARES AGAINST EXISTING EQUITY SHARES.
2 TO AUTHORIZE THE COMPANY TO ISSUE For For Management
DEPOSITARY RECEIPTS.
3 TO AUTHORIZE THE BOARD AND OFFICERS IN For For Management
CONNECTION WITH THE EARLIER RESOLUTIONS.
4 TO AUTHORIZE THE UNDERWRITERS TO For For Management
DETERMINE THE PRICE OF THE SPONSORED ADS
OFFERING.
5 TO AUTHORIZE THE BOARD TO DETERMINE THE For For Management
TERMS AND CONDITIONS.
6 TO AUTHORIZE THE BOARD OF DIRECTORS TO For For Management
DELEGATE ITS POWERS.
- --------------------------------------------------------------------------------
Page 46
INFOSYS TECHNOLOGIES LTD
Ticker: INFY Security ID: 456788108
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE For For Management
BALANCE SHEET AS AT MARCH 31, 2007 AND
THE PROFIT AND LOSS ACCOUNT FOR THE YEAR.
2 TO DECLARE A FINAL DIVIDEND FOR THE For For Management
FINANCIAL YEAR ENDED MARCH 31, 2007.
3 TO APPOINT A DIRECTOR IN PLACE OF MR. For For Management
DEEPAK M. SATWALEKAR, WHO RETIRES BY
ROTATION AND, OFFERS HIMSELF FOR
RE-ELECTION.
4 TO APPOINT A DIRECTOR IN PLACE OF PROF. For For Management
MARTI G. SUBRAHMANYAM, WHO RETIRES BY
ROTATION AND, OFFERS HIMSELF FOR
RE-ELECTION.
5 TO APPOINT A DIRECTOR IN PLACE OF MR. S. For For Management
GOPALAKRISHNAN, WHO RETIRES BY ROTATION
AND, OFFERS HIMSELF FOR RE-ELECTION.
6 TO APPOINT A DIRECTOR IN PLACE OF MR. For For Management
S.D. SHIBULAL, WHO RETIRES BY ROTATION
AND, OFFERS HIMSELF FOR RE-ELECTION.
7 TO APPOINT A DIRECTOR IN PLACE OF MR. For For Management
T.V. MOHANDAS PAI, WHO RETIRES BY
ROTATION AND, OFFERS HIMSELF FOR
RE-ELECTION.
8 Ratify Auditors For For Management
9 TO APPOINT MR. N.R. NARAYANA MURTHY AS A For For Management
DIRECTOR LIABLE TO RETIRE BY ROTATION.
10 TO APPROVE THE RE-APPOINTMENT OF MR. For For Management
NANDAN M. NILEKANI AS A WHOLE-TIME
DIRECTOR FOR 5 YEARS EFFECTIVE 5/1/2007.
11 TO APPROVE THE APPOINTMENT OF MR. S. For For Management
GOPALAKRISHNAN AS THE CHIEF EXECUTIVE
OFFICER AND MANAGING DIRECTOR.
12 TO APPROVE THE RE-APPOINTMENT OF MR. K. For For Management
DINESH AS A WHOLE-TIME DIRECTOR FOR 5
YEARS EFFECTIVE 5/1/2007.
13 TO APPROVE THE RE-APPOINTMENT OF MR. S.D. For For Management
SHIBULAL AS A WHOLE- TIME DIRECTOR FOR A
PERIOD OF 5 YEARS EFFECTIVE 1/10/2007.
14 TO APPROVE PAYMENT OF AN ANNUAL For For Management
REMUNERATION BY COMMISSION OF A SUM NOT
EXCEEDING 1% PER ANNUM OF THE NET
PROFITS.
- --------------------------------------------------------------------------------
KOOKMIN BANK
Ticker: KBNKF Security ID: Y4822W100
Meeting Date: MAR 23, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 3650 Per Share
2 Elect Jacques P.M. Kemp as Independent For For Management
Non-Executive Director
3 Elect Four Members of Audit Committee For For Management
4 Approve Stock Options Previous Granted by For For Management
Board
5 Approve Stock Option Grants For For Management
- --------------------------------------------------------------------------------
Page 47
KOOKMIN BANK
Ticker: KB Security ID: 50049M109
Meeting Date: MAR 23, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF NON-CONSOLIDATED FINANCIAL For For Management
STATEMENTS (BALANCE SHEET, INCOME
STATEMENT AND STATEMENT OF APPROPRIATION
OF RETAINED EARNINGS) FOR THE FISCAL YEAR
2006, AS SET FORTH IN THE COMPANY'S
NOTICE OF MEETING ENCLOSED HEREWITH.
2 APPROVAL OF THE APPOINTMENT OF DIRECTORS, For For Management
AS SET FORTH IN THE COMPANY'S NOTICE OF
MEETING ENCLOSED HEREWITH.
3 APPROVAL OF APPOINTMENT OF CANDIDATES FOR For For Management
THE MEMBERS OF THE AUDIT COMMITTEE, WHO
ARE NON-EXECUTIVE DIRECTORS, AS SET FORTH
IN THE COMPANY'S NOTICE OF MEETING
ENCLOSED HEREWITH.
4 APPROVAL OF PREVIOUSLY GRANTED STOCK For For Management
OPTION, AS SET FORTH IN THE COMPANY'S
NOTICE OF MEETING ENCLOSED HEREWITH.
5 APPROVAL OF THE GRANT OF STOCK OPTION, AS For For Management
SET FORTH IN THE COMPANY'S NOTICE OF
MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP
Ticker: KEP Security ID: 500631106
Meeting Date: AUG 9, 2006 Meeting Type: Special
Record Date: JUL 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT MR. JONG HWAK PARK, MANAGER For For Management
SECRETARIAT, AS A STANDING DIRECTOR.
2 ELECT MR. MYOUNG CHUL JANG, GENERAL For For Management
MANAGER, PERSONAL & GENERAL AFFAIRS
DEPARTMENT, AS A STANDING DIRECTOR.
3 ELECT MR. HO MUN, GENERAL MANAGER, For For Management
CHOONGNAM DISTRICT HEAD OFFICE, AS A
STANDING DIRECTOR.
- --------------------------------------------------------------------------------
KS ENERGY SERVICES LIMITED (FRMLY KS TECH LTD)
Ticker: Security ID: Y498A2103
Meeting Date: AUG 7, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
KS ENERGY SERVICES LIMITED (FRMLY KS TECH LTD)
Ticker: Security ID: Y498A2103
Meeting Date: APR 20, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare Final Dividend of SGD 0.018 Per For For Management
Share
3 Approve Directors' Fees of SGD 254,466 For For Management
for the Year Ended Dec. 31, 2006
4 Reelect Wong Meng Yeng as Director For For Management
5 Reelect Kris Taenar Wiluan as Director For Against Management
6 Reelect Adam Paul Brunet as Director For For Management
7 Reelect Goh Boon Chye as Director For For Management
8 Reelect Woo Peng Kong as Director For For Management
9 Reappoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
10 Approve Issuance of Shares without For For Management
Preemptive Rights
11 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
Page 48
LIPMAN ELECTRONIC ENGINEERING LTD, TEL AVIV
Ticker: LPMAF Security ID: M6772H101
Meeting Date: SEP 14, 2006 Meeting Type: Special
Record Date: AUG 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE, ADOPT AND RATIFY THE For For Management
AGREEMENT AND PLAN OF MERGER, DATED AS OF
APRIL 10, 2006, BY AND AMONG LIPMAN,
VERIFONE HOLDINGS, INC., A DELAWARE
CORPORATION, AND LION ACQUISITIONS LTD.,
A CORPORATION FORMED UNDER THE LAWS OF
THE STATE OF ISRAEL AND A
2 TO APPROVE AN AMENDMENT TO ARTICLE 25 OF For For Management
THE LIPMAN'S ARTICLES OF ASSOCIATION IN
ORDER TO CONFORM THE PROVISIONS OF LIPMAN
S ARTICLES OF ASSOCIATION RELATING TO
EXCULPATION, INSURANCE AND INDEMNITY OF
DIRECTORS AND OFFICERS WITH RECENT
AMENDMENTS TO THE
3 SUBJECT TO THE APPROVAL OF THE AMENDMENT For For Management
OF LIPMAN'S ARTICLES OF ASSOCIATION UNDER
PROPOSAL 2 ABOVE, TO APPROVE
CORRESPONDING AMENDMENTS TO THE
INDEMNIFICATION AGREEMENTS ENTERED INTO
BETWEEN LIPMAN AND ITS DIRECTORS AND THE
INCLUSION OF THE MERGER CONTE
4 A PERSON OR ENTITY THAT HOLDS, DIRECTLY None Against Management
OR INDIRECTLY, 25% OR MORE OF EITHER THE
VOTING POWER OR THE RIGHT TO APPOINT A
DIRECTOR OF VERIFONE HOLDINGS, INC. OR
LION ACQUISITIONS LTD.
5 A PERSON OR ENTITY ACTING ON BEHALF OF None Against Management
VERIFONE HOLDINGS, INC. OR LION
ACQUISITIONS LTD. OR ON BEHALF OF A
PERSON OR ENTITY DESCRIBED IN (A) ABOVE.
6 A FAMILY MEMBER OF OR AN ENTITY None Against Management
CONTROLLED BY: (1) VERIFONE HOLDINGS,
INC., (2) OR LION ACQUISITIONS LTD. OR
(3) A PERSON OR ENTITY DESCRIBED IN (A)
OR (B) ABOVE. THE TERM CONTROL GENERALLY
MEANS THE ABILITY TO DIRECT THE OPERATION
OF A CORPORATE ENTITY
7 I HAVE A PERSONAL INTEREST IN PROPOSAL None Against Management
NO. 2
8 I HAVE A PERSONAL INTEREST IN PROPOSAL None Against Management
NO. 3
- --------------------------------------------------------------------------------
LOTTE SHOPPING CO.
Ticker: Security ID: 54569T106
Meeting Date: MAR 9, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF NON-CONSOLIDATED BALANCE For For Management
SHEET, NON-CONSOLIDATED INCOME STATEMENT
AND NON-CONSOLIDATED STATEMENT OF
APPROPRIATIONS OF RETAINED EARNINGS FOR
FISCAL YEAR 2006, AS SET FORTH IN THE
COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
2 APPROVAL OF THE APPOINTMENT OF A For For Management
DIRECTOR, AS SET FORTH IN THE COMPANY'S
NOTICE OF MEETING ENCLOSED HEREWITH.
3 APPROVAL OF THE REMUNERATION LIMIT FOR For For Management
DIRECTORS FOR FISCAL YEAR 2007, AS SET
FORTH IN THE COMPANY'S NOTICE OF MEETING
ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
Page 49
LUKOIL OAO
Ticker: LUKOY Security ID: 677862104
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ANNUAL REPORT OF OAO For For Management
LUKOIL FOR 2006, INCLUDING: THE NET
PROFIT OF OAO LUKOIL FOR DISTRIBUTION FOR
2006 WAS EQUAL TO 55,129,760,000
2.1 Elect Vagit Alekperov as Director None Withhold Management
2.2 Elect Igor Belikov as Director None For Management
2.3 Elect Mikhail Berezhnoy as Director None Withhold Management
2.4 Elect Donald Wallette (Jr.) as Director None Withhold Management
2.5 Elect Valery Grayfer as Director None Withhold Management
2.6 Elect Oleg Kutafin as Director None For Management
2.7 Elect Ravil Maganov as Director None Withhold Management
2.8 Elect Richard Matzke as Director None For Management
2.9 Elect Sergey Mikhailov as Director None For Management
2.10 Elect Nikolay Tsvetkov as Director None Withhold Management
2.11 Elect Igor Sherkunov as Director None Withhold Management
2.12 Elect Alexander Shokhin as Director None For Management
3 TO ELECT THE AUDIT COMMISSION FROM THE For For Management
LIST OF CANDIDATES APPROVED BY THE BOARD
OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY
2007 (MINUTES NO.4): BULAVINA,
4 TO ELECT THE AUDIT COMMISSION FROM THE For For Management
LIST OF CANDIDATES APPROVED BY THE BOARD
OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY
2007 (MINUTES NO.4): KONDRATIEV,
5 TO ELECT THE AUDIT COMMISSION FROM THE For For Management
LIST OF CANDIDATES APPROVED BY THE BOARD
OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY
2007 (MINUTES NO.4): NIKITENKO,
6 TO PAY REMUNERATION AND REIMBURSE For For Management
EXPENSES TO MEMBERS OF THE BOARD OF
DIRECTORS AND THE AUDIT COMMISSION OF OAO
LUKOIL ACCORDING TO APPENDIX 1.
7 TO ESTABLISH REMUNERATION FOR NEWLY For For Management
ELECTED MEMBERS OF THE BOARD OF DIRECTORS
AND THE AUDIT COMMISSION OF OAO LUKOIL
ACCORDING TO APPENDIX 2. TO INVALIDATE
8 TO APPROVE THE INDEPENDENT AUDITOR OF OAO For For Management
LUKOIL - CLOSED JOINT STOCK COMPANY KPMG.
9 TO DETERMINE THE NUMBER OF AUTHORISED For For Management
SHARES OF OAO LUKOIL AS EIGHTY-FIVE
MILLION (85,000,000) ORDINARY REGISTERED
SHARES, WITH A PAR VALUE OF TWO AND A
HALF
10 TO APPROVE AMENDMENTS AND ADDENDA TO THE For For Management
CHARTER OF OPEN JOINT STOCK COMPANY OIL
COMPANY LUKOIL , PURSUANT TO THE
APPENDIX.
11 TO APPROVE AMENDMENTS TO THE REGULATIONS For For Management
ON THE PROCEDURE FOR PREPARING AND
HOLDING THE GENERAL SHAREHOLDERS MEETING
OF OAO LUKOIL , PURSUANT TO THE
12 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Management
TRANSACTIONS ON THE TERMS AND CONDITIONS
INDICATED IN THE APPENDIX: SUPPLEMENTAL
AGREEMENT TO LOAN CONTRACT
13 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Management
TRANSACTIONS ON THE TERMS AND CONDITIONS
INDICATED IN THE APPENDIX: SUPPLEMENTAL
AGREEMENT TO OIL SUPPLY
14 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Management
TRANSACTIONS ON THE TERMS AND CONDITIONS
INDICATED IN THE APPENDIX: SHAREHOLDER
LOAN AGREEMENT BETWEEN OAO
15 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Management
TRANSACTIONS ON THE TERMS AND CONDITIONS
INDICATED IN THE APPENDIX: SHAREHOLDER
LOAN AGREEMENT BETWEEN OAO
16 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Management
TRANSACTIONS ON THE TERMS AND CONDITIONS
INDICATED IN THE APPENDIX: POLICY
(CONTRACT) ON INSURING THE
17 TO APPROVE MEMBERSHIP OF OAO LUKOIL IN For For Management
THE RUSSIAN NATIONAL ASSOCIATION SWIFT.
- --------------------------------------------------------------------------------
Page 50
MANILA WATER COMPANY INC
Ticker: Security ID: Y56999108
Meeting Date: MAR 27, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Determination of Quorum None None Management
2 Approve Minutes of Previous Shareholder For For Management
Meeting
3 Notation of the Company's 2006 Annual For For Management
Report and Approval of the Company's
Audited Financial Statements as of Dec.
31, 2006 Incorporated in the Annual
Report
4 Ratify All Acts and Resolutions During For For Management
the Past Year of the Board of Directors,
Executive Committee, Management
Committees and Officers of the Company
5 Elect 11 Members of the Board of For For Management
Directors
6 Appoint Auditors For For Management
- --------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: Security ID: Y5945U103
Meeting Date: JUN 11, 2007 Meeting Type: Annual
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2006 Operating Results and For For Management
Financial Statements
2 Approve 2006 Profit Distribution Plan For For Management
3 Approve Capitalization of 2006 Dividends For For Management
and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Approve Increase of Registered Capital For For Management
and Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
7 Other Business None None Management
- --------------------------------------------------------------------------------
NASPERS LTD (FORMERLY NASIONALE PERS BEPERK)
Ticker: Security ID: S5340H118
Meeting Date: AUG 25, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended 3-31-06
2 Approve Dividends for Ordinary N and A For For Management
Shares
3 Approve Remuneration of Non-Executive For For Management
Directors
4 Reelect PricewaterhouseCoopers Inc. as For For Management
Auditors
5.1 Reelect F du Plessis as Director For For Management
5.2 Reelect R C C Jafta as Director For For Management
5.3 Reelect F T M Phaswana as Director For For Management
6 Place Authorized But Unissued Shares For For Management
under Control of Directors
7 Approve Issuance of Shares up to a For For Management
Maximum of 15 Percent of Issued Capital
8 Amend Provisions of Welkom For For Management
Aandele-administrasie Trust No. 2
1 Authorize Repurchase of Up to 20 Percent For For Management
of Class N Issued Share Capital
2 Authorize Repurchase of Up Class A Shares For For Management
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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Page 51
NICE-SYSTEMS LTD.
Ticker: NICE Security ID: 653656108
Meeting Date: DEC 21, 2006 Meeting Type: Annual
Record Date: NOV 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT THE BOARD OF DIRECTOR OF THE For For Management
COMPANY: RON GUTLER.
2 ELECT THE BOARD OF DIRECTOR OF THE For For Management
COMPANY: JOSEPH ATSMON.
3 ELECT THE BOARD OF DIRECTOR OF THE For For Management
COMPANY: RIMON BEN-SHAOUL.
4 ELECT THE BOARD OF DIRECTOR OF THE For For Management
COMPANY: YOSEPH DAUBER.
5 ELECT THE BOARD OF DIRECTOR OF THE For For Management
COMPANY: JOHN HUGHES.
6 ELECT THE BOARD OF DIRECTOR OF THE For For Management
COMPANY: DAVID KOSTMAN.
7 Ratify Auditors For For Management
8 TO APPROVE AN INCREASE OF THE COMPANY'S For For Management
AUTHORIZED SHARE CAPITAL FROM 75,000,000
TO 125,000,000 ORDINARY SHARES.
9 TO APPROVE THE INCREASE OF THE POOL OF For Against Management
SHARES RESERVED UNDER THE COMPANY'S
EMPLOYEE STOCK PURCHASE PLAN.
10 TO APPROVE A SPECIAL ANNUAL FEE TO THE For For Management
CHAIRMAN OF THE BOARD OF DIRECTORS.
11 TO APPROVE THE GRANT OF OPTIONS TO For Against Management
PURCHASE ORDINARY SHARES OF THE COMPANY
TO THE NONEXECUTIVE DIRECTORS.
- --------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Donovan For Withhold Management
1.2 Elect Director Steven P. Dussek For Withhold Management
1.3 Elect Director Steven M. Shindler For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: NOV 1, 2006 Meeting Type: Special
Record Date: OCT 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected Transactions For For Management
Arising from the Acquisition of a 67
Percent Interest in PetroKazakhstan Inc.
by PetroChina Co. Ltd. through CNPC
Exploration and Development Co. Ltd.
within the Scope of the Amended
Comprehensive Agreement
2 Approve Revision of Existing Annual Caps For For Management
of Each of the Continuing Connected
Transaction Under the Amended
Comprehensive Agreement as a Result of
the Acquisition of Petrokazakhstan Inc.
3 Approve Revision of Existing Annual Caps For For Management
of Each of the Continuing Connected
Transaction Under the Amended
Comprehensive Agreement as a Result of
Changes to Production and Operational
Environment of PetroChina Co. Ltd.
4 Approve Revision of Existing Annual Caps For For Management
in Respect of the Products and Services
to be Provided by PetroChina Co. Ltd. and
its Subsidiaries to China Railway
Materials and Suppliers Corp.
5 Amend Articles Re: Scope of Business For For Management
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Page 52
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Final Dividend For For Management
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends for the
Year 2007
6 Reappoint PricewaterhouseCoopers,CPA and For For Management
PricewaterhouseCoopers Zhong Tian CPAs
Co. Ltd., CPA as International and
Domestic Auditors, Respectively, and
Authorize Board to Fix Their Remuneration
7 Reelect Jiang Jiemin as Director For For Management
8 Reelect Zhou Jiping as Director For For Management
9 Reelect Duan Wende as Director For For Management
10 Reelect Sun Xianfeng as Supervisor For For Management
11 Reelect Zhang Jinzhu as Supervisor For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Disposal of 70 Percent Equity For For Management
Interest in China National United Oil
Corporation to China National Petroleum
Corporation
14 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: Security ID: P78331140
Meeting Date: APR 2, 2007 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports for Fiscal Year Ended Dec 31 2006 Vote
2 Approve Capital Budget for 2007 For Did Not Management
Vote
3 Approve Allocation of Income and For Did Not Management
Dividends Vote
4 Elect Directors For Did Not Management
Vote
5 Elect Chairman of the Board of Directors For Did Not Management
Vote
6 Elect Supervisory Board Members and Their For Did Not Management
Alternates Vote
7 Approve Remuneration of Directors and For Did Not Management
Executive Officers as Well as for the Vote
Members of the Supervisory Board
1 Authorize Capitalization of Profit For Did Not Management
Reserve to Increase Share Capital by BRL Vote
4.4 Million and Amend Article 4
Accordingly
- --------------------------------------------------------------------------------
Page 53
PORTS DESIGN LTD.
Ticker: Security ID: G71848124
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAY 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
4a1 Reelect Han Kiat Edward Tan as Director For For Management
4a2 Reelect Kai Tai Alfred Chan as Director For For Management
4a3 Reelect Pierre Frank Bourque as Director For For Management
4a4 Reelect Julie Ann Enfield as Director For For Management
4a5 Reelect Rodney Ray Cone as Director For For Management
4a6 Reelect Wei Lynn Valarie Fong as Director For For Management
4a7 Reelect Lara Magno Lai as Director For For Management
4b Authorize Board to Fix the Remuneration For For Management
of Directors
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
POSCO (FORMERLY POHANG IRON & STEEL)
Ticker: PKX Security ID: 693483109
Meeting Date: FEB 23, 2007 Meeting Type: Annual
Record Date: DEC 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF BALANCE SHEET, INCOME For For Management
STATEMENT, AND THE STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS FOR
THE 39TH FISCAL YEAR
2 PARTIAL AMENDMENTS TO ARTICLES OF For For Management
INCORPORATION: INTRODUCTION OF NEW
BUSINESSES
3 PARTIAL AMENDMENTS TO ARTICLES OF For For Management
INCORPORATION: AMENDMENT TO RULES FOR
ISSUANCE OF NEW SHARES, CB, AND BW
4 PARTIAL AMENDMENTS TO ARTICLES OF For For Management
INCORPORATION: SUPPLEMENT TO EXISTING
CUMULATIVE VOTING RULES
5 ELECTION OF INDEPENDENT NON-EXECUTIVE For For Management
DIRECTOR: JUN, KWANG-WOO
6 ELECTION OF INDEPENDENT NON-EXECUTIVE For For Management
DIRECTOR: PARK, WON-SOON
7 ELECTION OF INDEPENDENT NON-EXECUTIVE For For Management
DIRECTOR AS AUDIT COMMITTEE:JEFFREY D.
JONES
8 ELECTION OF EXECUTIVE DIRECTOR: LEE, For For Management
KU-TAEK
9 ELECTION OF EXECUTIVE DIRECTOR: YOON, For For Management
SEOK-MAN
10 ELECTION OF EXECUTIVE DIRECTOR: CHUNG, For For Management
JOON-YANG
11 APPROVAL OF LIMITS OF TOTAL REMUNERATION For For Management
FOR DIRECTORS
- --------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK.
Ticker: Security ID: Y7117N149
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAY 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income For For Management
3 Elect Directors and Commissioners, Fix For For Management
Their Remuneration
4 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
- --------------------------------------------------------------------------------
Page 54
PT TELEKOMUNIKASI INDONESIA TBK
Ticker: TLK Security ID: 715684106
Meeting Date: FEB 28, 2007 Meeting Type: Special
Record Date: JAN 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 RESTRUCTURIZATION OF TELKOM'S PENSION For Abstain Management
FUND.
2 THE AMENDMENT OF THE COMPANY'S PLAN TO For Abstain Management
THE SHARES BOUGHT BACK.
3 APPROVAL OF THE IMPLEMENTATION OF For Abstain Management
EMPLOYEE AND MANAGEMENT STOCK OPTION
PLAN.
4 ADJUSTMENT OF THE COMPANY'S BOARD OF For For Management
COMMISSIONERS TERMS OF OFFICE, WHICH
MEMBERS WERE ELECTED IN EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS DATED
MARCH 10, 2004, IN ACCORDANCE WITH THE
COMPANY'S ARTICLE OF ASSOCIATION AND LAW
NO.19/2003 REGARDING STA
5 APPROVAL OF THE CHANGES OF THE MEMBER FOR For For Management
THE COMPANY'S BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
PT TELEKOMUNIKASI INDONESIA TBK
Ticker: TLK Security ID: 715684106
Meeting Date: JUN 29, 2007 Meeting Type: Annual
Record Date: JUN 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT For For Management
FOR THE FINANCIAL YEAR 2006.
2 RATIFICATION OF THE COMPANY'S FINANCIAL For For Management
STATEMENTS AND PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR 2006.
3 APPROPRIATION OF COMPANY'S NET INCOME For For Management
FROM FINANCIAL YEAR 2006.
4 Ratify Auditors For For Management
5 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management
COMMISSIONERS TO DETERMINE THE BOARD
MEMBER'S POST SERVICE ALLOWANCES.
6 APPROVAL OF THE DETERMINATION OF THE For For Management
AMOUNT OF SALARY AND OTHER ALLOWANCES,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
7 APPROVAL OF THE DELEGATION OF AUTHORITY For For Management
TO THE BOARD OF COMMISSIONERS TO
DETERMINE THE DISTRIBUTION OF DUTY AND
AUTHORITY OF THE MEMBERS OF THE COMPANY'S
DIRECTORS.
8 APPROVAL TO THE CHANGE AND OR ADDITIONAL For For Management
OF MEMBERS OF THE COMPANY'S COMMISSIONER.
9 APPROVAL FOR THE SHARE BUY BACK II For For Management
PROGRAM.
10 APPROVAL TO THE AMENDMENT TO THE For For Management
COMPANY'S ARTICLES OF ASSOCIATION.
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Page 55
RIO TINTO PLC
Ticker: RTP Security ID: 767204100
Meeting Date: APR 13, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
UNDER SECTION 80 OF THE COMPANIES ACT
1985
2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1985
3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
4 TO APPROVE AMENDMENTS TO THE ARTICLES OF For For Management
ASSOCIATION OF THE COMPANY AND THE
CONSTITUTION OF RIO TINTO LIMITED
5 ELECTION OF MICHAEL FITZPATRICK For For Management
6 RE-ELECTION OF ASHTON CALVERT For For Management
7 RE-ELECTION OF GUY ELLIOTT For For Management
8 RE-ELECTION OF LORD KERR For For Management
9 RE-ELECTION OF SIR RICHARD SYKES For For Management
10 Ratify Auditors For For Management
11 APPROVAL OF THE REMUNERATION REPORT For For Management
12 TO RECEIVE THE FINANCIAL STATEMENTS AND For For Management
THE REPORTS OF THE DIRECTORS AND AUDITORS
FOR THE YEAR ENDED 31 DECEMBER 2006
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: Security ID: Y74718100
Meeting Date: FEB 28, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and Final For For Management
Dividend of KRW 5000 Per Common Share
2.1 Elect Independent Non-Executive Directors For For Management
2.2 Elect Executive Director For For Management
2.3 Elect Member of Audit Committee For For Management
3 Approve Remuneration of Executive For For Management
Directors and Independent Non-Executive
Directors
- --------------------------------------------------------------------------------
SASOL LTD.
Ticker: SSL Security ID: 803866300
Meeting Date: OCT 3, 2006 Meeting Type: Special
Record Date: SEP 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 SPECIAL RESOLUTION NUMBER 1: SPECIFIC For For Management
AUTHORITY TO REPURCHASE TREASURY SHARES
2 SPECIAL RESOLUTION NUMBER 2: GENERAL For For Management
AUTHORITY TO REPURCHASE SHARES
3 ORDINARY RESOLUTION NUMBER 1: ANY For For Management
DIRECTOR OR SECRETARY AUTHORISED TO DO
ALL THINGS NECESSARY TO GIVE EFFECT TO
SPECIAL RESOLUTION NUMBER 1 AND 2
- --------------------------------------------------------------------------------
Page 56
SASOL LTD.
Ticker: SSL Security ID: 803866300
Meeting Date: NOV 23, 2006 Meeting Type: Annual
Record Date: OCT 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 To RECEIVE AND CONSIDER THE ANNUAL For For Management
FINANCIAL STATEMENTS OF THE COMPANY AND
OF THE GROUP FOR THE YEAR ENDED 30 JUNE
2006, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS
2.2 Elect Director E Le R Bradley For For Management
2.3 Elect Director B P Connellan For For Management
2.4 Elect Director P V Cox For For Management
2.5 Elect Director L P A Davies For Against Management
2.6 Elect Director M S V Gantsho For For Management
2.7 Elect Director J E Schrempp For For Management
2.8 Elect Director H G Dijkgraaf For For Management
2.9 Elect Director A M Mokaba For For Management
2.10 Elect Director T S Munday For For Management
2.11 Elect Director T H Nyasulu For For Management
3 Elect Director K C Ramon For For Management
4 Ratify Auditors For For Management
5 SPECIAL RESOLUTION NUMBER 1 - TO For For Management
AUTHORISE THE DIRECTORS TO APPROVE THE
PURCHASE BY THE COMPANY, OR BY ANY OF ITS
SUBSIDIARIES, OF UP TO 10% OF THE
COMPANY'S SHARES, SUBJECT TO THE
PROVISIONS OF THE COMPANIES ACT AND THE
RULES AND REQUIREMENTS OF THE JSE
6 ORDINARY RESOLUTION NUMBER 1 - TO APPROVE For For Management
THE REVISED ANNUAL FEES PAYABLE BY THE
COMPANY TO NON-EXECUTIVE DIRECTORS OF THE
COMPANY AND ANY OF ITS SUBSIDIARIES WITH
EFFECT FROM 1 JULY 2006
- --------------------------------------------------------------------------------
SHANGHAI JIN JIANG INTERNATIONAL HOTELS GROUP COMPANY LTD, S
Ticker: Security ID: Y7688D108
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: MAY 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Plan and For For Management
Final Dividend Distribution Plan
5 Appoint PricewaterhouseCoopers, Hong Kong For For Management
Certified Public Accountants, and
Deloitte Touche Tohmatsu CPA Ltd. as
International and PRC Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO. LTD.
Ticker: Security ID: Y7749X101
Meeting Date: MAR 20, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 900 Per Share
2 Elect Fifteen Directors For For Management
3 Elect Four Members of Audit Committee For For Management
4 Approve Remuneration of Executive For For Management
Directors and Independent Non-Executive
Directors
5 Approve Stock Option Grants For For Management
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Page 57
SHINSEGAE CO. (FORMERLY SHINSEGAE DEPARTMENT STORE)
Ticker: Security ID: Y77538109
Meeting Date: MAR 9, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 1250 Per Share
2 Elect Directors For For Management
3 Elect Members of Audit Committee For For Management
4 Approve Remuneration of Executive For For Management
Directors and Independent Non-Executive
Directors
- --------------------------------------------------------------------------------
SK TELECOM
Ticker: SKM Security ID: 78440P108
Meeting Date: MAR 9, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE BALANCE SHEETS, THE For For Management
STATEMENTS OF INCOME, AND STATEMENTS OF
APPROPRIATIONS OF RETAINED EARNINGS OF
THE 23RD FISCAL YEAR, AS SET FORTH IN
ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED
HEREWITH.
2 APPROVAL OF THE CEILING AMOUNT OF THE For For Management
REMUNERATION OF DIRECTORS, AS SET FORTH
IN THE COMPANY'S AGENDA ENCLOSED
HEREWITH.
3 APPROVAL OF THE APPOINTMENT OF MR. JUNG For For Management
NAM CHO, AS EXECUTIVE DIRECTOR.
4 APPROVAL OF THE APPOINTMENT OF MR. SUNG For For Management
MIN HA, AS EXECUTIVE DIRECTOR.
5 APPROVAL OF THE APPOINTMENT OF MR. DAL For For Management
SUP SHIM, AS INDEPENDENT NON-EXECUTIVE
DIRECTOR WHO WILL BE A MEMBER OF THE
AUDIT COMMITTEE.
- --------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: PCU Security ID: 84265V105
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emilio Carrillo Gamboa For Withhold Management
1.2 Elect Director Alfredo Casar Perez For Withhold Management
1.3 Elect Director Jaime Fernando Collazo For Withhold Management
Gonzalez
1.4 Elect Director Xavier Garcia de Quevedo For Withhold Management
Topete
1.5 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.6 Elect Director J. Eduardo Gonzalez Felix For Withhold Management
1.7 Elect Director Harold S. Handelsman For For Management
1.8 Elect Director German Larrea Mota-Velasco For Withhold Management
1.9 Elect Director Genaro Larrea Mota-Velasco For Withhold Management
1.10 Elect Director Armando Ortega Gomez For Withhold Management
1.11 Elect Director Juan Rebolledo Gout For Withhold Management
1.12 Elect Director Luis Manuel Palomino For For Management
Bonilla
1.13 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.14 Elect Director Carlos Ruiz Sacristan For For Management
2 Eliminate Class of Common Stock For For Management
3 Ratify Auditors For For Management
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Page 58
STARHUB LTD
Ticker: Security ID: Y8152F108
Meeting Date: JUL 24, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction of Issued Capital by a For For Management
Maximum of SGD 666 Million by Cancelling
One Ordinary Share for Every Seven Shares
and Returning to Each Shareholder SGD
2.13 in Cash for Each Share Held
- --------------------------------------------------------------------------------
STARHUB LTD
Ticker: Security ID: Y8152F116
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Reelect Lim Chin Beng as Director For For Management
3 Reelect Kua Hong Pak as Director For For Management
4 Reelect Lim Ming Seong as Director For For Management
5 Reelect Teo Ek Tor as Director For For Management
6 Reelect Liu Chee Ming as Director For For Management
7 Approve Directors' Fees SGD 844,300 for For For Management
the Year Ended Dec. 31, 2006 (2005: SGD
685,452)
8 Declare Final Dividend of SGD 0.035 Per For For Management
Share
9 Reappoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
10 Approve Issuance of Shares without For For Management
Preemptive Rights
11 Approve Issuance of Shares Pursuant to For Against Management
the StarHub Pte Ltd Share Option Plan
12 Approve Issuance of Shares and Grant of For Against Management
Options and Awards Pursuant to the
StarHub Share Option Plan 2004, StarHub
Performance Share Plan and StarHub
Restricted Stock Plan
- --------------------------------------------------------------------------------
STARHUB LTD
Ticker: Security ID: Y8152F116
Meeting Date: APR 18, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction of Issued Share Capital For For Management
of Up to SGD 452.0 Million and Return to
Shareholders of SGD 2.86 in Cash for Each
Share Held
2 Authorize Share Repurchase Program For For Management
3 Approve Mandate for Transactions with For For Management
Related Parties
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Page 59
SUN HUNG KAI PROPERTIES LTD.
Ticker: Security ID: Y82594121
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: NOV 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a1 Reelect Sze-yuen Chung as Director For For Management
3a2 Reelect Po-shing Woo as Director For For Management
3a3 Reelect Kwan Cheuk-yin, William as For For Management
Director
3a4 Reelect Lo Chiu-chun, Clement as Director For For Management
3a5 Reelect Kwok Ping-kwong, Thomas as For For Management
Director
3b Approve Remuneration of HK$100,000 to For For Management
Each Director, HK$110,000 to Each
Vice-Chairman and HK$120,000 to the
Chairman for the Year Ending June 30,
2007
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSMWF Security ID: Y84629107
Meeting Date: MAY 7, 2007 Meeting Type: Annual
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2006 Business Report and Financial For For Management
Statements
2 Approve 2006 Profit Distribution For For Management
3 Approve Capitalization of 2006 Dividends, For For Management
Employee Profit Sharing, and
Capitalization of Capital Surplus
4 Amend Articles of Association For For Management
5 Amend Internal Rules and Policies For For Management
6 Other Business None Against Management
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM Security ID: 874039100
Meeting Date: MAY 7, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2006 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2006 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2006 For For Management
DIVIDENDS, 2006 EMPLOYEE PROFIT SHARING,
AND CAPITAL SURPLUS.
4 TO APPROVE REVISIONS TO THE ARTICLES OF For For Management
INCORPORATION.
5 TO APPROVE REVISIONS TO INTERNAL POLICIES For For Management
AND RULES AS FOLLOWS: (1) PROCEDURES FOR
ACQUISITION OR DISPOSAL OF ASSETS; (2)
POLICIES AND PROCEDURES FOR FINANCIAL
DERIVATIVES TRANSACTIONS; (3) PROCEDURES
FOR LENDING FUNDS TO OTHER PARTIES; (4)
PROCEDURES FOR
- --------------------------------------------------------------------------------
Page 60
TELE NORTE LESTE PARTICIPACOES (TELEMAR)
Ticker: TNE Security ID: 879246106
Meeting Date: NOV 13, 2006 Meeting Type: Special
Record Date: NOV 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE STOCK SWAP (INCORPORACAO For Against Management
DE ACOES) OF THE PREFERRED AND ORDINARY
SHARES OF TELE NORTE LESTE PARTICIPACOES
S.A. FOR THE NEWLY ISSUED ORDINARY SHARES
OF TELEMAR PARTICIPACOES S.A., AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING
PROSPECTUS AND PR
- --------------------------------------------------------------------------------
TENARIS SA
Ticker: TS Security ID: 88031M109
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 CONSIDERATION OF THE BOARD S AND For For Management
INDEPENDENT AUDITOR S REPORTS. APPROVAL
OF THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS.
2 CONSIDERATION OF THE BOARD OF DIRECTORS For For Management
AND INDEPENDENT AUDITORS REPORTS ON THE
COMPANY'S ANNUAL ACCOUNTS. APPROVAL OF
THE COMPANY'S ANNUAL ACCOUNTS AS AT
DECEMBER 31, 2006.
3 ALLOCATION OF RESULTS AND APPROVAL OF For For Management
DIVIDEND PAYMENT.
4 DISCHARGE TO THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS.
5 ELECTION OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS.
6 COMPENSATION OF THE MEMBERS OF THE BOARD For For Management
OF DIRECTORS.
7 AUTHORIZATION TO THE BOARD OF DIRECTORS For For Management
TO CAUSE THE DISTRIBUTION OF ALL
SHAREHOLDER COMMUNICATIONS.
8 Ratify Auditors For For Management
9 THE RENEWAL OF THE VALIDITY PERIOD OF THE For Against Management
COMPANY'S AUTHORIZED SHARE CAPITAL TO
ISSUE SHARES FROM TIME TO TIME WITHIN THE
LIMITS. THE WAIVER OF ANY PREFERENTIAL
SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS PROVIDED FOR BY LAW AND THE
AUTHORIZATION TO THE
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 5, 2006 Meeting Type: Special
Record Date: AUG 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE REMUNERATION OF MR. ELI For For Management
HURVITZ IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD OF TEVA, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $300,000 PER ANNUM PLUS
VAT, TO BE ADJUSTED BY THE INCREASE OF
THE ISRAELI CONSUMER PRICE INDEX,
TOGETHER WITH AN OFFIC
2 TO APPROVE THE REMUNERATION OF DR. For For Management
PHILLIP FROST IN HIS CAPACITY AS VICE
CHAIRMAN OF THE BOARD OF TEVA AND
CHAIRMAN OF THE BOARD S SCIENCE AND
TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $275,000 PER ANNUM PLUS
VAT, TO BE ADJUSTED BY THE
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Page 61
TRAVELSKY TECHNOLOGY LIMITED
Ticker: Security ID: Y8972V101
Meeting Date: JUN 5, 2007 Meeting Type: Annual
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Allocation of Profit and For For Management
Distribution of Final Dividend
5 Appoint PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian CPAs
Ltd. as International and PRC Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
6 Elect Luo Chaogeng as Non-Executive For For Management
Director and Authorize Board to Fix His
Remuneration
7 Elect Chua Keng Kim as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
8 Approve Bonus Issue on the Basis of One For For Management
Bonus Share for Every One Share Held by
Converting the Share Premium Reserves
Amounting to RMB 888.1 Million into
Paid-Up Capital and Reflect Consequential
Changes to the Company's Articles of
Association
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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TRAVELSKY TECHNOLOGY LIMITED
Ticker: Security ID: Y8972V101
Meeting Date: JUN 5, 2007 Meeting Type: Special
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue on the Basis of One For For Management
Bonus Share for Every One Share Held by
Converting the Share Premium Reserves
Amounting to RMB 888.1 Million into
Paid-Up Capital and Reflect Consequential
Changes to the Company's Articles of
Association
- --------------------------------------------------------------------------------
TSINGTAO BREWERY CO
Ticker: Security ID: Y8997D102
Meeting Date: JUN 8, 2007 Meeting Type: Annual
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2006 Work Report of the Board of For For Management
Directors
2 Approve 2006 Work Report of the For For Management
Supervisory Committee
3 Approve 2006 Financial Statements For For Management
4 Approve 2006 Profit Distribution Scheme For For Management
5 Appoint PricewaterhouseCoopers Zhong Tian For For Management
Certified Public Accountants Ltd. and
PricewaterhouseCoopers as Domestic and
International Auditors and Authorize
Board to Fix Their Remuneration
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Page 62
VERIFONE HOLDINGS INC
Ticker: PAY Security ID: 92342Y109
Meeting Date: MAR 27, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Bergeron For For Management
1.2 Elect Director Craig A. Bondy For For Management
1.3 Elect Director James C. Castle For For Management
1.4 Elect Director Leslie G. Denend For For Management
1.5 Elect Director Alex W. Hart For For Management
1.6 Elect Director Robert B. Henske For For Management
1.7 Elect Director Charles R. Rinehart For For Management
1.8 Elect Director Collin E. Roche For For Management
2 Ratify Auditors For For Management
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Page 63
VIMPEL COMMUNICATIONS OJSC
Ticker: VIP Security ID: 68370R109
Meeting Date: JUN 29, 2007 Meeting Type: Proxy Contest
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE 2006 VIMPELCOM ANNUAL For For Management
REPORT PREPARED IN ACCORDANCE WITH
RUSSIAN LAW.
2 TO APPROVE VIMPELCOM S 2006 For For Management
UNCONSOLIDATED ACCOUNTING STATEMENTS,
INCLUDING PROFIT AND LOSS STATEMENT
(PREPARED IN ACCORDANCE WITH RUSSIAN
STATUTORY ACCOUNTING PRINCIPLES) AUDITED
BY ROSEXPERTIZA, LLC
3 TO PAY IN CASH ANNUAL DIVIDENDS TO For For Management
HOLDERS OF COMMON REGISTERED SHARES BASED
ON 2006 RESULTS IN THE AMOUNT OF 166.88
RUBLES PER SHARE (FOR A TOTAL OF
8,557,776,951.36 RUBLES FOR ALL COMMON
REGISTERED SHARES IN THE AGGREGATE)
WITHIN 60 DAYS FROM THE DATE
4.1 TO ELECT THE FOLLOWING MEMBER TO THE None For Management
BOARD OF DIRECTORS: DAVID J. HAINES
4.2 TO ELECT THE FOLLOWING MEMBER TO THE None Withhold Management
BOARD OF DIRECTORS: MIKHAIL M. FRIDMAN
4.3 TO ELECT THE FOLLOWING MEMBER TO THE None Withhold Management
BOARD OF DIRECTORS: ARVE JOHANSEN
4.4 TO ELECT THE FOLLOWING MEMBER TO THE None Withhold Management
BOARD OF DIRECTORS: KLELL MORTEN JOHNSEN
4.5 TO ELECT THE FOLLOWING MEMBER TO THE None Withhold Management
BOARD OF DIRECTORS: STIG HERBERN
4.6 TO ELECT THE FOLLOWING MEMBER TO THE None Withhold Management
BOARD OF DIRECTORS: JO O. LUNDER
4.7 TO ELECT THE FOLLOWING MEMBER TO THE None Withhold Management
BOARD OF DIRECTORS: OLEG A. MALIS
4.8 TO ELECT THE FOLLOWING MEMBER TO THE None For Management
BOARD OF DIRECTORS: LEONID R. NOVOSELSKY
4.9 TO ELECT THE FOLLOWING MEMBER TO THE None Withhold Management
BOARD OF DIRECTORS: ALEXEY M. REZNIKOVICH
4.10 TO ELECT THE FOLLOWING MEMBER TO THE None Withhold Management
BOARD OF DIRECTORS: FRIDTJOF RUSTEN
5 TO ELECT THE FOLLOWING INDIVIDUALS TO THE For For Management
AUDIT COMMISSION: ALEXANDER GERSH, HALVOR
BRU AND NIGEL ROBINSON.
6 TO APPROVE THE FIRM ERNST & YOUNG (CIS) For For Management
LTD. AS THE AUDITOR OF THE COMPANY'S U.S.
GAAP ACCOUNTS AND THE FIRM ROSEXPERTIZA,
LLC AS THE AUDITOR OF THE COMPANY'S
ACCOUNTS PREPARED IN ACCORDANCE WITH
RUSSIAN STATUTORY ACCOUNTING PRINCIPLES
FOR THE TERM UNTIL
7 TO APPROVE THE AMENDED CHARTER OF OPEN For For Management
JOINT STOCK COMPANY
VIMPEL-COMMUNICATIONS.
1 TO APPROVE THE 2006 VIMPELCOM ANNUAL For Did Not Management
REPORT PREPARED IN ACCORDANCE WITH Vote
RUSSIAN LAW
2 TO APPROVE VIMPELCOM S 2006 For Did Not Management
UNCONSOLIDATED ACCOUNTING STATEMENTS, Vote
INCLUDING PROFIT AND LOSS STATEMENT
(PREPARED IN ACCORDANCE WITH RUSSIAN
STATUTORY ACCOUNTING PRINCIPLES) AUDITED
BY ROSEXPERTIZA, LLC
3 TO PAY IN CASH ANNUAL DIVIDENDS TO For Did Not Management
HOLDERS OF COMMON REGISTERED SHARES BASED Vote
ON 2006 RESULTS IN THE AMOUNT OF 166.88
RUBLES PER SHARE (FOR A TOTAL OF
8,557,776,951.36 RUBLES FOR ALL COMMON
REGISTERED SHARES IN THE AGGREGATE)
WITHIN 60 DAYS FROM THE DATE
4.1 TO ELECT THE FOLLOWING MEMBER TO THE For Did Not Management
BOARD OF DIRECTORS: JO LUNDER Vote
4.2 TO ELECT THE FOLLOWING MEMBER TO THE For Did Not Management
BOARD OF DIRECTORS: STIG HERBERN Vote
5 TO ELECT THE FOLLOWING INDIVIDUALS TO For Did Not Management
AUDIT COMMISSION: ALEXANDER GERSH, HALVOR Vote
BRU AND NIGEL ROBINSON
6 APPROVAL OF EXTERNAL AUDITORS For Did Not Management
Vote
7 TO APPROVE AMENDED CHARTER OF OPEN JOINT For Did Not Management
STOCK COMPANY VIMPEL-COMMUNICATIONS Vote
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WAL-MART DE MEXICO S.A. DE C.V. (FRMRLY. CIFRA S.A.)
Ticker: WMMVF Security ID: P98180105
Meeting Date: NOV 14, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Elect Members to the Board of Directors For For Management
3 Elect Audit Committee Chairman For For Management
4 Elect Company Practices' Committee For For Management
Chairman
- --------------------------------------------------------------------------------
WAL-MART DE MEXICO S.A. DE C.V. (FRMRLY. CIFRA S.A.)
Ticker: WMMVF Security ID: P98180105
Meeting Date: MAR 6, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Board of Directors Report For For Management
2 Accept Audit Committee's Report For For Management
3 Approve Financial Statements for Fiscal For For Management
Year Ended 12-31-06
4 Present Report on the Share Repurchase For For Management
Reserves
5 Approve to Cancel 158.4 Million Company For For Management
Treasury Shares
6 Approve Allocation of Income For For Management
7 Approve Project to Distribute Dividends For For Management
where Shareholder Decides Either
Compensated in Cash Charged to Retained
Earnings Account at MNX 0.51 per Share
or Company Shares
8 Approve MXN 4.37 Billion Capital Increase For For Management
Through the Issuance of 109.23 Million
Ordinary Shares to Service Stock Dividend
Payment
9 Accept Report on Adherence to Fiscal For For Management
Obligations
10 Report on Employee Stock Purchase Plan For For Management
11 Accept Report Re: Wal-Mart de Mexico For For Management
Foundation
12 Ratify Board of Directors' Actions For For Management
between Fiscal Year January 1 - December
31, 2006
13 Ratify and Elect Board Members For For Management
14 Ratify Audit and Corporate Governance For For Management
Committee Chairs
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
WUMART STORES INC.
Ticker: Security ID: Y97176112
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Profit Distribution Plan For For Management
3 Accept Report of the Board of Directors For For Management
4 Accept Report of the Supervisory For For Management
Committee
5 Reappoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. and Deloitte Touche Tohmatsu as
Domestic and International Auditors
Respectively, and Authorize Board to Fix
Their Remuneration
6 Approve Resignation of Zhang Wen-zhong as For For Management
Director
7 Elect Xu Ying as Executive Director For For Management
1 Approve Issuance of H Shares without For Against Management
Preemptive Rights
2 Amend Articles Re: Business Scope For For Management
3 Other Business (Voting) For Against Management
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Page 65
XINAO GAS HOLDINGS
Ticker: Security ID: G9826J104
Meeting Date: MAY 29, 2007 Meeting Type: Annual
Record Date: MAY 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Wang Yusuo as Director For For Management
3b Reelect Qiao Limin as Director For For Management
3c Reelect Cheng Chak Ngok as Director For For Management
3d Reelect Zhao Baoju as Director For For Management
3e Reelect Wang Guangtian as Director For For Management
3f Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Approve Issuance of Shares Pursuant to For Against Management
the Exercise of Options Under the Share
Option Scheme
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Page 66
===================== SIT DIVIDEND GROWTH FUND (SERIES G) ======================
ABB LTD.
Ticker: ABB Security ID: 000375204
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
CONSOLIDATED FINANCIAL STATEMENTS AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2006.
2 APPROVAL OF THE DISCHARGE OF THE BOARD OF For For Management
DIRECTORS AND THE PERSONS ENTRUSTED WITH
MANAGEMENT.
3 APPROVAL OF APPROPRIATION OF AVAILABLE For For Management
EARNINGS, AS SET FORTH IN THE COMPANY'S
NOTICE OF MEETING ENCLOSED HEREWITH.
4 APPROVAL OF THE CREATION OF THE For For Management
AUTHORIZED SHARE CAPITAL, AS SET FORTH IN
THE COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
5 ROGER AGNELLI, BRAZILIAN, RE-ELECT AS A For For Management
DIRECTOR.
6 LOUIS R. HUGHES, AMERICAN, RE-ELECT AS A For For Management
DIRECTOR.
7 HANS ULRICH MARKI, SWISS, RE-ELECT AS A For For Management
DIRECTOR.
8 MICHEL DE ROSEN, FRENCH, RE-ELECT AS A For For Management
DIRECTOR.
9 MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS A For For Management
DIRECTOR.
10 BERND W. VOSS, GERMAN, RE-ELECT AS A For For Management
DIRECTOR.
11 JACOB WALLENBERG, SWEDISH, RE-ELECT AS A For For Management
DIRECTOR.
12 HUBERTUS VON GRUNBERG, GERMAN, ELECTED AS For For Management
DIRECTOR.
13 APPROVAL OF THE ELECTION OF THE AUDITORS, For For Management
GROUP AUDITORS AND SPECIAL AUDITORS, AS
SET FORTH IN THE NOTICE OF MEETING
ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.S. Austin For For Management
1.2 Elect Director W.M. Daley For For Management
1.3 Elect Director W.J. Farrell For For Management
1.4 Elect Director H.L. Fuller For For Management
1.5 Elect Director R.A. Gonzalez For For Management
1.6 Elect Director D.A.L. Owen For For Management
1.7 Elect Director B. Powell Jr. For For Management
1.8 Elect Director W.A. Reynolds For For Management
1.9 Elect Director R.S. Roberts For For Management
1.10 Elect Director S.C. Scott III For Withhold Management
1.11 Elect Director W.D. Smithburg For For Management
1.12 Elect Director G.F. Tilton For For Management
1.13 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Separate Chairman and CEO Positions Against Against Shareholder
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Page 67
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 7, 2007 Meeting Type: Annual
Record Date: DEC 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF THE FOLLOWING NOMINEE TO For For Management
THE BOARD OF DIRECTORS: NOBUYUKI IDEI.
2 APPOINTMENT OF THE FOLLOWING NOMINEE TO For For Management
THE BOARD OF DIRECTORS: MARJORIE MAGNER.
3 APPOINTMENT OF THE FOLLOWING NOMINEE TO For For Management
THE BOARD OF DIRECTORS: DENNIS F.
HIGHTOWER.
4 APPOINTMENT OF THE FOLLOWING NOMINEE TO For For Management
THE BOARD OF DIRECTORS: WILLIAM L.
KIMSEY.
5 APPOINTMENT OF THE FOLLOWING NOMINEE TO For For Management
THE BOARD OF DIRECTORS: ROBERT I. LIPP.
6 APPOINTMENT OF THE FOLLOWING NOMINEE TO For Against Management
THE BOARD OF DIRECTORS: WULF VON
SCHIMMELMANN.
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRIAN DUPERREAULT For For Management
2 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ For For Management
3 ELECTION OF DIRECTOR: PETER MENIKOFF For For Management
4 ELECTION OF DIRECTOR: ROBERT RIPP For For Management
5 ELECTION OF DIRECTOR: DERMOT F. SMURFIT For For Management
6 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date: NOV 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Davis III For For Management
1.2 Elect Director W. Douglas Ford For For Management
1.3 Elect Director Evert Henkes For For Management
1.4 Elect Director Margaret G. Mcglynn For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMB PROPERTY CORP.
Ticker: AMB Security ID: 00163T109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Afsaneh M. Beshloss For For Management
2 Elect Director T. Robert Burke For For Management
3 Elect Director David A. Cole For For Management
4 Elect Director Lydia H. Kennard For For Management
5 Elect Director J. Michael Losh For For Management
6 Elect Director Hamid R. Moghadam For For Management
7 Elect Director Frederick W. Reid For For Management
8 Elect Director Jeffrey L. Skelton For For Management
9 Elect Director Thomas W. Tusher For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For Against Management
12 Pay For Superior Performance Against For Shareholder
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Page 68
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Brauer For For Management
1.2 Elect Director Susan S. Elliott For For Management
1.3 Elect Director Gayle P. W. Jackson For For Management
1.4 Elect Director James C. Johnson For For Management
1.5 Elect Director Richard A. Liddy For For Management
1.6 Elect Director Gordon R. Lohman For For Management
1.7 Elect Director Charles W. Mueller For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director Gary L. Rainwater For For Management
1.10 Elect Director Harvey Saligman For For Management
1.11 Elect Director Patrick T. Stokes For For Management
1.12 Elect Director Jack D. Woodard For For Management
2 Ratify Auditors For For Management
3 Reduce the Release of Radioactive Against Against Shareholder
Materials from Callaway Facility
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 13, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director John C. Hodgson For For Management
1.3 Elect Director F. Grant Saviers For For Management
1.4 Elect Director Paul J. Severino For For Management
2 Ratify Auditors For For Management
3 Performance-Based Equity Awards Against For Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
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Page 69
ASPEN INSURANCE HOLDINGS, LTD.
Ticker: AHL Security ID: G05384105
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director I. Cormack For For Management
1.2 Elect Director P. Melwani For For Management
1.3 Elect Director K. Salame For For Management
1.4 Elect Director S. Sinclair For For Management
1.5 Elect Director P. Myners For For Management
1.6 Elect Director C. O'Kane For For Management
1.7 Elect Director I. Cormack For For Management
1.8 Elect Director M. Gumienny For For Management
1.9 Elect Director G. Jones For For Management
1.10 Elect Director O. Peterken For For Management
1.11 Elect Director S. Sinclair For For Management
1.12 Elect Director Ms. H. Hutter For For Management
1.13 Elect Director C. O'Kane For For Management
1.14 Elect Director J. Cusack For For Management
1.15 Elect Director I. Campbell For For Management
1.16 Elect Director C. O'Kane For For Management
1.17 Elect Director J. Cusack For For Management
1.18 Elect Director I. Campbell For For Management
1.19 Elect Director I. Campbell For For Management
1.20 Elect Director D. Curtin For For Management
1.21 Elect Director R. Mankiewitz For For Management
1.22 Elect Director C. Woodman For For Management
1.23 Elect Director C. O'Kane For For Management
1.24 Elect Director J. Cusack For For Management
1.25 Elect Director J. Few For For Management
1.26 Elect Director O. Peterken For For Management
1.27 Elect Director S. Sinclair For For Management
1.28 Elect Director D. Skinner For For Management
1.29 Elect Director Ms. K. Green For For Management
1.30 Elect Director Ms. K. Vacher For For Management
2 TO RE-ELECT MR. JOHN CAVOORES AS A CLASS For For Management
I DIRECTOR.
3 TO RE-ELECT MR. GLYN JONES AS A CLASS II For For Management
DIRECTOR.
4 TO AMEND THE COMPANY'S 2006 NON-EMPLOYEE For Against Management
DIRECTOR STOCK OPTION PLAN.
5 TO APPOINT KPMG AUDIT PLC, LONDON, For For Management
ENGLAND, TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
6 TO AUTHORIZE THE DIRECTORS OF ASPEN For For Management
INSURANCE UK LIMITED TO ALLOT SHARES.
7 Ratify Auditors For For Management
8 TO AUTHORIZE THE DIRECTORS OF ASPEN For For Management
INSURANCE UK SERVICES LIMITED TO ALLOT
SHARES.
9 Ratify Auditors For For Management
10 TO AUTHORIZE THE DIRECTORS OF ASPEN (UK) For For Management
HOLDINGS LIMITED TO ALLOT SHARES.
11 Ratify Auditors For For Management
12 TO AUTHORIZE THE DIRECTORS OF AIUK For For Management
TRUSTEES LIMITED TO ALLOT SHARES.
13 Ratify Auditors For For Management
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: JUL 21, 2006 Meeting Type: Special
Record Date: JUN 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
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Page 70
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William F. Aldinger III For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director August A. Busch III For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Charles F. Knight For For Management
8 Elect Director Jon C. Madonna For For Management
9 Elect Director Lynn M. Martin For For Management
10 Elect Director John B. McCoy For For Management
11 Elect Director Mary S. Metz For For Management
12 Elect Director Toni Rembe For For Management
13 Elect Director Joyce M. Roche For For Management
14 Elect Director Randall L. Stephenson For For Management
15 Elect Director Laura D' Andrea Tyson For For Management
16 Elect Director Patricia P. Upton For For Management
17 Elect Director Edward E. Whitacre, Jr. For For Management
18 Ratify Auditors For For Management
19 Compensation Specific-Severance Payments For For Management
to Executives
20 Report on Political Contributions Against Against Shareholder
21 Amend Articles/Bylaws/Charter - Call Against For Shareholder
Special Meetings
22 Pay For Superior Performance Against For Shareholder
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
24 Establish SERP Policy Against For Shareholder
- --------------------------------------------------------------------------------
AUTOLIV INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director Lars Westerberg For For Management
1.3 Elect Director Walter Kunerth For For Management
1.4 Elect Director Lars Nyberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director John P. Jones For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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Page 71
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 30, 2007 Meeting Type: Annual
Record Date: DEC 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire Fraser-Liggett For For Management
1.2 Elect Director Henry P. Becton, Jr. For For Management
1.3 Elect Director Edward F. Degraan For For Management
1.4 Elect Director Adel A.F. Mahmoud For For Management
1.5 Elect Director James F. Orr For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Restore or Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald James For For Management
1.2 Elect Director Elliot S. Kaplan For For Management
1.3 Elect Director Matthew H. Paul For For Management
1.4 Elect Director James E. Press For For Management
1.5 Elect Director Richard M. Schulze For For Management
1.6 Elect Director Mary A. Tolan For For Management
1.7 Elect Director Hatim A. Tyabji For For Management
1.8 Elect Director Rogelio M. Rebolledo For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BP PLC
Ticker: BP Security ID: 055622104
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND ACCOUNTS
2 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
3.1 Elect Director Dr D C Allen For For Management
3.2 Elect Director Lord Browne For For Management
3.3 Elect Director Mr A Burgmans For For Management
3.4 Elect Director Sir William Castell For For Management
3.5 Elect Director Mr I C Conn For For Management
3.6 Elect Director Mr E B Davis, Jr For For Management
3.7 Elect Director Mr D J Flint For For Management
3.8 Elect Director Dr B E Grote For For Management
3.9 Elect Director Dr A B Hayward For For Management
3.10 Elect Director Mr A G Inglis For For Management
3.11 Elect Director Dr D S Julius For For Management
3.12 Elect Director Sir Tom Mckillop For For Management
3.13 Elect Director Mr J A Manzoni For For Management
3.14 Elect Director Dr W E Massey For For Management
3.15 Elect Director Sir Ian Prosser For For Management
3.16 Elect Director Mr P D Sutherland For For Management
4 Ratify Auditors For For Management
5 TO GIVE LIMITED AUTHORITY TO MAKE For Against Management
POLITICAL DONATIONS AND INCUR POLITICAL
EXPENDITURE
6 TO AUTHORIZE THE USE OF ELECTRONIC For For Management
COMMUNICATIONS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
9 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE-EMPTION RIGHTS
- --------------------------------------------------------------------------------
Page 72
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Vilma S. Martinez For For Management
1.4 Elect Director Marc F. Racicot For For Management
1.5 Elect Director Roy S. Roberts For For Management
1.6 Elect Director Matthew K. Rose For For Management
1.7 Elect Director Marc J. Shapiro For For Management
1.8 Elect Director J.C. Watts, Jr. For For Management
1.9 Elect Director Robert H. West For For Management
1.10 Elect Director J. Steven Whisler For For Management
1.11 Elect Director Edward E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore E. Martin For For Management
1.2 Elect Director Anthony Welters For For Management
1.3 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CATO CORPORATION, THE
Ticker: CTR Security ID: 149205106
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Currin For Withhold Management
1.2 Elect Director A.F. (pete) Sloan For For Management
1.3 Elect Director D. Harding Stowe For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For For Management
2 Elect Director Linnet F. Deily For For Management
3 Elect Director Robert E. Denham For For Management
4 Elect Director Robert J. Eaton For For Management
5 Elect Director Sam Ginn For For Management
6 Elect Director Franklyn G. Jenifer For For Management
7 Elect Director Sam Nunn For For Management
8 Elect Director David J. O'Reilly For For Management
9 Elect Director Donald B. Rice For For Management
10 Elect Director Peter J. Robertson For For Management
11 Elect Director Kevin W. Sharer For For Management
12 Elect Director Charles R. Shoemate For For Management
13 Elect Director Ronald D. Sugar For For Management
14 Elect Director Carl Ware For For Management
15 Ratify Auditors For For Management
16 Reduce Supermajority Vote Requirement For For Management
17 Adopt Human Rights Policy Against For Shareholder
18 Adopt Greenhouse Gas Emission Reduction Against Against Shareholder
Goals
19 Adopt Animal Welfare Policy Against Against Shareholder
20 Separate Chairman and CEO Positions Against For Shareholder
21 Approve/Amend Terms of Existing Poison Against Against Shareholder
Pill
22 Report on Market Specific Environmental Against Against Shareholder
Laws
- --------------------------------------------------------------------------------
Page 73
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Michael Armstrong For For Management
2 Elect Director Alain J.P. Belda For For Management
3 Elect Director George David For For Management
4 Elect Director Kenneth T. Derr For For Management
5 Elect Director John M. Deutch For For Management
6 Elect Director Roberto Hernandez Ramirez For For Management
7 Elect Director Klaus Kleinfeld For For Management
8 Elect Director Andrew N. Liveris For For Management
9 Elect Director Anne Mulcahy For For Management
10 Elect Director Richard D. Parsons For For Management
11 Elect Director Charles Prince For For Management
12 Elect Director Judith Rodin For For Management
13 Elect Director Robert E. Rubin For For Management
14 Elect Director Franklin A. Thomas For For Management
15 Ratify Auditors For For Management
16 Report on Government Service of Employees Against Against Shareholder
17 Report on Political Contributions Against For Shareholder
18 Report on Charitable Contributions Against Against Shareholder
19 Approve Report of the Compensation Against For Shareholder
Committee
20 Report on Pay Disparity Against Against Shareholder
21 Separate Chairman and CEO Positions Against Against Shareholder
22 Stock Retention/Holding Period Against Against Shareholder
23 Restore or Provide for Cumulative Voting Against Against Shareholder
24 Amend Bylaws to Permit Shareholders to Against For Shareholder
Call Special Meetings
- --------------------------------------------------------------------------------
CLAIRES STORES, INC.
Ticker: CLE Security ID: 179584107
Meeting Date: MAY 24, 2007 Meeting Type: Special
Record Date: APR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Jill K. Conway For For Management
3 Elect Director Ellen M. Hancock For For Management
4 Elect Director David W. Johnson For For Management
5 Elect Director Richard J. Kogan For For Management
6 Elect Director Delano E. Lewis For For Management
7 Elect Director Reuben Mark For For Management
8 Elect Director J. Pedro Reinhard For For Management
9 Ratify Auditors For For Management
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
11 Pay for Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC.
Ticker: CMP Security ID: 20451N101
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angelo C. Brisimitzakis For For Management
1.2 Elect Director Timothy R. Snider For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 74
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 31, 2007 Meeting Type: Annual
Record Date: NOV 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson For For Management
1.2 Elect Director William H. Gates For For Management
1.3 Elect Director Hamilton E. James For For Management
1.4 Elect Director Jill S. Ruckelshaus For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: DEO Security ID: 25243Q205
Meeting Date: OCT 17, 2006 Meeting Type: Annual
Record Date: AUG 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORTS AND ACCOUNTS 2006 For For Management
2 DIRECTORS REMUNERATION REPORT 2006 For For Management
3 DECLARATION OF FINAL DIVIDEND For For Management
4 RE-ELECTION OF LORD HOLLICK OF NOTTING For For Management
HILL (MEMBER OF AUDIT, NOMINATION,
REMUNERATION COMMITTEE AND CHAIRMAN OF
BOARD)
5 RE-ELECTION OF MR HT STITZER (MEMBER OF For For Management
AUDIT, NOMINATION, AND REMUNERATION
COMMITTEE)
6 RE-ELECTION OF MR PS WALSH (MEMBER OF For For Management
EXECUTIVE COMMITTEE AND CHAIRMAN OF
BOARD)
7 ELECTION OF MS LM DANON (MEMBER OF AUDIT, For For Management
NOMINATION, AND REMUNERATION COMMITTEE)
8 Ratify Auditors For For Management
9 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
10 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
11 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Management
12 AUTHORITY TO MAKE EU POLITICAL For For Management
DONATIONS/EXPENDITURE
13 ADOPTION OF DIAGEO PLC 2006 IRISH PROFIT For For Management
SHARING SCHEME
14 AMENDMENTS TO DIAGEO EXECUTIVE SHARE For For Management
OPTION PLAN
- --------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For Withhold Management
1.2 Elect Director Lawrence R. Dickerson For Withhold Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director John R. Bolton For For Management
1.5 Elect Director Charles L. Fabrikant For Withhold Management
1.6 Elect Director Paul G. Gaffney, II For For Management
1.7 Elect Director Herbert C. Hofmann For Withhold Management
1.8 Elect Director Arthur L. Rebell For Withhold Management
1.9 Elect Director Raymond S. Troubh For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 75
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Brown For For Management
1.2 Elect Director Robert A. Brown For For Management
1.3 Elect Director Bertrand P. Collomb For For Management
1.4 Elect Director Curtis J. Crawford For For Management
1.5 Elect Director John T. Dillon For For Management
1.6 Elect Director Eleuthere I. du Pont For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director Sean O'Keefe For For Management
1.11 Elect Director William K. Reilly For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Genetically Modified Organisms Against Against Shareholder
5 Evaluate Community Impact of Plant Against Against Shareholder
Closures or Layoffs
6 Report on PFOA Compounds in DuPont Against For Shareholder
Products
7 Report on Lobbying Expenditures related Against Against Shareholder
to Environmental Pollution
8 Prepare a Global Warming Report Against Against Shareholder
9 Report on Security of Chemical Facilities Against Against Shareholder
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 16, 2007 Meeting Type: Annual
Record Date: FEB 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sir Winfried Bischoff For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Franklyn G. Prendergast, For For Management
M.D., Ph.D.
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Report on Animal Welfare Against Against Shareholder
6 Report on Animal Testing Policies Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
9 Adopt Simple Majority Vote Against For Shareholder
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 6, 2007 Meeting Type: Annual
Record Date: NOV 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G For Withhold Management
1.2 Elect Director W. J. Galvin For For Management
1.3 Elect Director R. L. Ridgway For For Management
1.4 Elect Director R. L. Stephenson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 76
ENEL SPA
Ticker: EN Security ID: 29265W108
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS OF ENEL FOR THE YEAR For For Management
ENDED DECEMBER 31, 2006. REPORTS OF THE
BOARD OF DIRECTORS, THE BOARD OF
STATUTORY AUDITORS, AND THE EXTERNAL
AUDITORS. RELATED RESOLUTIONS,
PRESENTATION OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR ENDE
2 ALLOCATION OF NET INCOME FOR THE YEAR. For For Management
3 ELECTION OF THE BOARD OF STATUTORY For For Management
AUDITORS.
4 DETERMINATION OF THE COMPENSATION OF THE For For Management
REGULAR MEMBERS OF THE BOARD OF STATUTORY
AUDITORS.
5 EXTENSION OF THE EXTERNAL AUDITORS For For Management
MANDATE TO THE YEARS 2008, 2009, AND
2010.
6 2007 STOCK - OPTION PLAN FOR THE For Against Management
EXECUTIVES OF ENEL AND/OR SUBSIDIARIES
THEREOF PURSUANT TO ARTICLE 2359 OF THE
CIVIL CODE.
7 HARMONIZATION OF THE BYLAWS WITH THE For For Management
PROVISIONS OF LAW N. 262 OF DECEMBER 28,
2005 AND LEGISLATIVE DECREE N. 303 OF
DECEMBER 29, 2006. AMENDMENT OF ARTICLES
14.3, 14.5, AND 20.4 OF THE BYLAWS.
8 DELEGATION TO THE BOARD OF DIRECTORS OF For Against Management
THE POWER TO INCREASE THE SHARE CAPITAL
IN CONNECTION WITH THE 2007 STOCK-OPTION
PLAN.
- --------------------------------------------------------------------------------
EQUITABLE RESOURCES, INC.
Ticker: EQT Security ID: 294549100
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Murry S. Gerber For For Management
1.3 Elect Director George L. Miles, Jr. For For Management
1.4 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter General For For Management
Matters
4 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas DeBenedictis For Against Management
2 Elect Director Sue L. Gin For For Management
3 Elect Director William C. Richardson, For For Management
Ph.D.
4 Elect Director Thomas J. Ridge For For Management
5 Elect Director Don Thompson For For Management
6 Elect Director Stephen D. Steinour For For Management
7 Ratify Auditors For For Management
8 Declassify the Board of Directors For For Management
9 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
- --------------------------------------------------------------------------------
Page 77
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date: NOV 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Joseph R. Hardiman For For Management
1.4 Elect Director Robert D. Joffe For For Management
1.5 Elect Director Charles B. Johnson For For Management
1.6 Elect Director Gregory E. Johnson For For Management
1.7 Elect Director Rupert H. Johnson, Jr. For For Management
1.8 Elect Director Thomas H. Kean For For Management
1.9 Elect Director Chutta Ratnathicam For For Management
1.10 Elect Director Peter M. Sacerdote For For Management
1.11 Elect Director Laura Stein For For Management
1.12 Elect Director Anne M. Tatlock For For Management
1.13 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Charles H. Goodman For For Management
5 Elect Director Jay L. Johnson For For Management
6 Elect Director George A. Joulwan For For Management
7 Elect Director Paul G. Kaminski For For Management
8 Elect Director John M. Keane For For Management
9 Elect Director Deborah J. Lucas For For Management
10 Elect Director Lester L. Lyles For For Management
11 Elect Director Carl E. Mundy, Jr. For For Management
12 Elect Director Robert Walmsley For For Management
13 Ratify Auditors For For Management
14 Pay For Superior Performance Against For Shareholder
15 Performance-Based and/or Equity Based Against For Shareholder
Awards
- --------------------------------------------------------------------------------
Page 78
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Susan Hockfield For For Management
1.6 Elect Director Jerry R. Immelt For For Management
1.7 Elect Director Andrea Jung For For Management
1.8 Elect Director Alan G. Lafley For For Management
1.9 Elect Director Robert W. Lane For For Management
1.10 Elect Director Ralph S. Larsen For For Management
1.11 Elect Director Rochelle B. Lazarus For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director Roger S. Penske For For Management
1.14 Elect Director Robert J. Swieringa For For Management
1.15 Elect Director Douglas A. Warner III For For Management
1.16 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Vote Standard in Director For For Management
Elections
4 Approve Omnibus Stock Plan For For Management
5 Company-Specific-Approve Material Terms For For Management
of Senior Officer Performance Goals
6 Provide for Cumulative Voting Against For Shareholder
7 Company-Specific -- Adopt Policy on Against For Shareholder
Overboarded Directors
8 Company-Specific -- One Director from the Against Against Shareholder
Ranks of Retirees
9 Separate Chairman and CEO Positions Against For Shareholder
10 Limit Dividend and Dividend Equivalent Against For Shareholder
Payments to Executives
11 Report on Charitable Contributions Against Against Shareholder
12 Report on Global Warming Against Against Shareholder
13 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
14 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 25, 2006 Meeting Type: Annual
Record Date: JUL 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Danos For For Management
1.2 Elect Director William T. Esrey For For Management
1.3 Elect Director Raymond V. Gilmartin For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director Heidi G. Miller For For Management
1.6 Elect Director H. Ochoa-Brillembourg For For Management
1.7 Elect Director Steve Odland For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Michael D. Rose For For Management
1.10 Elect Director Robert L. Ryan For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director A. Michael Spence For For Management
1.13 Elect Director Dorothy A. Terrell For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Label Genetically Modified Ingredients Against Against Shareholder
- --------------------------------------------------------------------------------
GLADSTONE INVESTMENT CORP.
Ticker: GAIN Security ID: 376546107
Meeting Date: AUG 10, 2006 Meeting Type: Annual
Record Date: JUN 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A.R. Dullum For For Management
1.2 Elect Director Terry Lee Brubaker For For Management
1.3 Elect Director Maurice W. Coulon For For Management
1.4 Elect Director Gerard Mead For For Management
- --------------------------------------------------------------------------------
Page 79
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC)
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management
REPORT AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR For For Management
4 TO ELECT DR STEPHANIE BURNS AS A DIRECTOR For For Management
5 TO RE-ELECT MR JULIAN HESLOP AS A For For Management
DIRECTOR
6 TO RE-ELECT SIR DERYCK MAUGHAN AS A For For Management
DIRECTOR
7 TO RE-ELECT DR RONALDO SCHMITZ AS A For For Management
DIRECTOR
8 TO RE-ELECT SIR ROBERT WILSON AS A For For Management
DIRECTOR
9 Ratify Auditors For For Management
10 REMUNERATION OF AUDITORS For For Management
11 TO AUTHORISE THE COMPANY TO MAKE For For Management
DONATIONS TO EU POLITICAL ORGANISATIONS
AND INCUR EU POLITICAL EXPENDITURE
12 AUTHORITY TO ALLOT SHARES For For Management
13 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
(SPECIAL RESOLUTION)
14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES (SPECIAL RESOLUTION)
15 AMENDMENT OF THE ARTICLES OF ASSOCIATION For For Management
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
GLOBAL SIGNAL, INC.
Ticker: GSL Security ID: 37944Q103
Meeting Date: JAN 11, 2007 Meeting Type: Special
Record Date: NOV 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
GRANITE CONSTRUCTION INC.
Ticker: GVA Security ID: 387328107
Meeting Date: MAY 21, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Dorey For For Management
1.2 Elect Director Rebecca A. McDonald For For Management
1.3 Elect Director William H. Powell For For Management
1.4 Elect Director Claes G. Bjork For For Management
2 Company Specific- Majority Vote for the For For Management
Election of Directors
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 80
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kathleen M. Bader For For Management
2 Elect Director Alan M. Bennett For For Management
3 Elect Director James R. Boyd For For Management
4 Elect Director Milton Carroll For For Management
5 Elect Director Robert L. Crandall For For Management
6 Elect Director Kenneth T. Derr For For Management
7 Elect Director S. Malcolm Gillis For For Management
8 Elect Director W. R. Howell For For Management
9 Elect Director David J. Lesar For For Management
10 Elect Director J. Landis Martin For For Management
11 Elect Director Jay A. Precourt For For Management
12 Elect Director Debra L. Reed For For Management
13 Ratify Auditors For For Management
14 Review Human Rights Policies Against For Shareholder
15 Report on Political Contributions Against For Shareholder
16 Amend Terms of Existing Poison Pill Against Against Shareholder
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 14, 2007 Meeting Type: Annual
Record Date: JAN 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.T. Babbio, Jr. For For Management
2 Elect Director S.M. Baldauf For For Management
3 Elect Director R.A. Hackborn For For Management
4 Elect Director J.H. Hammergren For For Management
5 Elect Director M.V. Hurd For For Management
6 Elect Director R.L. Ryan For For Management
7 Elect Director L.S. Salhany For For Management
8 Elect Director G.K.Thompson For For Management
9 Ratify Auditors For For Management
10 Require Director Nominee Qualifications Against For Shareholder
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
13 Performance-Based Equity Awards Against For Shareholder
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 23, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Jaime Chico Pardo For For Management
3 Elect Director David M. Cote For For Management
4 Elect Director D. Scott Davis For For Management
5 Elect Director Linnet F. Deily For For Management
6 Elect Director Clive R. Hollick For For Management
7 Elect Director James J. Howard For For Management
8 Elect Director Ivan G. Seidenberg For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Eric K. Shinseki For For Management
11 Elect Director John R. Stafford For For Management
12 Elect Director Michael W. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Nonqualified Employee Stock For For Management
Purchase Plan
15 Claw-back of Payments under Restatements Against Against Shareholder
16 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Remove Six Sigma Terminology Against Against Shareholder
- --------------------------------------------------------------------------------
Page 81
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Juergen Dormann For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Minoru Makihara For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Joan E. Spero For For Management
1.11 Elect Director Sidney Taurel For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Restore or Provide for Cumulative Voting Against For Shareholder
8 Evaluate Age Discrimination in Retirement Against Against Shareholder
Plans
9 Review Executive Compensation Against For Shareholder
10 Report on Outsourcing Against Against Shareholder
11 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
IPC HOLDINGS LTD
Ticker: IPCR Security ID: G4933P101
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: APR 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Mutch For For Management
1.2 Elect Director James P. Bryce For For Management
1.3 Elect Director Peter S. Christie For For Management
1.4 Elect Director Kenneth L. Hammond For For Management
1.5 Elect Director Dr. The Hon. C.E. James For For Management
1.6 Elect Director Antony P.D. Lancaster For For Management
2 ITEM B- AUTHORIZATION OF THE BOARD TO For For Management
FILL BOARD VACANCIES: TO AUTHORIZE THE
BOARD TO FILL ANY VACANCY IN THEIR NUMBER
NOT FILLED AT A GENERAL MEETING OR
ARISING AS A RESULT OF AN INCREASE IN THE
SIZE OF THE BOARD.
3 Ratify Auditors For For Management
4 ITEM D- APPROVAL AND RATIFICATION OF THE For For Management
IPC HOLDINGS, LTD. 2007 INCENTIVE PLAN.
5 ITEM E- AMENDMENT OF BYE-LAWS: TO APPROVE For For Management
THE AMENDMENT OF THE COMPANY'S BYE-LAWS
TO REMOVE OUT-OF-DATE PROVISIONS RELATING
TO AMERICAN INTERNATIONAL GROUP, INC.
6 ITEM F- AMENDMENT OF BYE-LAWS: TO APPROVE For Against Management
THE AMENDMENT OF THE COMPANY'S BYE-LAWS
TO MODERNIZE THE BYE-LAWS.
- --------------------------------------------------------------------------------
Page 82
ITT CORP.
Ticker: ITT Security ID: 450911102
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Loranger For For Management
1.2 Elect Director Curtis J. Crawford For For Management
1.3 Elect Director Christina A. Gold For For Management
1.4 Elect Director Ralph F. Hake For For Management
1.5 Elect Director John J. Hamre For For Management
1.6 Elect Director Raymond W. LeBoeuf For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director Markos I. Tambakeras For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Christine A. Poon For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Steven S Reinemund For For Management
1.10 Elect Director David Satcher For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
4 Submit Supplemental Executive Retirement Against For Shareholder
Plans to Shareholder vote
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Laban P. Jackson, Jr. For For Management
1.8 Elect Director Robert I. Lipp For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Provide for Cumulative Voting Against For Shareholder
8 Require a Majority Vote for the Election Against For Shareholder
of Directors
9 Report on Political Contributions Against Against Shareholder
10 Report on Management Initiatives to Against Against Shareholder
Address Links to Slavery and Human Rights
Abuse
- --------------------------------------------------------------------------------
Page 83
KAYNE ANDERSON MLP INVESTMENT COMPANY
Ticker: KYN Security ID: 486606106
Meeting Date: DEC 12, 2006 Meeting Type: Special
Record Date: OCT 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
- --------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT COMPANY
Ticker: KYN Security ID: 486606106
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne K. Costin For For Management
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James M. Jenness For For Management
2 Elect Director Linda Johnson Rice For For Management
3 Elect Director Marc J. Shapiro For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Simple Majority Vote Against For Shareholder
7 Adopt ILO Standards Against Against Shareholder
8 Report on Feasibility of Phasing Out the Against Against Shareholder
Use of Non-certified Wood Fiber
- --------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49455P101
Meeting Date: DEC 19, 2006 Meeting Type: Special
Record Date: NOV 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
LIMITED BRANDS
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 21, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis S. Hersch For For Management
1.2 Elect Director David T. Kollat For For Management
1.3 Elect Director William R. Loomis, Jr. For For Management
1.4 Elect Director Leslie H. Wexner For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
Page 84
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director William Porter Payne For For Management
1.4 Elect Director Patrick S. Pittard For For Management
1.5 Elect Director Jill S. Ruckelshaus For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC.
Ticker: LUFK Security ID: 549764108
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Lollar For For Management
1.2 Elect Director Bob H. O'Neal For For Management
1.3 Elect Director Thomas E. Wiener For For Management
1.4 Elect Director Larry M. Hoes For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE COMPANY TRUST
Ticker: MIC Security ID: 55607X108
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman H. Brown, Jr. For For Management
1.2 Elect Director George W. Carmany, III For For Management
1.3 Elect Director William H. Webb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARATHON OIL CORP.
Ticker: MRO Security ID: 565849106
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles F. Bolden, Jr. For For Management
2 Elect Director Charles R. Lee For For Management
3 Elect Director Dennis H. Reilley For For Management
4 Elect Director John W. Snow For For Management
5 Elect Director Thomas J. Usher For For Management
6 Ratify Auditors For For Management
7 Approve Omnibus Stock Plan For For Management
8 Reduce Supermajority Vote Requirement For For Management
9 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC., THE
Ticker: MHP Security ID: 580645109
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For Withhold Management
1.2 Elect Director Robert P. Mcgraw For Withhold Management
1.3 Elect Director H. Ochoa-Brillembourg For Withhold Management
1.4 Elect Director Edward B. Rust, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
5 Political Contributions/Activities Against For Shareholder
- --------------------------------------------------------------------------------
Page 85
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Robert P. Kelly For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For Withhold Management
2 Declassify the Board of Directors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: MAY 24, 2007 Meeting Type: Special
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adopt Supermajority Vote Requirement for For For Management
Mergers
3 Increase Authorized Preferred and Common For For Management
Stock
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director James I. Cash, Jr., Ph.D. For For Management
4 Elect Director Dina Dublon For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director Jon A. Shirley For For Management
10 Ratify Auditors For For Management
11 Cease Product Sales that Can Be Used to Against Against Shareholder
Violate Human Rights
12 Amend EEO Statement to Not Reference Against Against Shareholder
Sexual Orientation
13 Establish Shareholder Advisory Committee Against Against Shareholder
- --------------------------------------------------------------------------------
Page 86
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports, Including Auditors'
Report; Accept Financial Statements and
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 Per Share
3 Approve Discharge of Board and President For For Management
4 Amend Articles to Comply with New Finnish For For Management
Companies Act
5 Approve Remuneration of Directors For For Management
6 Fix Number of Directors at 11 For For Management
7.1 Elect Director Georg Ehrnrooth For For Management
7.2 Elect Director Daniel R. Hesse For For Management
7.3 Elect Director Bengt Holmstrom For For Management
7.4 Elect Director Per Karlsson For For Management
7.5 Elect Director Jorma Ollila For For Management
7.6 Elect Director Marjorie Scardino For For Management
7.7 Elect Director Keijo Suila For For Management
7.8 Elect Director Vesa Vainio For For Management
7.9 Elect Director Lalita D. Gupte For For Management
7.10 Elect Director Henning Kagermann For For Management
7.11 Elect Director Olli-Pekka Kallasvuo For For Management
8 Approve Remuneration of Auditors For For Management
9 Reelect PricewaterhouseCoopers Oy as For For Management
Auditor
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of Pool of
Conditional Capital to Guarantee
Conversion Rights
11 Approve Minimum EUR 2.3 Billion Reduction For For Management
in Share Premium Account
12 Amend 2001, 2003, and 2005 Stock Option For For Management
Plans Re: Record Subscription Prices in
Invested Non-restricted Equity Fund
13 Approve Creation of Pool of Capital For For Management
without Preemptive Rights Consisting of
up to 800 Million Shares
14 Authorize Repurchase of up to 10 Percent For For Management
of Issued Share Capital
15 Mark The Box If you wish to Instruct None Abstain Management
Nokia's Legal Counsels To Vote In their
Discretion On Your behalf Only Upon Item
15 *NOTE* Voting Options For Props 5-6,
8-9 are FOR or ABSTAIN
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Arthur L. Kelly For For Management
1.6 Elect Director Robert C. Mccormack For For Management
1.7 Elect Director Edward J. Mooney For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director John W. Rowe For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director Enrique J. Sosa For For Management
1.13 Elect Director Charles A. Tribbett III For For Management
1.14 Elect Director Frederick H. Waddell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 87
NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: MAR 6, 2007 Meeting Type: Annual
Record Date: JAN 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2006.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management
OF DIRECTORS
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND
4 ELECTION TO THE BOARD OF DIRECTORS: For For Management
RE-ELECTION OF HANS-JOERG RUDLOFF FOR A
THREE-YEAR TERM
5 ELECTION TO THE BOARD OF DIRECTORS: For For Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM
6 ELECTION TO THE BOARD OF DIRECTORS: For For Management
ELECTION OF NEW MEMBER MARJORIE M. YANG
FOR A TERM OF OFFICE BEGINNING ON 1
JANUARY 2008 AND ENDING ON THE DAY OF THE
AGM IN 2010
7 Ratify Auditors For For Management
8 VOTES REGARDING ADDITIONAL AND/OR For Against Management
COUNTER-PROPOSALS AT THE AGM OF NOVARTIS
AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA
ITEM 6, YOUR VOTES WILL BE CAST IN
ACCORDANCE WITH THE PROPOSALS OF THE
BOARD OF DIRECTORS. MARKING THE BOX FOR
IS A VOTE FOR THE PROPOS
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For Against Management
2 Elect Director Ronald W. Burkle For For Management
3 Elect Director John S. Chalsty For Against Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director R. Chad Dreier For Against Management
6 Elect Director John E. Feick For For Management
7 Elect Director Ray R. Irani For For Management
8 Elect Director Irvin W. Maloney For Against Management
9 Elect Director Rodolfo Segovia For Against Management
10 Elect Director Aziz D. Syriani For For Management
11 Elect Director Rosemary Tomich For Against Management
12 Elect Director Walter L. Weisman For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For Against Management
15 Publish a Scientific Global Warming Against Against Shareholder
Report
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers Compensation
17 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Marshall Acuff, Jr. For For Management
1.2 Elect Director Anne Marie Whittemore For For Management
2 Approve Nonqualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
Page 88
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dina Dublon For For Management
2 Elect Director Victor J. Dzau, M.D. For For Management
3 Elect Director Ray L. Hunt For For Management
4 Elect Director Alberto Ibarguen For For Management
5 Elect Director Arthur C. Martinez For For Management
6 Elect Director Indra K. Nooyi For For Management
7 Elect Director Sharon Percy Rockefeller For For Management
8 Elect Director James J. Schiro For For Management
9 Elect Director Daniel Vasella For For Management
10 Elect Director Michael D. White For For Management
11 Ratify Auditors For For Management
12 Approve Omnibus Stock Plan For For Management
13 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Friel For For Management
1.2 Elect Director Nicholas A. Lopardo For For Management
1.3 Elect Director Alexis P. Michas For For Management
1.4 Elect Director James C. Mullen For For Management
1.5 Elect Director Vicki L. Sato For For Management
1.6 Elect Director Gabriel Schmergel For For Management
1.7 Elect Director Kenton J. Sicchitano For For Management
1.8 Elect Director Gregory L. Summe For For Management
1.9 Elect Director G. Robert Tod For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws to Require Majority For For Management
Vote For Uncontested Election of
Directors
4 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 14, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director John S. McFarlane For For Management
1.4 Elect Director Eduardo R. Menasce For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Require Majority Vote to Elect Directors For For Management
in an Uncontested Election
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2006 Meeting Type: Annual
Record Date: AUG 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Approve Decrease in Size of Board For For Management
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
- --------------------------------------------------------------------------------
Page 89
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 5, 2006 Meeting Type: Annual
Record Date: AUG 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carbonari For For Management
1.2 Elect Director James A. Karman For For Management
1.3 Elect Director Donald K. Miller For For Management
1.4 Elect Director Joseph P. Viviano For For Management
2 Approve Restricted Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juanita Powell Baranco For For Management
1.2 Elect Director Dorrit J. Bern For For Management
1.3 Elect Director Francis S. Blake For For Management
1.4 Elect Director Thomas F. Chapman For For Management
1.5 Elect Director H.William Habermeyer, Jr. For For Management
1.6 Elect Director Donald M. James For For Management
1.7 Elect Director J.Neal Purcell For For Management
1.8 Elect Director David M. Ratcliffe For For Management
1.9 Elect Director William G. Smith, Jr. For For Management
1.10 Elect Director Gerald J. St. Pe For For Management
2 Ratify Auditors For For Management
3 Report on Emission Reduction Goals Against Against Shareholder
- --------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: PCU Security ID: 84265V105
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emilio Carrillo Gamboa For Withhold Management
1.2 Elect Director Alfredo Casar Perez For Withhold Management
1.3 Elect Director Jaime Fernando Collazo For Withhold Management
Gonzalez
1.4 Elect Director Xavier Garcia de Quevedo For Withhold Management
Topete
1.5 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.6 Elect Director J. Eduardo Gonzalez Felix For Withhold Management
1.7 Elect Director Harold S. Handelsman For For Management
1.8 Elect Director German Larrea Mota-Velasco For Withhold Management
1.9 Elect Director Genaro Larrea Mota-Velasco For Withhold Management
1.10 Elect Director Armando Ortega Gomez For Withhold Management
1.11 Elect Director Juan Rebolledo Gout For Withhold Management
1.12 Elect Director Luis Manuel Palomino For For Management
Bonilla
1.13 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.14 Elect Director Carlos Ruiz Sacristan For For Management
2 Eliminate Class of Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 90
SYNTEL, INC.
Ticker: SYNT Security ID: 87162H103
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: MAY 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paritosh K. Choksi For For Management
1.2 Elect Director Bharat Desai For For Management
1.3 Elect Director Paul R. Donovan For For Management
1.4 Elect Director Prashant Ranade For For Management
1.5 Elect Director Vasant Raval For For Management
1.6 Elect Director Neerja Sethi For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEKTRONIX, INC.
Ticker: TEK Security ID: 879131100
Meeting Date: SEP 21, 2006 Meeting Type: Annual
Record Date: JUL 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pauline Lo Alker For For Management
1.2 Elect Director A. Gary Ames For For Management
1.3 Elect Director Gerry B. Cameron For For Management
1.4 Elect Director David N. Campbell For For Management
1.5 Elect Director Frank C. Gill For For Management
1.6 Elect Director Robin L. Washington For For Management
1.7 Elect Director Richard H. Wills For For Management
1.8 Elect Director Cyril J. Yansouni For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 91
TOTAL SA (FORMERLY TOTAL FINA ELF, S.A.)
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PARENT COMPANY FINANCIAL For For Management
STATEMENTS
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF EARNINGS, DECLARATION OF For For Management
DIVIDEND
4 AGREEMENTS COVERED BY ARTICLE L. 225-38 For For Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO TRADE SHARES OF THE COMPANY
6 RENEWAL OF THE APPOINTMENT OF MR. THIERRY For Against Management
DESMAREST AS A DIRECTOR
7 RENEWAL OF THE APPOINTMENT OF MR. THIERRY For Against Management
DE RUDDER AS A DIRECTOR
8 RENEWAL OF THE APPOINTMENT OF MR. SERGE For Against Management
TCHURUK AS A DIRECTOR
9 APPOINTMENT OF A DIRECTOR REPRESENTING For Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
10 APPOINTMENT OF A DIRECTOR REPRESENTING Against Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
11 APPOINTMENT OF A DIRECTOR REPRESENTING Against Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
12 DETERMINATION OF THE TOTAL AMOUNT OF For For Management
DIRECTORS COMPENSATION
13 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO CAPITAL WHILE
MAINTAINING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS
14 DELEGATION OF AUTHORITY GRANTED TO THE For Against Management
BOARD OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO CAPITAL WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
15 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE CAPITAL
UNDER THE CONDITIONS PROVIDED FOR IN
ARTICLE 443-5 OF THE FRENCH LABOR CODE
16 AUTHORIZATION TO GRANT SUBSCRIPTION OR For For Management
PURCHASE OPTIONS FOR THE COMPANY'S STOCK
TO CERTAIN EMPLOYEES OF THE GROUP AS WELL
AS TO THE MANAGEMENT OF THE COMPANY OR OF
OTHER GROUP COMPANIES
17 AUTHORIZATION TO BE GRANTED TO THE BOARD For For Management
OF DIRECTORS TO REDUCE CAPITAL BY
CANCELING SHARES
18 AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF For For Management
THE COMPANY'S ARTICLES OF ASSOCIATION
WITH REGARD TO THE METHODS THAT MAY BE
USED TO PARTICIPATE IN BOARD OF
DIRECTORS' MEETINGS
19 AMENDMENT OF ARTICLE 17-2 OF THE For For Management
COMPANY'S ARTICLES OF ASSOCIATION TO TAKE
INTO ACCOUNT NEW RULES FROM THE DECREE OF
DECEMBER 11, 2006 RELATING TO THE
COMPANY'S BOOK-BASED SYSTEM FOR RECORDING
SHARES FOR SHAREHOLDERS WISHING TO
PARTICIPATE IN ANY FORM WH
20 AMENDMENT OF ARTICLE 17-2 OF THE For For Management
COMPANY'S ARTICLES OF ASSOCIATION TO TAKE
INTO ACCOUNT RULES RELATING TO ELECTRONIC
SIGNATURES IN THE EVENT OF A VOTE CAST
VIA TELECOMMUNICATION
21 NEW PROCEDURE TO NOMINATE THE Against For Shareholder
EMPLOYEE-SHAREHOLDER DIRECTOR
22 AUTHORIZATION TO GRANT RESTRICTED SHARES Against For Shareholder
OF THE COMPANY TO GROUP EMPLOYEES
23 AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF Against For Shareholder
THE COMPANY'S ARTICLES OF ASSOCIATION IN
VIEW OF DELETING THE STATUTORY CLAUSE
LIMITING VOTING RIGHTS
- --------------------------------------------------------------------------------
Page 92
TSAKOS ENERGY NAVIGATION LTD.(FORMERLY MIF LIMITED)
Ticker: TNP Security ID: G9108L108
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Stavropoulos For For Management
1.2 Elect Director Peter C. Nicholson For For Management
1.3 Elect Director A.N. Patrinos, Ph.D. For For Management
2 APPROVAL OF THE FINANCIAL STATEMENTS FOR For For Management
THE YEAR ENDED DECEMBER 31, 2006,
TOGETHER WITH THE AUDITORS REPORT.
3 Ratify Auditors For For Management
4 AUTHORIZATION OF THE REMUNERATION OF For For Management
DIRECTORS.
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buynisk Gluckman For For Management
1.2 Elect Director Arthur D. Collins, Jr. For For Management
1.3 Elect Director Olivia F. Kirtley For For Management
1.4 Elect Director Jerry W. Levin For For Management
1.5 Elect Director Richard G. Reiten For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Approve Report of the Compensation Against For Shareholder
Committee
6 Establish SERP Policy Against For Shareholder
- --------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management
ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS
OF THE GROUP AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS For For Management
DIVIDEND FOR FINANCIAL YEAR 2006
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: STEPHAN For For Management
HAERINGER
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE For For Management
6 RE-ELECTION OF BOARD MEMBER: PETER For For Management
SPUHLER
7 ELECTION OF NEW BOARD MEMBER: SERGIO For For Management
MARCHIONNE
8 ELECTION OF THE GROUP AND STATUTORY For For Management
AUDITORS
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management
REPURCHASED UNDER THE 2006/2007 SHARE
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 PARA 1 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management
SHARE BUYBACK PROGRAM FOR 2007-2010
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO ACT IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
Page 93
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Burns For For Management
1.2 Elect Director D. Scott Davis For For Management
1.3 Elect Director Stuart E. Eizenstat For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director James P. Kelly For Withhold Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Victor A. Pelson For For Management
1.8 Elect Director John W. Thompson For For Management
1.9 Elect Director Carol B. Tome For For Management
1.10 Elect Director Ben Verwaayen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director John V. Faraci For For Management
1.4 Elect Director Jean-Pierre Garnier For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Charles R. Lee For For Management
1.7 Elect Director Richard D. Mccormick For For Management
1.8 Elect Director Harold Mcgraw III For For Management
1.9 Elect Director Richard B. Myers For For Management
1.10 Elect Director Frank P. Popoff For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director H.A. Wagner For For Management
1.14 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Foreign Military Sales Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: 918204108
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Crutchfield For For Management
1.2 Elect Director George Fellows For For Management
1.3 Elect Director Daniel R. Hesse For For Management
1.4 Elect Director Clarence Otis, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: JUL 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Amend Omnibus Stock Plan For For Management
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Page 94
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Chen For For Management
1.2 Elect Director Lloyd H. Dean For For Management
1.3 Elect Director Susan E. Engel For For Management
1.4 Elect Director Enrique Hernandez, Jr. For For Management
1.5 Elect Director Robert L. Joss For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For Against Management
1.9 Elect Director Nicholas G. Moore For For Management
1.10 Elect Director Philip J. Quigley For Against Management
1.11 Elect Director Donald B. Rice For Against Management
1.12 Elect Director Judith M. Runstad For For Management
1.13 Elect Director Stephen W. Sanger For For Management
1.14 Elect Director Susan G. Swenson For For Management
1.15 Elect Director John G. Stumpf For For Management
1.16 Elect Director Michael W. Wright For Against Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Establish SERP Policy Against For Shareholder
6 Report on Racial and Ethnic Disparities Against Against Shareholder
in Loan Pricing
7 Report on Emission Reduction Goals Against For Shareholder
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert Essner For For Management
2 Elect Director John D. Feerick For For Management
3 Elect Director Frances D. Fergusson For For Management
4 Elect Director Victor F. Ganzi For For Management
5 Elect Director Robert Langer For For Management
6 Elect Director John P. Mascotte For For Management
7 Elect Director Raymond J. McGuire For For Management
8 Elect Director Mary Lake Polan For For Management
9 Elect Director Bernard Poussot For For Management
10 Elect Director Gary L. Rogers For For Management
11 Elect Director Ivan G. Seidenberg For For Management
12 Elect Director Walter V. Shipley For For Management
13 Elect Director John R. Torell III For For Management
14 Ratify Auditors For For Management
15 Reduce Supermajority Vote Requirement For For Management
16 Amend Omnibus Stock Plan For For Management
17 Adopt Animal Welfare Policy Against Against Shareholder
18 Report on Policy to Limit Drug Supply to Against For Shareholder
Canada
19 Report on Political Contributions Against For Shareholder
20 Claw-back of Payments under Restatements Against For Shareholder
21 Company-Specific - Interlocking Against Against Shareholder
Directorship
22 Disclose Information-Proposal Withdrawn. Against Abstain Shareholder
No Vote Required
23 Separate Chairman and CEO Positions Against For Shareholder
24 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
Page 95
=================== SIT INTERNATIONAL GROWTH FUND (SERIES A) ===================
ADVANCED INFO SERVICE PCL
Ticker: Security ID: Y0014U183
Meeting Date: AUG 8, 2006 Meeting Type: Special
Record Date: JUL 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting For For Management
2 Approve Minutes of Previous AGM For For Management
3 Authorize Issuance of Unsubordinated and For For Management
Unsecured Debentures not exceeding Baht
25 Billion or its Equivalent in Other
Currency
4 Other Business For Against Management
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 7, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos, II For For Management
1.3 Elect Director Paul S. Amos, II For For Management
1.4 Elect Director Yoshiro Aoki For For Management
1.5 Elect Director Michael H. Armacost For For Management
1.6 Elect Director Kriss Cloninger, III For For Management
1.7 Elect Director Joe Frank Harris For For Management
1.8 Elect Director Elizabeth J. Hudson For For Management
1.9 Elect Director Kenneth S. Janke, Sr. For For Management
1.10 Elect Director Douglas W. Johnson For For Management
1.11 Elect Director Robert B. Johnson For For Management
1.12 Elect Director Charles B. Knapp For For Management
1.13 Elect Director E. Stephen Purdom, M.D. For For Management
1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director David Gary Thompson For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Ratify Auditors For For Management
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Page 96
ALLIANZ SE (FORMERLY ALLIANZ AG)
Ticker: Security ID: D03080112
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.80 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5a Elect Wulf Bernotat to the Supervisory For For Management
Board
5b Elect Gerhard Cromme to the Supervisory For For Management
Board
5c Elect Franz Humer to the Supervisory For For Management
Board
5d Elect Renate Koecher to the Supervisory For For Management
Board
5e Elect Igor Landau to the Supervisory For For Management
Board
5f Elect Henning Schulte-Noelle to the For For Management
Supervisory Board
5g Elect Juergen Than as Alternate For For Management
Supervisory Board Member
5h Elect Jean Jacques Cette as Employee For For Management
Representative to the Supervisory Board
5i Elect Claudia Eggert-Lehmann as Employee For For Management
Representative to the Supervisory Board
5j Elect Godfrey Hayward as Employee For For Management
Representative to the Supervisory Board
5k Elect Peter Kossubek as Employee For For Management
Representative to the Supervisory Board
5l Elect Joerg Reinbrecht as Employee For For Management
Representative to the Supervisory Board
5m Elect Rolf Zimmermann as Employee For For Management
Representative to the Supervisory Board
5n Elect Claudine Lutz as Alternate Employee For For Management
Representative to the Supervisory Board
5o Elect Christian Hoehn as Alternate For For Management
Employee Representative to the
Supervisory Board
5p Elect Evan Hall as Alternate Employee For For Management
Representative to the Supervisory Board
5q Elect Marlene Wendler as Alternate For For Management
Employee Representative to the
Supervisory Board
5r Elect Frank Lehmhagen as Alternate For For Management
Employee Representative to the
Supervisory Board
5s Elect Heinz Koenig as Alternate Employee For For Management
Representative to the Supervisory Board
6 Approve Remuneration of Supervisory Board For For Management
7 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
8 Authorize Repurchase of Up to 5 Percent For For Management
of Issued Share Capital for Trading
Purposes
9 Authorize Repurchase of Up to 10 Percent For Against Management
of Issued Share Capital for Purposes
Other Than Trading; Authorize Use of
Financial Derivatives When Repurchasing
Shares
- --------------------------------------------------------------------------------
Page 97
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 18, 2007 Meeting Type: Annual
Record Date: NOV 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director Charles E. Foster For For Management
1.4 Elect Director James S. Kahan For For Management
1.5 Elect Director Dov Baharav For For Management
1.6 Elect Director Julian A. Brodsky For For Management
1.7 Elect Director Eli Gelman For For Management
1.8 Elect Director Nehemia Lemelbaum For For Management
1.9 Elect Director John T. Mclennan For For Management
1.10 Elect Director Robert A. Minicucci For For Management
1.11 Elect Director Simon Olswang For For Management
1.12 Elect Director Mario Segal For Against Management
1.13 Elect Director Joseph Vardi For For Management
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2006.
3 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
- --------------------------------------------------------------------------------
ANGLO IRISH BANK CORPORATION PLC
Ticker: Security ID: G03815118
Meeting Date: FEB 2, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends
3a Elect Tom Browne as Director For For Management
3b Elect David Drumm as Director For For Management
3c Elect Gary McGann as Director For For Management
3d Elect Anne Heraty as Director For For Management
3e Elect Declan Quilligan as Director For For Management
3f Elect Pat Whellan as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Increase in Authorized Capital For For Management
6 Authorize Share Repurchase Program and For For Management
Reissue Price of Treasury Shares
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Scrip Dividend Program For For Management
- --------------------------------------------------------------------------------
Page 98
ASAHI BREWERIES LTD.
Ticker: 2502 Security ID: J02100113
Meeting Date: MAR 27, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8.5,
Final JY 10.5, Special JY 0
2 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
3 Amend Articles to: Reduce Directors Term For For Management
in Office - Limit Liability of Directors
and Statutory Auditors
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
5.1 Appoint Internal Statutory Auditor For Against Management
5.2 Appoint Internal Statutory Auditor For For Management
5.3 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor and Special
Payments to Continuing Directors and
Statutory Auditors in Connection with
Abolition of Retirement Bonus System
7 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors and
Statutory Auditors
8 Adopt Advance Warning-Type Takeover For Against Management
Defense
- --------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. (FORMERLY AUSTR
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 15, 2006 Meeting Type: Annual
Record Date: DEC 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for the Year Ended
Sept. 30, 2006
2a Elect J.K. Ellis as Director For For Management
2b Elect M.A. Jackson as Director For For Management
3 Approve Remuneration Report for the Year For For Management
Ended Sept. 30, 2006
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Page 99
AXA SA (FORMERLY AXA-UAP)
Ticker: Security ID: F06106102
Meeting Date: MAY 14, 2007 Meeting Type: Annual/Special
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.06 per Share
4 Approve Transaction with Groupe Schneider For For Management
5 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
6 Reelect Jean-Rene Fourtou as Supervisory For For Management
Board Member
7 Reelect Leo Apotheker as as Supervisory For For Management
Board Member
8 Reelect Gerard Mestrallet as Supervisory For For Management
Board Member
9 Reelect Ezra Suleiman as Supervisory For For Management
Board Member
10 Elect Henri Jean-Martin Folz as For For Management
Supervisory Board Member
11 Elect Giuseppe Mussari as Supervisory For For Management
Board Member
12 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 1.1 Million
13 Authorize Repurchase of Up to Ten Percent For Against Management
of Issued Share Capital
14 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1.5 Billion
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Billion
17 Authorize Board to Set Issue Price for 10 For For Management
Percent of Issued Capital Pursuant to
Issue Authority without Preemptive Rights
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
19 Authorize Capital Increase of Up to EUR 1 For Against Management
Billion for Future Exchange Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
21 Authorize Issuance of Equity Upon For Against Management
Conversion of a Subsidiary's
Equity-Linked Securities
22 Approve Issuance of Securities For For Management
Convertible into Debt
23 Approve Employee Savings-Related Share For For Management
Purchase Plan
24 Authorize up to 0.7 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
25 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
26 Amend Articles of Association Re: Record For For Management
Date
27 Amend Articles of Association Re: For For Management
Shareholding Employee Representative
Supervisory Board Member
28 Authorize Filing of Required For For Management
Documents/Other Formalities
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Page 100
AZIMUT HOLDING SPA
Ticker: Security ID: T0783G106
Meeting Date: APR 23, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements; Consolidated For For Management
Financial Statements and Statutory
Reports for Fiscal Year 2006
2 Fix Number of Directors on the Board; For For Management
Elect Directors; Determine Directors'
Term and Remuneration; Appoint Chairman
of the Board of Directors
3 Appoint Internal Statutory Auditors for For For Management
the Three-Year Term 2007-2009; Approve
Remuneration of Auditors
4 Extend External Auditors' Mandate For For Management
5 Approve Incentive Plan for Financial For Against Management
Promoters and Project to Support the
Development of AZ Investimenti SIM Spa
for the Three-Year Term 2007-2009
6 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
- --------------------------------------------------------------------------------
BAE SYSTEMS PLC(FRM.BRITISH AEROSPACE PLC )
Ticker: BAESF Security ID: G06940103
Meeting Date: OCT 4, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Disposal of the Company's For For Management
Twenty Per Cent Shareholding in Airbus
S.A.S. to European Aeronautic Defence and
Space Company EADS N.V.; Authorise the
Directors to Take All Steps Necessary to
Implement the Disposal
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Page 101
BAE SYSTEMS PLC(FRM.BRITISH AEROSPACE PLC )
Ticker: BAESF Security ID: G06940103
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.9 Pence Per For For Management
Ordinary Share
4 Re-elect Ulrich Cartellieri as Director For For Management
5 Re-elect Michael Hartnall as Director For For Management
6 Re-elect George Rose as Director For For Management
7 Elect Walter Havenstein as Director For For Management
8 Elect Ian King as Director For For Management
9 Elect Sir Nigel Rudd as Director For For Management
10 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise the Company to Make EU For Against Management
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political
Expenditure up to GBP 100,000
13 Authorise BAE Systems Marine Limited to For Against Management
Make EU Political Organisation Donations
up to GBP 100,000 and to Incur EU
Political Expenditure up to GBP 100,000
14 Authorise BAE Systems (Operations) For Against Management
Limited to Make EU Political Organisation
Donations up to GBP 100,000 and to Incur
EU Political Expenditure up to GBP
100,000
15 Authorise BAE Systems Land Systems For Against Management
(Munitions & Ordnance) Limited to Make EU
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political
Expenditure up to GBP 100,000
16 Authorise BAE Systems Land Systems For Against Management
(Weapons & Vehicles) Limited to Make EU
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political
Expenditure up to GBP 100,000
17 Authorise BAE Systems Hagglunds AB to For Against Management
Make EU Political Organisation Donations
up to GBP 100,000 and to Incur EU
Political Expenditure up to GBP 100,000
18 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 26,664,742
19 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 4,000,111
20 Authorise 320,008,915 Ordinary Shares for For For Management
Market Purchase
21 Authorise the Company to Use Electronic For For Management
Communications
- --------------------------------------------------------------------------------
BANCA POPOLARE DI MILANO
Ticker: Security ID: T15120107
Meeting Date: FEB 14, 2007 Meeting Type: Special
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 47 of the Bylaws and For For Management
Consequent Amendment of Article 10.1
2 Approve Increase in Share Capital Via For For Management
Increase in the Par Value of Shares, from
EUR 3 to EUR 4; Amend Articles 8 and 17
of the Company's Bylaws Accordingly
- --------------------------------------------------------------------------------
Page 102
BANCA POPOLARE DI MILANO
Ticker: Security ID: T15120107
Meeting Date: APR 20, 2007 Meeting Type: Annual/Special
Record Date: APR 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for the Fiscal Year 2006
2 Elect External Auditors; Fix Auditors' For For Management
Remuneration
3 Approve Merger by Absorption of Bipiemme For For Management
Immobili SpA
4 Amend Articles 32, 33, 36, 41, 44 of The For For Management
Company's Bylaws
5 Adopt Rules Governing General Meetings For For Management
- --------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: BBV Security ID: 05946K101
Meeting Date: MAR 16, 2007 Meeting Type: Annual
Record Date: FEB 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL ACCOUNTS AND For For Management
MANAGEMENT REPORT.
2 APPOINTMENT OF MR RAFAEL BERMEJO BLANCO. For For Management
3 RATIFICATION OF MR RICHARD C. BREEDEN. For For Management
4 RATIFICATION OF MR RAMON BUSTAMANTE Y DE For For Management
LA MORA.
5 RATIFICATION OF MR JOSE ANTONIO FERNANDEZ For For Management
RIVERO.
6 RATIFICATION OF MR IGNACIO FERRERO JORDI. For For Management
7 RATIFICATION OF MR ROMAN KNORR BORRAS. For For Management
8 RATIFICATION OF MR ENRIQUE MEDINA For For Management
FERNANDEZ.
9 INCREASE THE MAXIMUM NOMINAL AMOUNT BY For For Management
30,000,000,000.
10 AUTHORISATION FOR THE COMPANY TO ACQUIRE For For Management
TREASURY STOCK.
11 RE-ELECTION OF THE AUDITORS FOR THE 2007 For For Management
ACCOUNTS.
12 AMENDMENT OF ARTICLE 36, IN THE CORPORATE For For Management
BYLAWS.
13 CONSTITUTION OF A FOUNDATION FOR ECONOMIC For For Management
AND SOCIAL DEVELOPMENT AND COOPERATION
THROUGH MICROFINANCE ACTIVITIES
14 CONFERRAL OF AUTHORITY TO THE BOARD OF For For Management
DIRECTORS
- --------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: BBV Security ID: 05946K101
Meeting Date: JUN 20, 2007 Meeting Type: Special
Record Date: MAY 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 INCREASE THE BANCO BILBAO VIZCAYA For For Management
ARGENTARIA, S.A. CAPITAL BY A NOMINAL SUM
OF EURO 96,040,000.-, IN AN ISSUE OF
196,000,000 NEW ORDINARY SHARES,
EXCLUDING PRE-EMPTIVE SUBSCRIPTION
RIGHTS, IN ORDER TO FUND THE ACQUISITION
OF 100% OF THE SHARES REPRESENTI
2 CONFERRAL OF AUTHORITY TO THE BOARD OF For For Management
DIRECTORS, WHICH MAY IN TURN DELEGATE
SAID AUTHORITY, TO FORMALISE, CORRECT,
INTERPRET AND IMPLEMENT THE RESOLUTIONS
ADOPTED BY THE EGM.
- --------------------------------------------------------------------------------
Page 103
BARCLAYS PLC
Ticker: BCLYF Security ID: G08036124
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Marcus Agius as Director For For Management
4 Elect Frederik Seegers as Director For For Management
5 Elect Christopher Lucas as Director For For Management
6 Re-elect Stephen Russell as Director For For Management
7 Re-elect Richard Clifford as Director For For Management
8 Re-elect Sir Andrew Likierman as Director For For Management
9 Re-elect John Varley as Director For For Management
10 Re-elect Sir Nigel Rudd as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Barclays Bank Plc to Make EU For Against Management
Political Organisations Donations up to
GBP 25,000 and Incur EU Political
Expenditure up to GBP 100,000
14 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 544,913,279
15 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 81,736,992
16 Authorise 980,840,000 Ordinary Shares for For For Management
Market Purchase
17 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 29, 2006 Meeting Type: Annual
Record Date: NOV 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports for BHP Billiton Plc
for the Year Ended June 30, 2006
2 Receive Financial Statements and For For Management
Statutory Reports for BHP Billiton Ltd
for the Year Ended June 30, 2006
3 Elect Paul M. Anderson as Director of BHP For For Management
Billiton Plc
4 Elect Paul M. Anderson as Director of BHP For For Management
Billiton Ltd
5 Elect Marius J. Kloppers as Director of For For Management
BHP Billiton Plc
6 Elect Marius J. Kloppers as Director of For For Management
BHP Billiton Ltd
7 Elect Chris J. Lynch as Director of BHP For For Management
Billiton Plc
8 Elect Chris J. Lynch as Director of BHP For For Management
Billiton Ltd
9 Elect Jacques Nasser as Director of BHP For For Management
Billiton Plc
10 Elect Jacques Nasser as Director of BHP For For Management
Billiton Ltd
11 Elect David A. Crawford as Director of For For Management
BHP Billiton Plc
12 Elect David A. Crawford as Director of For For Management
BHP Billiton Ltd
Page 104
13 Elect Don R. Argus as Director of BHP For For Management
Billiton Plc
14 Elect Don R. Argus as Director of BHP For For Management
Billiton Ltd
15 Elect David C. Brink as Director of BHP For For Management
Billiton Plc
16 Elect David C. Brink as Director of BHP For For Management
Billiton Ltd
17 Elect John G.S. Buchanan as Director of For For Management
BHP Billiton Plc
18 Elect John G.S. Buchanan as Director of For For Management
BHP Billiton Ltd
19 Elect John M. Schubert as Director of BHP For For Management
Billiton Plc
20 Elect John M. Schubert as Director of BHP For For Management
Billiton Ltd
21 Appoint KPMG Audit Plc as Auditors of BHP For For Management
Billiton Plc
22 Approve the Allotment of 553.4 Million For For Management
Unissued Shares to Participants of the
Group Incentive Schemes and Other Legacy
Employee Share Schemes
23 Approve the Issuance of up to 123.4 For For Management
Million Shares
24 Authorize Share Repurchase Program For For Management
25(i) Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd or
One of Its Subsidiaries on Dec. 31, 2006
25(ii Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd or
One of Its Subsidiaries on March 31, 2006
25(ii Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd or
One of Its Subsidiaries on May 15, 2007
25(iv Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd or
One of Its Subsidiaries on June 30, 2007
25(v) Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd or
One of Its Subsidiaries on Sept. 30, 2007
25(vi Approve Cancellation of Shares in BHP For For Management
Billiton Plc Held by BHP Billiton Ltd or
One of Its Subsidiaries on Nov. 15, 2007
26 Approve Remuneration Report for the Year For For Management
Ended June 30, 2006
27 Approve the Grant of Deferred Shares and For For Management
Options Pursuant to the Group Incentive
Scheme and Performance Shares Pursuant to
the Long Term Incentive Plan to C.W.
Goodyear, Chief Executive Officer
28 Approve the Grant of Deferred Shares and For For Management
Options Pursuant to the Group Incentive
Scheme and Performance Shares Pursuant to
the Long Term Incentive Plan to Marius J.
Kloppers, Group President Non-Ferrous
Materials
29 Approve the Grant of Deferred Shares and For For Management
Options Pursuant to the Group Incentive
Scheme and Performance Shares Pursuant to
the Long Term Incentive Plan to Chris J.
Lynch, Group President Carbon Steel
Materials
30 Approve Global Employee Share Plan For For Management
31 Approve the Maximum Remuneration for For For Management
Non-Executive Directors of BHP Billiton
Plc of $3.0 Million
32 Approve the Maximum Remuneration for For For Management
Non-Executive Directors of BHP Billiton
Ltd of $3.0 Million
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Page 105
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 15, 2007 Meeting Type: Annual/Special
Record Date: MAY 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.10 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Ratify Appointment of Suzanne Berger For For Management
Keniston as Director
7 Reelect Louis Schweitzer as Director For For Management
8 Authorize Filing of Required For For Management
Documents/Other Formalities
9 Amend Resolution 15 Adopted by General For For Management
Meeting on May 18, 2005: Restricted Stock
Plan
10 Amend Resolution 22 Adopted by General For For Management
Meeting on May 23, 2006: Employee
Savings-Related Share Purchase Plan
11 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
12 Approve Merger by Absorption of BNL by For For Management
BNP Paribas
13 Approve Merger by Absorption of the For For Management
Compagnie Immobiliere de France by BNP
Paribas
14 Approve Merger by Absorption of Societe For For Management
Immobiliere du 36 avenue de l'Opera by
BNP Paribas
15 Approve Merger by Absorption of CAPEFI by For For Management
BNP Paribas
16 Amend Articles of Association Re: Record For For Management
Date
17 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BP PLC
Ticker: BP Security ID: 055622104
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND ACCOUNTS
2 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
3.1 Elect Director Dr D C Allen For For Management
3.2 Elect Director Lord Browne For For Management
3.3 Elect Director Mr A Burgmans For For Management
3.4 Elect Director Sir William Castell For For Management
3.5 Elect Director Mr I C Conn For For Management
3.6 Elect Director Mr E B Davis, Jr For For Management
3.7 Elect Director Mr D J Flint For For Management
3.8 Elect Director Dr B E Grote For For Management
3.9 Elect Director Dr A B Hayward For For Management
3.10 Elect Director Mr A G Inglis For For Management
3.11 Elect Director Dr D S Julius For For Management
3.12 Elect Director Sir Tom Mckillop For For Management
3.13 Elect Director Mr J A Manzoni For For Management
3.14 Elect Director Dr W E Massey For For Management
3.15 Elect Director Sir Ian Prosser For For Management
3.16 Elect Director Mr P D Sutherland For For Management
4 Ratify Auditors For For Management
5 TO GIVE LIMITED AUTHORITY TO MAKE For Against Management
POLITICAL DONATIONS AND INCUR POLITICAL
EXPENDITURE
6 TO AUTHORIZE THE USE OF ELECTRONIC For For Management
COMMUNICATIONS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
9 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE-EMPTION RIGHTS
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Page 106
BURBERRY GROUP PLC
Ticker: Security ID: G1699R107
Meeting Date: JUL 14, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 5.5 Pence Per For For Management
Ordinary Share
4 Elect Angela Ahrendts as Director For For Management
5 Elect Stephanie George as Director For For Management
6 Re-elect Stacey Cartwright as Director For For Management
7 Elect David Tyler as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Authorise the Company to Make EU For Against Management
Political Organisation Donations up to
GBP 25,000 and to Incur EU Political
Expenditure up to GBP 25,000
11 Authorise Burberry Limited to Make EU For Against Management
Political Organisation Donations up to
GBP 25,000 and to Incur EU Political
Expenditure up to GBP 25,000
12 Authorise 44,685,000 Ordinary Shares for For For Management
Market Purchase
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 74,475
14 Renew the Authority Conferred on For For Management
Directors to Allot Shares for Cash in
Connection with a Rights Issue without
Offering Those Shares Pro Rata to
Existing Shareholders
15 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights Otherwise than in
Connection with a Rights Issue up to
Aggregate Nominal Amount of GBP 11,171
- --------------------------------------------------------------------------------
BUSINESS OBJECTS S.A.
Ticker: BOBJ Security ID: 12328X107
Meeting Date: JUN 5, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY'S STATUTORY For For Management
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2006
2 APPROVAL OF THE COMPANY'S CONSOLIDATED For For Management
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2006
3 ALLOCATION OF THE COMPANY'S EARNINGS FOR For For Management
THE YEAR ENDED DECEMBER 31, 2006
4 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management
ARNOLD SILVERMAN, AS A DIRECTOR OF THE
COMPANY
5 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management
BERNARD CHARLES, AS A DIRECTOR OF THE
COMPANY
6 RENEWAL OF THE TERM OF OFFICE OF DR. KURT For For Management
LAUK, AS A DIRECTOR OF THE COMPANY
7 RENEWAL OF TERM OF OFFICE OF MR. CARL For For Management
PASCARELLA, AS A DIRECTOR OF THE COMPANY
8 APPROVAL OF AN ADDITIONAL AGGREGATE For For Management
AMOUNT OF AUTHORIZED DIRECTOR FEES
9 RATIFICATION OF REGULATED AGREEMENTS For Against Management
10 Ratify Auditors For For Management
11 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
Page 107
12 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO REDUCE THE COMPANY'S SHARE
CAPITAL BY CANCELLATION OF TREASURY
SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL THROUGH THE ISSUANCE OF ORDINARY
SHARES, WITH SUBSCRIPTION RESERVED TO THE
PARTICIPANTS IN THE COMPANY'S EMPLOYEE
SAVINGS PLAN
14 DELEGATION OF POWERS GRANTED TO THE BOARD For For Management
OF DIRECTORS TO INCREASE THE COMPANY'S
SHARE CAPITAL THROUGH THE ISSUANCE OF
ORDINARY SHARES, WITH SUBSCRIPTION
RESERVED TO THE 2004 BUSINESS OBJECTS
S.A. EMPLOYEE BENEFITS TRUST
15 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE
OR TO PURCHASE ORDINARY SHARES OF THE
COMPANY AND APPROVAL OF THE 2007 STOCK
OPTION PLAN
16 DELEGATION OF POWERS GRANTED TO THE BOARD For Against Management
OF DIRECTORS TO INCREASE THE COMPANY'S
SHARE CAPITAL THROUGH THE ISSUANCE OF
ORDINARY SHARES, WITH SUBSCRIPTION
RESERVED TO THE BUSINESS OBJECTS EMPLOYEE
BENEFIT SUB-PLAN TRUST
17 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ALLOCATE, FREE OF CHARGE,
EXISTING ORDINARY SHARES, OR TO ISSUE,
FREE OF CHARGE, NEW ORDINARY SHARES, TO
THE EMPLOYEES AND CERTAIN OFFICERS OF THE
COMPANY AND ITS SUBSIDIARIES
18 DELEGATION OF AUTHORITY GRANTED TO THE For Against Management
BOARD OF DIRECTORS TO ISSUE WARRANTS FREE
OF CHARGE IN THE EVENT OF A PUBLIC TENDER
OFFER/EXCHANGE OFFER FOR THE COMPANY
WITHIN THE FRAMEWORK OF A LEGAL
RECIPROCITY CLAUSE
19 APPROVAL OF THE AMENDMENTS OF THE COMPANY For For Management
S ARTICLES OF ASSOCIATION TO CONFORM THEM
TO THE NEW PROVISIONS OF THE FRENCH
COMMERCIAL CODE, AS AMENDED BY FRENCH
DECREE 2006-1566 DATED DECEMBER 11, 2006
20 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. ARNOLD SILVERMAN
21 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. BERNARD CHARLES
22 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR DR. KURT LAUK
23 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 30,000 ORDINARY SHARES
RESERVED FOR MR. CARL PASCARELLA
24 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. DAVID PETERSCHMIDT
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Page 108
CAIRN ENERGY PLC
Ticker: Security ID: G64399101
Meeting Date: NOV 17, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Disposal by Cairn UK For For Management
Holdings Ltd of the Entire Issued Share
Cap of Cairn India Holdings Ltd to Cairn
India Ltd; Approve Proposed Flotation of
Cairn India on the Bombay Stock Exchange
Ltd and on the National Stock Exchange of
India Ltd
2 Approve Cairn India Senior Management For For Management
Plan
3 Approve Cairn India Performance Option For For Management
Plan 2006
4 Approve Cairn India Employee Stock Option For For Management
Plan 2006
5 Conditional Upon the Flotation Becoming For For Management
Effective, Approve the New Group
Long-Term Incentive Plan 2006; Authorise
the Board to Establish Further Plans
Based on New Group Long Term Incentive
Plan
6 Conditional Upon the Flotation Becoming For For Management
Effective, Approve the New Group Share
Option Plan 2006; Authorise the Board to
Establish Further Plans Based on New
Group Share Option Plan
- --------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: Security ID: G64399101
Meeting Date: MAR 22, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Reorganisation; Approve For For Management
the Proposed Contract Between ABN AMRO
and the Company; Amend Articles of
Association; Authorise Issue of Equity
with and without Rights; Authorise
19,524,411 New Ordinary Shares for Market
Purchase
- --------------------------------------------------------------------------------
Page 109
CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 29, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 50,
Final JY 50, Special JY 0
2 Amend Articles to: Expand Business Lines For For Management
- Limit Rights of Odd-lot Holders -
Update Terminology to Match that of New
Corporate Law
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For For Management
6 Approve Payment of Annual Bonuses to For For Management
Directors
- --------------------------------------------------------------------------------
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD
Ticker: CETV Security ID: G20045202
Meeting Date: JUN 5, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Lauder For Withhold Management
1.2 Elect Director Herbert A. Granath For For Management
1.3 Elect Director Michael Garin For Withhold Management
1.4 Elect Director Frank Ehmer For Withhold Management
1.5 Elect Director Charles R. Frank, Jr. For For Management
1.6 Elect Director Herbert Kloiber For Withhold Management
1.7 Elect Director Alfred W. Langer For For Management
1.8 Elect Director Bruce Maggin For For Management
1.9 Elect Director Ann Mather For For Management
1.10 Elect Director Christian Stahl For Withhold Management
1.11 Elect Director Eric Zinterhofer For Withhold Management
2 THE ADOPTION OF THE FINANCIAL STATEMENTS For For Management
OF THE COMPANY AND THE AUDITORS REPORT
THEREON FOR THE COMPANY'S FISCAL YEAR
ENDED DECEMBER 31, 2006.
3 Ratify Auditors For For Management
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Page 110
CHINA MOBILE (HONG KONG) LIMITED
Ticker: CHL Security ID: 16941M109
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
FINANCIAL STATEMENTS AND THE REPORTS OF
THE DIRECTORS AND AUDITORS.
2a TO DECLARE AN ORDINARY FINAL DIVIDEND FOR For For Management
THE YEAR ENDED 31 DECEMBER 2006.
2b TO DECLARE A SPECIAL FINAL DIVIDEND FOR For For Management
THE YEAR ENDED 31 DECEMBER 2006.
3a TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. For For Management
3b TO RE-ELECT LI YUE AS A DIRECTOR. For For Management
3c TO RE-ELECT ZHANG CHENSHUANG AS A For For Management
DIRECTOR.
3d TO RE-ELECT FRANK WONG KWONG SHING AS A For For Management
DIRECTOR.
3e TO RE-ELECT PAUL MICHAEL DONOVAN AS A For For Management
DIRECTOR.
4 Ratify Auditors For For Management
5 TO GIVE A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
6 TO GIVE A GENERAL MANDATE TO THE For Against Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY.
7 TO EXTEND THE GENERAL MANDATE GRANTED TO For Against Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSGN Security ID: H3698D419
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve CHF 26.9 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
4.1 Approve Allocation of Income and For For Management
Dividends of CHF 2.24 per Registered
Share
4.2 Approve CHF 534 Million Reduction in For For Management
Share Capital; Approve Capital Repayment
of CHF 0.46 per Share
5 Authorize Share Repurchase Program For For Management
6.1 Renew Existing CHF 22.7 Million Pool of For For Management
Capital
6.2 Amend Articles Re: Capital Holding For For Management
Requirement for Submitting Shareholder
Proposals
6.3 Amend Articles to Reflect Changes in For For Management
Capital
7.1a Reelect Noreen Doyle as Director For For Management
7.1b Reelect Aziz Syriani as Director For For Management
7.1c Reelect David Syz as Director For For Management
7.1d Reelect Peter Weibel as Director For For Management
7.2 Ratify KPMG Klynveld Peat Marwick For For Management
Goerdeler SA as Auditors
7.3 Ratify BDO Visura as Special Auditors For For Management
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Page 111
DEUTSCHE BANK AG
Ticker: DB Security ID: D18190898
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROPRIATION OF DISTRIBUTABLE PROFIT For For Management
2 RATIFICATION OF THE ACTS OF MANAGEMENT OF For For Management
THE MANAGEMENT BOARD FOR THE 2006
FINANCIAL YEAR
3 RATIFICATION OF THE ACTS OF MANAGEMENT OF For For Management
THE SUPERVISORY BOARD FOR THE 2006
FINANCIAL YEAR
4 ELECTION OF THE AUDITOR FOR THE 2007 For For Management
FINANCIAL YEAR, INTERIM ACCOUNT
5 AUTHORIZATION TO ACQUIRE OWN SHARES FOR For For Management
TRADING PURPOSES (SECTION 71 (1) NO. 7
STOCK CORPORATION ACT)
6 AUTHORIZATION TO ACQUIRE OWN SHARES For For Management
PURSUANT TO SECTION 71 (1) NO. 8 STOCK
CORPORATION ACT AS WELL AS FOR THEIR USE
7 AUTHORIZATION TO USE DERIVATIVES WITHIN For For Management
THE FRAMEWORK OF THE PURCHASE OF OWN
SHARES
8 ELECTION TO THE SUPERVISORY BOARD For For Management
9 RESOLUTION PURSUANT TO SECTION 244 STOCK For For Management
CORPORATION ACT CONFIRMING THE RESOLUTION
RE AGENDA ITEM 8
10 RESOLUTION ON AN AMENDMENT TO SECTION 14 For For Management
OF THE ARTICLES OF ASSOCIATION CONCERNING
THE REMUNERATION OF THE SUPERVISORY BOARD
11 RESOLUTION ON AN AMENDMENT TO SECTION 3 For For Management
OF THE ARTICLES OF ASSOCIATION
12 RESOLUTION ON THE AMENDMENT OF SECTION 8 For For Management
OF THE ARTICLES OF ASSOCIATION ON THE
REORGANIZATION OF THE ADVISORY BODIES
13 CREATION OF NEW AUTHORIZED CAPITAL AND For For Management
AMENDMENT TO THE ARTICLES OF ASSOCIATION
- --------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO
Ticker: 9020 Security ID: J1257M109
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 4500,
Final JY 4500, Special JY 0
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For Against Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Internal Statutory Auditor For For Management
4 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
5 Amend Articles to Allow Company's Labor Against Against Shareholder
Policies to Be Put to a Vote at
Shareholder Meetings
6 Adopt Reforms to Company's Labor Policies Against Against Shareholder
7 Amend Articles to Require Disclosure of Against For Shareholder
Individual Director Compensation Levels
8 Amend Articles to Require Appointment of Against Against Shareholder
at Least Three Outside Directors
9 Amend Articles to Replace Senior Advisors Against Against Shareholder
with a Special Committee of the Board of
Directors
10.1 Remove Director from Office Against Against Shareholder
10.2 Remove Director from Office Against Against Shareholder
10.3 Remove Director from Office Against Against Shareholder
10.4 Remove Director from Office Against Against Shareholder
10.5 Remove Director from Office Against Against Shareholder
11.1 Appoint Shareholder Nominee to the Board Against Against Shareholder
11.2 Appoint Shareholder Nominee to the Board Against Against Shareholder
11.3 Appoint Shareholder Nominee to the Board Against Against Shareholder
11.4 Appoint Shareholder Nominee to the Board Against Against Shareholder
11.5 Appoint Shareholder Nominee to the Board Against Against Shareholder
12 Approve Alternate Income Allocation Against Against Shareholder
Proposal, with No Dividend
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Page 112
FANUC LTD.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 77.5
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
2.13 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Internal Statutory Auditor For Against Management
3.4 Appoint Internal Statutory Auditor For For Management
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
5 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
GENMAB AS
Ticker: Security ID: K3967W102
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: MAR 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Report; Approve Discharge of
Directors
3 Approve Treatment of Loss For For Management
4 Reelect Anders Gersel Pedersen as For For Management
Director; Elect Burton G. Malkiel and
Hans Henrik Munch-Jensen as New Directors
5 Reapprove PricewaterhouseCoopers as For For Management
Auditor
6a Approve Creation of up to DKK 15 Million For Against Management
Pool of Capital without Preemptive Rights
6b Approve Issuance of Warrants to Board For For Management
Members, Employees, and Consultants;
Approve Creation of DKK 1 Million Pool of
Conditional Capital to Guarantee
Conversion Rights
6c Authorize Share Repurchase Program from For For Management
Existing Warrant Holders up to 2 Percent
of Share Capital
6d Amend Articles Re: Change Registrar to VP For For Management
Investor Services
6e Amend Articles Re: Stipulate that Meeting For For Management
Notices May Also be Published in the
Electronic Information System of the
Danish Commerce and Companies Agency
6f Amend Articles to Reflect Company's For For Management
Application of Current Accounting
Regulations
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Page 113
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC)
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management
REPORT AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR For For Management
4 TO ELECT DR STEPHANIE BURNS AS A DIRECTOR For For Management
5 TO RE-ELECT MR JULIAN HESLOP AS A For For Management
DIRECTOR
6 TO RE-ELECT SIR DERYCK MAUGHAN AS A For For Management
DIRECTOR
7 TO RE-ELECT DR RONALDO SCHMITZ AS A For For Management
DIRECTOR
8 TO RE-ELECT SIR ROBERT WILSON AS A For For Management
DIRECTOR
9 Ratify Auditors For For Management
10 REMUNERATION OF AUDITORS For For Management
11 TO AUTHORISE THE COMPANY TO MAKE For For Management
DONATIONS TO EU POLITICAL ORGANISATIONS
AND INCUR EU POLITICAL EXPENDITURE
12 AUTHORITY TO ALLOT SHARES For For Management
13 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
(SPECIAL RESOLUTION)
14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES (SPECIAL RESOLUTION)
15 AMENDMENT OF THE ARTICLES OF ASSOCIATION For For Management
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
GROUPE DANONE
Ticker: Security ID: F12033134
Meeting Date: APR 26, 2007 Meeting Type: Annual/Special
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Reelect Franck Riboud as Director For For Management
6 Reelect Emmanuel Faber as Director For Against Management
7 Ratify Appointment of Naomasa Tsuritani For Against Management
as Director
8 Authorize Repurchase of Up to 10 Percent For Against Management
of Issued Share Capital
9 Approve Creation of a Corporate For For Management
Development Fund and Subscription to
SICAV Danone.communities Shares
10 Authorize Issuance of Equity or Equity- For For Management
Linked Securities with Preemptive Rights
up to Aggregate Nominal Amount of EUR 45
Million
11 Authorize Issuance of Equity or Equity- For For Management
Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of
EUR 33 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
13 Authorize Capital Increase for Future For Against Management
Exchange Offers
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capitalization of Reserves of For For Management
Up to EUR 33 Million for Bonus Issue or
Increase in Par Value
16 Approve Employee Savings-Related Share For For Management
Purchase Plan
17 Approve Stock Option Plans Grants For For Management
18 Authorize up to 1,000,000 Shares for Use For Against Management
in Restricted Stock Plan
- --------------------------------------------------------------------------------
Page 114
19 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
20 Approve 1-for-2 Stock Split For For Management
21 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amend Article 26.II of the Bylaws in Against For Shareholder
order to Cancel the Voting Rights
Limitation
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: J22302111
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JY 20
2 Amend Articles to: Add Record Dates for For For Management
Quarterly Dividends
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For Against Management
4.2 Appoint Internal Statutory Auditor For Against Management
5 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
6 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor
- --------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD.
Ticker: Security ID: G4587L109
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Reelect Mark Greenberg as Director For Against Management
3 Reelect Leach of Fairford as Director For Against Management
4 Reelect Richard Lee as Director For For Management
5 Reelect Y K Pang as Director For Against Management
6 Reappoint Auditors and Authorize Board to For Against Management
Fix Their Remuneration
7 Authorize Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 76.5 Million and without Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 11.4 Million
8 Authorize Share Repurchase Program For For Management
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Page 115
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3(a) Re-elect Lord Butler as Director For For Management
3(b) Re-elect Baroness Lydia Dunn as Director For For Management
3(c) Re-elect Rona Fairhead as Director For For Management
3(d) Re-elect William Fung as Director For For Management
3(e) Re-elect Sir Brian Moffat as Director For For Management
3(f) Elect Gwyn Morgan as Director For For Management
4 Reappoint KPMG Audit Plc as Auditors and For For Management
Authorise the Board to Determine Their
Remuneration
5 Auth. Issuance of Non-Cumulative Pref. For For Management
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 100,000,
USD 100,000 and EUR 100,000; and Auth.
Issuance of Ord. Shares with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,158,660,000
6 Subject to the Passing of Resolution 5, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 289,665,000
7 Authorise 1,158,660,000 Ordinary Shares For For Management
for Market Purchase
8 Approve Scrip Dividend Program For For Management
9 Authorise the Company to Make EU For Against Management
Political Organisations Donations and to
Incur EU Political Expenditures up to GBP
250,000
10 Authorise HSBC Bank Plc to Make EU For Against Management
Political Organisations Donations and to
Incur EU Political Expenditures up to GBP
50,000
11 Authorise the Company to Use Electronic For For Management
Communications
12 Amend Articles of Association Re: Use of For For Management
Electronic Communications
- --------------------------------------------------------------------------------
INDIA FUND, INC., THE
Ticker: IFN Security ID: 454089103
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Marc Hardy For For Management
1.2 Elect Director Prakash A. Melwani For For Management
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Page 116
ING GROEP NV
Ticker: INGVF Security ID: N4578E413
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2a Receive Report of Management Board None None Management
2b Receive Report of Supervisory Board None None Management
2c Approve Financial Statements and For For Management
Statutory Reports
3a Receive Explanation on Company's None None Management
Retention and Distribution Policy
3b Approve Dividends of EUR 1.32 Per Share For For Management
4a Discuss Remuneration Report None None Management
4b Approve Stock Option Plan For For Management
5a Receive Explanation on Company's None None Management
Corporate Governance Policy
5b Amend Articles For For Management
6 Corporate Responsiblity None None Management
7a Approve Discharge of Management Board For For Management
7b Approve Discharge of Supervisory Board For For Management
8 Discuss Proposed Change of Audit None None Management
Structure
9ai Elect John Hele to Management Board For For Management
9aii Elect Hans van Kempen to Management Board Against Against Management
9bi Elect Koos Timmermans to Management Board For For Management
9bii Elect Hugo Smid to Management Board Against Against Management
10ai Elect Claus Dieter Hoffmann to For For Management
Supervisory Board
10aii Elect Gerrit Broekers to Supervisory Against Against Management
Board
10bi Elect Wim Kok to Supervisory Board For For Management
10bii Elect Cas Jansen to Supervisory Board Against Against Management
10ci Elect Henk Breukink to Supervisory Board For For Management
10cii Elect Peter Kuys to Supervisory Board Against Against Management
10di Elect Peter Elverding to Supervisory For For Management
Board
10dii Elect Willem Dutilh to Supervisory Board Against Against Management
10ei Elect Piet Hoogendoorn to Supervisory For For Management
Board
10eii Elect Jan Kuijper to Supervisory Board Against Against Management
11a Grant Board Authority to Issue For For Management
220,000,000 Ordinary Shares Up Plus
Additional 220,000,000 Shares in Case of
Takeover/Merger and Restricting/Excluding
Preemptive Rights
11b Grant Board Authority to Issue 10,000,000 For For Management
Preference B Shares and
Restricting/Excluding Preemptive Rights
12a Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12b Authorize Repurchase Preference A Shares For For Management
or Depositary Receipts for Preference A
Shares
13 Approve Cancellation of Preference A For For Management
shares Held by ING Groep NV
14 Other Business and Conclusion None None Management
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Page 117
ITO EN LTD.
Ticker: 2593 Security ID: J25027103
Meeting Date: JUL 27, 2006 Meeting Type: Annual
Record Date: APR 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim
(Pre-Split) JY 35, Final (Post-Split) JY
22, Special JY 0
2 Amend Articles to: Expand Business Lines For For Management
- Increase Authorized Capital - Increase
Number of Internal Auditors - Update
Terminology to Match that of New
Corporate Law - Limit Liability of
Directors and Statutory Auditors
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
4 Approve Deep Discount Stock Option Plan For Against Management
for Directors of Ito-En
5 Approve Deep Discount Stock Option Plan For Against Management
for Directors of Subsidiaries
- --------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 26,
Final JY 26, Special JY 0
2 Amend Articles To: Expand Business Lines For For Management
3 Appoint Internal Statutory Auditor For For Management
4 Appoint Alternate Internal Statutory For For Management
Auditor
5 Approve Executive Stock Option Plan For For Management
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
- --------------------------------------------------------------------------------
Page 118
KDDI CORPORATION (FRM. DDI CORP.)
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 20, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 4500,
Final JY 5000, Special JY 0
2 Amend Articles To: Expand Business Lines For For Management
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Appoint External Audit Firm For For Management
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
- --------------------------------------------------------------------------------
KUEHNE & NAGEL INTERNATIONAL AG
Ticker: Security ID: H4673L145
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Elect Wolfgang Peiner and Xavier Urbain For For Management
as Directors
5 Ratify KPMG Fides Peat as Auditors For For Management
- --------------------------------------------------------------------------------
Page 119
LIPMAN ELECTRONIC ENGINEERING LTD, TEL AVIV
Ticker: LPMAF Security ID: M6772H101
Meeting Date: SEP 14, 2006 Meeting Type: Special
Record Date: AUG 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE, ADOPT AND RATIFY THE For For Management
AGREEMENT AND PLAN OF MERGER, DATED AS OF
APRIL 10, 2006, BY AND AMONG LIPMAN,
VERIFONE HOLDINGS, INC., A DELAWARE
CORPORATION, AND LION ACQUISITIONS LTD.,
A CORPORATION FORMED UNDER THE LAWS OF
THE STATE OF ISRAEL AND A
2 TO APPROVE AN AMENDMENT TO ARTICLE 25 OF For For Management
THE LIPMAN S ARTICLES OF ASSOCIATION IN
ORDER TO CONFORM THE PROVISIONS OF LIPMAN
S ARTICLES OF ASSOCIATION RELATING TO
EXCULPATION, INSURANCE AND INDEMNITY OF
DIRECTORS AND OFFICERS WITH RECENT
AMENDMENTS TO THE
3 SUBJECT TO THE APPROVAL OF THE AMENDMENT For For Management
OF LIPMAN S ARTICLES OF ASSOCIATION UNDER
PROPOSAL 2 ABOVE, TO APPROVE
CORRESPONDING AMENDMENTS TO THE
INDEMNIFICATION AGREEMENTS ENTERED INTO
BETWEEN LIPMAN AND ITS DIRECTORS AND THE
INCLUSION OF THE MERGER CONTE
4 A PERSON OR ENTITY THAT HOLDS, DIRECTLY None Against Management
OR INDIRECTLY, 25% OR MORE OF EITHER THE
VOTING POWER OR THE RIGHT TO APPOINT A
DIRECTOR OF VERIFONE HOLDINGS, INC. OR
LION ACQUISITIONS LTD.
5 A PERSON OR ENTITY ACTING ON BEHALF OF None Against Management
VERIFONE HOLDINGS, INC. OR LION
ACQUISITIONS LTD. OR ON BEHALF OF A
PERSON OR ENTITY DESCRIBED IN (A) ABOVE.
6 A FAMILY MEMBER OF OR AN ENTITY None Against Management
CONTROLLED BY: (1) VERIFONE HOLDINGS,
INC., (2) OR LION ACQUISITIONS LTD. OR
(3) A PERSON OR ENTITY DESCRIBED IN (A)
OR (B) ABOVE. THE TERM CONTROL GENERALLY
MEANS THE ABILITY TO DIRECT THE OPERATION
OF A CORPORATE ENTITY
7 I HAVE A PERSONAL INTEREST IN PROPOSAL None Against Management
NO. 2
8 I HAVE A PERSONAL INTEREST IN PROPOSAL None Against Management
NO. 3
- --------------------------------------------------------------------------------
MILLEA HOLDINGS INC.
Ticker: 8766 Security ID: J4276P103
Meeting Date: JUN 25, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 21, Special JY 0
2.1 Elect Director For Against Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For Against Management
3.2 Appoint Internal Statutory Auditor For For Management
4 Appoint External Audit Firm For For Management
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Page 120
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend (Ordinary Shares) of JY
6000
2 Amend Articles to: Increase Authorized For For Management
Capital to Reflect Stock Split - Delete
References to Two Classes of Preferred
Shares to Reflect Cancellation - Limit
Rights of Odd-lot Holders
3.1 Elect Director For For Management
3.2 Elect Director For Against Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor and Special
Payments to Continuing Directors and
Statutory Auditors in Connection with
Abolition of Retirement Bonus System
6 Approve Adjustment to Aggregate For For Management
Compensation Ceilings and Deep Discount
Stock Option Plan for Directors and
Statutory Auditors
- --------------------------------------------------------------------------------
MITSUI O.S.K. LINES LTD.
Ticker: 9104 Security ID: J45013109
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 9,
Final JY 11, Special JY 0
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
3 Appoint Internal Statutory Auditor For Against Management
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors to Add
Separate Ceiling for Annual Bonuses
5 Approve Stock Option Plan for Directors For For Management
6 Approve Executive Stock Option Plan For For Management
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Page 121
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: Security ID: D55535104
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
Fiscal 2006
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
6 Authorize Use of Financial Derivatives For For Management
When Repurchasing Shares
7 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
8 Amend Articles Re: Chairman of General For For Management
Meeting
9 Approve Affiliation Agreement with For For Management
Subsidiary DKV International Health
Holding AG
- --------------------------------------------------------------------------------
NESTLE SA
Ticker: NSRGF Security ID: H57312466
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 10.40 per Share
4 Approve CHF 7.7 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Reelect Peter Brabeck-Letmathe as For For Management
Director
5.2 Reelect Edward George as Director For For Management
- --------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Donovan For Withhold Management
1.2 Elect Director Steven P. Dussek For Withhold Management
1.3 Elect Director Steven M. Shindler For For Management
2 Ratify Auditors For For Management
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Page 122
NIPPON OIL CORP. (FORMERLY NIPPON MITSUBISHI OIL CO.)
Ticker: 5001 Security ID: J5484F100
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 6
2 Amend Articles to: Increase Maximum Board For For Management
Size
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
- --------------------------------------------------------------------------------
NITTO DENKO CORP.
Ticker: 6988 Security ID: J58472119
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 35
2 Approve Payment of Annual Bonus to For For Management
Director
3 Amend Articles to: Limit Outside For For Management
Directors' Legal Liability
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6 Approve Deep Discount Stock Option Plan For For Management
and Stock Option Plan for Directors
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Page 123
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports, Including Auditors'
Report; Accept Financial Statements and
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 Per Share
3 Approve Discharge of Board and President For For Management
4 Amend Articles to Comply with New Finnish For For Management
Companies Act
5 Approve Remuneration of Directors For For Management
6 Fix Number of Directors at 11 For For Management
7.1 Elect Director Georg Ehrnrooth For For Management
7.2 Elect Director Daniel R. Hesse For For Management
7.3 Elect Director Bengt Holmstrom For For Management
7.4 Elect Director Per Karlsson For For Management
7.5 Elect Director Jorma Ollila For For Management
7.6 Elect Director Marjorie Scardino For For Management
7.7 Elect Director Keijo Suila For For Management
7.8 Elect Director Vesa Vainio For For Management
7.9 Elect Director Lalita D. Gupte For For Management
7.10 Elect Director Henning Kagermann For For Management
7.11 Elect Director Olli-Pekka Kallasvuo For For Management
8 Approve Remuneration of Auditors For For Management
9 Reelect PricewaterhouseCoopers Oy as For For Management
Auditor
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of Pool of
Conditional Capital to Guarantee
Conversion Rights
11 Approve Minimum EUR 2.3 Billion Reduction For For Management
in Share Premium Account
12 Amend 2001, 2003, and 2005 Stock Option For For Management
Plans Re: Record Subscription Prices in
Invested Non-restricted Equity Fund
13 Approve Creation of Pool of Capital For For Management
without Preemptive Rights Consisting of
up to 800 Million Shares
14 Authorize Repurchase of up to 10 Percent For For Management
of Issued Share Capital
15 Mark The Box If you wish to Instruct None Abstain Management
Nokia's Legal Counsels To Vote In their
Discretion On Your behalf Only Upon Item
15 *NOTE* Voting Options For Props 5-6,
8-9 are FOR or ABSTAIN
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: J59009159
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Update Terminology to For For Management
Match that of Financial Instruments and
Exchange Law
2.1 Elect Director Junichi Ujiie For For Management
2.2 Elect Director Nobuyuki Koga For For Management
2.3 Elect Director Hiroshi Toda For For Management
2.4 Elect Director Kazutoshi Inano For For Management
2.5 Elect Director Yukio Suzuki For For Management
2.6 Elect Director Masaharu Shibata For For Management
2.7 Elect Director Hideaki Kubori For For Management
2.8 Elect Director Haruo Tsuji For For Management
2.9 Elect Director Fumihide Nomura For For Management
2.10 Elect Director Koji Tajika For For Management
2.11 Elect Director Masanori Itatani For For Management
3 Approve Executive Stock Option Plan and For For Management
Deep Discount Stock Option Plan
- --------------------------------------------------------------------------------
Page 124
NOVARTIS AG
Ticker: Security ID: H5820Q150
Meeting Date: MAR 6, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.35 per Share
4.1 Retirement of Birgit Breuel (Non-Voting) None None Management
4.2.1 Reelect Hans-Joerg Rudloff as Director For For Management
4.2.2 Reelect Daniel Vasella as Director For For Management
4.3 Elect Marjorie Yang as Director For For Management
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
- --------------------------------------------------------------------------------
PANALPINA WELTTRANSPORT (HOLDING) AG
Ticker: Security ID: H60147107
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3 per Share
4 Approve Creation of CHF 6 Million Pool of For For Management
Capital without Preemptive Rights
5.1 Retirement of Chairman of the Board None None Management
Gerhard Fischer (Non-Voting)
5.2.1 Reelect Wilfried Rutz as Director For For Management
5.2.2 Reelect Roger Schmid as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
- --------------------------------------------------------------------------------
PEARSON PLC
Ticker: PSO Security ID: 705015105
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE For For Management
REPORTS OF THE DIRECTORS AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND For For Management
3 TO RE-ELECT PATRICK CESCAU AS A DIRECTOR For For Management
4 TO RE-ELECT RONA FAIRHEAD AS A DIRECTOR For For Management
5 TO RE-ELECT SUSAN FUHRMAN AS A DIRECTOR For For Management
6 TO RE-ELECT JOHN MAKINSON AS A DIRECTOR For For Management
7 TO REAPPOINT ROBIN FREESTONE AS A For For Management
DIRECTOR
8 TO RECEIVE AND APPROVE THE REPORT ON For For Management
DIRECTORS REMUNERATION
9 Ratify Auditors For For Management
10 TO AUTHORISE THE DIRECTORS TO DETERMINE For For Management
THE REMUNERATION OF THE AUDITORS
11 TO AUTHORISE THE DIRECTORS TO EXERCISE For For Management
THE POWERS OF THE COMPANY TO ALLOT
ORDINARY SHARES
12 TO INCREASE THE AUTHORISED SHARE CAPITAL For For Management
OF THE COMPANY
13 TO WAIVE THE PRE-EMPTION RIGHTS CONFERRED For For Management
UNDER THE COMPANIES ACT 1985 TO A LIMITED
EXTENT
14 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES
15 TO AUTHORISE THE COMPANY TO SEND For For Management
DOCUMENTS ELECTRONICALLY.
- --------------------------------------------------------------------------------
Page 125
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: NOV 1, 2006 Meeting Type: Special
Record Date: OCT 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected Transactions For For Management
Arising from the Acquisition of a 67
Percent Interest in PetroKazakhstan Inc.
by PetroChina Co. Ltd. through CNPC
Exploration and Development Co. Ltd.
within the Scope of the Amended
Comprehensive Agreement
2 Approve Revision of Existing Annual Caps For For Management
of Each of the Continuing Connected
Transaction Under the Amended
Comprehensive Agreement as a Result of
the Acquisition of Petrokazakhstan Inc.
3 Approve Revision of Existing Annual Caps For For Management
of Each of the Continuing Connected
Transaction Under the Amended
Comprehensive Agreement as a Result of
Changes to Production and Operational
Environment of PetroChina Co. Ltd.
4 Approve Revision of Existing Annual Caps For For Management
in Respect of the Products and Services
to be Provided by PetroChina Co. Ltd. and
its Subsidiaries to China Railway
Materials and Suppliers Corp.
5 Amend Articles Re: Scope of Business For For Management
- --------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Final Dividend For For Management
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends for the
Year 2007
6 Reappoint PricewaterhouseCoopers,CPA and For For Management
PricewaterhouseCoopers Zhong Tian CPAs
Co. Ltd., CPA as International and
Domestic Auditors, Respectively, and
Authorize Board to Fix Their Remuneration
7 Reelect Jiang Jiemin as Director For For Management
8 Reelect Zhou Jiping as Director For For Management
9 Reelect Duan Wende as Director For For Management
10 Reelect Sun Xianfeng as Supervisor For For Management
11 Reelect Zhang Jinzhu as Supervisor For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Disposal of 70 Percent Equity For For Management
Interest in China National United Oil
Corporation to China National Petroleum
Corporation
14 Other Business (Voting) For Against Management
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Page 126
PHILIPS ELECTRONICS NV
Ticker: PHGFF Security ID: N6817P109
Meeting Date: OCT 25, 2006 Meeting Type: Special
Record Date: OCT 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancel Company Treasury Shares For For Management
2 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
3 Cancel Additional Company Treasury Shares For For Management
4 Authorize Additional Share Repurchase For For Management
Program
- --------------------------------------------------------------------------------
PHILIPS ELECTRONICS NV
Ticker: PHGFF Security ID: N6817P109
Meeting Date: MAR 29, 2007 Meeting Type: Annual
Record Date: MAR 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Speech President None None Management
2a Approve Financial Statements and For For Management
Statutory Reports
2b Receive Explanation on Company's Reserves None None Management
and Dividend Policy
2c Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
2d Approve Discharge of Management Board For For Management
2e Approve Discharge of Supervisory Board For For Management
3a Reelect G.J. Kleisterlee to Management For For Management
Board
3b Reelect G.H.A. Dutine to Management Board For For Management
3c Elect S.H. Ruschowski to Management Board For For Management
4a Reelect J-M. Hessels to Supervisory Board For For Management
4b Reelect C.J.A. van Lede to Supervisory For For Management
Board
4c Reelect J.M. Thompson to Supervisory For For Management
Board
4d Elect H. von Prondzynski to Supervisory For For Management
Board
5 Proposal to Amend the Long-Term Incentive For For Management
Plan
6 Proposal to Amend the Remuneration Policy For For Management
of Management Board
7a Grant Board Authority to Issue Shares Up For For Management
To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger
7b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance Under Item 7a
8 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
9 Other Business (Non-Voting) None None Management
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Page 127
PUMA AG RUDOLF DASSLER SPORT
Ticker: Security ID: D62318148
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2007
6a Reelect Guenter Herz to the Supervisory For Against Management
Board
6b Elect Hinrich Stahl to the Supervisory For Against Management
Board
6c Elect Johann Lindenberg to the For For Management
Supervisory Board
6d Reelect Thore Ohlsson to the Supervisory For Against Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
8 Approve Creation of EUR 7.5 Million Pool For For Management
of Capital with Preemptive Rights
9 Approve Creation of EUR 7.5 Million Pool For For Management
of Capital without Preemptive Rights
10 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
- --------------------------------------------------------------------------------
RAIFFEISEN INTERNATIONAL BANK-HOLDING AG
Ticker: Security ID: A7111G104
Meeting Date: JUN 5, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory Board For For Management
Members
6 Ratify Auditors For Against Management
7 Approve Increase in Authorized Capital For For Management
via a Capitalization of Reserves
8 Approve Creation of EUR 217.7 Million For For Management
Pool of Capital with Preemptive Rights
9 Amend Articles to Reflect Changes in For For Management
Capital
10 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
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Page 128
RECKITT BENCKISER PLC (FORMERLY RECKITT & COLMAN PLC)
Ticker: Security ID: G7420A107
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 25 Pence Per For For Management
Ordinary Share
4 Re-elect Colin Day as Director For For Management
5 Re-elect Judith Sprieser as Director For For Management
6 Re-elect Kenneth Hydon as Director For For Management
7 Re-elect Peter White as Director For For Management
8 Elect David Tyler as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 25,160,000
12 Subject to the Passing of Resolution 11, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,700,000
13 Authorise 72,000,000 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RTP Security ID: 767204100
Meeting Date: APR 13, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
UNDER SECTION 80 OF THE COMPANIES ACT
1985
2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1985
3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
4 TO APPROVE AMENDMENTS TO THE ARTICLES OF For For Management
ASSOCIATION OF THE COMPANY AND THE
CONSTITUTION OF RIO TINTO LIMITED
5 ELECTION OF MICHAEL FITZPATRICK For For Management
6 RE-ELECTION OF ASHTON CALVERT For For Management
7 RE-ELECTION OF GUY ELLIOTT For For Management
8 RE-ELECTION OF LORD KERR For For Management
9 RE-ELECTION OF SIR RICHARD SYKES For For Management
10 Ratify Auditors For For Management
11 APPROVAL OF THE REMUNERATION REPORT For For Management
12 TO RECEIVE THE FINANCIAL STATEMENTS AND For For Management
THE REPORTS OF THE DIRECTORS AND AUDITORS
FOR THE YEAR ENDED 31 DECEMBER 2006
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Page 129
ROYAL BANK OF SCOTLAND GROUP PLC (THE)
Ticker: Security ID: G76891111
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 66.4 Pence Per For For Management
Ordinary Share
4 Re-elect Lawrence Fish as Director For For Management
5 Re-elect Sir Fred Goodwin as Director For For Management
6 Re-elect Archie Hunter as Director For For Management
7 Re-elect Charles Koch as Director For For Management
8 Re-elect Joe MacHale as Director For For Management
9 Re-elect Gordon Pell as Director For For Management
10 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company
11 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Bonus Issue For For Management
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 260,052,320
14 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 39,401,867
15 Authorise 315,214,934 Ordinary Shares for For For Management
Market Purchase
16 Approve The Royal Bank of Scotland Group For For Management
Plc 2007 Executive Share Option Plan
17 Approve The Royal Bank of Scotland Group For For Management
Plc 2007 Sharesave Plan
18 Authorise the Company to Use Electronic For For Management
Communication
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: SSNHY Security ID: 796050888
Meeting Date: FEB 28, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and Final For For Management
Dividend of KRW 5000 Per Common Share
2 Elect Independent Non-Executive Directors For For Management
3 Elect Executive Director For For Management
4 Elect Members of Audit Committee For For Management
5 Approve Remuneration of Executive For For Management
Directors and Independent Non-Executive
Directors
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Page 130
SAP AG
Ticker: SAPGF Security ID: D66992104
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.46 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2007
6a Elect Pekka Ala-Pietilae to the For For Management
Supervisory Board
6b Elect Wilhelm Haarmann to the Supervisory For Against Management
Board
6c Elect Hartmut Mehdorn to the Supervisory For For Management
Board
6d Elect Joachim Milberg to the Supervisory For For Management
Board
6e Elect Hasso Plattner to the Supervisory For Against Management
Board
6f Elect August-Wilhelm Scheer to the For Against Management
Supervisory Board
6g Elect Erhard Schipporeit to the For For Management
Supervisory Board
6h Elect Klaus Wucherer to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
8 Authorize Use of Financial Derivatives For Against Management
When Repurchasing Shares
9 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Camus For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director N. Kudryavtsev For For Management
1.6 Elect Director A. Lajous For For Management
1.7 Elect Director M.E. Marks For For Management
1.8 Elect Director D. Primat For For Management
1.9 Elect Director L.R. Reif For For Management
1.10 Elect Director T.I. Sandvold For For Management
1.11 Elect Director N. Seydoux For For Management
1.12 Elect Director L.G. Stuntz For For Management
1.13 Elect Director R. Talwar For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS.
3 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Management
ACCOUNTING FIRM.
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Page 131
SEVEN & I HOLDINGS CO LTD.
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 25,
Final JY 27, Special JY 0
2 Amend Articles To: Expand Business Lines For For Management
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
4 Appoint External Audit Firm For For Management
5 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
SHIMIZU CORP.
Ticker: 1803 Security ID: J72445117
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 3.5
2 Amend Articles to: Clarify Director For For Management
Authorities
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Appointment of External Audit For For Management
Firm
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SMAWF Security ID: D69671218
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None None Management
Corporate Governance Report, and
Remuneration Report
2 Receive Financial Statements and None None Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.45 per Share
4 Approve Discharge of Management Board for For Against Management
Fiscal 2005/2006
5 Approve Discharge of Supervisory Board For Against Management
for Fiscal 2005/2006
6 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2006/2007
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares
8 Amend Articles Re: Supervisory Board For For Management
Meetings and Decisionmaking
9 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
- --------------------------------------------------------------------------------
Page 132
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend (Ordinary Shares) of JY
7000
2 Amend Articles to: Create New Classes of For Against Management
Preferred Shares and Remove Obsolete
Provisions on Preferred Shares
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Director For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: Security ID: Y82594121
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: NOV 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a1 Reelect Sze-yuen Chung as Director For For Management
3a2 Reelect Po-shing Woo as Director For For Management
3a3 Reelect Kwan Cheuk-yin, William as For For Management
Director
3a4 Reelect Lo Chiu-chun, Clement as Director For For Management
3a5 Reelect Kwok Ping-kwong, Thomas as For For Management
Director
3b Approve Remuneration of HK$100,000 to For For Management
Each Director, HK$110,000 to Each
Vice-Chairman and HK$120,000 to the
Chairman for the Year Ending June 30,
2007
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC.
Ticker: SU Security ID: 867229106
Meeting Date: APR 26, 2007 Meeting Type: Annual/Special
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Brian A. Canfield For For Management
1.3 Elect Director Bryan P. Davies For For Management
1.4 Elect Director Brian A. Felesky For For Management
1.5 Elect Director John T. Ferguson For For Management
1.6 Elect Director W. Douglas Ford For For Management
1.7 Elect Director Richard L. George For For Management
1.8 Elect Director John R. Huff For For Management
1.9 Elect Director M. Ann McCaig For For Management
1.10 Elect Director Michael W. O'Brien For For Management
1.11 Elect Director Eira M. Thomas For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Equity Compensation Plan For For Management
4 Approve Performance Stock Options For Against Management
5 Amend Bylaws For For Management
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Page 133
SYNTHES INC.
Ticker: SYST Security ID: 87162M409
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve University Prof. Dr. Pietro For For Management
Regazzoni University Hospital Basel as
Guest Speaker
3 Receive Financial Statements and For For Management
Statutory Reports
4 Receive The Report on Dividend Approved For For Management
by The Board of Directors
5 Approve Increase in Size of Board For For Management
6 Elect Director Charles Hedgepeth, Amin For For Management
Khoury and Jobst Wagner
7 Ratify Auditors For For Management
8 Other Business For Against Management
- --------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO. LTD.
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 68
2 Amend Articles to: Limit Directors' Legal For For Management
Liability - Limit Liability of Statutory
Auditors - Reduce Directors' Term in
Office
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Appointment of External Audit For For Management
Firm
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
7 Approve Retirement Bonuses for Director For For Management
and Statutory Auditor
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Page 134
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TLFNF Security ID: 879382109
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge of Directors
2.1 Elect Cesar Alierta Izuel to the Board For For Management
2.2 Elect Maximino Carpio Garcia to the Board For For Management
2.3 Elect Gonzalo Hinojosa Fernandez de For For Management
Angulo to the Board
2.4 Elect Pablo Isla Alvarez de Tejera to the For For Management
Board
2.5 Elect Enrique Used Aznar to the Board For For Management
2.6 Elect Gregorio Villalabeitia Galarraga to For For Management
the Board
2.7 Elect Jose Maria Alarez-Pallete Lopez to For For Management
the Board
3 Authorize Repurchase of Shares For For Management
4 Authorize Issuance of Convertible Bonds For For Management
or Other Debt Instruments
5 Cancel Treasury Shares; Amend Articles to For For Management
Reflect the Change in Share Capital
6.1 Amend Articles 14-16 and 18-20 of Bylaws For For Management
Re: General Meetings
6.2 Amend Articles 17, 17 Bis and 20 Bis of For For Management
Bylaws Re: Right of Attendance; Remote
Voting
6.3 Amend Articles 24, 25, 27, 30 and 31 Bis For For Management
Re: Board of Directors
7.1 Amend Article 5 of the General Meeting For For Management
Guidelines Re: General Meeting
Competencies
7.2 Amend Articles 7-10 of the General For For Management
Meeting Guidelines Re: Calling of the
General Meeting
7.3 Amend Articles 13, 15, 17 Bis and 20 Bis For For Management
of the General Meeting Guidelines Re:
Remote Voting
7.4 Amend Articles 21 and 24 of the General For For Management
Meeting Guidelines Re: Voting on Agenda
Items
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
TENARIS SA
Ticker: TS Security ID: 88031M109
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 CONSIDERATION OF THE BOARD'S AND For For Management
INDEPENDENT AUDITOR'S REPORTS. APPROVAL
OF THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS.
2 CONSIDERATION OF THE BOARD OF DIRECTORS For For Management
AND INDEPENDENT AUDITORS REPORTS ON THE
COMPANY'S ANNUAL ACCOUNTS. APPROVAL OF
THE COMPANY'S ANNUAL ACCOUNTS AS AT
DECEMBER 31, 2006.
3 ALLOCATION OF RESULTS AND APPROVAL OF For For Management
DIVIDEND PAYMENT.
4 DISCHARGE TO THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS.
5 ELECTION OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS.
6 COMPENSATION OF THE MEMBERS OF THE BOARD For For Management
OF DIRECTORS.
7 AUTHORIZATION TO THE BOARD OF DIRECTORS For For Management
TO CAUSE THE DISTRIBUTION OF ALL
SHAREHOLDER COMMUNICATIONS.
8 Ratify Auditors For For Management
9 THE RENEWAL OF THE VALIDITY PERIOD OF THE For Against Management
COMPANY'S AUTHORIZED SHARE CAPITAL TO
ISSUE SHARES FROM TIME TO TIME WITHIN THE
LIMITS. THE WAIVER OF ANY PREFERENTIAL
SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS PROVIDED FOR BY LAW AND THE
AUTHORIZATION TO THE
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Page 135
TESCO PLC
Ticker: Security ID: G87621101
Meeting Date: JUL 7, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.10 Pence Per For For Management
Ordinary Share
4 Re-elect Charles Allen as Director For For Management
5 Re-elect Richard Brasher as Director For For Management
6 Re-elect Philip Clarke as Director For For Management
7 Re-elect Andrew Higginson as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Approve Increase in Authorised Capital For For Management
from GBP 535,000,000 to GBP 542,900,000
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 131,700,000
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 19,760,000
13 Authorise 790,500,000 Ordinary Shares for For For Management
Market Purchase
14 Authorise Directors to Use Treasury For For Management
Shares for the Purposes of or Pursuant to
Any of the Employee Share Schemes
Operated by the Company
15 Authorise the Company to make Donations For Against Management
to EU Political Organisations and Incur
EU Political Expenditure up to GBP
100,000
16 Authorise Tesco Stores Limited to Make For Against Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 100,000
17 Authorise Tesco Ireland Limited to Make For Against Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
18 Authorise Tesco Vin Plus S.A. to Make For Against Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
19 Authorise Tesco Stores CR a.s. to Make For Against Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
20 Authorise Tesco Stores SR a.s. to Make For Against Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
21 Authorise Tesco Global Rt to Make For Against Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
22 Authorise Tesco Polska Sp z.o.o. to Make For Against Management
Donations to EU Political Organisations
and Incur EU Political Expenditure up to
GBP 25,000
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Page 136
TESCO PLC
Ticker: Security ID: G87621101
Meeting Date: JUN 29, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.83 Pence Per For For Management
Ordinary Share
4 Re-elect Mervyn Davies as Director For For Management
5 Re-elect Harald Einsmann as Director For For Management
6 Re-elect Ken Hydon as Director For For Management
7 Re-elect David Potts as Director For For Management
8 Re-elect David Reid as Director For For Management
9 Elect Lucy Neville-Rolfe as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 130.8 Million
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 19.8 Million
14 Authorise 793.4 Million Ordinary Shares For For Management
for Market Purchase
15 Authorise the Company to Make EU For For Management
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political
Expenditure up to GBP 100,000
16 Authorise Tesco Stores Limited to Make EU For For Management
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political
Expenditure up to GBP 100,000
17 Adopt New Articles of Association For For Management
18 Approve Tesco Plc Group New Business For For Management
Incentive Plan 2007
19 Approve Tesco Plc US Long-Term Incentive For For Management
Plan 2007
20 Amend Tesco Plc Performance Share Plan For For Management
2004
21 Approve Executive Incentive Plan 2004 for For For Management
US Participants
22 Approve International Bonus Plan for US For For Management
Participants
23 Resolves that the Company Takes Against Against Shareholder
Appropriate Measures to be Independently
Audited; Resolves that the Company
Ensures a Workplace Human Rights Policy
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Page 137
TOTAL SA (FORMERLY TOTAL FINA ELF, S.A.)
Ticker: TTFNF Security ID: F92124100
Meeting Date: MAY 11, 2007 Meeting Type: Annual/Special
Record Date: MAY 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.87 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Reelect Thierry Desmarest as Director For Against Management
7 Reelect Thierry De Rudder as Director For Against Management
8 Reelect Serge Tchuruk as Director For Against Management
9 Reelect Daniel Boeuf as Director For Against Management
10 Elect Philippe Marchandise as Director Against Against Management
11 Elect Mohammed Zaki as Director Against Against Management
12 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 1.1 million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 bn
14 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1.8 bn
15 Approve Employee Savings-Related Share For For Management
Purchase Plan
16 Approve Stock Option Plans Grants For For Management
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Amend Articles of Association Re: Attend For For Management
Board Meetings Through Videoconference
and Telecommunication
19 Amend Articles of Association Re: Record For For Management
Date
20 Amend Articles of Association Re: Attend For For Management
and Vote to the General Meetings through
Videoconference and Telecommunication
A Amend Articles of Association Re: Against For Shareholder
Appointment of Employee Shareholder
Representative
B Authorize up to 0.2 Percent of Issued Against For Shareholder
Capital for Use in Restricted Stock Plan
to the Benefit of All Company Employees
C Amend Article 18 al. 7 of Bylaws Re: Against For Shareholder
Remove Voting Rights Limitation
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UBS AG
Ticker: UBS Security ID: H89231338
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Stephan Haeringer as Director For For Management
4.1.2 Reelect Helmut Panke as Director For For Management
4.1.3 Reelect Peter Spuhler as Director For For Management
4.2.1 Elect Sergio Marchionne as Director For For Management
4.3 Ratify Ernst & Young AG as Auditors For For Management
5.1 Approve CHF 33 Million Reduction in Share For For Management
Capital via Cancellation of Repurchased
Shares
5.2 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
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VEOLIA ENVIRONNEMENT (FORMERLY VIVENDI ENVIRONMENT)
Ticker: Security ID: F9686M107
Meeting Date: MAY 10, 2007 Meeting Type: Annual/Special
Record Date: MAY 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Non-Tax Deductible Expenses For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 per Share
5 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
6 Ratify Appointment of Paolo Scaroni as For For Management
Director
7 Ratify Appointment of Augustin de Romanet For Against Management
de Beaune as Director
8 Ratify KPMG SA as Auditor For For Management
9 Ratify Philippe Mathis as Alternate For For Management
Auditor
10 Authorize Repurchase of Up to 10 Percent For Against Management
of Issued Share Capital
11 Amend Employee Savings-Related Share For For Management
Purchase Plan
12 Approve Employee Stock Purchase Plan for For For Management
International Employees
13 Authorize up to 0.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
14 Amend Articles of Association Re: Record For For Management
Date
15 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer or Share Exchange
16 Grant Authority to Board to Implement For Against Management
Antitakeover Measures During a Takeover
17 Authorize Filing of Required For For Management
Documents/Other Formalities
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VERIFONE HOLDINGS INC.
Ticker: PAY Security ID: 92342Y109
Meeting Date: MAR 27, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Bergeron For For Management
1.2 Elect Director Craig A. Bondy For For Management
1.3 Elect Director James C. Castle For For Management
1.4 Elect Director Leslie G. Denend For For Management
1.5 Elect Director Alex W. Hart For For Management
1.6 Elect Director Robert B. Henske For For Management
1.7 Elect Director Charles R. Rinehart For For Management
1.8 Elect Director Collin E. Roche For For Management
2 Ratify Auditors For For Management
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Page 139
VESTAS WIND SYSTEM AS
Ticker: VWS Security ID: K9773J128
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and Omission For For Management
of Dividends
4 Approve Discharge of Management and Board For For Management
5 Reelect Bent Erik Carlsen (Chairman), For For Management
Torsten Erik Rasmussen (Vice Chairman),
Arne Pedersen, Freddy Frandsen, Joergen
Huno Rasmussen, Joern Ankaer Thomsen, and
Kurt Anker Nielsen as Directors
6 Reapprove PricewaterhouseCoopers and KPMG For For Management
C. Jespersen as Auditors
7.1 Amend Articles Re: Remove Decision to For Against Management
Discharge Management and Board from
Liability as Routine AGM Agenda
Resolution
7.2 Amend Articles Re: Editorial Change to For For Management
Amend Term 'Executive Manager' to 'member
of the Executive Management' in Article 8
and 9
7.3 Amend Articles Re: Editorial Change to For For Management
Amend Term 'Executive Manager' to 'member
of the Executive Management' in Article
10; Stipulate Who Has the Right to Sign
for the Company
7.4 Amend Articles Re: Stipulate that One or For For Management
Two Auditors May Audit Company's Annual
Report
7.5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
8 Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VODPF Security ID: G93882101
Meeting Date: JUL 25, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect Arun Sarin as Director For For Management
4 Re-elect Thomas Geitner as Director For For Management
5 Re-elect Michael Boskin as Director For For Management
6 Re-elect Lord Broers as Director For For Management
7 Re-elect John Buchanan as Director For For Management
8 Re-elect Andy Halford as Director For For Management
9 Re-elect Jurgen Schrempp as Director For For Management
10 Re-elect Luc Vandevelde as Director For For Management
11 Elect Philip Yea as Director For For Management
12 Elect Anne Lauvergeon as Director For For Management
13 Elect Anthony Watson as Director For For Management
14 Approve Final Dividend of 3.87 Pence Per For For Management
Ordinary Share
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Adopt New Articles of Association For For Management
19 Authorise the Company and Any Company For Against Management
Which is or Becomes a Subsidiary of the
Company to Make EU Political Organisation
Donations up to GBP 50,000 and Incur EU
Political Expenditure up to GBP 50,000
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 900,000,000
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Page 140
21 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 260,000,000
22 Authorise 5,200,000,000 Ordinary Shares For For Management
for Market Purchase Should the Special
Resolution at the Extraordinary General
Meeting on 25 July 2006 be Passed;
Otherwise up to 6,000,000,000 Ordinary
Shares
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VODPF Security ID: G93882101
Meeting Date: JUL 25, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorised Capital to For For Management
GBP 9,900,050,000 and USD 7,800,000,000;
Authorise Capitalisation up GBP
9,990,000,000; Issue Equity with Rights
up to 66,600,000,000 B Shares; Capital
Reorganisation; Amend Articles of
Association
- --------------------------------------------------------------------------------
WAL-MART DE MEXICO S.A. DE C.V. (FRMRLY. CIFRA S.A.)
Ticker: WMMVF Security ID: P98180105
Meeting Date: NOV 14, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Elect Members to the Board of Directors For For Management
3 Elect Audit Committee Chairman For For Management
4 Elect Company Practices' Committee For For Management
Chairman
- --------------------------------------------------------------------------------
WAL-MART DE MEXICO S.A. DE C.V. (FRMRLY. CIFRA S.A.)
Ticker: WMMVF Security ID: P98180105
Meeting Date: MAR 6, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Board of Directors Report For For Management
2 Accept Audit Committee's Report For For Management
3 Approve Financial Statements for Fiscal For For Management
Year Ended 12-31-06
4 Present Report on the Share Repurchase For For Management
Reserves
5 Approve to Cancel 158.4 Million Company For For Management
Treasury Shares
6 Approve Allocation of Income For For Management
7 Approve Project to Distribute Dividends For For Management
where Shareholder Decides Either
Compensated in Cash Charged to Retained
Earnings Account at MNX 0.51 per Share
or Company Shares
8 Approve MXN 4.37 Billion Capital Increase For For Management
Through the Issuance of 109.23 Million
Ordinary Shares to Service Stock Dividend
Payment
9 Accept Report on Adherence to Fiscal For For Management
Obligations
10 Report on Employee Stock Purchase Plan For For Management
11 Accept Report Re: Wal-Mart de Mexico For For Management
Foundation
12 Ratify Board of Directors' Actions For For Management
between Fiscal Year January 1 - December
31, 2006
13 Ratify and Elect Board Members For For Management
14 Ratify Audit and Corporate Governance For For Management
Committee Chairs
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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Page 141
WPP GROUP PLC
Ticker: Security ID: G9787H105
Meeting Date: JUN 26, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 7.61 Pence Per For For Management
Ordinary Share
3 Re-elect Philip Lader as Director For For Management
4 Re-elect Esther Dyson as Director For For Management
5 Re-elect Stanley Morten as Director For Abstain Management
6 Re-elect John Quelch as Director For For Management
7 Re-elect Paul Richardson as Director For For Management
8 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 45,971,683.97
10 Authorise 122,579,509 Ordinary Shares for For For Management
Market Purchase
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,128,975.44
12 Approve Remuneration Report For For Management
13 Approve Electronic Communications For For Management
- --------------------------------------------------------------------------------
YAMADA DENKI CO.
Ticker: 9831 Security ID: J95534103
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 29, Special JY 0
2 Amend Articles To: Limit Rights of For For Management
Odd-lot Holders - Update Terminology to
Match that of New Corporate Law
3 Amend Articles To: Expand Business Lines For For Management
4 Amend Articles To: Increase Authorized For For Management
Capital
5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonus for Statutory For Against Management
Auditor
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Page 142
=============== SIT SCIENCE & TECHNOLOGY GROWTH FUND (SERIES E) ================
ADOBE SYSTEMS INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 5, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert K. Burgess For For Management
1.2 Elect Director Carol Mills For For Management
1.3 Elect Director Colleen M. Pouliot For For Management
1.4 Elect Director Robert Sedgewick For For Management
1.5 Elect Director John E. Warnock For For Management
2 Amend Stock Option Plan For For Management
3 Stock Retention/Holding Period Against For Shareholder
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Schatz For For Management
1.2 Elect Director Richard P. Beck For For Management
1.3 Elect Director Hans Georg Betz For For Management
1.4 Elect Director Joseph R. Bronson For For Management
1.5 Elect Director Trung T. Doan For For Management
1.6 Elect Director Barry Z. Posner For For Management
1.7 Elect Director Thomas M. Rohrs For For Management
1.8 Elect Director Elwood Spedden For For Management
2 Amend Non-Employee Director Omnibus Stock For For Management
Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: FEB 27, 2007 Meeting Type: Annual
Record Date: JAN 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Robert L. Joss For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Graham For For Management
1.2 Elect Director F. Thomson Leighton For For Management
1.3 Elect Director Paul Sagan For For Management
1.4 Elect Director Naomi Seligman For For Management
2 Ratify Auditors For For Management
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Page 143
ALCON INC.
Ticker: ACL Security ID: H01301102
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2006 ANNUAL REPORT AND For For Management
ACCOUNTS OF ALCON, INC. AND THE 2006
CONSOLIDATED FINANCIAL STATEMENTS OF
ALCON, INC. AND SUBSIDIARIES
2 APPROPRIATION OF AVAILABLE EARNINGS AND For For Management
PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE
FINANCIAL YEAR 2006
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS FOR THE FINANCIAL YEAR 2006
4 ELECTION OF KPMG KLYNVELD PEAT MARWICK For For Management
GOERDELER SA, ZURICH, AS GROUP AND PARENT
COMPANY AUDITORS
5 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS For For Management
SPECIAL AUDITORS
6 ELECTION TO THE BOARD OF DIRECTORS: For For Management
WERNER J. BAUER
7 ELECTION TO THE BOARD OF DIRECTORS: For For Management
FRANCISCO CASTANER
8 ELECTION TO THE BOARD OF DIRECTORS: For For Management
LODEWIJK J.R. DE VINK
9 ELECTION TO THE BOARD OF DIRECTORS: For For Management
GERHARD N. MAYR
10 APPROVAL OF SHARE CANCELLATION For For Management
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: SEP 20, 2006 Meeting Type: Special
Record Date: AUG 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Gallagher For For Management
1.2 Elect Director Gavin S. Herbert For For Management
1.3 Elect Director Stephen J. Ryan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMYLIN PHARMACEUTICALS, INC.
Ticker: AMLN Security ID: 032346108
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Altman For For Management
1.2 Elect Director Teresa Beck For For Management
1.3 Elect Director Daniel M. Bradbury For For Management
1.4 Elect Director Joseph C. Cook, Jr. For For Management
1.5 Elect Director Karin Eastham For For Management
1.6 Elect Director James R. Gavin III, M.D., For Withhold Management
Ph.D.
1.7 Elect Director Ginger L. Graham For For Management
1.8 Elect Director Howard E. Greene, Jr. For For Management
1.9 Elect Director Jay S. Skyler, M.D. For For Management
1.10 Elect Director Joseph P. Sullivan For For Management
1.11 Elect Director James N. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
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Page 144
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 13, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director John C. Hodgson For For Management
1.3 Elect Director F. Grant Saviers For For Management
1.4 Elect Director Paul J. Severino For For Management
2 Ratify Auditors For For Management
3 Performance-Based Equity Awards Against For Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqueline C. Morby For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APPLE, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For Withhold Management
1.2 Elect Director Millard S. Drexler For Withhold Management
1.3 Elect Director Albert A. Gore, Jr. For Withhold Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Arthur D. Levinson, Ph.D. For Withhold Management
1.6 Elect Director Eric E. Schmidt, Ph.D. For Withhold Management
1.7 Elect Director Jerome B. York For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Ratify Auditors For For Management
6 Compensation Specific--Option Dating Against For Shareholder
Policy
7 Pay For Superior Performance Against For Shareholder
8 Report on Feasibility of Adopting a Toxic Against Against Shareholder
Chemical Elimination Policy
9 Stock Retention/Holding Period Against For Shareholder
10 Report on Computer Recycling Policy Against Against Shareholder
11 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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Page 145
BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: APR 30, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John H. Biggs For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director Arthur D. Collins, Jr. For For Management
4 Elect Director Linda Z. Cook For For Management
5 Elect Director William M. Daley For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director John F. McDonnell For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Richard D. Nanula For For Management
10 Elect Director Rozanne L. Ridgway For For Management
11 Elect Director Mike S. Zafirovski For For Management
12 Ratify Auditors For For Management
13 Report on Foreign Arms Sales Against Against Shareholder
14 Adopt Human Rights Policy Against For Shareholder
15 Report on Charitable Contributions Against Against Shareholder
16 Report on Political Contributions Against For Shareholder
17 Separate Chairman and CEO Positions Against Against Shareholder
18 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
20 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
21 Claw-back of Payments under Restatements Against Against Shareholder
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director Maureen E. Grzelakowski For Withhold Management
1.3 Elect Director Nancy H. Handel For For Management
1.4 Elect Director John Major For Withhold Management
1.5 Elect Director Scott A. McGregor For For Management
1.6 Elect Director Alan E. Ross For Withhold Management
1.7 Elect Director Henry Samueli, Ph.D. For Withhold Management
1.8 Elect Director Robert E. Switz For For Management
1.9 Elect Director Werner F. Wolfen For Withhold Management
2 Amend Qualified Employee Stock Purchase For Against Management
Plan
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
6 Compensation Specific-Adopt Policy Against For Shareholder
Concerning Backdating Controversy
- --------------------------------------------------------------------------------
CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: APR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Rodman L. Drake For For Management
1.5 Elect Director A. Hull Hayes, Jr. For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Richard C. E. Morgan For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
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Page 146
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2006 Meeting Type: Annual
Record Date: SEP 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Michael D. Capellas For For Management
1.4 Elect Director Larry R. Carter For For Management
1.5 Elect Director John T. Chambers For For Management
1.6 Elect Director Dr. John L. Hennessy For For Management
1.7 Elect Director Richard M. Kovacevich For For Management
1.8 Elect Director Roderick C. McGeary For For Management
1.9 Elect Director Steven M. West For For Management
1.10 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
4 Report on Pay Disparity Against Against Shareholder
5 Report on Internet Fragmentation Against For Shareholder
- --------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 7, 2007 Meeting Type: Annual
Record Date: APR 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lakshmi Narayanan For For Management
1.2 Elect Director John E. Klein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
CV THERAPEUTICS INC.
Ticker: CVTX Security ID: 126667104
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Gutshall For For Management
1.2 Elect Director Kenneth B. Lee, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Brown For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director David N. Strohm For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Declassify the Board of Directors For For Management
6 Limit Composition of Committee(s) to Against Against Shareholder
Independent Directors
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
8 Company Specific-Adopt Simple Majority Against For Shareholder
Vote
9 Pay For Superior Performance Against Against Shareholder
- --------------------------------------------------------------------------------
Page 147
ENERGY CONVERSION DEVICES, INC.
Ticker: ENER Security ID: 292659109
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Frey For For Management
1.2 Elect Director William J. Ketelhut For For Management
1.3 Elect Director Florence I. Metz For For Management
1.4 Elect Director Stanford R. Ovshinsky For For Management
1.5 Elect Director Pasquale Pistorio For For Management
1.6 Elect Director Stephen Rabinowitz For For Management
1.7 Elect Director G.A. Schreiber, Jr. For For Management
1.8 Elect Director Robert C. Stempel For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
EV3, INC.
Ticker: EVVV Security ID: 26928A200
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Bakewell For For Management
1.2 Elect Director Richard B. Emmitt For For Management
1.3 Elect Director Dale A. Spencer For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Coulter For For Management
2 Elect Director Henry C. Duques For For Management
3 Elect Director Richard P. Kiphart For For Management
4 Elect Director Joan E. Spero For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Approve Non-Employee Director Omnibus For For Management
Stock Plan
7 Amend Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 20, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Boyer, Ph.D. For Withhold Management
1.2 Elect Director William M. Burns For Withhold Management
1.3 Elect Director Erich Hunziker, Ph.D. For Withhold Management
1.4 Elect Director Jonathan K.C. Knowles, For Withhold Management
Ph.D.
1.5 Elect Director Arthur D. Levinson, Ph.D. For Withhold Management
1.6 Elect Director Debra L. Reed For For Management
1.7 Elect Director Charles A. Sanders, M.D. For For Management
2 Ratify Auditors For For Management
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Page 148
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director John F. Cogan For For Management
1.3 Elect Director Etienne F. Davignon For Withhold Management
1.4 Elect Director James M. Denny For For Management
1.5 Elect Director Carla A. Hills For For Management
1.6 Elect Director John W. Madigan For For Management
1.7 Elect Director John C. Martin For For Management
1.8 Elect Director Gordon E. Moore For For Management
1.9 Elect Director Nicholas Moore For For Management
1.10 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
GLOBAL PAYMENTS, INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: SEP 27, 2006 Meeting Type: Annual
Record Date: AUG 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex W. Hart For For Management
1.2 Elect Director William I. Jacobs For For Management
1.3 Elect Director Alan M. Silberstein For For Management
1.4 Elect Director Ruth Ann Marshall For For Management
- --------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Adopt Policies to Protect Freedom of Against For Shareholder
Access to the Internet
- --------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 27, 2006 Meeting Type: Annual
Record Date: SEP 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Growcock For For Management
1.2 Elect Director Leslie F. Kenne For For Management
1.3 Elect Director David B. Rickard For For Management
1.4 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 149
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 14, 2007 Meeting Type: Annual
Record Date: JAN 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.T. Babbio, Jr. For For Management
2 Elect Director S.M. Baldauf For For Management
3 Elect Director R.A. Hackborn For For Management
4 Elect Director J.H. Hammergren For For Management
5 Elect Director M.V. Hurd For For Management
6 Elect Director R.L. Ryan For For Management
7 Elect Director L.S. Salhany For For Management
8 Elect Director G.K. Thompson For For Management
9 Ratify Auditors For For Management
10 Require Director Nominee Qualifications Against For Shareholder
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
13 Performance-Based Equity Awards Against For Shareholder
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Craig R. Barrett For For Management
2 Elect Director Charlene Barshefsky For Against Management
3 Elect Director Susan L. Decker For For Management
4 Elect Director D. James Guzy For For Management
5 Elect Director Reed E. Hundt For For Management
6 Elect Director Paul S. Otellini For For Management
7 Elect Director James D. Plummer For For Management
8 Elect Director David S. Pottruck For For Management
9 Elect Director Jane E. Shaw For For Management
10 Elect Director John L. Thornton For For Management
11 Elect Director David B. Yoffie For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Approve Executive Incentive Bonus Plan For For Management
15 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
J2 GLOBAL COMMUNICATIONS, INC.
Ticker: JCOM Security ID: 46626E205
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Y. Bech For For Management
1.2 Elect Director Robert J. Cresci For For Management
1.3 Elect Director John F. Rieley For Withhold Management
1.4 Elect Director Richard S. Ressler For Withhold Management
1.5 Elect Director Michael P. Schulhof For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
KYPHON INC.
Ticker: KYPH Security ID: 501577100
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Keith Grossman For For Management
1.2 Elect Director Jack W. Lasersohn For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
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Page 150
LAM RESEARCH CORP.
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 2, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Jack R. Harris For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Stephen G. Newberry For For Management
1.9 Elect Director Seiichi Watanabe For For Management
1.10 Elect Director Patricia S. Wolpert For For Management
2 Approve/Amend Executive Incentive Bonus For For Management
Plan
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 24, 2006 Meeting Type: Annual
Record Date: JUN 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Robert C. Pozen For For Management
1.4 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director James I. Cash, Jr., Ph.D. For For Management
4 Elect Director Dina Dublon For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director Jon A. Shirley For For Management
10 Ratify Auditors For For Management
11 Cease Product Sales that Can Be Used to Against Against Shareholder
Violate Human Rights
12 Amend EEO Statement to Not Reference Against Against Shareholder
Sexual Orientation
13 Establish Shareholder Advisory Committee Against Against Shareholder
- --------------------------------------------------------------------------------
Page 151
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L104
Meeting Date: AUG 31, 2006 Meeting Type: Annual
Record Date: JUL 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Jeffry R. Allen For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Edward Kozel For For Management
1.7 Elect Director Mark Leslie For For Management
1.8 Elect Director Nicholas G. Moore For For Management
1.9 Elect Director George T. Shaheen For For Management
1.10 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports, Including Auditors'
Report; Accept Financial Statements and
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 Per Share
3 Approve Discharge of Board and President For For Management
4 Amend Articles to Comply with New Finnish For For Management
Companies Act
5 Approve Remuneration of Directors For For Management
6 Fix Number of Directors at 11 For For Management
7.1 Elect Director Georg Ehrnrooth For For Management
7.2 Elect Director Daniel R. Hesse For For Management
7.3 Elect Director Bengt Holmstrom For For Management
7.4 Elect Director Per Karlsson For For Management
7.5 Elect Director Jorma Ollila For For Management
7.6 Elect Director Marjorie Scardino For For Management
7.7 Elect Director Keijo Suila For For Management
7.8 Elect Director Vesa Vainio For For Management
7.9 Elect Director Lalita D. Gupte For For Management
7.10 Elect Director Henning Kagermann For For Management
7.11 Elect Director Olli-Pekka Kallasvuo For For Management
8 Approve Remuneration of Auditors For For Management
9 Reelect PricewaterhouseCoopers Oy as For For Management
Auditor
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of Pool of
Conditional Capital to Guarantee
Conversion Rights
11 Approve Minimum EUR 2.3 Billion Reduction For For Management
in Share Premium Account
12 Amend 2001, 2003, and 2005 Stock Option For For Management
Plans Re: Record Subscription Prices in
Invested Non-restricted Equity Fund
13 Approve Creation of Pool of Capital For For Management
without Preemptive Rights Consisting of
up to 800 Million Shares
14 Authorize Repurchase of up to 10 Percent For For Management
of Issued Share Capital
15 Mark The Box If you wish to Instruct None Abstain Management
Nokia's Legal Counsels To Vote In their
Discretion On Your behalf Only Upon Item
15 *NOTE* Voting Options For Props 5-6,
8-9 are FOR or ABSTAIN
- --------------------------------------------------------------------------------
Page 152
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis V. Lukianov For For Management
1.2 Elect Director Jack R. Blair For For Management
1.3 Elect Director James C. Blair, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 13, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Sherry Lansing For For Management
1.5 Elect Director Peter M. Sacerdote For For Management
1.6 Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RADYNE CORPORATION
Ticker: RADN Security ID: 750611402
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.J. Waylan For For Management
1.2 Elect Director Dennis W. Elliott For For Management
1.3 Elect Director Robert C. Fitting For For Management
1.4 Elect Director William C. Keiper For Withhold Management
1.5 Elect Director Yip Loi Lee For For Management
1.6 Elect Director James Spilker, Jr. For For Management
1.7 Elect Director Myron Wagner For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHAT Security ID: 756577102
Meeting Date: AUG 17, 2006 Meeting Type: Annual
Record Date: JUN 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Steve Albrecht For For Management
1.2 Elect Director Marye Anne Fox For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SILICON LABORATORIES, INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Ted Enloe, III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 153
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Rocca For For Management
1.2 Elect Director Stefan K. Widensohler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: JAN 29, 2007 Meeting Type: Annual
Record Date: DEC 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director John W. Benson For For Management
2.2 Elect Director Gerald B. Fischer For For Management
2.3 Elect Director Kendrick B. Melrose For For Management
- --------------------------------------------------------------------------------
TECHNE CORP.
Ticker: TECH Security ID: 878377100
Meeting Date: OCT 26, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Thomas E. Oland For For Management
2.2 Elect Director Roger C. Lucas, Ph.D. For For Management
2.3 Elect Director Howard V. O'Connell For For Management
2.4 Elect Director G. Arthur Herbert For For Management
2.5 Elect Director R.C. Steer, M.D., Ph.D. For For Management
2.6 Elect Director Robert V. Baumgartner For For Management
2.7 Elect Director C.A. Dinarello, M.D. For For Management
- --------------------------------------------------------------------------------
TELLABS, INC.
Ticker: TLAB Security ID: 879664100
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Birck For For Management
1.2 Elect Director Fred A. Krehbiel For For Management
1.3 Elect Director Krish A. Prabhu For For Management
1.4 Elect Director Linda Beck For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marijn E. Dekkers For For Management
2 Approve Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
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Page 154
THORATEC CORP.
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerhard F. Burbach For For Management
1.2 Elect Director Howard E. Chase For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Neil F. Dimick For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director J. Donald Hill, M.D. For For Management
1.7 Elect Director Daniel M. Mulvena For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INC.
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua S. Boger For For Management
1.2 Elect Director Charles A. Sanders For For Management
1.3 Elect Director Elaine S. Ullian For For Management
- --------------------------------------------------------------------------------
WESTERN UNION CO.
Ticker: WU Security ID: 959802109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dinyar S. Devitre For For Management
1.2 Elect Director Betsy D. Holden For For Management
1.3 Elect Director Christina A. Gold For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: JUL 26, 2006 Meeting Type: Annual
Record Date: MAY 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director J. Michael Patterson For For Management
1.7 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XYRATEX LTD.
Ticker: XRTX Security ID: G98268108
Meeting Date: MAR 26, 2007 Meeting Type: Annual
Record Date: FEB 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Sukawaty For For Management
1.2 Elect Director Ernest Sampias For For Management
1.3 Elect Director Richard Pearce For For Management
2 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS For For Management
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF XYRATEX LTD FOR ITS
FISCAL YEAR ENDED NOVEMBER 30, 2007 AND
TO AUTHORIZE THE AUDIT COMMITTE OF THE
BOARD OF DIRECTORS TO AGREE THE
RENUMERATION OF THE RE
- --------------------------------------------------------------------------------
Page 155
===================== SIT SMALL CAP GROWTH FUND (SERIES D) =====================
AEGEAN MARINE PETROLEUM NETWORK INC.
Ticker: ANW Security ID: Y0017S102
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John O. Hatab For Withhold Management
1.2 Elect Director Y.N. Papanicolaou For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Floor For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Harold J. Meyerman For For Management
1.4 Elect Director William J. Nutt For For Management
1.5 Elect Director Rita M. Rodriguez For For Management
1.6 Elect Director Patrick T. Ryan For For Management
1.7 Elect Director Jide J. Zeitlin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGERE SYSTEMS INC.
Ticker: AGR Security ID: 00845V308
Meeting Date: MAR 29, 2007 Meeting Type: Annual
Record Date: FEB 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Richard L. Clemmer For For Management
2.2 Elect Director Michael J. Mancuso For For Management
2.3 Elect Director Kari-Pekka Wilska For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: JUN 19, 2007 Meeting Type: Annual
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Compton For For Management
1.2 Elect Director Michael J. Kluger For For Management
1.3 Elect Director John P. McConnell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Klein For For Management
1.2 Elect Director Steven W. Kohlhagen For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 156
AMYLIN PHARMACEUTICALS, INC.
Ticker: AMLN Security ID: 032346108
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Altman For For Management
1.2 Elect Director Teresa Beck For For Management
1.3 Elect Director Daniel M. Bradbury For For Management
1.4 Elect Director Joseph C. Cook, Jr. For For Management
1.5 Elect Director Karin Eastham For For Management
1.6 Elect Director James R. Gavin III, M.D., For Withhold Management
Ph.D.
1.7 Elect Director Ginger L. Graham For For Management
1.8 Elect Director Howard E. Greene, Jr. For For Management
1.9 Elect Director Jay S. Skyler, M.D. For For Management
1.10 Elect Director Joseph P. Sullivan For For Management
1.11 Elect Director James N. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
Ticker: AXE Security ID: 035290105
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord James Blyth For For Management
1.2 Elect Director Linda Walker Bynoe For For Management
1.3 Elect Director Robert L. Crandall For For Management
1.4 Elect Director Robert W. Grubbs Jr. For For Management
1.5 Elect Director F. Philip Handy For For Management
1.6 Elect Director Melvyn N. Klein For For Management
1.7 Elect Director George Munoz For For Management
1.8 Elect Director Stuart M. Sloan For For Management
1.9 Elect Director Thomas C. Theobald For For Management
1.10 Elect Director Matthew Zell For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqueline C. Morby For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARENA RESOURCES, INC.
Ticker: ARD Security ID: 040049108
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: OCT 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd T. Rochford For For Management
1.2 Elect Director Charles M. Crawford For For Management
1.3 Elect Director Clayton E. Woodrum For For Management
1.4 Elect Director Stanley M. Mccabe For For Management
1.5 Elect Director Chris V. Kemendo, Jr. For For Management
2 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
Page 157
ARRIS GROUP INC.
Ticker: ARRS Security ID: 04269Q100
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex B. Best For For Management
1.2 Elect Director Harry L. Bosco For For Management
1.3 Elect Director John Anderson Craig For For Management
1.4 Elect Director Matthew B. Kearney For For Management
1.5 Elect Director William H. Lambert For For Management
1.6 Elect Director John R. Petty For For Management
1.7 Elect Director Robert J. Stanzione For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS, LTD.
Ticker: AHL Security ID: G05384105
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director I. Cormack For For Management
1.2 Elect Director P. Melwani For For Management
1.3 Elect Director K. Salame For For Management
1.4 Elect Director S. Sinclair For For Management
1.5 Elect Director P. Myners For For Management
1.6 Elect Director C. O'Kane For For Management
1.7 Elect Director I. Cormack For For Management
1.8 Elect Director M. Gumienny For For Management
1.9 Elect Director G. Jones For For Management
1.10 Elect Director O. Peterken For For Management
1.11 Elect Director S. Sinclair For For Management
1.12 Elect Director Ms. H. Hutter For For Management
1.13 Elect Director C. O'Kane For For Management
1.14 Elect Director J. Cusack For For Management
1.15 Elect Director I. Campbell For For Management
1.16 Elect Director C. O'Kane For For Management
1.17 Elect Director J. Cusack For For Management
1.18 Elect Director I. Campbell For For Management
1.19 Elect Director I. Campbell For For Management
1.20 Elect Director D. Curtin For For Management
1.21 Elect Director R. Mankiewitz For For Management
1.22 Elect Director C. Woodman For For Management
1.23 Elect Director C. O'Kane For For Management
1.24 Elect Director J. Cusack For For Management
1.25 Elect Director J. Few For For Management
1.26 Elect Director O. Peterken For For Management
1.27 Elect Director S. Sinclair For For Management
1.28 Elect Director D. Skinner For For Management
1.29 Elect Director Ms. K. Green For For Management
1.30 Elect Director Ms. K. Vacher For For Management
2 TO RE-ELECT MR. JOHN CAVOORES AS A CLASS For For Management
I DIRECTOR.
3 TO RE-ELECT MR. GLYN JONES AS A CLASS II For For Management
DIRECTOR.
4 TO AMEND THE COMPANY'S 2006 NON-EMPLOYEE For Against Management
DIRECTOR STOCK OPTION PLAN.
5 TO APPOINT KPMG AUDIT PLC, LONDON, For For Management
ENGLAND, TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
6 TO AUTHORIZE THE DIRECTORS OF ASPEN For For Management
INSURANCE UK LIMITED TO ALLOT SHARES.
7 Ratify Auditors For For Management
8 TO AUTHORIZE THE DIRECTORS OF ASPEN For For Management
INSURANCE UK SERVICES LIMITED TO ALLOT
SHARES.
9 Ratify Auditors For For Management
10 TO AUTHORIZE THE DIRECTORS OF ASPEN (UK) For For Management
HOLDINGS LIMITED TO ALLOT SHARES.
11 Ratify Auditors For For Management
12 TO AUTHORIZE THE DIRECTORS OF AIUK For For Management
TRUSTEES LIMITED TO ALLOT SHARES.
13 Ratify Auditors For For Management
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 158
ASTEC INDUSTRIES, INC.
Ticker: ASTE Security ID: 046224101
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Don Brock For For Management
1.2 Elect Director W. Norman Smith For For Management
1.3 Elect Director William B. Sansom For For Management
1.4 Elect Director J. Neal Ferry For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
AZTAR CORP.
Ticker: AZR Security ID: 054802103
Meeting Date: OCT 17, 2006 Meeting Type: Special
Record Date: SEP 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BASIN WATER INC.
Ticker: BWTR Security ID: 07011T306
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Jensen For For Management
1.2 Elect Director Keith R. Solar For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Colangelo For For Management
1.2 Elect Director Allen L. Sinai For For Management
1.3 Elect Director Timothy L. Vaill For For Management
1.4 Elect Director Stephen M. Waters For For Management
- --------------------------------------------------------------------------------
BUSINESS OBJECTS S.A.
Ticker: BOBJ Security ID: 12328X107
Meeting Date: JUN 5, 2007 Meeting Type: Annual
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY'S STATUTORY For For Management
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2006
2 APPROVAL OF THE COMPANY'S CONSOLIDATED For For Management
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2006
3 ALLOCATION OF THE COMPANY'S EARNINGS FOR For For Management
THE YEAR ENDED DECEMBER 31, 2006
4 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management
ARNOLD SILVERMAN, AS A DIRECTOR OF THE
COMPANY
5 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management
BERNARD CHARLES, AS A DIRECTOR OF THE
COMPANY
6 RENEWAL OF THE TERM OF OFFICE OF DR. KURT For For Management
LAUK, AS A DIRECTOR OF THE COMPANY
7 RENEWAL OF TERM OF OFFICE OF MR. CARL For For Management
PASCARELLA, AS A DIRECTOR OF THE COMPANY
Page 159
8 APPROVAL OF AN ADDITIONAL AGGREGATE For For Management
AMOUNT OF AUTHORIZED DIRECTOR FEES
9 RATIFICATION OF REGULATED AGREEMENTS For Against Management
10 Ratify Auditors For For Management
11 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
12 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO REDUCE THE COMPANY'S SHARE
CAPITAL BY CANCELLATION OF TREASURY
SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL THROUGH THE ISSUANCE OF ORDINARY
SHARES, WITH SUBSCRIPTION RESERVED TO THE
PARTICIPANTS IN THE COMPANY'S EMPLOYEE
SAVINGS PLAN
14 DELEGATION OF POWERS GRANTED TO THE BOARD For For Management
OF DIRECTORS TO INCREASE THE COMPANY'S
SHARE CAPITAL THROUGH THE ISSUANCE OF
ORDINARY SHARES, WITH SUBSCRIPTION
RESERVED TO THE 2004 BUSINESS OBJECTS
S.A. EMPLOYEE BENEFITS TRUST
15 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE
OR TO PURCHASE ORDINARY SHARES OF THE
COMPANY AND APPROVAL OF THE 2007 STOCK
OPTION PLAN
16 DELEGATION OF POWERS GRANTED TO THE BOARD For Against Management
OF DIRECTORS TO INCREASE THE COMPANY'S
SHARE CAPITAL THROUGH THE ISSUANCE OF
ORDINARY SHARES, WITH SUBSCRIPTION
RESERVED TO THE BUSINESS OBJECTS EMPLOYEE
BENEFIT SUB-PLAN TRUST
17 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ALLOCATE, FREE OF CHARGE,
EXISTING ORDINARY SHARES, OR TO ISSUE,
FREE OF CHARGE, NEW ORDINARY SHARES, TO
THE EMPLOYEES AND CERTAIN OFFICERS OF THE
COMPANY AND ITS SUBSIDIARIES
18 DELEGATION OF AUTHORITY GRANTED TO THE For Against Management
BOARD OF DIRECTORS TO ISSUE WARRANTS FREE
OF CHARGE IN THE EVENT OF A PUBLIC TENDER
OFFER/EXCHANGE OFFER FOR THE COMPANY
WITHIN THE FRAMEWORK OF A LEGAL
RECIPROCITY CLAUSE
19 APPROVAL OF THE AMENDMENTS OF THE For For Management
COMPANY'S ARTICLES OF ASSOCIATION TO
CONFORM THEM TO THE NEW PROVISIONS OF THE
FRENCH COMMERCIAL CODE, AS AMENDED BY
FRENCH DECREE 2006-1566 DATED DECEMBER
11, 2006
20 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. ARNOLD SILVERMAN
21 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. BERNARD CHARLES
22 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR DR. KURT LAUK
23 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 30,000 ORDINARY SHARES
RESERVED FOR MR. CARL PASCARELLA
24 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE
UP TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. DAVID PETERSCHMIDT
- --------------------------------------------------------------------------------
Page 160
CACI INTERNATIONAL, INC.
Ticker: CAI Security ID: 127190304
Meeting Date: NOV 16, 2006 Meeting Type: Annual
Record Date: SEP 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Anderson For For Management
1.2 Elect Director Paul M. Cofoni For For Management
1.3 Elect Director Peter A. Derow For For Management
1.4 Elect Director Gregory G. Johnson For For Management
1.5 Elect Director Richard L. Leatherwood For For Management
1.6 Elect Director J. Phillip London For For Management
1.7 Elect Director Barbara A. McNamara For For Management
1.8 Elect Director Warren R. Phillips For For Management
1.9 Elect Director Charles P. Revoile For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Adjourn Meeting For Against Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: APR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Rodman L. Drake For For Management
1.5 Elect Director A. Hull Hayes, Jr. For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Richard C. E. Morgan For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON CO.
Ticker: CBI Security ID: 167250109
Meeting Date: JUL 28, 2006 Meeting Type: Annual
Record Date: JUN 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF L. RICHARD FLURY For For Management
2 ELECTION OF DAVID P. BORDAGES Against Against Management
3 ELECTION OF VINCENT L. KONTNY For For Management
4 ELECTION OF SAMUEL C. LEVENTRY Against Against Management
5 ELECTION OF PHILIP K. ASHERMAN For For Management
6 ELECTION OF LUCIANO REYES Against Against Management
7 TO ELECT CHICAGO BRIDGE & IRON COMPANY For Against Management
B.V. AS A MEMBER OF THE MANAGEMENT BOARD
8 TO ELECT LEALAND FINANCE COMPANY B.V. AS Against Against Management
A MEMBER OF THE MANAGEMENT BOARD
9 TO AUTHORIZE THE PREPARATION OF THE For For Management
ANNUAL ACCOUNTS AND THE ANNUAL REPORT
10 TO DISCHARGE THE MEMBERS OF THE For For Management
MANAGEMENT BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES
11 TO DISCHARGE THE MEMBERS OF THE For For Management
SUPERVISORY BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES
12 TO RESOLVE ON THE FINAL DIVIDEND FOR THE For For Management
YEAR ENDED DECEMBER 31, 2005
13 TO DETERMINE THE COMPENSATION OF THE For For Management
NON-EXECUTIVE CHAIRMAN OF THE SUPERVISORY
BOARD
14 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Management
OF THE MANAGEMENT BOARD TO REPURCHASE UP
TO 10% OF THE ISSUED SHARE CAPITAL
15 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Management
OF THE SUPERVISORY BOARD TO ISSUE AND/OR
GRANT RIGHTS TO ACQUIRE SHARES
16 TO APPOINT ERNST & YOUNG LLP OUR For For Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31,
2006.
- --------------------------------------------------------------------------------
Page 161
CHICAGO BRIDGE & IRON CO.
Ticker: CBI Security ID: 167250109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT A) JERRY H. BALLENGEE AS MEMBER Against Against Management
OF THE SUPERVISORY BOARD SELECT THE FOR
OPTION. TO ELECT B) DAVID P. BORDAGES AS
MEMBER OF THE SUPERVISORY BOARD SELECT
THE AGAINST OPTION. TO ABSTAIN FROM
VOTING ON EITHER NOMINEE SELECT THE
ABSTAIN OPTION.
2 TO ELECT C) MICHAEL L. UNDERWOOD AS Against Against Management
MEMBER OF THE SUPERVISORY BOARD SELECT
THE FOR OPTION. TO ELECT D) SAMUEL C.
LEVENTRY AS MEMBER OF THE SUPERVISORY
BOARD SELECT THE AGAINST OPTION. TO
ABSTAIN FROM VOTING ON EITHER NOMINEE
SELECT THE ABSTAIN OPTION.
3 TO AUTHORIZE THE PREPARATION OF THE For For Management
ANNUAL ACCOUNTS AND THE ANNUAL REPORT AND
TO ADOPT THE DUTCH STATUTORY ANNUAL
ACCOUNTS.
4 TO DISCHARGE THE MEMBERS OF THE For For Management
MANAGEMENT BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES.
5 TO DISCHARGE THE MEMBERS OF THE For For Management
SUPERVISORY BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES.
6 TO RESOLVE ON THE FINAL DIVIDEND FOR THE For For Management
YEAR ENDED DECEMBER 31, 2006.
7 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Management
OF THE MANAGEMENT BOARD TO REPURCHASE UP
TO 10% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY UNTIL NOVEMBER 10, 2008.
8 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Management
OF THE SUPERVISORY BOARD TO ISSUE AND/OR
GRANT RIGHTS TO ACQUIRE SHARES
9 TO APPOINT ERNST & YOUNG LLP OUR For For Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31,
2007.
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 2, 2006 Meeting Type: Annual
Record Date: SEP 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Jide Zeitlin For For Management
- --------------------------------------------------------------------------------
COMMSCOPE, INC.
Ticker: CTV Security ID: 203372107
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Boyd L. George For For Management
1.2 Elect Director George N. Hutton, Jr. For For Management
1.3 Elect Director Katsuhiko Okubo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 162
CONOR MEDSYSTEMS, INC.
Ticker: CONR Security ID: 208264101
Meeting Date: JAN 31, 2007 Meeting Type: Special
Record Date: DEC 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
CORE LABORATORIES N.V.
Ticker: CLB Security ID: N22717107
Meeting Date: APR 2, 2007 Meeting Type: Annual
Record Date: FEB 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF SUPERVISORY DIRECTOR: D. JOHN For For Management
OGREN.
2 ELECTION OF SUPERVISORY DIRECTOR: JOSEPH For For Management
R. PERNA.
3 ELECTION OF SUPERVISORY DIRECTOR: JACOBUS For For Management
SCHOUTEN.
4 TO CONFIRM AND ADOPT OUR DUTCH STATUTORY For For Management
ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2006.
5 TO APPROVE AND RESOLVE THE CANCELLATION For For Management
OF OUR REPURCHASED SHARES.
6 TO APPROVE AND RESOLVE THE EXTENSION OF For For Management
THE AUTHORITY TO REPURCHASE UP TO 10% OF
OUR ISSUED SHARE CAPITAL UNTIL OCTOBER 2,
2008.
7 TO APPROVE AND RESOLVE THE EXTENSION OF For For Management
THE AUTHORITY TO ISSUE SHARES AND/OR TO
GRANT RIGHTS.
8 TO APPROVE AND RESOLVE THE EXTENSION OF For For Management
THE AUTHORITY TO LIMIT OR EXCLUDE THE
PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR
COMMON SHARES AND/OR PREFERENCE SHARES
UNTIL APRIL 2, 2012.
9 TO APPROVE AND RESOLVE THE AMENDMENT AND For Against Management
RESTATEMENT OF THE CORE LABORATORIES N.V.
1995 LONG-TERM INCENTIVE PLAN.
10 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS AS OUR COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
YEAR ENDED DECEMBER 31, 2007.
- --------------------------------------------------------------------------------
COVANCE INC.
Ticker: CVD Security ID: 222816100
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Herring For For Management
1.2 Elect Director Irwin Lerner For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COWEN GROUP, INC.
Ticker: COWN Security ID: 223621103
Meeting Date: JUN 7, 2007 Meeting Type: Annual
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip B. Pool, Jr. For For Management
1.2 Elect Director Charles W.B. Wardell, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
Page 163
CRYOLIFE, INC.
Ticker: CRY Security ID: 228903100
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven G. Anderson For For Management
1.2 Elect Director Thomas F. Ackerman For For Management
1.3 Elect Director James S. Benson For For Management
1.4 Elect Director Daniel J. Bevevino For For Management
1.5 Elect Director John M. Cook For For Management
1.6 Elect Director Ronald C. Elkins, M.D. For For Management
1.7 Elect Director Ronald D. Mccall, Esq. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CV THERAPEUTICS INC.
Ticker: CVTX Security ID: 126667104
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Gutshall For For Management
1.2 Elect Director Kenneth B. Lee, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander P. Shukis For For Management
1.2 Elect Director Gary L. Stone For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DRS TECHNOLOGIES, INC.
Ticker: DRS Security ID: 23330X100
Meeting Date: AUG 3, 2006 Meeting Type: Annual
Record Date: JUN 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ira Albom For For Management
1.2 Elect Director Mark N. Kaplan For For Management
1.3 Elect Director D.J. Reimer, USA For For Management
1.4 Elect Director C.G. Boyd, USAF For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
DSW INC.
Ticker: DSW Security ID: 23334L102
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Schottenstein For For Management
1.2 Elect Director Philip B. Miller For For Management
1.3 Elect Director James D. Robbins For For Management
- --------------------------------------------------------------------------------
Page 164
EQUITABLE RESOURCES, INC.
Ticker: EQT Security ID: 294549100
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Murry S. Gerber For For Management
1.3 Elect Director George L. Miles, Jr. For For Management
1.4 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter General For For Management
Matters
4 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
EV3, INC.
Ticker: EVVV Security ID: 26928A200
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Bakewell For For Management
1.2 Elect Director Richard B. Emmitt For For Management
1.3 Elect Director Dale A. Spencer For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: FCS Security ID: 303726103
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Aurelio For For Management
1.2 Elect Director Charles P. Carinalli For For Management
1.3 Elect Director Robert F. Friel For For Management
1.4 Elect Director Thomas L. Magnanti For For Management
1.5 Elect Director Kevin J. McGarity For For Management
1.6 Elect Director Bryan R. Roub For For Management
1.7 Elect Director Ronald W. Shelly For For Management
1.8 Elect Director William N. Stout For For Management
1.9 Elect Director Mark S. Thompson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLOTEK INDUSTRIES, INC.
Ticker: FTK Security ID: 343389102
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chisholm For For Management
1.2 Elect Director Jerry D. Dumas, Sr. For For Management
1.3 Elect Director Gary M. Pittman For For Management
1.4 Elect Director Barry E. Stewart For For Management
1.5 Elect Director Richard O. Wilson For For Management
1.6 Elect Director William R. Ziegler For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 165
FRONTIER OIL CORP.
Ticker: FTO Security ID: 35914P105
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Douglas Y. Bech For For Management
1.3 Elect Director G. Clyde Buck For For Management
1.4 Elect Director T. Michael Dossey For For Management
1.5 Elect Director James H. Lee For For Management
1.6 Elect Director Paul B. Loyd, Jr. For For Management
1.7 Elect Director Michael E. Rose For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Richard Fontaine For For Management
1.2 Elect Director Jerome L. Davis For For Management
1.3 Elect Director Stephanie M. Shern For For Management
1.4 Elect Director Steven R. Koonin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GASCO ENERGY INC.
Ticker: GSX Security ID: 367220100
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc A. Bruner For Withhold Management
1.2 Elect Director Richard J. Burgess For For Management
1.3 Elect Director Charles B. Crowell For For Management
1.4 Elect Director Mark A. Erickson For Withhold Management
1.5 Elect Director Richard S. Langdon For For Management
1.6 Elect Director Carmen J. (Tony) Lotito For For Management
1.7 Elect Director John A. Schmit For For Management
1.8 Elect Director Carl Stadelhofer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HANSEN NATURAL CORP.
Ticker: HANS Security ID: 411310105
Meeting Date: NOV 10, 2006 Meeting Type: Annual
Record Date: SEP 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For Withhold Management
1.2 Elect Director Hilton H. Schlosberg For Withhold Management
1.3 Elect Director Norman C. Epstein For For Management
1.4 Elect Director Benjamin M. Polk For Withhold Management
1.5 Elect Director Sydney Selati For For Management
1.6 Elect Director Harold C. Taber, Jr. For For Management
1.7 Elect Director Mark S. Vidergauz For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 166
HANSEN NATURAL CORP.
Ticker: HANS Security ID: 411310105
Meeting Date: APR 20, 2007 Meeting Type: Special
Record Date: MAR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
HEALTHWAYS INC.
Ticker: HWAY Security ID: 422245100
Meeting Date: FEB 2, 2007 Meeting Type: Annual
Record Date: DEC 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. O'Neil, Jr. For For Management
1.2 Elect Director Ben R. Leedle, Jr. For For Management
1.3 Elect Director A. Taunton-Rigby, Ph.D. For For Management
1.4 Elect Director John A. Wickens For For Management
1.5 Elect Director L. Ben Lytle For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IDEX CORP.
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 3, 2007 Meeting Type: Annual
Record Date: FEB 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruby R. Chandy For For Management
1.2 Elect Director Neil A. Springer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INFORMATICA CORPORATION
Ticker: INFA Security ID: 45666Q102
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice D. Chaffin For For Management
1.2 Elect Director Carl J. Yankowski For For Management
1.3 Elect Director Charles J. Robel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Bell For For Management
1.2 Elect Director Richard M. Beyer For For Management
1.3 Elect Director Robert W. Conn For For Management
1.4 Elect Director James V. Diller For For Management
1.5 Elect Director Gary E. Gist For For Management
1.6 Elect Director Mercedes Johnson For For Management
1.7 Elect Director Gregory Lang For For Management
1.8 Elect Director Jan Peeters For For Management
1.9 Elect Director Robert N. Pokelwaldt For For Management
1.10 Elect Director James A. Urry For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 167
INTUITIVE SURGICAL INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Levy For For Management
1.2 Elect Director Eric H. Halvorson For For Management
1.3 Elect Director D. Keith Grossman For For Management
- --------------------------------------------------------------------------------
J2 GLOBAL COMMUNICATIONS, INC.
Ticker: JCOM Security ID: 46626E205
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Y. Bech For For Management
1.2 Elect Director Robert J. Cresci For For Management
1.3 Elect Director John F. Rieley For Withhold Management
1.4 Elect Director Richard S. Ressler For Withhold Management
1.5 Elect Director Michael P. Schulhof For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
JOS. A. BANK CLOTHIERS, INC.
Ticker: JOSB Security ID: 480838101
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAY 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary S. Gladstein For For Management
1.2 Elect Director Sidney H. Ritman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOY GLOBAL, INC.
Ticker: JOYG Security ID: 481165108
Meeting Date: FEB 22, 2007 Meeting Type: Annual
Record Date: JAN 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John Nils Hanson For For Management
1.3 Elect Director Ken C. Johnsen For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
KAYDON CORP.
Ticker: KDN Security ID: 486587108
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Brandon For Withhold Management
1.2 Elect Director Timothy J. O'Donovan For For Management
1.3 Elect Director James O'Leary For For Management
1.4 Elect Director Thomas C. Sullivan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 168
KYPHON INC.
Ticker: KYPH Security ID: 501577100
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Keith Grossman For For Management
1.2 Elect Director Jack W. Lasersohn For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIFE TIME FITNESS, INC.
Ticker: LTM Security ID: 53217R207
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bahram Akradi For For Management
1.2 Elect Director Giles H. Bateman For For Management
1.3 Elect Director James F. Halpin For For Management
1.4 Elect Director Guy C. Jackson For For Management
1.5 Elect Director John B. Richards For For Management
1.6 Elect Director Stephen R. Sefton For For Management
1.7 Elect Director Joseph H. Vassalluzzo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIFECELL CORP.
Ticker: LIFC Security ID: 531927101
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul G. Thomas For For Management
1.2 Elect Director Michael E. Cahr For For Management
1.3 Elect Director David Fitzgerald For For Management
1.4 Elect Director James G. Foster For For Management
1.5 Elect Director Michael R. Minogue For For Management
1.6 Elect Director Robert P. Roche, Jr. For For Management
1.7 Elect Director Martin P. Sutter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC.
Ticker: LUFK Security ID: 549764108
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Lollar For For Management
1.2 Elect Director Bob H. O'Neal For For Management
1.3 Elect Director Thomas E. Wiener For For Management
1.4 Elect Director Larry M. Hoes For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MACROVISION CORP.
Ticker: MVSN Security ID: 555904101
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John O. Ryan For For Management
1.2 Elect Director Alfred J. Amoroso For For Management
1.3 Elect Director Donna S. Birks For For Management
1.4 Elect Director Steven G. Blank For For Management
1.5 Elect Director Andrew K. Ludwick For For Management
1.6 Elect Director Robert J. Majteles For For Management
1.7 Elect Director William N. Stirlen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 169
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bookout III For For Management
1.2 Elect Director Ronald C. Cambre For For Management
1.3 Elect Director Bruce DeMars For For Management
1.4 Elect Director Robert W. Goldman For For Management
2 APPROVE AMENDMENT TO ARTICLES OF For For Management
INCORPORATION TO DECLASSIFY BOARD OF
DIRECTORS.
3 APPROVE AMENDMENT TO ARTICLES OF For For Management
INCORPORATION TO INCREASE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4 RATIFICATION OF APPOINTMENT OF For For Management
MCDERMOTT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------
MENS WEARHOUSE, INC., THE
Ticker: MW Security ID: 587118100
Meeting Date: JUN 13, 2007 Meeting Type: Annual
Record Date: APR 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Zimmer For For Management
1.2 Elect Director David H. Edwab For For Management
1.3 Elect Director Rinaldo S. Brutoco For For Management
1.4 Elect Director Michael L. Ray For For Management
1.5 Elect Director Sheldon I. Stein For For Management
1.6 Elect Director Deepak Chopra For Withhold Management
1.7 Elect Director William B. Sechrest For For Management
1.8 Elect Director Larry R. Katzen For For Management
- --------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 17, 2006 Meeting Type: Annual
Record Date: OCT 4, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A.L. Giannopoulos For For Management
1.2 Elect Director Louis M. Brown, Jr. For For Management
1.3 Elect Director B. Gary Dando For For Management
1.4 Elect Director John G. Puente For For Management
1.5 Elect Director Dwight S. Taylor For For Management
1.6 Elect Director William S. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
MICROSEMI CORP.
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 21, 2007 Meeting Type: Annual
Record Date: JAN 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Leibel For For Management
1.2 Elect Director James J. Peterson For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director William L. Healey For For Management
1.6 Elect Director Paul F. Folino For For Management
1.7 Elect Director Matthew E. Massengill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 170
NATIONAL FINANCIAL PARTNERS CORP.
Ticker: NFP Security ID: 63607P208
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie Abramson For For Management
1.2 Elect Director Arthur Ainsberg For For Management
1.3 Elect Director Jessica Bibliowicz For For Management
1.4 Elect Director R. Bruce Callahan For For Management
1.5 Elect Director John Elliott For For Management
1.6 Elect Director Shari Loessberg For For Management
1.7 Elect Director Kenneth Mlekush For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NAVIGATORS GROUP, INC., THE
Ticker: NAVG Security ID: 638904102
Meeting Date: JUN 7, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.J. Mervyn Blakeney For Withhold Management
1.2 Elect Director Peter A. Cheney For For Management
1.3 Elect Director Terence N. Deeks For Withhold Management
1.4 Elect Director Robert W. Eager, Jr. For For Management
1.5 Elect Director W. Thomas Forrester For For Management
1.6 Elect Director Stanley A. Galanski For Withhold Management
1.7 Elect Director Leandro S. Galban, Jr. For For Management
1.8 Elect Director John F. Kirby For Withhold Management
1.9 Elect Director Marc M. Tract For Withhold Management
1.10 Elect Director Robert F. Wright For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Donovan For Withhold Management
1.2 Elect Director Steven P. Dussek For Withhold Management
1.3 Elect Director Steven M. Shindler For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis V. Lukianov For For Management
1.2 Elect Director Jack R. Blair For For Management
1.3 Elect Director James C. Blair, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PALOMAR MEDICAL TECHNOLOGIES, INC.
Ticker: PMTI Security ID: 697529303
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph P. Caruso For Against Management
2 Elect Director Jeanne Cohane For For Management
3 Elect Director Nicholas P. Economou For For Management
4 Elect Director James G. Martin For For Management
5 Elect Director A. Neil Pappalardo For For Management
6 Elect Director Louis P. Valente For Against Management
7 Ratify Auditors For For Management
8 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
Page 171
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Friel For For Management
1.2 Elect Director Nicholas A. Lopardo For For Management
1.3 Elect Director Alexis P. Michas For For Management
1.4 Elect Director James C. Mullen For For Management
1.5 Elect Director Vicki L. Sato For For Management
1.6 Elect Director Gabriel Schmergel For For Management
1.7 Elect Director Kenton J. Sicchitano For For Management
1.8 Elect Director Gregory L. Summe For For Management
1.9 Elect Director G. Robert Tod For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws to Require Majority For For Management
Vote For Uncontested Election of
Directors
4 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
PIONEER DRILLING COMPANY
Ticker: PDC Security ID: 723655106
Meeting Date: AUG 4, 2006 Meeting Type: Annual
Record Date: JUN 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wm. Stacy Locke For For Management
1.2 Elect Director C. John Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
PSYCHIATRIC SOLUTIONS, INC.
Ticker: PSYS Security ID: 74439H108
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.F. Carpenter III For For Management
1.2 Elect Director Mark P. Clein For Withhold Management
1.3 Elect Director Richard D. Gore For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RACKABLE SYSTEMS INC.
Ticker: RACK Security ID: 750077109
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Barrenechea For For Management
1.2 Elect Director Charles M. Boesenberg For For Management
1.3 Elect Director Thomas K. Barton For For Management
1.4 Elect Director Gary A. Griffiths For For Management
1.5 Elect Director Hagi Schwartz For For Management
1.6 Elect Director Ronald D. Verdoorn For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RADIATION THERAPY SERVICES INC.
Ticker: RTSX Security ID: 750323206
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.M. Sheridan, M.D. For For Management
1.2 Elect Director D.E. Dosoretz, M.D. For For Management
1.3 Elect Director Solomon Agin, D.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 172
RADYNE CORPORATION
Ticker: RADN Security ID: 750611402
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.J. Waylan For For Management
1.2 Elect Director Dennis W. Elliott For For Management
1.3 Elect Director Robert C. Fitting For For Management
1.4 Elect Director William C. Keiper For Withhold Management
1.5 Elect Director Yip Loi Lee For For Management
1.6 Elect Director James Spilker, Jr. For For Management
1.7 Elect Director Myron Wagner For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
RESMED, INC.
Ticker: RMD Security ID: 761152107
Meeting Date: NOV 9, 2006 Meeting Type: Annual
Record Date: SEP 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Farrell For For Management
1.2 Elect Director Gary Pace For For Management
1.3 Elect Director Ronald Taylor For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Jellison For For Management
1.2 Elect Director W. Lawrence Banks For For Management
1.3 Elect Director David Devonshire For For Management
1.4 Elect Director John F. Fort III For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
RTI INTERNATIONAL METALS, INC.
Ticker: RTI Security ID: 74973W107
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Andersson For For Management
1.2 Elect Director Daniel I. Booker For For Management
1.3 Elect Director Donald P. Fusilli, Jr. For For Management
1.4 Elect Director Ronald L. Gallatin For For Management
1.5 Elect Director Charles C. Gedeon For For Management
1.6 Elect Director Robert M. Hernandez For For Management
1.7 Elect Director Dawne S. Hickton For For Management
1.8 Elect Director Edith E. Holiday For For Management
1.9 Elect Director Michael C. Wellham For For Management
1.10 Elect Director James A. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SBA COMMUNICATIONS CORP.
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Langer For For Management
1.2 Elect Director Jeffrey A. Stoops For For Management
- --------------------------------------------------------------------------------
Page 173
SCIENTIFIC GAMES CORPORATION
Ticker: SGMS Security ID: 80874P109
Meeting Date: JUN 7, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Lorne Weil For For Management
1.2 Elect Director Peter A. Cohen For For Management
1.3 Elect Director Gerald J. Ford For For Management
1.4 Elect Director Howard Gittis For Withhold Management
1.5 Elect Director Ronald O. Perelman For For Management
1.6 Elect Director Michael J. Regan For For Management
1.7 Elect Director Barry F. Schwartz For For Management
1.8 Elect Director Eric M. Turner For For Management
1.9 Elect Director Sir Brian G. Wolfson For For Management
1.10 Elect Director Joseph R. Wright, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Stock Ownership Limitations For For Management
- --------------------------------------------------------------------------------
SILICON LABORATORIES, INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Ted Enloe, III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis E. Epley, Jr. For For Management
1.2 Elect Director Robert L. Howard For For Management
1.3 Elect Director Harold M. Korell For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Charles E. Scharlau For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack W. Schuler For For Management
1.2 Elect Director Mark C. Miller For For Management
1.3 Elect Director Rod F. Dammeyer For For Management
1.4 Elect Director William K. Hall For For Management
1.5 Elect Director Jonathan T. Lord For For Management
1.6 Elect Director John Patience For For Management
1.7 Elect Director Thomas R. Reusche For For Management
1.8 Elect Director Peter Vardy For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC
Ticker: STRL Security ID: 859241101
Meeting Date: MAY 7, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maarten D. Hemsley For For Management
1.2 Elect Director Christopher H.B. Mills For Withhold Management
1.3 Elect Director Donald P. Fusilli, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 174
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: JAN 29, 2007 Meeting Type: Annual
Record Date: DEC 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director John W. Benson For For Management
2.2 Elect Director Gerald B. Fischer For For Management
2.3 Elect Director Kendrick B. Melrose For For Management
- --------------------------------------------------------------------------------
SYNTEL, INC.
Ticker: SYNT Security ID: 87162H103
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: MAY 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paritosh K. Choksi For For Management
1.2 Elect Director Bharat Desai For For Management
1.3 Elect Director Paul R. Donovan For For Management
1.4 Elect Director Prashant Ranade For For Management
1.5 Elect Director Vasant Raval For For Management
1.6 Elect Director Neerja Sethi For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES, INC.
Ticker: TDY Security ID: 879360105
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Crocker For For Management
1.2 Elect Director Robert Mehrabian For For Management
1.3 Elect Director Michael T. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIBCO SOFTWARE, INC.
Ticker: TIBX Security ID: 88632Q103
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Y. Ranadive For For Management
1.2 Elect Director Bernard J. Bourigeaud For For Management
1.3 Elect Director Eric C.W. Dunn For For Management
1.4 Elect Director Narendra K. Gupta For For Management
1.5 Elect Director Peter J. Job For For Management
1.6 Elect Director Philip K. Wood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER TELECOM, INC.
Ticker: TWTC Security ID: 887319101
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Attorri For For Management
1.2 Elect Director Spencer B. Hays For For Management
1.3 Elect Director Larissa L. Herda For For Management
1.4 Elect Director Kevin W. Mooney For For Management
1.5 Elect Director Kirby G. Pickle For For Management
1.6 Elect Director Roscoe C. Young, II For For Management
2 Amend Articles/Bylaws/Charter-Restate For For Management
certificate of Incorporation to remove
Class B common stock provisions.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 175
TRIMBLE NAVIGATION LTD.
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Berglund For For Management
1.2 Elect Director Robert S. Cooper For For Management
1.3 Elect Director John B. Goodrich For For Management
1.4 Elect Director William Hart For For Management
1.5 Elect Director Ulf J. Johansson For For Management
1.6 Elect Director Bradford W. Parkinson For Withhold Management
1.7 Elect Director Nickolas W. Vande Steeg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UCBH HOLDINGS, INC.
Ticker: UCBH Security ID: 90262T308
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pin Pin Chau For For Management
2 Elect Director Godwin Wong For For Management
3 Elect Director Thomas S. Wu For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ULTIMATE SOFTWARE GROUP, INC., THE
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Scherr For Withhold Management
1.2 Elect Director Alois T. Leiter For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
URS CORP.
Ticker: URS Security ID: 903236107
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H. Jesse Arnelle For For Management
2 Elect Director Armen Der Marderosian For For Management
3 Elect Director Mickey P. Foret For For Management
4 Elect Director Martin M. Koffel For For Management
5 Elect Director Joseph W. Ralston For For Management
6 Elect Director John D. Roach For For Management
7 Elect Director Douglas W. Stotlar For For Management
8 Elect Director William P. Sullivan For For Management
9 Elect Director William D. Walsh For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
US BIOENERGY CORP.
Ticker: USBE Security ID: 90342V109
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Morgan For For Management
1.2 Elect Director Gordon W. Ommen For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 176
UTI WORLDWIDE INC.
Ticker: UTIW Security ID: G87210103
Meeting Date: JUN 11, 2007 Meeting Type: Annual
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. John Langley, Jr. For For Management
1.2 Elect Director Allan Rosenzweig For For Management
2 Ratify Deloitte & Touche LLP as Auditors For For Management
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 5, 2007 Meeting Type: Annual
Record Date: DEC 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Xun Chen For For Management
1.2 Elect Director Dennis G. Schmal For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VCA ANTECH, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: JUN 4, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Antin For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
VENTANA MEDICAL SYSTEMS, INC.
Ticker: VMSI Security ID: 92276H106
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Auditors For For Management
2.1 Elect Director Rod Dammeyer For For Management
2.2 Elect Director Christopher Gleeson For For Management
2.3 Elect Director Edward Giles For For Management
- --------------------------------------------------------------------------------
WINTRUST FINANCIAL CORP.
Ticker: WTFC Security ID: 97650W108
Meeting Date: JAN 9, 2007 Meeting Type: Special
Record Date: NOV 16, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
XYRATEX LTD.
Ticker: XRTX Security ID: G98268108
Meeting Date: MAR 26, 2007 Meeting Type: Annual
Record Date: FEB 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Sukawaty For For Management
1.2 Elect Director Ernest Sampias For For Management
1.3 Elect Director Richard Pearce For For Management
2 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS For For Management
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF XYRATEX LTD. FOR ITS
FISCAL YEAR ENDED NOVEMBER 30, 2007 AND
TO AUTHORIZE THE AUDIT COMMITTE OF THE
BOARD OF DIRECTORS TO AGREE THE
RENUMERATION OF THE RE
========== END NPX REPORT
Page 177
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Sit Mutual Funds, Inc.
------------------------------------------------------------------
By (Signature and Title)* /s/ Paul E. Rasmussen, Vice President
-----------------------------------------------------
Date August 30, 2007
--------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.