UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act number 811-06373
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Sit Mutual Funds, Inc.
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(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
3300 IDS Center, 80 S. 8th Street, Minneapolis, MN 55402
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(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
Kelly K . Boston, Esq.
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3300 IDS Center, 80 S. 8th Street, Minneapolis, MN 55402
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(NAME AND ADDRESS OF AGENT FOR SERVICE)
Registrant's telephone number, including area code: 612-332-3223
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Date of fiscal year end: June 30, 2014
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Date of reporting period: July 1, 2013 - June 30, 2014
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06373
Reporting Period: 07/01/2013 - 06/30/2014
Sit Mutual Funds, Inc.
========================= Sit Balanced Fund (Series B) =========================
3D SYSTEMS CORPORATION
Ticker: DDD Security ID: 88554D205
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Curran For For Management
1.2 Elect Director Peter H. Diamandis For For Management
1.3 Elect Director Charles W. Hull For For Management
1.4 Elect Director Jim D. Kever For For Management
1.5 Elect Director G. Walter Loewenbaum, II For For Management
1.6 Elect Director Kevin S. Moore For For Management
1.7 Elect Director Abraham N. Reichental For For Management
1.8 Elect Director Daniel S. Van Riper For For Management
1.9 Elect Director Karen E. Welke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Thomas 'Tony' K. Brown For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Inge G. Thulin For For Management
1i Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
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ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
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ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: JAN 10, 2014 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution from For For Management
Legal Reserves
2 Elect of Homburger AG as Independent For For Management
Proxy
3 Transact Other Business (Voting) For For Management
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ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Allocate Disposable Profit For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Elect Director John Edwardson For For Management
4.2 Elect Director Kimberly Ross For For Management
4.3 Elect Director Robert Scully For For Management
4.4 Elect Director David Sidwell For For Management
4.5 Elect Director Evan G. Greenberg For For Management
4.6 Elect Director Robert M. Hernandez For For Management
4.7 Elect Director Michael G. Atieh For For Management
4.8 Elect Director Mary A. Cirillo For For Management
4.9 Elect Director Michael P. Connors For For Management
4.10 Elect Director Peter Menikoff For For Management
4.11 Elect Director Leo F. Mullin For For Management
4.12 Elect Director Eugene B. Shanks, Jr. For For Management
4.13 Elect Director Theodore E. Shasta For For Management
4.14 Elect Director Olivier Steimer For For Management
5 Elect Evan G. Greenberg as Board For Against Management
Chairman
6.1 Appoint Michael P. Connors as Member For For Management
of the Compensation Committee
6.2 Appoint Mary A. Cirillo as Member of For For Management
the Compensation Committee
6.3 Appoint John Edwardson as Member of For For Management
the Compensation Committee
6.4 Appoint Robert M. Hernandez as Member For For Management
of the Compensation Committee
7 Designate Homburger AG as Independent For For Management
Proxy
8.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Auditors
8.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm as Auditors
8.3 Ratify BDO AG (Zurich) as Special For For Management
Auditors
9 Approve Creation of CHF 3.7 Billion For For Management
Pool of Capital without Preemptive
Rights
10 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Transact Other Business (Voting) For Against Management
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ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul M. Bisaro For For Management
1b Elect Director James H. Bloem For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Tamar D. Howson For For Management
1e Elect Director John A. King For For Management
1f Elect Director Catherine M. Klema For For Management
1g Elect Director Jiri Michal For For Management
1h Elect Director Sigurdur Olafsson For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Ronald R. Taylor For For Management
1k Elect Director Andrew L. Turner For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
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ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
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ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director John T. Mollen For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Alvin S. Parven For For Management
1.7 Elect Director Andreas Rummelt For For Management
1.8 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
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ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For Against Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Trevor M. Jones For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Peter J. McDonnell For For Management
1g Elect Director Timothy D. Proctor For For Management
1h Elect Director Russell T. Ray For For Management
1i Elect Director Henri A. Termeer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against For Shareholder
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
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AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director W. Walker Lewis For For Management
1f Elect Director Siri S. Marshall For For Management
1g Elect Director Jeffrey Noddle For For Management
1h Elect Director H. Jay Sarles For For Management
1i Elect Director Robert F. Sharpe, Jr. For For Management
1j Elect Director William H. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Report on Political Contributions Against For Shareholder
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ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cashman, III For For Management
1.2 Elect Director Ajei S. Gopal For For Management
1.3 Elect Director William R. McDermott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Gary E. Dickerson For For Management
1c Elect Director Stephen R. Forrest For For Management
1d Elect Director Thomas J. Iannotti For For Management
1e Elect Director Susan M. James For For Management
1f Elect Director Alexander A. Karsner For For Management
1g Elect Director Gerhard H. Parker For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Willem P. Roelandts For For Management
1j Elect Director James E. Rogers For For Management
1k Elect Director Michael R. Splinter For For Management
1l Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: JUN 23, 2014 Meeting Type: Special
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
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AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Thomas J. Lynch, Jr. For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against For Shareholder
7 Report on Controls to Ensure no Sales Against For Shareholder
to Sudan
8 Provide for Cumulative Voting Against For Shareholder
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CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
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CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director Stephen J. Hagge For For Management
1d Elect Director Robert G. Kuhbach For For Management
1e Elect Director Edward A. Schmitt For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3 Eliminate Supermajority Vote For For Management
Requirement
4 Eliminate Supermajority Vote For For Management
Requirement
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against For Shareholder
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CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harvey B. Cash For For Management
1b Elect Director Judith M. O'Brien For For Management
1c Elect Director Gary B. Smith For For Management
1d Elect Director T. Michael Nevens For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Patsalos-Fox For For Management
1b Elect Director Robert E. Weissman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
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CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director William B. Berry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For Withhold Management
1.2 Elect Director Richard M. Libenson For Withhold Management
1.3 Elect Director John W. Meisenbach For Withhold Management
1.4 Elect Director Charles T. Munger For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Declassify the Board of Directors None For Management
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COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For For Management
Shares
7 Renew Director's Authority to Issue For For Management
Shares for Cash
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CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Donald J. Ehrlich For For Management
1.3 Elect Director Linda Hefner Filler For For Management
1.4 Elect Director Teri List-Stoll For For Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For For Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
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DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director Lawrence J. Schorr For For Management
1.3 Elect Director Edward W. Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Of Director Douglas M. Baker, For For Management
Jr.
1.2 Election Of Director Barbara J. Beck For For Management
1.3 Election Of Director Leslie S. Biller For For Management
1.4 Election Of Director Carl M. Casale For For Management
1.5 Election Of Director Stephen I. Chazen For For Management
1.6 Election Of Director Jerry A. For For Management
Grundhofer
1.7 Election Of Director Arthur J. Higgins For For Management
1.8 Election Of Director Joel W. Johnson For For Management
1.9 Election Of Director Michael Larson For For Management
1.10 Election Of Director Jerry W. Levin For For Management
1.11 Election Of Director Robert L. Lumpkins For For Management
1.12 Election Of Director Victoria J. Reich For For Management
1.13 Election Of Director Suzanne M. For For Management
Vautrinot
1.14 Election Of Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: NOV 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. N. Farr For For Management
1.2 Elect Director H. Green For For Management
1.3 Elect Director C. A. Peters For For Management
1.4 Elect Director J. W. Prueher For For Management
1.5 Elect Director A.A. Busch, III For For Management
1.6 Elect Director J. S. Turley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
5 Report on Political Contributions Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Rick J. Mills For For Management
1.3 Elect Director Charles M. Rampacek For For Management
1.4 Elect Director William C. Rusnack For For Management
1.5 Elect Director John R. Friedery For For Management
1.6 Elect Director Joe E. Harlan For For Management
1.7 Elect Director Leif E. Darner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Proxy Voting Disclosure, Against For Shareholder
Confidentiality, and Tabulation
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For For Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Anne M. Tatlock For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against For Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against For Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director Paul Danos For For Management
1d Elect Director William T. Esrey For For Management
1e Elect Director Raymond V. Gilmartin For For Management
1f Elect Director Judith Richards Hope For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Hilda Ochoa-Brillembourg For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Kendall J. Powell For For Management
1k Elect Director Michael D. Rose For For Management
1l Elect Director Robert L. Ryan For For Management
1m Elect Director Dorothy A. Terrell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Responsibility for Against Against Shareholder
Post-Consumer Product Packaging
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Moore For For Management
1.2 Elect Director Donald L. Dillingham For For Management
1.3 Elect Director Craig Groeschel For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Michael S. Reddin For For Management
1.6 Elect Director Scott E. Streller For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
INFORMATICA CORPORATION
Ticker: INFA Security ID: 45666Q102
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Bertelsen For For Management
1.2 Elect Director Hilarie Koplow-McAdams For For Management
1.3 Elect Director A. Brooke Seawell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Davis For For Management
1b Elect Director Gary R. Heminger For For Management
1c Elect Director John W. Snow For For Management
1d Elect Director John P. Surma For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Oscar Fanjul For For Management
1b Elect Director Daniel S. Glaser For For Management
1c Elect Director H. Edward Hanway For For Management
1d Elect Director Lord Lang For For Management
1e Elect Director Elaine La Roche For For Management
1f Elect Director Steven A. Mills For For Management
1g Elect Director Bruce P. Nolop For For Management
1h Elect Director Marc D. Oken For For Management
1i Elect Director Morton O. Schapiro For For Management
1j Elect Director Adele Simmons For For Management
1k Elect Director Lloyd M. Yates For For Management
1l Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For Against Management
1e Elect Director M. Christine Jacobs For Against Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For Against Management
1h Elect Director Edward A. Mueller For Against Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against For Shareholder
10 Clawback Policy and Disclosure of Against For Shareholder
Clawback Activity
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS LIMITED
Ticker: KORS Security ID: G60754101
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Michael Kors as a Director For For Management
1b Elect Judy Gibbons as a Director For For Management
1c Elect Lawrence Stroll as a Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against For Shareholder
8 Review and Assess Membership of Against For Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For Withhold Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For Withhold Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against For Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For Against Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
POLARIS INDUSTRIES INC.
Ticker: PII Security ID: 731068102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. Farr For For Management
1.2 Elect Director Gary E. Hendrickson For For Management
1.3 Elect Director R. M. (Mark) Schreck For For Management
1.4 Elect Director William G. Van Dyke For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For For Management
1.3 Elect Director Nance K. Dicciani For For Management
1.4 Elect Director Edward G. Galante For For Management
1.5 Elect Director Claire W. Gargalli For For Management
1.6 Elect Director Ira D. Hall For For Management
1.7 Elect Director Raymond W. LeBoeuf For For Management
1.8 Elect Director Larry D. McVay For For Management
1.9 Elect Director Denise L. Ramos For For Management
1.10 Elect Director Wayne T. Smith For For Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director Daniel J. Murphy For For Management
1.3 Elect Director Vernon E. Oechsle For For Management
1.4 Elect Director Ulrich Schmidt For For Management
1.5 Elect Director Richard L. Wambold For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred G. Gilman For For Management
1.2 Elect Director Joseph L. Goldstein For For Management
1.3 Elect Director Robert A. Ingram For For Management
1.4 Elect Director Christine A. Poon For For Management
1.5 Elect Director P. Roy Vagelos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Harold M. Messmer, Jr. For For Management
1.3 Elect Director Barbara J. Novogradac For For Management
1.4 Elect Director Robert J. Pace For For Management
1.5 Elect Director Frederick A. Richman For For Management
1.6 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Bernstein For For Management
1b Elect Director Duncan H. Cocroft For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Olav Troim as Director For Against Management
3 Reelect Kate Blankenship as Director For For Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leand Jr as Director For For Management
8 Amend Bye-Laws Re: Board Related For For Management
Amendments
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors for For For Management
2013 in Aggregate of USD 1.5 Million
--------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC.
Ticker: SIRI Security ID: 82968B103
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan L. Amble For For Management
1.2 Elect Director Anthony J. Bates For For Management
1.3 Elect Director George W. Bodenheimer For For Management
1.4 Elect Director David J.A. Flowers For Withhold Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director James P. Holden For For Management
1.7 Elect Director Gregory B. Maffei For Withhold Management
1.8 Elect Director Evan D. Malone For For Management
1.9 Elect Director James E. Meyer For For Management
1.10 Elect Director James F. Mooney For For Management
1.11 Elect Director Carl E. Vogel For For Management
1.12 Elect Director Vanessa A. Wittman For For Management
1.13 Elect Director David M. Zaslav For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Kevin A. Lobo For For Management
1g Elect Director William U. Parfet For For Management
1h Elect Director Andrew K. Silvernail For For Management
1i Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Henrique De Castro For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Mary E. Minnick For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Derica W. Rice For For Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Helene D. Gayle For For Management
1.8 Elect Director Evan G. Greenberg For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
THE PRICELINE GROUP INC.
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Darren R. Huston For For Management
1.8 Elect Director Nancy B. Peretsman For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Carol Meyrowitz For For Management
1.9 Elect Director John F. O'Brien For For Management
1.10 Elect Director Willow B. Shire For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director D. Scott Davis For For Management
1e Elect Director Stuart E. Eizenstat For For Management
1f Elect Director Michael L. Eskew For For Management
1g Elect Director William R. Johnson For For Management
1h Elect Director Candace Kendle For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Rudy H.P. Markham For For Management
1k Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1l Elect Director Carol B. Tome For For Management
1m Elect Director Kevin M. Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director V. Ann Hailey For For Management
1.3 Elect Director William K. Hall For For Management
1.4 Elect Director Stuart L. Levenick For For Management
1.5 Elect Director Neil S. Novich For For Management
1.6 Elect Director Michael J. Roberts For For Management
1.7 Elect Director Gary L. Rogers For For Management
1.8 Elect Director James T. Ryan For For Management
1.9 Elect Director E. Scott Santi For For Management
1.10 Elect Director James D. Slavik For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Norden For For Management
1.2 Elect Director Louise M. Parent For For Management
1.3 Elect Director Robert W. Scully For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
================ Sit Developing Markets Growth Fund (Series C) =================
ADVANCED INFO SERVICE PCL
Ticker: ADVANC Security ID: Y0014U183
Meeting Date: MAR 26, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Acknowledge 2013 Operating Results None None Management
4 Accept Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Dividend of THB 12.15 Per Share
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7.1 Elect Somprasong Boonyachai as Director For For Management
7.2 Elect Ng Ching-Wah as Director For For Management
7.3 Elect Tasanee Manorot as Director For For Management
8 Elect Krairit Euchukanonchai as For For Management
Director
9 Approve Remuneration of Directors For For Management
10 Approve Letter to Confirm Prohibitive For For Management
Characters in Connection with Foreign
Dominance
11 Approve Issuance of Warrants to For For Management
Directors and Employees of the Company
and its Subsidiaries
12 Approve Issuance of Shares for the For For Management
Conversion of Warrants to be Issued to
Directors and Employees of the Company
and its Subsidiaries
13.1 Approve Issuance of Warrants to For For Management
Wichian Mektrakarn
13.2 Approve Issuance of Warrants to For For Management
Suwimol Kaewkoon
13.3 Approve Issuance of Warrants to For For Management
Ponga-amorn Nimpoonsawat
13.4 Approve Issuance of Warrants to For For Management
Somchai Lertsutiwong
13.5 Approve Issuance of Warrants to For For Management
Vilasinee Puddhikarant
13.6 Approve Issuance of Warrants to For For Management
Kriengsak Wanichnatee
13.7 Approve Issuance of Warrants to Walan For For Management
Norasetpakdi
13.8 Approve Issuance of Warrants to For For Management
Weerawat Kiattipongthaworn
13.9 Approve Issuance of Warrants to Issara For For Management
Dejakaisaya
14 Other Business For Against Management
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director P. George Benson For For Management
1.4 Elect Director Wolfgang Deml For For Management
1.5 Elect Director Luiz F. Furlan For For Management
1.6 Elect Director George E. Minnich For For Management
1.7 Elect Director Martin H. Richenhagen For For Management
1.8 Elect Director Gerald L. Shaheen For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Hendrikus Visser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMBEV SA
Ticker: ABEV3 Security ID: 02319V103
Meeting Date: JAN 02, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Companhia For For Management
de Bebidas das Americas - Ambev
2 Appoint Independent Firm to Appraise For For Management
Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of Companhia de For For Management
Bebidas das Americas - Ambev
5 Approve Acquisition Agreement between For For Management
the Company and Ambev Brasil Bebidas S.
A. (Ambev Brasil)
6 Appoint Independent Firm to Appraise For For Management
Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
8 Approve Acquisition of Ambev Brasil For For Management
and Issuance of Shares in Connection
with Acquisition
9 Amend Article 5 to Reflect Changes in For For Management
Capital
10 Amend Corporate Purpose For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12.1 Elect Victorio Carlos de Marchi as For For Management
Director
12.2 Elect Carlos Alves de Brito as Director For For Management
12.3 Elect Marcel Herrmann Telles as For For Management
Director
12.4 Elect Jose Heitor Attilio Gracioso as For For Management
Director
12.5 Elect Vicente Falconi Campos as For For Management
Director
12.6 Elect Luis Felipe Pedreira Dutra Leite For For Management
as Director
12.7 Elect Roberto Moses Thompson Motta as For For Management
Director
12.8 Elect Alvaro Antonio Cardoso de Sousa For For Management
as Director
12.9 Elect Paulo Alberto Lemman as Director For For Management
12.10 Elect Antonio Carlos Augusto Ribeiro For For Management
Bonchristiano as Director
12.11 Elect Marcos de Barros Lisboa as For For Management
Director
12.12 Elect Luiz Fernando Ziegler de Saint For For Management
Edmond as Alternate Director
13 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
AMERICA MOVIL S.A.B. DE C.V.
Ticker: AMXL Security ID: 02364W105
Meeting Date: APR 28, 2014 Meeting Type: Special
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors for Series L Shares For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO BRADESCO S.A.
Ticker: BBDC4 Security ID: P1808G117
Meeting Date: MAR 10, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nominated by Preferred None Did Not Vote Shareholder
Shareholders
2 Elect Fiscal Council Member(s) None Did Not Vote Shareholder
Nominated by Preferred Shareholders
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE
Ticker: BSANTANDER Security ID: 05965X109
Meeting Date: DEC 05, 2013 Meeting Type: Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Offer by Banco Santander SA to For For Management
Acquire Shares of Company Subsidiary
Santander Asset Management SA
Administradora General de Fondos
(SAM); Approve Service Contract
between Company and SAM
2 Receive Report Regarding Related-Party For For Management
Transactions
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE
Ticker: BSANTANDER Security ID: 05965X109
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 1.41 Per Share
3 Appoint Auditors For For Management
4 Designate Risk Assessment Companies For For Management
5.1 Reelect Mauricio Larrain as Director For For Management
5.2 Reelect Carlos Olivos as Director For For Management
5.3 Reelect Oscar von Chrismar as Director For For Management
5.4 Reelect Vittorio Corbo as Director For For Management
5.5 Reelect Victor Arbulu as Director For For Management
5.6 Reelect Marco Colodro as Director For For Management
5.7 Reelect Roberto Mendez as Director For For Management
5.8 Reelect Lucia Santa Cruz as Director For For Management
5.9 Reelect Lisandro Serrano as Director For For Management
5.10 Reelect Roberto Zahler as Director For For Management
5.11 Reelect Juan Pedro Santa Maria as For For Management
Director
5.12 Elect Alfredo Ergas as Director None For Shareholder
6 Elect Raimundo Monge as Alternate For For Management
Director
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration and Budget of For For Management
Directors' Committee and Audit
Committee; Receive Directors and Audit
Committee's Report
9 Receive Report Regarding Related-Party None None Management
Transactions
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO. LTD
Ticker: BBL Security ID: Y0606R119
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Acknowledge Audit Committee Report None None Management
4 Accept Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Dividend of THB 6.50 Per Share
6.1 Elect Prachet Siridej as Director For For Management
6.2 Elect Singh Tangtatswas as Director For For Management
6.3 Elect Amorn Chandarasomboon as Director For For Management
6.4 Elect Charn Sophonpanich as Director For For Management
6.5 Elect Kanung Luchai as Director For For Management
6.6 Elect Thaweelap Rittapirom as Director For For Management
7 Acknowledge Remuneration of Directors None None Management
8 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
9 Other Business For Against Management
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as the Auditor of BHP For For Management
Billiton Plc
3 Authorize the Board to Fix For For Management
Remuneration of the Auditor
4 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
5 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
6 Approve the Repurchase of Up to 213.62 For For Management
Million Shares in BHP Billiton Plc
7 Approve the Remuneration Report For For Management
8 Approve the Long Term Incentive Plan For For Management
9 Approve the Grant of Deferred Shares For For Management
and Performance Shares to Andrew
Mackenzie, Executive Director of the
Company
10 Elect Andrew Mackenzie as Director For For Management
11 Elect Malcolm Broomhead as Director For For Management
12 Elect John Buchanan as Director For For Management
13 Elect Carlos Cordeiro as Director For For Management
14 Elect David Crawford as Director For For Management
15 Elect Pat Davies as Director For For Management
16 Elect Carolyn Hewson as Director For For Management
17 Elect Lindsay Maxsted as Director For For Management
18 Elect Wayne Murdy as Director For For Management
19 Elect Keith Rumble as Director For For Management
20 Elect John Schubert as Director For For Management
21 Elect Shriti Vadera as Director For For Management
22 Elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop as Director Against Against Shareholder
--------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
Ticker: BIMAS Security ID: M2014F102
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting, and Authorize Presiding
Council to Sign Meeting Minutes
2 Accept Board Report None None Management
3 Accept Audit Report None None Management
4 Accept Financial Statements For For Management
5 Approve Profit Distribution Policy For For Management
6 Approve Allocation of Income For For Management
7 Approve Discharge of Board For For Management
8 Elect Directors and Approve Their For For Management
Remuneration
9 Receive Information on Commercial None None Management
Transactions with the Company
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Receive Information on Share None None Management
Repurchase Program
12 Receive Information on Company None None Management
Disclosure Policy
13 Approve Upper Limit of Donations and For For Management
Receive Information on Charitable
Donations
14 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
15 Ratify External Auditors For For Management
16 Wishes None None Management
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO BHD.
Ticker: BAT Security ID: Y0971P110
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Chan Choon Ngai as Director For For Management
3 Elect Zainun Aishah binti Ahmad as For For Management
Director
4 Elect Lee Oi Kuan as Director For For Management
5 Elect Stefano Clini as Director For For Management
6 Approve Oh Chong Peng to Continue For For Management
Office as Independent Non-Executive
Director
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
9 Approve Implementation of New For Against Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING CO., LTD.
Ticker: 2882 Security ID: Y11654103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Company's Plan on Raising For For Management
Long-term Funds
6 Approve Release of Restrictions of For For Management
Competitive Activities of Jeff Chang
and Two Other Directors
--------------------------------------------------------------------------------
CHEIL WORLDWIDE INC.
Ticker: 030000 Security ID: Y1296G108
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Re-elect Kim Chun-Soo as Inside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 02628 Security ID: 16939P106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Report for the Year For For Management
2013
4 Approve Profit Distribution Plan For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
7 Elect Su Hengxuan as Director For For Management
8 Elect Miao Ping as Director For For Management
9 Approve Cap Amounts in Respect of the For For Management
Framework Agreement with China Guangfa
Bank Co. Ltd.
10 Approve Capital Injection to China For For Management
Life Property and Casualty Insurance
Company Limited
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Extension of the Validity For For Management
Period of the Resolution on the Issue
of Subordinated Debt Financing
Instruments Outside the PRC
13 Approve Company Framework Agreement, For For Management
Pension Company Framework Agreement,
and Annual Caps
14 Approve CLIC Framework Agreement, the For For Management
P&C Company Framework Agreement, and
Annual Caps
15 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO., LTD.
Ticker: 02319 Security ID: G21096105
Meeting Date: JUL 16, 2013 Meeting Type: Special
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Entire For For Management
Issued Capital of Yashili
International Holdings Ltd. and the
Related Transactions
--------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO., LTD.
Ticker: 02319 Security ID: G21096105
Meeting Date: MAR 20, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, For For Management
Specific Mandate, Whitewash Waiver,
and Related Transactions
--------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO., LTD.
Ticker: 02319 Security ID: G21096105
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Ning Gaoning as Director and For Against Management
Authorize Board to Fix His Remuneration
3b Elect Yu Xubo as Director and For For Management
Authorize Board to Fix His Remuneration
3c Elect Christian Neu as Director and For For Management
Authorize Board to Fix His Remuneration
3d Elect Zhang Xiaoya as Director and For For Management
Authorize Board to Fix His Remuneration
3e Elect Liao Jianwen as Director and For For Management
Authorize Board to Fix His Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 02883 Security ID: Y15002101
Meeting Date: DEC 20, 2013 Meeting Type: Special
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Agreement and Related For For Management
Caps
2 Elect Li Feilong as Director For For Management
3 Amend Articles Re: Business Scope For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 02883 Security ID: Y15002101
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Plan and For For Management
Annual Dividend
3 Accept Report of the Board of Directors For For Management
4 Accept Report of the Supervisory For For Management
Committee
5 Elect Law Hong Ping, Lawrence as For For Management
Director
6 Appoint Deloitte Touche Tohmatsu CPA For For Management
LLP and Deloitte Touche Tohmatsu as
Domestic and International Auditors
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 00762 Security ID: 16945R104
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Lu Yimin as Director For For Management
3a2 Elect Cheung Wing Lam Linus as Director For For Management
3a3 Elect Wong Wai Ming as Director For Against Management
3a4 Elect John Lawson Thornton as Director For Against Management
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
CHINA ZHENGTONG AUTO SERVICES HOLDINGS LTD
Ticker: 01728 Security ID: G215A8108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Wong Tin Yau, Kelvin as Director For For Management
3b Elect Zhao Chunjun as Director For For Management
3c Elect Chang Xiuze as Director For For Management
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint KPMG Auditors and Authorize For For Management
Board to Fix Their Remuneration
6 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CIMC ENRIC HOLDINGS LTD
Ticker: 03899 Security ID: G2198S109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhao Qingsheng as Director For For Management
3b Elect Jin Jianlong as Director For For Management
3c Elect Yu Yuqun as Director For For Management
3d Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: 126132109
Meeting Date: NOV 27, 2013 Meeting Type: Special
Record Date: NOV 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Non-exempt Continuing For For Management
Connected Transactions
2 Approve Proposed Caps for Each For For Management
Category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: 126132109
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A1 Accept Financial Statements and For For Management
Statutory Reports
A2 Declare Final Dividend For For Management
A3 Elect Li Fanrong as Director For For Management
A4 Elect Wang Yilin as Director For For Management
A5 Elect Lv Bo as Director For For Management
A6 Elect Zhang Jianwei as Director For For Management
A7 Elect Wang Jiaxiang as Director For For Management
A8 Elect Lawrence J. Lau as Director For For Management
A9 Elect Kevin G. Lynch as Director For For Management
A10 Authorize Board to Fix Directors' For For Management
Remuneration
A11 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
B1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
B2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
B3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Ticker: AMBV4 Security ID: 20441W203
Meeting Date: JUL 30, 2013 Meeting Type: Special
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Reorganization Plan For For Management
and Stock Swap Merger
2 Amend Articles to Reflect Changes in For For Management
Capital
3 Approve Cancellation of Treasury Shares For For Management
4 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Ticker: ABEV3 Security ID: 02319V103
Meeting Date: APR 28, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Ratify Remuneration Paid for Fiscal For For Management
Year 2013 and Approve Remuneration of
Company's Management
1 Authorize Capitalization of Fiscal For For Management
Benefits and Issue New Shares
2 Authorize Capitalization of Fiscal For For Management
Benefits without Issuing New Shares
3 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend Per Ordinary For For Management
Share
3 Declare Final Dividend Per Non-Voting For For Management
Redeemable Convertible Preference Share
4 Approve Directors' Fees For Against Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Piyush Gupta as Director For For Management
7 Elect Bart Joseph Broadman as Director For For Management
8 Elect Ho Tian Yee as Director For For Management
9 Elect Nihal Vijaya Devadas Kaviratne For For Management
as Director
10 Approve Grant of Awards and Issue of For For Management
Shares Pursuant to the DBSH Share
Option Plan and DBSH Share Plan
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Approve Issuance of Shares and For For Management
Non-Voting Redeemable Convertible
Preference Shares under the DBSH Scrip
Dividend Scheme for the Final
Dividends for the Year Ended Dec. 31,
2013
13 Approve Issuance of Shares and For For Management
Non-Voting Redeemable Convertible
Preference Shares under the DBSH Scrip
Dividend Scheme for the Dividends
which may be Declared for the Year
Ending Dec. 31, 2014
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 28, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
E-MART CO. LTD.
Ticker: 139480 Security ID: Y228A3102
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,500 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Lee Gab-Soo as Inside Director For For Management
3.2 Elect Yang Choon-Man as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: 29082A107
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Company's For Against Management
Management
5 Approve Remuneration of Fiscal Council For For Management
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD.
Ticker: 02688 Security ID: G3066L101
Meeting Date: DEC 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Deed of For Against Management
Non-Competition
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD.
Ticker: 02688 Security ID: G3066L101
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Wang Yusuo as Director For For Management
3a2 Elect Yu Jianchao as Director For For Management
3a3 Elect Yien Yu Yu, Catherine as Director For For Management
3a4 Elect Wang Zizheng as Director For For Management
3a5 Elect Ma Zixiang as Director For For Management
3a6 Elect Yuen Po Kwong as Director For For Management
3b Resolve Not to Fill Up Vacancy For For Management
Resulting From the Retirement of Zhao
Jinfeng and Kong Chung Kau as Directors
3c Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 7.20 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Approve Remuneration of Directors For Against Management
7 Approve Remuneration of Members of For For Management
Audit Commission
8 Amend Charter For For Management
9 Amend Regulations on Board of Directors For For Management
10 Approve Large-Scale Related-Party For For Management
Transaction with South Stream
Transport B.V.: Guarantee Agreement
for Securing Obligations of LLC
Gazprom Export
11.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
11.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
11.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
11.4 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Facility
Agreement
11.5 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreement
11.6 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreement
11.7 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Loan Facility
Agreement
11.8 Approve Related-Party Transaction with For For Management
OAO Gazprombank and OAO Sberbank of
Russia Re: Agreements on Transfer of
Funds and Maintaining Minimum Balance
on Bank Accounts
11.9 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts
11.10 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, and OAO AB ROSSIYA Re:
Agreements on Using Electronic
Payments System
11.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
11.12 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
11.13 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreement on
Forward/Swap Conversion Operations
11.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Foreign Currency Purchase/Sale
11.15 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Deposit Agreements
11.16 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Deposit Agreements
11.17 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Deposit
Agreements
11.18 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.19 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.20 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
11.21 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
11.22 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities
11.23 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
11.24 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
11.25 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.26 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
11.27 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.28 Approve Related-Party Transaction with For For Management
OAO Gazpromneft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
11.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.30 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.31 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
Gazprom
11.32 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.33 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System,
Software and Hardware Solutions
11.34 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Cente
11.35 Approve Related-Party Transaction with For For Management
OOO Gazprom Investproyekt Re:
Provision of Consulting Services
11.36 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
11.37 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.38 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
11.39 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
11.40 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
11.41 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
11.42 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Sale/Purchase of Gas
11.43 Approve Related-Party Transaction with For For Management
A/S Latvijas Gaze Re: Agreements on
Sale of Gas, Arranging of Injection,
and Storage of Gas
11.44 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Transfer of Funds
11.45 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreements on
Sale of Gas
11.46 Approve Related-Party Transaction with For For Management
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
11.47 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreements on
Transportation of Gas
11.48 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
11.49 Approve Related-Party Transaction with For For Management
OAO AK Transneft Re: Agreements on
Transportation of Oil and Storage of
Oil
11.50 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.51 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.52 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.53 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.54 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.55 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.56 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts Work
11.57 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.58 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.59 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.60 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: License
to Use Software
11.61 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Investment Projects
11.62 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
11.63 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Works Related to Cost
Estimate Documentation and On-Load
Pre-Commissioning Tests
11.64 Approve Related-Party Transaction with For For Management
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
11.65 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.66 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
11.67 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.68 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
11.69 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
11.70 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
11.71 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees Travelling On
Official Business
11.72 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Using
Electronic Payments System
11.73 Approve Related-Party Transaction with For For Management
OOO Gazprom Gazomotornoye Toplivo Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.74 Approve Related-Party Transaction with For For Management
Equipment Manufacturers Association
Novye Technologii Gazovoy Otrasli Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.75 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's
TrademarksElectronic Payments System
11.76 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Using Electronic Payments System
11.77 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re: Gas
Supply Agreements
11.78 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Crude Oil Supply
Agreements
11.79 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Transportation of Gas
11.80 Approve Related-Party Transaction with For For Management
OAO Gazprom Transgaz Belarus Re:
Agreements on Sale of Gas and Transit
Transportation of Gas
12.1 Elect Andrey Akimov as Director None Against Management
12.2 Elect Farit Gazizullin as Director None Against Management
12.3 Elect Viktor Zubkov as Director None Against Management
12.4 Elect Elena Karpel as Director None Against Management
12.5 Elect Timur Kulibayev as Director None Against Management
12.6 Elect Vitaliy Markelov as Director None Against Management
12.7 Elect Viktor Martynov as Director None Against Management
12.8 Elect Vladimir Mau as Director None Against Management
12.9 Elect Aleksey Miller as Director None Against Management
12.10 Elect Valery Musin as Director None For Management
12.11 Elect Seppo Remes as Director None Against Management
12.12 Elect Oleg Saveliev as Director None Against Management
12.13 Elect Andrey Sapelin as Director None Against Management
12.14 Elect Mikhail Sereda as Director None Against Management
13.1 Elect Vladimir Alisov as Member of For Did Not Vote Management
Audit Commission
13.2 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
13.3 Elect Aleksey Afonyashin as Member of For Did Not Vote Management
Audit Commission
13.4 Elect Irina Babenkova as Member of For Did Not Vote Management
Audit Commission
13.5 Elect Andrey Belobrov as Member of For Did Not Vote Management
Audit Commission
13.6 Elect Vadim Bikulov as Member of Audit For For Management
Commission
13.7 Elect Larisa Vitj as Member of Audit For Did Not Vote Management
Commission
13.8 Elect Aleksandr Ivanninkov as Member For Did Not Vote Management
of Audit Commission
13.9 Elect Marina Mikhina as Member of For For Management
Audit Commission
13.10 Elect Yuriy Nosov as Member of Audit For For Management
Commission
13.11 Elect Karen Oganyan as Member of Audit For Did Not Vote Management
Commission
13.12 Elect Oleg Osipenko as Member of Audit For Did Not Vote Management
Commission
13.13 Elect Sergey Platonov as Member of For Did Not Vote Management
Audit Commission
13.14 Elect Svetlana Ray as Member of Audit For Against Management
Commission
13.15 Elect Mikhail Rosseyev as Member of For Against Management
Audit Commission
13.16 Elect Tatyana Fisenko as Member of For Against Management
Audit Commission
13.17 Elect Alan Khadziev as Member of Audit For Against Management
Commission
13.18 Elect Aleksandr Shevchuk as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
GRUPO TELEVISA S.A.B.
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: DEC 09, 2013 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of MXN 0.35 per CPO For For Management
2 Approve Granting of Powers For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA S.A.B.
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: APR 29, 2014 Meeting Type: Annual/Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors Representing For For Management
Series L Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Elect or Ratify Directors Representing For For Management
Series D Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Approve Financial Statements and For For Management
Statutory Reports as Required by
Article 28 of Mexican Securities Law,
Approve Financial Statements; Approve
Discharge of Directors, CEO and Board
Committees
2 Present Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Set Aggregate Nominal Amount for Share For For Management
Repurchase and Receive Report on
Board's Decision on Share Repurchase,
Sale of Treasury Shares, and Share Plan
5 Elect or Ratify Members of Board, For For Management
Secretary and Other Officers
6 Elect or Ratify Members of Executive For For Management
Committee
7 Elect or Ratify Chairman of Audit For For Management
Committee and Corporate Practices
Committee
8 Approve Remuneration of Board Members, For For Management
Executive, Audit and Corporate
Practices Committees, and Secretary
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP CO. LTD.
Ticker: 01044 Security ID: G4402L151
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Sze Man Bok as Director For For Management
4 Elect Hui Lin Chit as Director For For Management
5 Elect Xu Chun Man as Director For For Management
6 Elect Chan Henry as Director For For Management
7 Elect Ada Ying Kay Wong as Director For For Management
8 Authorize Board to Fix Directors' For For Management
Remuneration
9 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: 438090201
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
- Meeting for GDR Holders None None Management
3.1 Approve 2013 Business Operations For For Management
Report and Financial Statements
3.2 Approve Plan on 2013 Profit For For Management
Distribution
3.3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
3.4 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of Global
Depository Receipt
3.5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
3.6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
3.7 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INDUSTRIAL BANK OF KOREA
Ticker: 024110 Security ID: Y3994L108
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 330 per Share
2 Amend Articles of Incorporation For Against Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3a Elect Wu Enlai as Director For For Management
3b Elect Cheng Cheng as Director For For Management
3c Elect Lau Wah Sum as Director For For Management
3d Elect Li Kwok Sing Aubrey as Director For Against Management
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Appoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Elect Zhao Yongqi as Director For For Management
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Koosum Kalyan as Director For For Management
2 Re-elect Johnson Njeke as Director For For Management
3 Re-elect Jeff van Rooyen as Director For For Management
4 Re-elect Jan Strydom as Director For Against Management
5 Re-elect Alan van Biljon as Director For For Management
6 Elect Phuthuma Nhleko as Director For Against Management
7 Elect Brett Goschen as Director For For Management
8 Re-elect Alan van Biljon as Member of For For Management
the Audit Committee
9 Re-elect Jeff van Rooyen as Member of For For Management
the Audit Committee
10 Re-elect Peter Mageza as Member of the For For Management
Audit Committee
11 Re-elect Johnson Njeke as Member of For For Management
the Audit Committee
12 Reappoint PricewaterhouseCoopers Inc For For Management
and SizweNtsalubaGobodo Inc as Joint
Auditors of the Company
13 Place Authorised but Unissued Shares For For Management
under Control of Directors
14 Approve Remuneration Philosophy For For Management
15 Approve Increase in Non-executive For For Management
Directors' Remuneration
16 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
17 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities and to
Directors, Prescribed Officers and
Other Persons Participating in Share
or Other Employee Incentive Schemes
18 Authorise Specific Repurchase of For For Management
Treasury Shares from Mobile Telephone
Networks Holdings Propriety Limited
--------------------------------------------------------------------------------
NASPERS LTD
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 30, 2013 Meeting Type: Annual
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2013
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with Anton
Wentzel as Individual Registered
Auditor
4.1 Re-elect Lourens Jonker as Director For For Management
4.2 Re-elect Fred Phaswana as Director For For Management
4.3 Re-elect Ben van der Ross as Director For For Management
4.4 Re-elect Ton Vosloo as Director For For Management
4.5 Re-elect Francine-Ann du Plessis as For For Management
Director
5.1 Re-elect Francine-Ann du Plessis as For For Management
Member of the Audit Committee
5.2 Re-elect Ben van der Ross as Member of For For Management
the Audit Committee
5.3 Re-elect Boetie van Zyl as Member of For For Management
the Audit Committee
6 Approve Remuneration Policy For Against Management
7 Place Authorised but Unissued Shares For Against Management
under Control of Directors
8 Authorise Board to Issue Shares for For Against Management
Cash up to a Maximum of Five Percent
of Issued Share Capital
9 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
1.1 Approve Remuneration of Board Chairman For For Management
1.2.1 Approve Remuneration of Board Member For For Management
(South African Resident)
1.2.2 Approve Remuneration of Board Member For For Management
(Non-South African Resident)
1.2.3 Approve Remuneration of Board Member For Against Management
(Consultation Fee for Non-South
African Resident)
1.2.4 Approve Remuneration of Board Member For For Management
(Daily Fee)
1.3 Approve Remuneration of Audit For For Management
Committee Chairman
1.4 Approve Remuneration of Audit For For Management
Committee Member
1.5 Approve Remuneration of Risk Committee For For Management
Chairman
1.6 Approve Remuneration of Risk Committee For For Management
Member
1.7 Approve Remuneration of Human For For Management
Resources and Remuneration Committee
Chairman
1.8 Approve Remuneration of Human For For Management
Resources and Remuneration Committee
Member
1.9 Approve Remuneration of Nomination For For Management
Committee Chairman
1.10 Approve Remuneration of Nomination For For Management
Committee Member
1.11 Approve Remuneration of Social and For For Management
Ethics Committee Chairman
1.12 Approve Remuneration of Social and For For Management
Ethics Committee Member
1.13 Approve Remuneration of Naspers For For Management
Representatives on Media24 Safety,
Health and Environmental Committee
1.14 Approve Remuneration of Trustees of For For Management
Group Share Schemes/Other Personnel
Funds
1.15 Approve Remuneration of Chairman of For For Management
Media24 Pension Fund
1.16 Approve Remuneration of Trustees of For For Management
Media24 Pension Fund
1.1 Approve Remuneration of Board Chairman For For Management
1.2.1 Approve Remuneration of Board Member For For Management
(South African Resident)
1.2.2 Approve Remuneration of Board Member For For Management
(Non-South African Resident)
1.2.3 Approve Remuneration of Board Member For Against Management
(Consultation Fee for Non-South
African Resident)
1.2.4 Approve Remuneration of Board Member For For Management
(Daily Fee)
1.3 Approve Remuneration of Audit For For Management
Committee Chairman
1.4 Approve Remuneration of Audit For For Management
Committee Member
1.5 Approve Remuneration of Risk Committee For For Management
Chairman
1.6 Approve Remuneration of Risk Committee For For Management
Member
1.7 Approve Remuneration of Human For For Management
Resources and Remuneration Committee
Chairman
1.8 Approve Remuneration of Human For For Management
Resources and Remuneration Committee
Member
1.9 Approve Remuneration of Nomination For For Management
Committee Chairman
1.10 Approve Remuneration of Nomination For For Management
Committee Member
1.11 Approve Remuneration of Social and For For Management
Ethics Committee Chairman
1.12 Approve Remuneration of Social and For For Management
Ethics Committee Member
1.13 Approve Remuneration of Naspers For For Management
Representatives on Media24 Safety,
Health and Environmental Committee
1.14 Approve Remuneration of Trustees of For For Management
Group Share Schemes/Other Personnel
Funds
1.15 Approve Remuneration of Chairman of For For Management
Media24 Pension Fund
1.16 Approve Remuneration of Trustees of For For Management
Media24 Pension Fund
2 Amend Memorandum of Incorporation For For Management
3 Approve Financial Assistance to a For Against Management
Director or Prescribed Officer of the
Company or to a Related or
Inter-related Company or Corporation
4 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
5 Authorise Repurchase of N Ordinary For For Management
Shares
6 Authorise Repurchase of A Ordinary For Against Management
Shares
--------------------------------------------------------------------------------
NICE SYSTEMS LTD.
Ticker: NICE Security ID: 653656108
Meeting Date: AUG 27, 2013 Meeting Type: Annual/Special
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect David Kostman as Director For For Management
Until the End of the Next Annual
General Meeting
1.2 Reelect Joseph Atsmon as Director For For Management
Until the End of the Next Annual
General Meeting
1.3 Reelect Rimon Ben-Shaoul as Director For For Management
Until the End of the Next Annual
General Meeting
1.4 Reelect Yehoshua (Shuki) Ehrlich as For For Management
Director Until the End of the Next
Annual General Meeting
1.5 Reelect Zeev Bregman as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Reelect Leo Apotheker as Director For For Management
Until the End of the Next Annual
General Meeting
1.7 Reelect Joseph Cowan as Director Until For For Management
the End of the Next Annual General
Meeting
2.1 Reelect Dan Falk as External Director For For Management
for an Additional Three Year Term
2.2 Reelect Yocheved Dvir as External For For Management
Director for an Additional Three Year
Term
3 Approve Supplemental Annual Cash Fee For For Management
to David Kostman, Chairman
4 Approve Stock Option Grant to For For Management
Non-Executive Directors
5 Approve Compensation of Zeev Bregman, For For Management
CEO
6 Approval of Separation Bonus to Ron For For Management
Gutler, former Chairman
7 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
8 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
9 Discuss Financial Statements for 2012 None None Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
NICE SYSTEMS LTD.
Ticker: NICE Security ID: 653656108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect David Kostman, Chairman, as For For Management
Director Until the End of the Next
Annual General Meeting
1.2 Reelect Joseph Atsmon, Vice-Chairman, For For Management
as Director Until the End of the Next
Annual General Meeting
1.3 Reelect Rimon Ben-Shaoul as Director For For Management
Until the End of the Next Annual
General Meeting
1.4 Reelect Yehoshua (Shuki) Ehrlich as For For Management
Director Until the End of the Next
Annual General Meeting
1.5 Reelect Leo Apotheker as Director For For Management
Until the End of the Next Annual
General Meeting
1.6 Reelect Joseph (Joe) Cowan as Director For For Management
Until the End of the Next Annual
General Meeting
2 Grant Options to Non-Executive For For Management
Directors
3 Approve Employment Terms of Barak For For Management
Eilam, CEO
4 Reappoint Kost Forer Gabay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
5 Discuss Financial Statements and the None None Management
Report of the Board for 2012
A Vote FOR if you have a personal None Against Management
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
OSIM INTERNATIONAL LTD.
Ticker: O23 Security ID: Y6585M104
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For Against Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Teo Sway Heong as Director For Against Management
4 Elect Colin Low as Director For Against Management
5 Approve Directors' Fees For For Management
6 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Mandate for Transactions with For For Management
Related Parties
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 00857 Security ID: Y6883Q104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Declare Final Dividend For For Management
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends for
the Year 2014
6 Appoint KPMG Huazhen as Domestic For For Management
Auditors and KPMG as International
Auditors, and Authorize Board to Fix
Their Remuneration
7a Elect Zhou Jiping as Director For Against Management
7b Elect Liao Yongyuan as Director For Against Management
7c Elect Wang Dongjin as Director For For Management
7d Elect Yu Baocai as Director For Against Management
7e Elect Shen Diancheng as Director For For Management
7f Elect Liu Yuezhen as Director For For Management
7g Elect Liu Hongbin as Director For Against Management
7h Elect Chen Zhiwu as Director For For Management
7i Elect Richard H. Matzke as Director For For Management
7j Elect Lin Boqiang as Director None For Shareholder
8a Elect Wang Lixin as Supervisor For For Management
8b Elect Guo Jinping as Supervisor For For Management
8c Elect Li Qingyi as Supervisor For For Management
8d Elect Jia Yimin as Supervisor For For Management
8e Elect Zhang Fengshan as Supervisor For For Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: PETR4 Security ID: P78331140
Meeting Date: APR 02, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jose Guimaraes Monforte as None For Shareholder
Director Nominated by Preferred
Shareholders
1.2 Elect Jose Gerdau Johannpeter as None Did Not Vote Shareholder
Director Nominated by Preferred
Shareholders
2 Elect Walter Luis Bernardes Albertoni None For Shareholder
and Roberto Lamb (Alternate) as Fiscal
Council Members Nominated by Preferred
Shareholders
--------------------------------------------------------------------------------
POSCO
Ticker: 005490 Security ID: 693483109
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 6,000 per Share
2.1.a Elect Kim Il-Sup as Outside Director For For Management
2.1.b Elect Seon Woo-Young as Outside For For Management
Director
2.1.c Elect Ahn Dong-Hyun as Outside Director For For Management
2.2.a Elect Kim Il-Sup as Member of Audit For For Management
Committee
2.2.b Elect Seon Woo-Young as Member of For For Management
Audit Committee
2.3.a Elect Kwon Oh-Joon as Inside Director For For Management
2.3.b Elect Kim Jin-Il as Inside Director For For Management
2.3.c Elect Lee Young-Hoon as Inside Director For For Management
2.3.d Elect Yoon Dong-Joon as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK
Ticker: ASII Security ID: Y7117N172
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Directors and Commissioners and For Against Management
Approve Their Remuneration
4 Approve Auditors For For Management
--------------------------------------------------------------------------------
QUALICORP SA
Ticker: QUAL3 Security ID: P7S21H105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Fix Board Size and Elect Directors For Against Management
3 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
QUALICORP SA
Ticker: QUAL3 Security ID: P7S21H105
Meeting Date: MAY 15, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Location of Company Headquarters For For Management
2 Amend Articles to Reflect Changes in For For Management
Capital
3 Amend Article 7 For For Management
4 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
QUALICORP SA
Ticker: QUAL3 Security ID: P7S21H105
Meeting Date: JUN 13, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For For Management
2 Amend Remuneration Cap of Company's For Against Management
Management
3 Elect Board Chairman For For Management
--------------------------------------------------------------------------------
RIO TINTO LTD.
Ticker: RIO Security ID: Q81437107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Reports of the Directors and Auditors
2 Approve Remuneration Policy Report for For For Management
UK Law Purposes
3 Approve the Director's Report on For For Management
Remuneration
4 Approve Remuneration Report for For For Management
Australian Law Purposes
5 Approve the Potential Termination of For For Management
Benefits for Australian Law Purposes
6 Elect Anne Lauvergeon as Director For For Management
7 Elect Simon Thompson as Director For For Management
8 Elect Robert Brown as Director For For Management
9 Elect Jan du Plessis as Director For For Management
10 Elect Michael Fitzpatrick as Director For For Management
11 Elect Ann Godbehere as Director For For Management
12 Elect Richard Goodmanson as Director For For Management
13 Elect Lord Kerr as Director For For Management
14 Elect Chris Lynch as Director For For Management
15 Elect Paul Tellier as Director For For Management
16 Elect John Varley as Director For For Management
17 Elect Sam Walsh as Director For For Management
18 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
19 Authorize the Audit Committee to Fix For For Management
Remuneration of the Auditors
20 Approve the Renewal of Off- Market and For For Management
On-Market Share Buyback Authorities
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 13,800 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SASOL LTD
Ticker: SOL Security ID: 803866300
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Nolitha Fakude as Director For For Management
1.2 Re-elect Mandla Gantsho as Director For For Management
1.3 Re-elect Imogen Mkhize as Director For For Management
1.4 Re-elect JJ Njeke as Director For For Management
2 Elect Paul Victor as Director For For Management
3 Appoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company
4.1 Re-elect Colin Beggs as Member of the For For Management
Audit Committee
4.2 Elect Imogen Mkhize as Member of the For For Management
Audit Committee
4.3 Re-elect JJ Njeke as Member of the For For Management
Audit Committee
4.4 Re-elect Stephen Westwell as Member of For For Management
the Audit Committee
5 Approve Remuneration Policy For For Management
6 Approve Non-Executive Directors' For For Management
Remuneration
7 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
8 Authorise Repurchase of Issued Share For For Management
Capital from a Director and/or a
Prescribed Officer of the Company
--------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO. LTD.
Ticker: 055550 Security ID: Y7749X101
Meeting Date: MAR 26, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 650 per Share
2.1 Reelect Han Dong-Woo as Inside Director For For Management
2.2 Reelect Kwon Tae-Eun as Outside For For Management
Director
2.3 Reelect Kim Gi-Young as Outside For For Management
Director
2.4 Reelect Kim Suk-Won as Outside Director For For Management
2.5 Reelect Namgoong Hoon as Outside For For Management
Director
2.6 Elect Lee Man-Woo as Outside Director For For Management
2.7 Reelect Lee Sang-Gyung as Outside For For Management
Director
2.8 Elect Chung Jin as Outside Director For For Management
2.9 Reelect Hirakawa Haruki as Outside For For Management
Director
2.10 Reelect Philippe Aguignier as Outside For For Management
Director
3.1 Reelect Kwon Tae-Eun as Member of For For Management
Audit Committee
3.2 Reelect Kim Suk-Won as Member of For For Management
Audit Committee
3.3 Elect Lee Man-Woo as Member of Audit For For Management
Committee
3.4 Reelect Lee Sang-Gyung as Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SIAM GLOBAL HOUSE PUBLIC CO LTD.
Ticker: GLOBAL Security ID: Y78719120
Meeting Date: SEP 20, 2013 Meeting Type: Special
Record Date: AUG 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Issuance of Bonds For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
SIAM GLOBAL HOUSE PUBLIC CO LTD.
Ticker: GLOBAL Security ID: Y78719120
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results For For Management
3 Accept Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Payment of Dividends in the Form of
Cash and Stock
5 Reduce Registered Capital For For Management
6 Amend Memorandum of Association to For For Management
Reflect Decrease in Registered Capital
7 Increase Registered Capital For For Management
8 Amend Memorandum of Association to For For Management
Reflect Increase in Registered Capital
9 Approve Allocation of Additional For For Management
Shares to Support Stock Dividend
Payment
10 Approve M & R Associates Co. Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11.1 Elect Witoon Suriyawanakul as Director For For Management
11.2 Elect Warunee Suriyawanakul as Director For For Management
11.3 Elect Surasak Chuntori as Director For For Management
12 Approve Remuneration of Directors For For Management
13 Other Business For Against Management
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Emilio Carrillo Gamboa For Withhold Management
1.4 Elect Director Alfredo Casar Perez For Withhold Management
1.5 Elect Director Luis Castelazo Morales For Withhold Management
1.6 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.7 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.8 Elect Director Daniel Muniz Quintanilla For Withhold Management
1.9 Elect Director Luis Miguel Palomino For For Management
Bonilla
1.10 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.11 Elect Director Juan Rebolledo Gout For Withhold Management
1.12 Elect Director Carlos Ruiz Sacristan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets and Approve Amendments to
Trading Procedures Governing
Derivatives Products
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: 876568502
Meeting Date: JUN 27, 2014 Meeting Type: Special
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Minimum For Against Management
Remuneration to R. Pisharody,
Executive Director (Commercial
Vehicles)
2 Approve Payment of Minimum For Against Management
Remuneration to S. Borwankar,
Executive Director (Quality)
3 Ratify Excess Remuneration Paid to K. For Against Management
Slym, Managing Director
4 Approve Increase in Borrowing Powers For For Management
5 Approve Pledging of Assets for Debt For For Management
6 Approve Issuance of Non-Convertible For For Management
Debentures
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 00700 Security ID: G87572148
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Lau Chi Ping Martin as Director For For Management
3a2 Elect Charles St Leger Searle as For For Management
Director
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Share Subdivision For For Management
9 Adopt the Option Scheme of Riot Games, For Against Management
Inc.
10 Amend Existing Memorandum and Articles For For Management
of Association and Adopt Amended and
Restated Memorandum and Articles of
Association of the Company
--------------------------------------------------------------------------------
THE BIDVEST GROUP LTD
Ticker: BVT Security ID: S1201R162
Meeting Date: NOV 25, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2013
2 Reappoint Deloitte & Touche as For For Management
Auditors of the Company with Trevor
Brown as the Individual Registered
Auditor
3.1 Re-elect Bernard Berson as Director For For Management
3.2 Re-elect Alfred da Costa as Director For For Management
3.3 Re-elect Brian Joffe as Director For Against Management
3.4 Re-elect Nigel Payne as Director For For Management
3.5 Re-elect Faith Tlakula as Director For For Management
4.1 Re-elect Paul Baloyi as Member of the For For Management
Audit Committee
4.2 Re-elect Eric Diack as Member of the For For Management
Audit Committee
4.3 Re-elect Nigel Payne as Chairman of For For Management
the Audit Committee
5 Approve Remuneration Report For For Management
6 Place Authorised but Unissued Shares For For Management
under Control of Directors
7 Authorise Board to Issue Shares for For For Management
Cash up to 30,000,000 Ordinary Shares
8 Approve Cash Distribution to For For Management
Shareholders by Way of Reduction of
Share Capital or Share Premium
9 Authorise Creation and Issue of For For Management
Convertible Debentures or Other
Convertible Instruments
1 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
2 Approve Remuneration of Non-executive For For Management
Directors
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE5 Security ID: 91912E105
Meeting Date: APR 17, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Alternate Directors For For Management
4 Elect Fiscal Council Members For For Management
5 Approve Remuneration of Company's For Against Management
Management
6 Approve Cancellation of Treasury Shares For For Management
7 Authorize Capitalization of Reserves For For Management
8 Amend Article 5 to Reflect Changes in For For Management
Capital
===================== Sit Dividend Growth Fund (Series G) ======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Thomas 'Tony' K. Brown For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Inge G. Thulin For For Management
1i Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label Products with GMO Ingredients Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: JAN 10, 2014 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution from For For Management
Legal Reserves
2 Elect of Homburger AG as Independent For For Management
Proxy
3 Transact Other Business (Voting) For For Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Allocate Disposable Profit For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Elect Director John Edwardson For For Management
4.2 Elect Director Kimberly Ross For For Management
4.3 Elect Director Robert Scully For For Management
4.4 Elect Director David Sidwell For For Management
4.5 Elect Director Evan G. Greenberg For For Management
4.6 Elect Director Robert M. Hernandez For For Management
4.7 Elect Director Michael G. Atieh For For Management
4.8 Elect Director Mary A. Cirillo For For Management
4.9 Elect Director Michael P. Connors For For Management
4.10 Elect Director Peter Menikoff For For Management
4.11 Elect Director Leo F. Mullin For For Management
4.12 Elect Director Eugene B. Shanks, Jr. For For Management
4.13 Elect Director Theodore E. Shasta For For Management
4.14 Elect Director Olivier Steimer For For Management
5 Elect Evan G. Greenberg as Board For Against Management
Chairman
6.1 Appoint Michael P. Connors as Member For For Management
of the Compensation Committee
6.2 Appoint Mary A. Cirillo as Member of For For Management
the Compensation Committee
6.3 Appoint John Edwardson as Member of For For Management
the Compensation Committee
6.4 Appoint Robert M. Hernandez as Member For For Management
of the Compensation Committee
7 Designate Homburger AG as Independent For For Management
Proxy
8.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Auditors
8.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm as Auditors
8.3 Ratify BDO AG (Zurich) as Special For For Management
Auditors
9 Approve Creation of CHF 3.7 Billion For For Management
Pool of Capital without Preemptive
Rights
10 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director W. Walker Lewis For For Management
1f Elect Director Siri S. Marshall For For Management
1g Elect Director Jeffrey Noddle For For Management
1h Elect Director H. Jay Sarles For For Management
1i Elect Director Robert F. Sharpe, Jr. For For Management
1j Elect Director William H. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Gary E. Dickerson For For Management
1c Elect Director Stephen R. Forrest For For Management
1d Elect Director Thomas J. Iannotti For For Management
1e Elect Director Susan M. James For For Management
1f Elect Director Alexander A. Karsner For For Management
1g Elect Director Gerhard H. Parker For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Willem P. Roelandts For For Management
1j Elect Director James E. Rogers For For Management
1k Elect Director Michael R. Splinter For For Management
1l Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: JUN 23, 2014 Meeting Type: Special
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Arougheti For For Management
1.2 Elect Director Ann Torre Bates For For Management
1.3 Elect Director Steven B. McKeever For For Management
2 Ratify Auditors For For Management
3 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director Frank E. English, Jr. For For Management
1d Elect Director J. Patrick Gallagher, For For Management
Jr.
1e Elect Director Elbert O. Hand For For Management
1f Elect Director David S. Johnson For For Management
1g Elect Director Kay W. McCurdy For For Management
1h Elect Director Norman L. Rosenthal For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Thomas J. Lynch, Jr. For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against For Shareholder
7 Report on Controls to Ensure no Sales Against For Shareholder
to Sudan
8 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against For Shareholder
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Victor Luis For For Management
1.5 Elect Director Ivan Menezes For For Management
1.6 Elect Director Irene Miller For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Stephanie Tilenius For For Management
1.9 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director Ellen M. Hancock For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Richard J. Kogan For For Management
1h Elect Director Delano E. Lewis For For Management
1i Elect Director J. Pedro Reinhard For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
CORRECTIONS CORPORATION OF AMERICA
Ticker: CXW Security ID: 22025Y407
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Ferguson For For Management
1b Elect Director Damon T. Hininger For For Management
1c Elect Director Donna M. Alvarado For For Management
1d Elect Director John D. Correnti For For Management
1e Elect Director Robert J. Dennis For For Management
1f Elect Director C. Michael Jacobi For For Management
1g Elect Director Anne L. Mariucci For For Management
1h Elect Director Thurgood Marshall, Jr. For For Management
1i Elect Director Charles L. Overby For For Management
1j Elect Director John R. Prann, Jr. For For Management
1k Elect Director Joseph V. Russell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For For Management
Shares
7 Renew Director's Authority to Issue For For Management
Shares for Cash
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against For Shareholder
Tallies
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: 25243Q205
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peggy Bruzelius as Director For For Management
5 Re-elect Laurence Danon as Director For For Management
6 Re-elect Lord Davies as Director For For Management
7 Re-elect Ho KwonPing as Director For For Management
8 Re-elect Betsy Holden as Director For For Management
9 Re-elect Dr Franz Humer as Director For For Management
10 Re-elect Deirdre Mahlan as Director For For Management
11 Re-elect Ivan Menezes as Director For For Management
12 Re-elect Philip Scott as Director For For Management
13 Appoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise EU Political Donations and For Against Management
Expenditure
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: NOV 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. N. Farr For For Management
1.2 Elect Director H. Green For For Management
1.3 Elect Director C. A. Peters For For Management
1.4 Elect Director J. W. Prueher For For Management
1.5 Elect Director A.A. Busch, III For For Management
1.6 Elect Director J. S. Turley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
5 Report on Political Contributions Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For For Management
1b Elect Director Robert D. Daleo For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Mark L. Feidler For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Robert D. Marcus For For Management
1g Elect Director Siri S. Marshall For For Management
1h Elect Director John A. McKinley For For Management
1i Elect Director Richard F. Smith For For Management
1j Elect Director Mark B. Templeton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Herbert, II For For Management
1.2 Elect Director Katherine August-deWilde For For Management
1.3 Elect Director Thomas J. Barrack, Jr. For For Management
1.4 Elect Director Frank J. Fahrenkopf, Jr For For Management
1.5 Elect Director William E. Ford For For Management
1.6 Elect Director L. Martin Gibbs For For Management
1.7 Elect Director Sandra R. Hernandez For For Management
1.8 Elect Director Pamela J. Joyner For For Management
1.9 Elect Director Reynold Levy For For Management
1.10 Elect Director Jody S. Lindell For For Management
1.11 Elect Director George G.C. Parker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director Peter J. Fluor For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director Deborah D. McWhinney For For Management
1G Elect Director Dean R. O'Hare For For Management
1H Elect Director Armando J. Olivera For For Management
1I Elect Director Joseph W. Prueher For For Management
1J Elect Director Matthew K. Rose For For Management
1K Elect Director David T. Seaton For For Management
1L Elect Director Nader H. Sultan For For Management
1M Elect Director Lynn C. Swann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director For For Management
Restricted Stock Plan
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For For Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Anne M. Tatlock For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against For Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director Paul Danos For For Management
1d Elect Director William T. Esrey For For Management
1e Elect Director Raymond V. Gilmartin For For Management
1f Elect Director Judith Richards Hope For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Hilda Ochoa-Brillembourg For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Kendall J. Powell For For Management
1k Elect Director Michael D. Rose For For Management
1l Elect Director Robert L. Ryan For For Management
1m Elect Director Dorothy A. Terrell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Responsibility for Against Against Shareholder
Post-Consumer Product Packaging
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT COMPANY
Ticker: KYN Security ID: 486606106
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gerald I. Isenberg For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Anthony W. Hall, Jr. For For Management
1.4 Elect Director Deborah A. Macdonald For For Management
1.5 Elect Director Michael J. Miller For For Management
1.6 Elect Director Michael C. Morgan For For Management
1.7 Elect Director Fayez Sarofim For For Management
1.8 Elect Director C. Park Shaper For For Management
1.9 Elect Director Joel V. Staff For For Management
1.10 Elect Director John M. Stokes For For Management
1.11 Elect Director Robert F. Vagt For For Management
2 Ratify Auditors For For Management
3 Report on Financial Risks of Climate Against For Shareholder
Change
4 Report on Methane Emissions Against For Shareholder
Management, Pipeline Maintenance and
Reduction Targets
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Jagjeet S. Bindra to Supervisory For For Management
Board
1b Elect Milton Carroll to Supervisory For For Management
Board
1c Elect Claire S. Farley to Supervisory For For Management
Board
1d Elect Rudy van der Meer to Supervisory For For Management
Board
1e Elect Isabella D. Goren to Supervisory For For Management
Board
1f Elect Nance K. Dicciani to Supervisory For For Management
Board
2a Elect Karyn F. Ovelmen to Management For For Management
Board
2b Elect Craig B. Glidden to Management For For Management
Board
2c Elect Bhavesh V. Patel to Management For For Management
Board
2d Elect Patrick D. Quarles to Management For For Management
Board
2e Elect Timothy D. Roberts to Management For For Management
Board
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approve Dividends of USD 2.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE COMPANY LLC
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman H. Brown, Jr. For For Management
1.2 Elect Director George W. Carmany, III For For Management
1.3 Elect Director H.E. (Jack) Lentz For For Management
1.4 Elect Director Ouma Sananikone For For Management
1.5 Elect Director William H. Webb For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Davis For For Management
1b Elect Director Gary R. Heminger For For Management
1c Elect Director John W. Snow For For Management
1d Elect Director John P. Surma For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Oscar Fanjul For For Management
1b Elect Director Daniel S. Glaser For For Management
1c Elect Director H. Edward Hanway For For Management
1d Elect Director Lord Lang For For Management
1e Elect Director Elaine La Roche For For Management
1f Elect Director Steven A. Mills For For Management
1g Elect Director Bruce P. Nolop For For Management
1h Elect Director Marc D. Oken For For Management
1i Elect Director Morton O. Schapiro For For Management
1j Elect Director Adele Simmons For For Management
1k Elect Director Lloyd M. Yates For For Management
1l Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For Against Management
1e Elect Director M. Christine Jacobs For Against Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For Against Management
1h Elect Director Edward A. Mueller For Against Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against For Shareholder
10 Clawback Policy and Disclosure of Against For Shareholder
Clawback Activity
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge A. Bermudez For For Management
1.2 Elect Director Kathryn M. Hill For For Management
1.3 Elect Director Leslie F. Seidman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director Robert M. Beall, II For For Management
1c Elect Director James L. Camaren For For Management
1d Elect Director Kenneth B. Dunn For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director James L. Robo For For Management
1h Elect Director Rudy E. Schupp For For Management
1i Elect Director John L. Skolds For For Management
1j Elect Director William H. Swanson For For Management
1k Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V.
Ticker: NLSN Security ID: N63218106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board of Directors For For Management
3a Elect Director James A. Attwood, Jr. For For Management
3b Elect Director David L. Calhoun For For Management
3c Elect Director Karen M. Hoguet For For Management
3d Elect Director James M. Kilts For For Management
3e Elect Director Alexander Navab For Against Management
3f Elect Director Robert Pozen For For Management
3g Elect Director Vivek Ranadive For For Management
3h Elect Director Ganesh Rao For Against Management
3i Elect Director Javier G. Teruel For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Appoint Ernst and Young Accountants For For Management
LLP to Audit the Dutch Statutory
Annual Accounts
6 Approve Executive Incentive Bonus Plan For Against Management
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Change Company Name For For Management
9 Advisory Vote to Approve Remuneration For Against Management
of Executives
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against For Shareholder
8 Review and Assess Membership of Against For Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Jay Collins For For Management
1.2 Elect Director D. Michael Hughes For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For Withhold Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For Withhold Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against For Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For Against Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Harold M. Messmer, Jr. For For Management
1.3 Elect Director Barbara J. Novogradac For For Management
1.4 Elect Director Robert J. Pace For For Management
1.5 Elect Director Frederick A. Richman For For Management
1.6 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Patrick Hassey For Withhold Management
1b Elect Director Michael F. Hilton For Withhold Management
1c Elect Director Hansel E. Tookes, II For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement Regarding the Removal of
Directors
5 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the By-Laws
6 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the Articles of
Incorporation
7 Eliminate the Provisions of the For For Management
Articles regarding Business
Combinations with Interested
Shareholders
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Olav Troim as Director For Against Management
3 Reelect Kate Blankenship as Director For For Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leand Jr as Director For For Management
8 Amend Bye-Laws Re: Board Related For For Management
Amendments
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors for For For Management
2013 in Aggregate of USD 1.5 Million
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Nicholas T. Pinchuk For For Management
1.3 Elect Director Gregg M. Sherrill For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Kevin A. Lobo For For Management
1g Elect Director William U. Parfet For For Management
1h Elect Director Andrew K. Silvernail For For Management
1i Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director W. Douglas Ford For For Management
1.4 Elect Director John D. Gass For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
1.13 Elect Director Michael M. Wilson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director Mary K. Bush For For Management
1d Elect Director Donald B. Hebb, Jr. For For Management
1e Elect Director Freeman A. Hrabowski, For For Management
III
1f Elect Director James A.C. Kennedy For For Management
1g Elect Director Robert F. MacLellan For For Management
1h Elect Director Brian C. Rogers For For Management
1i Elect Director Olympia J. Snowe For For Management
1j Elect Director Alfred Sommer For For Management
1k Elect Director Dwight S. Taylor For For Management
1l Elect Director Anne Marie Whittemore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Juergen W. Gromer For For Management
1c Elect Director William A. Jeffrey For For Management
1d Elect Director Thomas J. Lynch For For Management
1e Elect Director Yong Nam For For Management
1f Elect Director Daniel J. Phelan For For Management
1g Elect Director Frederic M. Poses For For Management
1h Elect Director Lawrence S. Smith For For Management
1i Elect Director Paula A. Sneed For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director John C. Van Scoter For For Management
1l Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For Against Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect David P. Steiner as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2013
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2013
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2013
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2013
10 Approve Declaration of Dividend For For Management
11 Authorize Repurchase of Up to USD 1 For Against Management
Billion of Share Capital
12 Approve Reduction of Share Capital For For Management
13 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Carol Meyrowitz For For Management
1.9 Elect Director John F. O'Brien For For Management
1.10 Elect Director Willow B. Shire For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TORTOISE ENERGY CAPITAL CORPORATION
Ticker: TYY Security ID: 89147U100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Conrad S. Ciccotello For For Management
2.2 Elect Director Terry C. Matlack For For Management
3 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3a Elect Director Edward D. Breen For For Management
3b Elect Director Herman E. Bulls For For Management
3c Elect Director Michael E. Daniels For For Management
3d Elect Director Frank M. Drendel For For Management
3e Elect Director Brian Duperreault For For Management
3f Elect Director Rajiv L. Gupta For For Management
3g Elect Director George R. Oliver For For Management
3h Elect Director Brendan R. O'Neill For For Management
3i Elect Director Jurgen Tinggren For For Management
3j Elect Director Sandra S. Wijnberg For For Management
3k Elect Director R. David Yost For For Management
4 Elect Board Chairman Edward D. Breen For For Management
5a Elect Rajiv L. Gupta as Member of For For Management
Remuneration Committee
5b Elect Sandra S. Wijnberg as Member of For For Management
Remuneration Committee
5c Elect R. David Yost as Member of For For Management
Remuneration Committee
6a Appoint Deloitte AG as Statutory For For Management
Auditor
6b Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm
6c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
7 Designate Bratschi Wiederkehr & Buob For For Management
as Independent Proxy
8 Approve Allocation of Income For For Management
9 Approve Ordinary Cash Dividend For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director D. Scott Davis For For Management
1e Elect Director Stuart E. Eizenstat For For Management
1f Elect Director Michael L. Eskew For For Management
1g Elect Director William R. Johnson For For Management
1h Elect Director Candace Kendle For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Rudy H.P. Markham For For Management
1k Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1l Elect Director Carol B. Tome For For Management
1m Elect Director Kevin M. Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.2 Elect Director Matthew J. Grayson For For Management
1.3 Elect Director Jean-Marie Nessi For For Management
1.4 Elect Director Mandakini Puri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers, Ltd., For For Management
Hamilton, Bermuda as Independent
Auditors
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director V. Ann Hailey For For Management
1.3 Elect Director William K. Hall For For Management
1.4 Elect Director Stuart L. Levenick For For Management
1.5 Elect Director Neil S. Novich For For Management
1.6 Elect Director Michael J. Roberts For For Management
1.7 Elect Director Gary L. Rogers For For Management
1.8 Elect Director James T. Ryan For For Management
1.9 Elect Director E. Scott Santi For For Management
1.10 Elect Director James D. Slavik For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Barbara L. Bowles For For Management
1.3 Elect Director Patricia W. Chadwick For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Thomas J. Fischer For For Management
1.6 Elect Director Gale E. Klappa For For Management
1.7 Elect Director Henry W. Knueppel For For Management
1.8 Elect Director Ulice Payne, Jr. For For Management
1.9 Elect Director Mary Ellen Stanek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XL GROUP PLC
Ticker: XL Security ID: G98290102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Michael S. McGavick as Director For For Management
2.2 Elect Anne Stevens as Director For For Management
2.3 Elect John M. Vereker as Director For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Renew Director's Authority to Issue For Against Management
Shares
6 Renew Director's Authority to Issue For Against Management
Shares for Cash
7 Amend Articles of Association For Against Management
8 Amend Non-Employee Director Omnibus For For Management
Stock Plan
================== Sit Global Dividend Growth Fund (Series H) ==================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Thomas 'Tony' K. Brown For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Inge G. Thulin For For Management
1i Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: JAN 10, 2014 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution from For For Management
Legal Reserves
2 Elect of Homburger AG as Independent For For Management
Proxy
3 Transact Other Business (Voting) For For Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Allocate Disposable Profit For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Elect Director John Edwardson For For Management
4.2 Elect Director Kimberly Ross For For Management
4.3 Elect Director Robert Scully For For Management
4.4 Elect Director David Sidwell For For Management
4.5 Elect Director Evan G. Greenberg For For Management
4.6 Elect Director Robert M. Hernandez For For Management
4.7 Elect Director Michael G. Atieh For For Management
4.8 Elect Director Mary A. Cirillo For For Management
4.9 Elect Director Michael P. Connors For For Management
4.10 Elect Director Peter Menikoff For For Management
4.11 Elect Director Leo F. Mullin For For Management
4.12 Elect Director Eugene B. Shanks, Jr. For For Management
4.13 Elect Director Theodore E. Shasta For For Management
4.14 Elect Director Olivier Steimer For For Management
5 Elect Evan G. Greenberg as Board For Against Management
Chairman
6.1 Appoint Michael P. Connors as Member For For Management
of the Compensation Committee
6.2 Appoint Mary A. Cirillo as Member of For For Management
the Compensation Committee
6.3 Appoint John Edwardson as Member of For For Management
the Compensation Committee
6.4 Appoint Robert M. Hernandez as Member For For Management
of the Compensation Committee
7 Designate Homburger AG as Independent For For Management
Proxy
8.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Auditors
8.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm as Auditors
8.3 Ratify BDO AG (Zurich) as Special For For Management
Auditors
9 Approve Creation of CHF 3.7 Billion For For Management
Pool of Capital without Preemptive
Rights
10 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ADECCO SA
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 2.00 per Share For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Amend Articles Re: Remuneration of the For Against Management
Board of Directors and Executive
Management (Ordinance Against
Excessive Remuneration at Listed
Companies)
4.2 Amend Articles Re: General Amendments For For Management
(Ordinance Against Excessive
Remuneration at Listed Companies)
5.1.1 Reelect Rolf Dorig as Director and For For Management
Board Chairman
5.1.2 Reelect Dominique-Jean Chertier as For For Management
Director
5.1.3 Reelect Alexander Gut as Director For For Management
5.1.4 Reelect Andreas Jacobs as Director For For Management
5.1.5 Reelect Didier Lamouche as Director For For Management
5.1.6 Reelect Thomas O'Neill as Director For For Management
5.1.7 Reelect David Prince as Director For For Management
5.1.8 Reelect Wanda Rapaczynski as Director For For Management
5.2.1 Appoint Andreas Jacobs as Member of For For Management
the Compensation Committee
5.2.2 Appoint Thomas O'Neill as Member of For For Management
the Compensation Committee
5.2.3 Appoint Wanda Rapaczynski as Member of For For Management
the Compensation Committee
5.3 Designate Andreas Keller as For For Management
Independent Proxy
5.4 Ratify Ernst & Young SA as Auditors For For Management
6 Approve CHF 10.2 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director P. George Benson For For Management
1.4 Elect Director Wolfgang Deml For For Management
1.5 Elect Director Luiz F. Furlan For For Management
1.6 Elect Director George E. Minnich For For Management
1.7 Elect Director Martin H. Richenhagen For For Management
1.8 Elect Director Gerald L. Shaheen For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Hendrikus Visser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
6 Approve Creation of EUR 550 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Creation of EUR 15 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR10
Billion; Approve Creation of EUR 230
Million Pool of Capital to Guarantee
Conversion Rights
9 Authorize the Acquisition Treasury For For Management
Shares for Trading Purposes
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
12 Amend Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
AUTOLIV, INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Carlson For For Management
1.2 Elect Director Lars Nyberg - WITHDRAWN None None Management
1.3 Elect Director James M. Ringler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
AZIMUT HOLDING S.P.A.
Ticker: AZM Security ID: T0783G106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Increase Number of Directors on the For Against Management
Board; Elect Paolo Martini as Director
3 Approve Incentive Plan for Financial For For Management
Advisers
4 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
5 Approve Remuneration Report For For Management
6 Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: 05946K101
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge Directors
2.1 Reelect Tomas Alfaro Drake as Director For For Management
2.2 Reelect Carlos Loring Martinez de For For Management
Irujo as Director
2.3 Reelect Jose Luis Palao Garcia-Suelto For For Management
as Director
2.4 Reelect Susana Rodriguez Vidarte as For For Management
Director
2.5 Ratify Appointment of and Elect Jose For For Management
Manuel Gonzalez-Paramo
Martinez-Murillo as Director
2.6 Appoint Lourdes Maiz Carro as Director For For Management
3 Authorize Share Repurchase Program For For Management
4.1 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
4.2 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
4.3 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
4.4 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
5 Approve Deferred Share Bonus Plan for For For Management
FY 2014
6 Fix Maximum Variable Compensation Ratio For For Management
7 Renew Appointment of Deloitte as For For Management
Auditor
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as the Auditor of BHP For For Management
Billiton Plc
3 Authorize the Board to Fix For For Management
Remuneration of the Auditor
4 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
5 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
6 Approve the Repurchase of Up to 213.62 For For Management
Million Shares in BHP Billiton Plc
7 Approve the Remuneration Report For For Management
8 Approve the Long Term Incentive Plan For For Management
9 Approve the Grant of Deferred Shares For For Management
and Performance Shares to Andrew
Mackenzie, Executive Director of the
Company
10 Elect Andrew Mackenzie as Director For For Management
11 Elect Malcolm Broomhead as Director For For Management
12 Elect John Buchanan as Director For For Management
13 Elect Carlos Cordeiro as Director For For Management
14 Elect David Crawford as Director For For Management
15 Elect Pat Davies as Director For For Management
16 Elect Carolyn Hewson as Director For For Management
17 Elect Lindsay Maxsted as Director For For Management
18 Elect Wayne Murdy as Director For For Management
19 Elect Keith Rumble as Director For For Management
20 Elect John Schubert as Director For For Management
21 Elect Shriti Vadera as Director For For Management
22 Elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop as Director Against Against Shareholder
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean-Francois Lepetit as For For Management
Director
7 Reelect Baudouin Prot as Director For For Management
8 Reelect Fields Wicker-Miurin as For For Management
Director
9 Ratify Appointment and Reelect Monique For For Management
Cohen as Director
10 Elect Daniela Schwarzer as Director For For Management
11 Advisory Vote on Compensation of For For Management
Baudouin Prot, Chairman
12 Advisory Vote on Compensation of For For Management
Jean-Laurent Bonnafe, CEO
13 Advisory Vote on Compensation of For For Management
Georges Chodron de Courcel, Philippe
Bordenave, and Francois Villeroy de
Galhau, Vice-CEOs
14 Advisory Vote on the Overall Envelope For For Management
of Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
15 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Authorize Capital Increase of Up to For For Management
EUR 240 Million for Future Exchange
Offers
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Set Total Limit for Capital Increase For For Management
without Preemptive Rights to Result
from Issuance Requests Under Items 17
to 19 at EUR 240 Million
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
22 Set Total Limit for Capital Increase For For Management
with or without Preemptive Rights to
Result from Issuance Requests Under
Items 16 to 19 at EUR 1 Billion
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Thomas J. Lynch, Jr. For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
BURBERRY GROUP PLC
Ticker: BRBY Security ID: G1699R107
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: JUL 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir John Peace as Director For For Management
5 Re-elect Angela Ahrendts as Director For For Management
6 Re-elect Philip Bowman as Director For For Management
7 Re-elect Ian Carter as Director For For Management
8 Re-elect Stephanie George as Director For For Management
9 Re-elect John Smith as Director For For Management
10 Re-elect David Tyler as Director For For Management
11 Elect Carol Fairweather as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For Against Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against For Shareholder
7 Report on Controls to Ensure no Sales Against For Shareholder
to Sudan
8 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against For Shareholder
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For For Management
Shares
7 Renew Director's Authority to Issue For For Management
Shares for Cash
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against For Shareholder
Tallies
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: 25243Q205
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peggy Bruzelius as Director For For Management
5 Re-elect Laurence Danon as Director For For Management
6 Re-elect Lord Davies as Director For For Management
7 Re-elect Ho KwonPing as Director For For Management
8 Re-elect Betsy Holden as Director For For Management
9 Re-elect Dr Franz Humer as Director For For Management
10 Re-elect Deirdre Mahlan as Director For For Management
11 Re-elect Ivan Menezes as Director For For Management
12 Re-elect Philip Scott as Director For For Management
13 Appoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise EU Political Donations and For Against Management
Expenditure
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: NOV 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. N. Farr For For Management
1.2 Elect Director H. Green For For Management
1.3 Elect Director C. A. Peters For For Management
1.4 Elect Director J. W. Prueher For For Management
1.5 Elect Director A.A. Busch, III For For Management
1.6 Elect Director J. S. Turley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
5 Report on Political Contributions Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Amend Articles Re: Director None Against Shareholder
Honorability Requirements
5 Amend Company Bylaws Re: Shareholder For For Management
Meetings
6 Fix Number of Directors For For Management
7 Fix Board Terms for Directors For For Management
8.1 Slate Submitted by the Italian Treasury None Did Not Vote Shareholder
8.2 Slate Submitted by Institutional None For Shareholder
Investors
9 Elect Board Chair None For Management
10 Approve Remuneration of Directors For Against Management
11 Approve Remuneration of Executive None For Management
Directors
12.1 Slate Submitted by the Italian Treasury None Against Shareholder
12.2 Slate Submitted by Institutional None For Shareholder
Investors
13 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
14 Approve Internal Auditors' Remuneration For For Management
15 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
16 Approve Long-Term Monetary Incentive For For Management
Plan 2014-2016
17 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For For Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Anne M. Tatlock For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against For Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director Paul Danos For For Management
1d Elect Director William T. Esrey For For Management
1e Elect Director Raymond V. Gilmartin For For Management
1f Elect Director Judith Richards Hope For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Hilda Ochoa-Brillembourg For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Kendall J. Powell For For Management
1k Elect Director Michael D. Rose For For Management
1l Elect Director Robert L. Ryan For For Management
1m Elect Director Dorothy A. Terrell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Responsibility for Against Against Shareholder
Post-Consumer Product Packaging
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Sir Christopher Gent as For For Management
Director
5 Re-elect Sir Andrew Witty as Director For For Management
6 Re-elect Sir Roy Anderson as Director For For Management
7 Re-elect Dr Stephanie Burns as Director For For Management
8 Re-elect Stacey Cartwright as Director For For Management
9 Re-elect Simon Dingemans as Director For For Management
10 Re-elect Lynn Elsenhans as Director For For Management
11 Re-elect Judy Lewent as Director For For Management
12 Re-elect Sir Deryck Maughan as Director For For Management
13 Re-elect Dr Daniel Podolsky as Director For For Management
14 Re-elect Dr Moncef Slaoui as Director For For Management
15 Re-elect Tom de Swaan as Director For For Management
16 Re-elect Jing Ulrich as Director For For Management
17 Re-elect Hans Wijers as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise EU Political Donations and For Against Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: 404280406
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Variable Pay Cap For For Management
5(a) Elect Kathleen Casey as Director For For Management
5(b) Elect Sir Jonathan Evans as Director For For Management
5(c) Elect Marc Moses as Director For For Management
5(d) Elect Jonathan Symonds as Director For For Management
5(e) Re-elect Safra Catz as Director For For Management
5(f) Re-elect Laura Cha as Director For For Management
5(g) Re-elect Marvin Cheung as Director For For Management
5(h) Re-elect Joachim Faber as Director For For Management
5(i) Re-elect Rona Fairhead as Director For For Management
5(j) Re-elect Renato Fassbind as Director For For Management
5(k) Re-elect Douglas Flint as Director For For Management
5(l) Re-elect Stuart Gulliver as Director For For Management
5(m) Re-elect Sam Laidlaw as Director For For Management
5(n) Re-elect John Lipsky as Director For For Management
5(o) Re-elect Rachel Lomax as Director For For Management
5(p) Re-elect Iain Mackay as Director For For Management
5(q) Re-elect Sir Simon Robertson as For For Management
Director
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Directors to Allot Any For For Management
Repurchased Shares
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Ticker: ITX Security ID: E6282J109
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: JUL 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements, and Discharge of Board
3 Approve Updated Balance Sheets to For For Management
Benefit from New Tax Regulation
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Long Term Incentive Plan For For Management
6 Authorize Share Repurchase Program For For Management
7 Advisory Vote on Remuneration Policy For For Management
Report
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT COMPANY
Ticker: KYN Security ID: 486606106
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gerald I. Isenberg For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Anthony W. Hall, Jr. For For Management
1.4 Elect Director Deborah A. Macdonald For For Management
1.5 Elect Director Michael J. Miller For For Management
1.6 Elect Director Michael C. Morgan For For Management
1.7 Elect Director Fayez Sarofim For For Management
1.8 Elect Director C. Park Shaper For For Management
1.9 Elect Director Joel V. Staff For For Management
1.10 Elect Director John M. Stokes For For Management
1.11 Elect Director Robert F. Vagt For For Management
2 Ratify Auditors For For Management
3 Report on Financial Risks of Climate Against For Shareholder
Change
4 Report on Methane Emissions Against For Shareholder
Management, Pipeline Maintenance and
Reduction Targets
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Jagjeet S. Bindra to Supervisory For For Management
Board
1b Elect Milton Carroll to Supervisory For For Management
Board
1c Elect Claire S. Farley to Supervisory For For Management
Board
1d Elect Rudy van der Meer to Supervisory For For Management
Board
1e Elect Isabella D. Goren to Supervisory For For Management
Board
1f Elect Nance K. Dicciani to Supervisory For For Management
Board
2a Elect Karyn F. Ovelmen to Management For For Management
Board
2b Elect Craig B. Glidden to Management For For Management
Board
2c Elect Bhavesh V. Patel to Management For For Management
Board
2d Elect Patrick D. Quarles to Management For For Management
Board
2e Elect Timothy D. Roberts to Management For For Management
Board
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approve Dividends of USD 2.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Oscar Fanjul For For Management
1b Elect Director Daniel S. Glaser For For Management
1c Elect Director H. Edward Hanway For For Management
1d Elect Director Lord Lang For For Management
1e Elect Director Elaine La Roche For For Management
1f Elect Director Steven A. Mills For For Management
1g Elect Director Bruce P. Nolop For For Management
1h Elect Director Marc D. Oken For For Management
1i Elect Director Morton O. Schapiro For For Management
1j Elect Director Adele Simmons For For Management
1k Elect Director Lloyd M. Yates For For Management
1l Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge A. Bermudez For For Management
1.2 Elect Director Kathryn M. Hill For For Management
1.3 Elect Director Leslie F. Seidman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.15 per Share
4 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
5.1a Reelect Peter Brabeck-Letmathe as For For Management
Director
5.1b Reelect Paul Bulcke as Director For For Management
5.1c Reelect Andreas Koopmann as Director For For Management
5.1d Reelect Rolf Haenggi as Director For For Management
5.1e Reelect Beat Hess as Director For For Management
5.1f Reelect Daniel Borel as Director For For Management
5.1g Reelect Steven Hoch as Director For For Management
5.1h Reelect Naina Lal Kidwai as Director For For Management
5.1i Reelect Titia de Lange as Director For For Management
5.1j Reelect Jean-Pierre Roth as Director For For Management
5.1k Reelect Ann Veneman as Director For For Management
5.1l Reelect Henri de Castries as Director For For Management
5.1m Reelect Eva Cheng as Director For For Management
5.2 Elect Peter Brabeck-Letmathe as Board For For Management
Chairman
5.3.1 Appoint Beat Hess as Member of the For For Management
Compensation Committee
5.3.2 Appoint Daniel Borel as Member of the For For Management
Compensation Committee
5.3.3 Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
5.3.4 Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
5.4 Ratify KMPG SA as Auditors For For Management
5.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against For Shareholder
8 Review and Assess Membership of Against For Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For Against Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Olav Troim as Director For Against Management
3 Reelect Kate Blankenship as Director For For Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leand Jr as Director For For Management
8 Amend Bye-Laws Re: Board Related For For Management
Amendments
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors for For For Management
2013 in Aggregate of USD 1.5 Million
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO LTD
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Suzuki, Toshifumi For For Management
2.2 Elect Director Murata, Noritoshi For For Management
2.3 Elect Director Goto, Katsuhiro For For Management
2.4 Elect Director Kobayashi, Tsuyoshi For For Management
2.5 Elect Director Ito, Junro For For Management
2.6 Elect Director Takahashi, Kunio For For Management
2.7 Elect Director Shimizu, Akihiko For For Management
2.8 Elect Director Isaka, Ryuichi For For Management
2.9 Elect Director Anzai, Takashi For For Management
2.10 Elect Director Otaka, Zenko For For Management
2.11 Elect Director Scott Trevor Davis For For Management
2.12 Elect Director Tsukio, Yoshio For For Management
2.13 Elect Director Ito, Kunio For For Management
2.14 Elect Director Yonemura, Toshiro For For Management
3.1 Appoint Statutory Auditor Nomura, Hideo For For Management
3.2 Appoint Statutory Auditor Hayakawa, For For Management
Tadao
3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management
3.4 Appoint Statutory Auditor Fujinuma, For For Management
Tsuguoki
3.5 Appoint Statutory Auditor Kiriyama, For For Management
Kazuko
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SGS SA
Ticker: SGSN Security ID: H7484G106
Meeting Date: JUL 10, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul Desmarais as Director For Against Management
2 Elect Ian Galliene as Director For Against Management
3 Elect Gerard Lamarche as Director For Against Management
--------------------------------------------------------------------------------
SGS SA
Ticker: SGSN Security ID: H7484G106
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 65 per Share
5a Amend Certain Provisions of the For For Management
Articles of Association
5b Eliminate Supermajority Voting For For Management
Requirement for Certain Types of
Voting Resolutions
6.1 Elect Sergio Marchionne as Director For Against Management
6.2 Elect Paul Desmarais Jr. as Director For Against Management
6.3 Elect August von Finck as Director For Against Management
6.4 Elect August Francois von Finck as For Against Management
Director
6.5 Elect Ian Gallienne as Director For Against Management
6.6 Elect Cornelius Grupp as Director For For Management
6.7 Elect Peter Kalantzis as Director For For Management
6.8 Elect Gerard Lemarche as Director For Against Management
6.9 Elect Shelby du Pasquier as Director For For Management
6.10 Elect Sergio Marchionne as Board For Against Management
Chairman
6.11 Appoint August von Finck as Member of For Against Management
the Compensation Committee
6.12 Appoint Ian Gallienne as Member of the For Against Management
Compensation Committee
6.13 Appoint Shelby du Pasquier as Member For For Management
of the Compensation Committee
7 Ratify Deloitte SA as Auditors For For Management
8 Designate Jeandin & Defacqz as For For Management
Independent Proxy
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: 826197501
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012/2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012/2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012/2013
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2013/2014
7 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
8 Approve Creation of EUR 528.6 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 240
Million Pool of Capital to Guarantee
Conversion Rights
10 Approve Cancellation of Capital For For Management
Authorization
11 Amend Articles Re: Remuneration of the For For Management
Supervisory Board
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Nicholas T. Pinchuk For For Management
1.3 Elect Director Gregg M. Sherrill For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Kevin A. Lobo For For Management
1g Elect Director William U. Parfet For For Management
1h Elect Director Andrew K. Silvernail For For Management
1i Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director W. Douglas Ford For For Management
1.4 Elect Director John D. Gass For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
1.13 Elect Director Michael M. Wilson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SYNGENTA AG
Ticker: SYNN Security ID: 87160A100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve CHF18,050 Reduction in Share For For Management
Capital via Cancellation of
Repurchased Shares
4 Approve Allocation of Income and For For Management
Dividends of CHF 10.00 per Share
5 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
6.1 Reelect Vinita Bali as Director For For Management
6.2 Reelect Stefan Borgas as Director For For Management
6.3 Reelect Gunnar Brock as Director For For Management
6.4 Reelect Michel Demare as Director For For Management
6.5 Reelect Eleni Gabre-Madhin as Director For For Management
6.6 Reelect David Lawrence as Director For For Management
6.7 Reelect Michael Mack as Director For For Management
6.8 Reelect Eveline Saupper as Director For For Management
6.9 Reelect Jacques Vincent as Director For For Management
6.10 Reelect Juerg Witmer as Director For For Management
7 Elect Michel Demare as Board Chairman For For Management
8.1 Appoint Eveline Saupper as Member of For For Management
the Compensation Committee
8.2 Appoint Jacques Vincent as Member of For For Management
the Compensation Committee
8.3 Appoint Juerg Witmer as Member of the For For Management
Compensation Committee
9 Designate Lukas Handschin as For For Management
Independent Proxy
10 Ratify KPMG AG as Auditors For For Management
11 Additional And/Or Counter Proposals For Against Management
Presented At The Meeting
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Carol Meyrowitz For For Management
1.9 Elect Director John F. O'Brien For For Management
1.10 Elect Director Willow B. Shire For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director D. Scott Davis For For Management
1e Elect Director Stuart E. Eizenstat For For Management
1f Elect Director Michael L. Eskew For For Management
1g Elect Director William R. Johnson For For Management
1h Elect Director Candace Kendle For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Rudy H.P. Markham For For Management
1k Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1l Elect Director Carol B. Tome For For Management
1m Elect Director Kevin M. Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director V. Ann Hailey For For Management
1.3 Elect Director William K. Hall For For Management
1.4 Elect Director Stuart L. Levenick For For Management
1.5 Elect Director Neil S. Novich For For Management
1.6 Elect Director Michael J. Roberts For For Management
1.7 Elect Director Gary L. Rogers For For Management
1.8 Elect Director James T. Ryan For For Management
1.9 Elect Director E. Scott Santi For For Management
1.10 Elect Director James D. Slavik For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: 961214301
Meeting Date: DEC 13, 2013 Meeting Type: Annual
Record Date: OCT 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Shares and For For Management
Performance Share Rights to Gail
Patricia Kelly, Managing Director and
Chief Executive Officer of the Company
4a Approve the Selective Buy-Back of For For Management
Westpac Stapled Preferred Securities
on Mandatory Conversion Date
4b Approve the Selective Buy-Back of For For Management
Westpac Stapled Preferred Securities
Before Mandatory Conversion Date
5a Elect Elizabeth Bryan as Director For For Management
5b Elect Peter Hawkins as Director For For Management
5c Elect Ewen Crouch as Director For For Management
5d Elect Peter Marriott as Director For For Management
6 Elect David Barrow as Director Against Against Shareholder
=================== Sit International Growth Fund (Series A) ===================
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADECCO SA
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 2.00 per Share For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Amend Articles Re: Remuneration of the For Against Management
Board of Directors and Executive
Management (Ordinance Against
Excessive Remuneration at Listed
Companies)
4.2 Amend Articles Re: General Amendments For For Management
(Ordinance Against Excessive
Remuneration at Listed Companies)
5.1.1 Reelect Rolf Dorig as Director and For For Management
Board Chairman
5.1.2 Reelect Dominique-Jean Chertier as For For Management
Director
5.1.3 Reelect Alexander Gut as Director For For Management
5.1.4 Reelect Andreas Jacobs as Director For For Management
5.1.5 Reelect Didier Lamouche as Director For For Management
5.1.6 Reelect Thomas O'Neill as Director For For Management
5.1.7 Reelect David Prince as Director For For Management
5.1.8 Reelect Wanda Rapaczynski as Director For For Management
5.2.1 Appoint Andreas Jacobs as Member of For For Management
the Compensation Committee
5.2.2 Appoint Thomas O'Neill as Member of For For Management
the Compensation Committee
5.2.3 Appoint Wanda Rapaczynski as Member of For For Management
the Compensation Committee
5.3 Designate Andreas Keller as For For Management
Independent Proxy
5.4 Ratify Ernst & Young SA as Auditors For For Management
6 Approve CHF 10.2 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
ADIDAS AG
Ticker: ADS Security ID: D0066B185
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5.1 Reelect Stefan Jentzsch to the For For Management
Supervisory Board
5.2 Reelect Herbert Kauffmann to the For For Management
Supervisory Board
5.3 Reelect Igor Landau to the Supervisory For For Management
Board
5.4 Reelect Willi Schwerdtle to the For For Management
Supervisory Board
5.5 Elect Katja Kraus to the Supervisory For For Management
Board
5.6 Elect Kathrin Menges to the For For Management
Supervisory Board
6 Ammend Articles Re: Compensation of For For Management
Supervisory Board Members
7 Approve Issuance of For For Management
Warrants/Convertible Bonds without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 12.5 Million
Pool of Capital to Guarantee
Conversion Rights
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10a Ratify KMPG as Auditors for Fiscal 2014 For For Management
10b Ratify KMPG as Auditors for the 2014 For For Management
Half Year Report
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director P. George Benson For For Management
1.4 Elect Director Wolfgang Deml For For Management
1.5 Elect Director Luiz F. Furlan For For Management
1.6 Elect Director George E. Minnich For For Management
1.7 Elect Director Martin H. Richenhagen For For Management
1.8 Elect Director Gerald L. Shaheen For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Hendrikus Visser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
6 Approve Creation of EUR 550 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Creation of EUR 15 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR10
Billion; Approve Creation of EUR 230
Million Pool of Capital to Guarantee
Conversion Rights
9 Authorize the Acquisition Treasury For For Management
Shares for Trading Purposes
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
12 Amend Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059210
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Discuss the Remuneration Policy 2010 None None Management
for Management Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
8 Approve Dividends of EUR 0.61 Per For For Management
Ordinary Share
9 Amend Remuneration Policy for For For Management
Management Board Members
10 Approve Performance Share Arrangement For For Management
According to Remuneration Policy
11 Approve Numbers of Stock Options, For For Management
Respectively Shares, for Employees
12 Announce Intention to Reappoint P.T.F. None None Management
M. Wennink, M.A.van den Brink, F.J.M.
Schneider-Maunoury, and W.U. Nickl to
management Board
13a Reelect F.W. Frohlich to Supervisory For For Management
Board
13b Elect J.M.C. Stork to Supervisory Board For For Management
14 Announcement of Retirement of None None Management
Supervisory Board Members H.C.J. van
den Burg and F.W. Frohlich by Rotation
in 2015
15 Approve Remuneration of Supervisory For For Management
Board
16 Ratify Deloitte as Auditors For For Management
17a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
17b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 17a
17c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
17d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 17c
18a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
19 Authorize Cancellation of Repurchased For For Management
Shares
20 Other Business (Non-Voting) None None Management
21 Close Meeting None None Management
--------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 18, 2013 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Performance For For Management
Rights to Michael Smith, Chief
Executive Officer of the Company
4 Approve the Euro Preference Shares For For Management
Buy-Back Scheme
5a Approve the First Buy-Back Scheme For For Management
Relating to the Buy-Back of the
"September 2008 CPS"
5b Approve the Second Buy-Back Scheme For For Management
Relating to the Buy-Back of the
"September 2008 CPS"
6 Ratify the Past Issuance of ANZ For For Management
Capital Notes
7a Elect G.R. Liebelt as Director For For Management
7b Elect I.J. Macfarlane as Director For For Management
8 Elect D.C. Barrow as Director Against Against Shareholder
--------------------------------------------------------------------------------
AUTOLIV, INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Carlson For For Management
1.2 Elect Director Lars Nyberg - WITHDRAWN None None Management
1.3 Elect Director James M. Ringler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
AZIMUT HOLDING S.P.A.
Ticker: AZM Security ID: T0783G106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Increase Number of Directors on the For Against Management
Board; Elect Paolo Martini as Director
3 Approve Incentive Plan for Financial For For Management
Advisers
4 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
5 Approve Remuneration Report For For Management
6 Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: 05946K101
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge Directors
2.1 Reelect Tomas Alfaro Drake as Director For For Management
2.2 Reelect Carlos Loring Martinez de For For Management
Irujo as Director
2.3 Reelect Jose Luis Palao Garcia-Suelto For For Management
as Director
2.4 Reelect Susana Rodriguez Vidarte as For For Management
Director
2.5 Ratify Appointment of and Elect Jose For For Management
Manuel Gonzalez-Paramo
Martinez-Murillo as Director
2.6 Appoint Lourdes Maiz Carro as Director For For Management
3 Authorize Share Repurchase Program For For Management
4.1 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
4.2 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
4.3 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
4.4 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
5 Approve Deferred Share Bonus Plan for For For Management
FY 2014
6 Fix Maximum Variable Compensation Ratio For For Management
7 Renew Appointment of Deloitte as For For Management
Auditor
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BELLWAY PLC
Ticker: BWY Security ID: G09744155
Meeting Date: DEC 13, 2013 Meeting Type: Annual
Record Date: DEC 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect John Watson as Director For For Management
4 Re-elect Ted Ayres as Director For For Management
5 Re-elect Keith Adey as Director For For Management
6 Re-elect Mike Toms as Director For For Management
7 Re-elect John Cuthbert as Director For For Management
8 Elect Paul Hampden Smith as Director For For Management
9 Elect Denise Jagger as Director For For Management
10 Approve Remuneration Report For For Management
11 Appoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Approve Performance Share Plan For For Management
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares and Preference Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as the Auditor of BHP For For Management
Billiton Plc
3 Authorize the Board to Fix For For Management
Remuneration of the Auditor
4 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
5 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
6 Approve the Repurchase of Up to 213.62 For For Management
Million Shares in BHP Billiton Plc
7 Approve the Remuneration Report For For Management
8 Approve the Long Term Incentive Plan For For Management
9 Approve the Grant of Deferred Shares For For Management
and Performance Shares to Andrew
Mackenzie, Executive Director of the
Company
10 Elect Andrew Mackenzie as Director For For Management
11 Elect Malcolm Broomhead as Director For For Management
12 Elect John Buchanan as Director For For Management
13 Elect Carlos Cordeiro as Director For For Management
14 Elect David Crawford as Director For For Management
15 Elect Pat Davies as Director For For Management
16 Elect Carolyn Hewson as Director For For Management
17 Elect Lindsay Maxsted as Director For For Management
18 Elect Wayne Murdy as Director For For Management
19 Elect Keith Rumble as Director For For Management
20 Elect John Schubert as Director For For Management
21 Elect Shriti Vadera as Director For For Management
22 Elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop as Director Against Against Shareholder
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean-Francois Lepetit as For For Management
Director
7 Reelect Baudouin Prot as Director For For Management
8 Reelect Fields Wicker-Miurin as For For Management
Director
9 Ratify Appointment and Reelect Monique For For Management
Cohen as Director
10 Elect Daniela Schwarzer as Director For For Management
11 Advisory Vote on Compensation of For For Management
Baudouin Prot, Chairman
12 Advisory Vote on Compensation of For For Management
Jean-Laurent Bonnafe, CEO
13 Advisory Vote on Compensation of For For Management
Georges Chodron de Courcel, Philippe
Bordenave, and Francois Villeroy de
Galhau, Vice-CEOs
14 Advisory Vote on the Overall Envelope For For Management
of Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
15 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Authorize Capital Increase of Up to For For Management
EUR 240 Million for Future Exchange
Offers
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Set Total Limit for Capital Increase For For Management
without Preemptive Rights to Result
from Issuance Requests Under Items 17
to 19 at EUR 240 Million
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
22 Set Total Limit for Capital Increase For For Management
with or without Preemptive Rights to
Result from Issuance Requests Under
Items 16 to 19 at EUR 1 Billion
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Re-elect Richard Burrows as Director For For Management
8 Re-elect Karen de Segundo as Director For For Management
9 Re-elect Nicandro Durante as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Gerry Murphy as Director For For Management
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Ben Stevens as Director For For Management
15 Re-elect Richard Tubb as Director For For Management
16 Elect Savio Kwan as Director For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve EU Political Donations and For Against Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BURBERRY GROUP PLC
Ticker: BRBY Security ID: G1699R107
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: JUL 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir John Peace as Director For For Management
5 Re-elect Angela Ahrendts as Director For For Management
6 Re-elect Philip Bowman as Director For For Management
7 Re-elect Ian Carter as Director For For Management
8 Re-elect Stephanie George as Director For For Management
9 Re-elect John Smith as Director For For Management
10 Re-elect David Tyler as Director For For Management
11 Elect Carol Fairweather as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For Against Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CIMC ENRIC HOLDINGS LTD
Ticker: 03899 Security ID: G2198S109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhao Qingsheng as Director For For Management
3b Elect Jin Jianlong as Director For For Management
3c Elect Yu Yuqun as Director For For Management
3d Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COMPAGNIE INDUSTRIELLE ET FINANCIERE D INGENIERIE INGENICO
Ticker: ING Security ID: F51723116
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of Transactions
6 Reelect Jean-Pierre Cojan as Director For For Management
7 Reelect Xavier Moreno as Director For For Management
8 Reelect Celeste Thomasson as Director For For Management
9 Reelect Elie Vannier as Director For For Management
10 Elect Jean-Louis Constanza as Director For For Management
11 Advisory Vote on Compensation of For Against Management
Philippe Lazare, Chairman and CEO
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Employees
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For For Management
Shares
7 Renew Director's Authority to Issue For For Management
Shares for Cash
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: 225401108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For For Management
(Non-Binding)
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 0.70 per For For Management
Share from Capital Contributions
Reserves
4 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
5 Reserve Additional CHF 1.2 Million in For Against Management
Nominal Share Capital for Pool of
Conditional Capital without Preemptive
Rights for Employee Stock Option
Programs
6.1.a Reelect Urs Rohner as Director and For For Management
Board Chairman
6.1.b Reelect Jassim Al Thani as Director For For Management
6.1.c Reelect Iris Bohnet as Director For For Management
6.1.d Reelect Noreen Doyle as Director For For Management
6.1.e Reelect Jean-Daniel Gerber as Director For For Management
6.1.f Reelect Andreas Koopmann as Director For For Management
6.1.g Reelect Jean Lanier as Director For For Management
6.1.h Reelect Kai Nargolwala as Director For For Management
6.1.i Reelect Anton van Rossum as Director For For Management
6.1.j Reelect Richard Thornburgh as Director For For Management
6.1.k Reelect John Tiner as Director For For Management
6.1.l Reelect Severin Schwan as Director For For Management
6.1.m Reelect Sebastian Thrun as Director For For Management
6.2.1 Appoint Iris Bohnet as Member of the For For Management
Compensation Committee
6.2.2 Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
6.2.3 Appoint Jean Lanier as Member of the For For Management
Compensation Committee
6.2.4 Appoint Kai Nargolwala as Member of For For Management
the Compensation Committee
6.3 Ratify KPMG AG as Auditors For For Management
6.4 Ratify BDO AG as Special Auditors For For Management
6.5 Designate Andreas Keller as For For Management
Independent Proxy
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
DAICEL CORP.
Ticker: 4202 Security ID: J08484149
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Fudaba, Misao For For Management
2.2 Elect Director Fukuda, Masumi For For Management
2.3 Elect Director Ogawa, Yoshimi For For Management
2.4 Elect Director Nishimura, Hisao For For Management
2.5 Elect Director Goto, Noboru For For Management
2.6 Elect Director Okada, Akishige For For Management
2.7 Elect Director Kondo, Tadao For For Management
3.1 Appoint Statutory Auditor Okamoto, For Against Management
Kunie
3.2 Appoint Statutory Auditor Ichida, Ryo For For Management
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
6 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
DASSAULT SYSTEMES
Ticker: DSY Security ID: F2457H100
Meeting Date: MAY 26, 2014 Meeting Type: Annual/Special
Record Date: MAY 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.83 per Share
4 Approve Stock Dividend Program (New For For Management
Shares)
5 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
6 Advisory Vote on Compensation of For For Management
Charles Edelstenne, Chairman
7 Advisory Vote on Compensation of For Against Management
Bernard Charles, CEO
8 Reelect Charles Edelstenne as Director For Against Management
9 Reelect Bernard Charles as Director For For Management
10 Reelect Thibault de Tersant as Director For Against Management
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 350,000
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Approve 2 for 1 Stock Split and Amend For For Management
Article 6 of Bylaws Accordingly
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: 25243Q205
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peggy Bruzelius as Director For For Management
5 Re-elect Laurence Danon as Director For For Management
6 Re-elect Lord Davies as Director For For Management
7 Re-elect Ho KwonPing as Director For For Management
8 Re-elect Betsy Holden as Director For For Management
9 Re-elect Dr Franz Humer as Director For For Management
10 Re-elect Deirdre Mahlan as Director For For Management
11 Re-elect Ivan Menezes as Director For For Management
12 Re-elect Philip Scott as Director For For Management
13 Appoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise EU Political Donations and For Against Management
Expenditure
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Amend Articles Re: Director None Against Shareholder
Honorability Requirements
5 Amend Company Bylaws Re: Shareholder For For Management
Meetings
6 Fix Number of Directors For For Management
7 Fix Board Terms for Directors For For Management
8.1 Slate Submitted by the Italian Treasury None Did Not Vote Shareholder
8.2 Slate Submitted by Institutional None For Shareholder
Investors
9 Elect Board Chair None For Management
10 Approve Remuneration of Directors For Against Management
11 Approve Remuneration of Executive None For Management
Directors
12.1 Slate Submitted by the Italian Treasury None Against Shareholder
12.2 Slate Submitted by Institutional None For Shareholder
Investors
13 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
14 Approve Internal Auditors' Remuneration For For Management
15 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
16 Approve Long-Term Monetary Incentive For For Management
Plan 2014-2016
17 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
ESSENTRA PLC
Ticker: ESNT Security ID: G3198T105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Peter Hill as Director For For Management
6 Elect Lorraine Trainer as Director For For Management
7 Re-elect Jeff Harris as Director For For Management
8 Re-elect Colin Day as Director For For Management
9 Re-elect Paul Drechsler as Director For For Management
10 Re-elect Matthew Gregory as Director For For Management
11 Re-elect Terry Twigger as Director For For Management
12 Appoint KPMG Audit LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Approve UK Sharesave Plan For For Management
15 Approve US Stock Purchase Plan For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GEMALTO
Ticker: GTO Security ID: N3465M108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Annual Report 2013 None None Management
3 Discuss Remuneration Report None None Management
4 Adopt Financial Statements For For Management
5a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5b Approve Dividends of EUR 0.38 Per Share For For Management
6a Approve Discharge of Chief Executive For For Management
Officer
6b Approve Discharge of Non-Executive For For Management
Board Members
7 Reelect Philippe Alfroid as For For Management
Non-executive Director
8a Amend Articles Re: Implementation of For For Management
Act on Governance and Supervision
8b Amend Articles Re: Implementation of For For Management
Act on Shareholder Rights
8c Amend Articles Re: Reflect other For For Management
Legislative Changes
8d Amend Articles Re: Technical and For For Management
Textual Changes
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10a Authorize Board to Issue Shares Up to For For Management
5 Percent of Issued Share Capital
Within the Framework of 2014-2017 LTI
Plans
10b Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
10c Authorize Issuance of Shares with For For Management
Preemptive Rights up to 10 Percent of
Issued Capital
10d Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
11 Reappointment of For For Management
PricewaterhouseCoopers as Auditors
12 Allow Questions None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Sir Christopher Gent as For For Management
Director
5 Re-elect Sir Andrew Witty as Director For For Management
6 Re-elect Sir Roy Anderson as Director For For Management
7 Re-elect Dr Stephanie Burns as Director For For Management
8 Re-elect Stacey Cartwright as Director For For Management
9 Re-elect Simon Dingemans as Director For For Management
10 Re-elect Lynn Elsenhans as Director For For Management
11 Re-elect Judy Lewent as Director For For Management
12 Re-elect Sir Deryck Maughan as Director For For Management
13 Re-elect Dr Daniel Podolsky as Director For For Management
14 Re-elect Dr Moncef Slaoui as Director For For Management
15 Re-elect Tom de Swaan as Director For For Management
16 Re-elect Jing Ulrich as Director For For Management
17 Re-elect Hans Wijers as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise EU Political Donations and For Against Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: J22302111
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Ike, Fumihiko For For Management
2.2 Elect Director Ito, Takanobu For For Management
2.3 Elect Director Iwamura, Tetsuo For For Management
2.4 Elect Director Yamamoto, Takashi For For Management
2.5 Elect Director Yamamoto, Yoshiharu For For Management
2.6 Elect Director Nonaka, Toshihiko For For Management
2.7 Elect Director Yoshida, Masahiro For For Management
2.8 Elect Director Kuroyanagi, Nobuo For For Management
2.9 Elect Director Kunii, Hideko For For Management
2.10 Elect Director Shiga, Yuuji For For Management
2.11 Elect Director Takeuchi, Kohei For For Management
2.12 Elect Director Aoyama, Shinji For For Management
2.13 Elect Director Kaihara, Noriya For For Management
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Variable Pay Cap For For Management
5(a) Elect Kathleen Casey as Director For For Management
5(b) Elect Sir Jonathan Evans as Director For For Management
5(c) Elect Marc Moses as Director For For Management
5(d) Elect Jonathan Symonds as Director For For Management
5(e) Re-elect Safra Catz as Director For For Management
5(f) Re-elect Laura Cha as Director For For Management
5(g) Re-elect Marvin Cheung as Director For For Management
5(h) Re-elect Joachim Faber as Director For For Management
5(i) Re-elect Rona Fairhead as Director For For Management
5(j) Re-elect Renato Fassbind as Director For For Management
5(k) Re-elect Douglas Flint as Director For For Management
5(l) Re-elect Stuart Gulliver as Director For For Management
5(m) Re-elect Sam Laidlaw as Director For For Management
5(n) Re-elect John Lipsky as Director For For Management
5(o) Re-elect Rachel Lomax as Director For For Management
5(p) Re-elect Iain Mackay as Director For For Management
5(q) Re-elect Sir Simon Robertson as For For Management
Director
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Directors to Allot Any For For Management
Repurchased Shares
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 00013 Security ID: Y38024108
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Fok Kin Ning, Canning as Director For For Management
3b Elect Lai Kai Ming, Dominic as Director For Against Management
3c Elect Kam Hing Lam as Director For Against Management
3d Elect William Shurniak as Director For For Management
3e Elect Wong Chung Hin as Director For For Management
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
7a Add Chinese Name to Existing Company For For Management
Name
7b Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Ticker: ITX Security ID: E6282J109
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: JUL 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements, and Discharge of Board
3 Approve Updated Balance Sheets to For For Management
Benefit from New Tax Regulation
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Long Term Incentive Plan For For Management
6 Authorize Share Repurchase Program For For Management
7 Advisory Vote on Remuneration Policy For For Management
Report
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: N4578E413
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
2c Discuss Remuneration Report None None Management
2d Approve Amendments to Remuneration For For Management
Policy for Management Board Members
2e Adopt Financial Statements For For Management
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4a Discussion on Company's Corporate None None Management
Governance Structure
4b Increase Share Capital by EUR 13 For For Management
Billion by Reduction in Share Premium
Reserve and Increase Nominal per Share
4c Decrease Share Capital by EUR 13 For For Management
Billion by Reduction in Nominal Value
per Share and With Repayment of
Capital in Kind to Shareholders
4d Amend Articles Re: Representation of For For Management
the Board
5 Receive Announcements on Sustainability None None Management
6a Approve Discharge of Management Board For For Management
6b Approve Discharge of Supervisory Board For For Management
7 Elect Eric Boyer de la Giroday to For For Management
Supervisory Board
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
8b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital in
Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
9a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital in
Connection with a Major Capital
Restructuring
10 Other Business (Non-Voting) and Closing None None Management
--------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: J36662138
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Masumoto, Yasuo For For Management
1.2 Elect Director Kimata, Masatoshi For For Management
1.3 Elect Director Kubo, Toshihiro For For Management
1.4 Elect Director Kimura, Shigeru For For Management
1.5 Elect Director Ogawa, Kenshiro For For Management
1.6 Elect Director Kitao, Yuuichi For For Management
1.7 Elect Director Funo, Yukitoshi For For Management
1.8 Elect Director Matsuda, Yuzuru For For Management
2.1 Appoint Statutory Auditor Sakamoto, For For Management
Satoru
2.2 Appoint Statutory Auditor Fukuyama, For For Management
Toshikazu
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
LINDE AG
Ticker: LIN Security ID: D50348107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Jagjeet S. Bindra to Supervisory For For Management
Board
1b Elect Milton Carroll to Supervisory For For Management
Board
1c Elect Claire S. Farley to Supervisory For For Management
Board
1d Elect Rudy van der Meer to Supervisory For For Management
Board
1e Elect Isabella D. Goren to Supervisory For For Management
Board
1f Elect Nance K. Dicciani to Supervisory For For Management
Board
2a Elect Karyn F. Ovelmen to Management For For Management
Board
2b Elect Craig B. Glidden to Management For For Management
Board
2c Elect Bhavesh V. Patel to Management For For Management
Board
2d Elect Patrick D. Quarles to Management For For Management
Board
2e Elect Timothy D. Roberts to Management For For Management
Board
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approve Dividends of USD 2.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 73
2 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Koosum Kalyan as Director For For Management
2 Re-elect Johnson Njeke as Director For For Management
3 Re-elect Jeff van Rooyen as Director For For Management
4 Re-elect Jan Strydom as Director For Against Management
5 Re-elect Alan van Biljon as Director For For Management
6 Elect Phuthuma Nhleko as Director For Against Management
7 Elect Brett Goschen as Director For For Management
8 Re-elect Alan van Biljon as Member of For For Management
the Audit Committee
9 Re-elect Jeff van Rooyen as Member of For For Management
the Audit Committee
10 Re-elect Peter Mageza as Member of the For For Management
Audit Committee
11 Re-elect Johnson Njeke as Member of For For Management
the Audit Committee
12 Reappoint PricewaterhouseCoopers Inc For For Management
and SizweNtsalubaGobodo Inc as Joint
Auditors of the Company
13 Place Authorised but Unissued Shares For For Management
under Control of Directors
14 Approve Remuneration Philosophy For For Management
15 Approve Increase in Non-executive For For Management
Directors' Remuneration
16 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
17 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities and to
Directors, Prescribed Officers and
Other Persons Participating in Share
or Other Employee Incentive Schemes
18 Authorise Specific Repurchase of For For Management
Treasury Shares from Mobile Telephone
Networks Holdings Propriety Limited
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.15 per Share
4 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
5.1a Reelect Peter Brabeck-Letmathe as For For Management
Director
5.1b Reelect Paul Bulcke as Director For For Management
5.1c Reelect Andreas Koopmann as Director For For Management
5.1d Reelect Rolf Haenggi as Director For For Management
5.1e Reelect Beat Hess as Director For For Management
5.1f Reelect Daniel Borel as Director For For Management
5.1g Reelect Steven Hoch as Director For For Management
5.1h Reelect Naina Lal Kidwai as Director For For Management
5.1i Reelect Titia de Lange as Director For For Management
5.1j Reelect Jean-Pierre Roth as Director For For Management
5.1k Reelect Ann Veneman as Director For For Management
5.1l Reelect Henri de Castries as Director For For Management
5.1m Reelect Eva Cheng as Director For For Management
5.2 Elect Peter Brabeck-Letmathe as Board For For Management
Chairman
5.3.1 Appoint Beat Hess as Member of the For For Management
Compensation Committee
5.3.2 Appoint Daniel Borel as Member of the For For Management
Compensation Committee
5.3.3 Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
5.3.4 Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
5.4 Ratify KMPG SA as Auditors For For Management
5.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
--------------------------------------------------------------------------------
NORMA GROUP SE
Ticker: NOEJ Security ID: D5813Z104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2014
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO B Security ID: K72807132
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3.1 Approve Remuneration of Directors for For For Management
2013 in the Aggregate Amount of DKK 9.
2 Million
3.2 Approve Remuneration of Directors for For For Management
2013 in the Amount of DKK 1.5 Million
for Chairman, DKK 1 Million for Vice
Chairman, and Base Amount of DKK
500,000 for Other Members; Approve
Remuneration for Committee Work
4 Approve Allocation of Income and For For Management
Dividends of DKK 4.5 Per Share
5.1 Elect Goran Ando (Chairman) as Director For For Management
5.2 Elect Jeppe Christiansen (Vice For For Management
Chairman) as New Director
5.3a Elect Bruno Angelici as Director For For Management
5.3b Elect Liz Hewitt as Director For For Management
5.3c Elect Thomas Koestler as Director For For Management
5.3d Elect Helge Lund as Director For For Management
5.3e Elect Hannu Ryopponen as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.1 Approve DKK 20 Million Reduction in For For Management
Class B Share Capital via Share
Cancellation
7.2 Authorize Share Repurchase Program For For Management
7.3 Approve Donation to the World Diabetes For Against Management
Foundation (WDF) of up to DKK 654
Million for the Years 2005-2024
7.4.1 Approve Publication of Annual Report For For Management
in English
7.4.2 Change Language of Annual Meeting to For For Management
English
7.5 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.1 Provide Financial Information in Against Against Shareholder
Notice to Convene AGM
8.2 Publish Annual Reports and Other Against Against Shareholder
Documents in Danish and Keep Them
Public for at Least Five Years
8.3 Simplify Access to Documents Available Against Against Shareholder
on Company's Website
8.4 Require Refreshments to be Available Against Against Shareholder
During Annual General Meeting
9 Other Business None None Management
--------------------------------------------------------------------------------
PRADA S.P.A.
Ticker: 01913 Security ID: T7733C101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Director and Approve Director's For For Management
Remuneration
4 Amend Remuneration of Directors For Against Management
--------------------------------------------------------------------------------
RATIONAL AG
Ticker: RAA Security ID: D6349P107
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 6.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2014
6 Reelect Siegfried Meister, Walter For Against Management
Kurtz, and Hans Maerz to the
Supervisory Board
7 Amend Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For Abstain Management
4 Approve Final Dividend For For Management
5 Re-elect Adrian Bellamy as Director For For Management
6 Re-elect Peter Harf as Director For For Management
7 Re-elect Adrian Hennah as Director For For Management
8 Re-elect Kenneth Hydon as Director For For Management
9 Re-elect Rakesh Kapoor as Director For For Management
10 Re-elect Andre Lacroix as Director For For Management
11 Re-elect Judith Sprieser as Director For For Management
12 Re-elect Warren Tucker as Director For For Management
13 Elect Nicandro Durante as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve EU Political Donations and For Against Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSB Security ID: 780259107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For Against Management
Expenditure
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For Against Management
Expenditure
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: 796050888
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 13,800 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SASOL LTD
Ticker: SOL Security ID: 803866300
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Nolitha Fakude as Director For For Management
1.2 Re-elect Mandla Gantsho as Director For For Management
1.3 Re-elect Imogen Mkhize as Director For For Management
1.4 Re-elect JJ Njeke as Director For For Management
2 Elect Paul Victor as Director For For Management
3 Appoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company
4.1 Re-elect Colin Beggs as Member of the For For Management
Audit Committee
4.2 Elect Imogen Mkhize as Member of the For For Management
Audit Committee
4.3 Re-elect JJ Njeke as Member of the For For Management
Audit Committee
4.4 Re-elect Stephen Westwell as Member of For For Management
the Audit Committee
5 Approve Remuneration Policy For For Management
6 Approve Non-Executive Directors' For For Management
Remuneration
7 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
8 Authorise Repurchase of Issued Share For For Management
Capital from a Director and/or a
Prescribed Officer of the Company
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Olav Troim as Director For Against Management
3 Reelect Kate Blankenship as Director For For Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leand Jr as Director For For Management
8 Amend Bye-Laws Re: Board Related For For Management
Amendments
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors for For For Management
2013 in Aggregate of USD 1.5 Million
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO LTD
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Suzuki, Toshifumi For For Management
2.2 Elect Director Murata, Noritoshi For For Management
2.3 Elect Director Goto, Katsuhiro For For Management
2.4 Elect Director Kobayashi, Tsuyoshi For For Management
2.5 Elect Director Ito, Junro For For Management
2.6 Elect Director Takahashi, Kunio For For Management
2.7 Elect Director Shimizu, Akihiko For For Management
2.8 Elect Director Isaka, Ryuichi For For Management
2.9 Elect Director Anzai, Takashi For For Management
2.10 Elect Director Otaka, Zenko For For Management
2.11 Elect Director Scott Trevor Davis For For Management
2.12 Elect Director Tsukio, Yoshio For For Management
2.13 Elect Director Ito, Kunio For For Management
2.14 Elect Director Yonemura, Toshiro For For Management
3.1 Appoint Statutory Auditor Nomura, Hideo For For Management
3.2 Appoint Statutory Auditor Hayakawa, For For Management
Tadao
3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management
3.4 Appoint Statutory Auditor Fujinuma, For For Management
Tsuguoki
3.5 Appoint Statutory Auditor Kiriyama, For For Management
Kazuko
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SGS SA
Ticker: SGSN Security ID: H7484G106
Meeting Date: JUL 10, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul Desmarais as Director For Against Management
2 Elect Ian Galliene as Director For Against Management
3 Elect Gerard Lamarche as Director For Against Management
--------------------------------------------------------------------------------
SGS SA
Ticker: SGSN Security ID: H7484G106
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 65 per Share
5a Amend Certain Provisions of the For For Management
Articles of Association
5b Eliminate Supermajority Voting For For Management
Requirement for Certain Types of
Voting Resolutions
6.1 Elect Sergio Marchionne as Director For Against Management
6.2 Elect Paul Desmarais Jr. as Director For Against Management
6.3 Elect August von Finck as Director For Against Management
6.4 Elect August Francois von Finck as For Against Management
Director
6.5 Elect Ian Gallienne as Director For Against Management
6.6 Elect Cornelius Grupp as Director For For Management
6.7 Elect Peter Kalantzis as Director For For Management
6.8 Elect Gerard Lemarche as Director For Against Management
6.9 Elect Shelby du Pasquier as Director For For Management
6.10 Elect Sergio Marchionne as Board For Against Management
Chairman
6.11 Appoint August von Finck as Member of For Against Management
the Compensation Committee
6.12 Appoint Ian Gallienne as Member of the For Against Management
Compensation Committee
6.13 Appoint Shelby du Pasquier as Member For For Management
of the Compensation Committee
7 Ratify Deloitte SA as Auditors For For Management
8 Designate Jeandin & Defacqz as For For Management
Independent Proxy
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: G8124V108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Dominic Blakemore as Director For For Management
5 Re-elect William Burns as Director For For Management
6 Re-elect Dr Steven Gillis as Director For For Management
7 Re-elect Dr David Ginsburg as Director For For Management
8 Re-elect David Kappler as Director For For Management
9 Re-elect Susan Kilsby as Director For For Management
10 Re-elect Anne Minto as Director For For Management
11 Re-elect Dr Flemming Ornskov as For For Management
Director
12 Re-elect David Stout as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Approve Increase in Borrowing Powers For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: 826197501
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012/2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012/2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012/2013
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2013/2014
7 Elect Jim Hagemann Snabe to the For For Management
Supervisory Board
8 Approve Creation of EUR 528.6 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 240
Million Pool of Capital to Guarantee
Conversion Rights
10 Approve Cancellation of Capital For For Management
Authorization
11 Amend Articles Re: Remuneration of the For For Management
Supervisory Board
--------------------------------------------------------------------------------
SMC CORP.
Ticker: 6273 Security ID: J75734103
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Takada, Yoshiyuki For For Management
3.2 Elect Director Maruyama, Katsunori For For Management
3.3 Elect Director Usui, Ikuji For For Management
3.4 Elect Director Tomita, Katsunori For For Management
3.5 Elect Director Kosugi, Seiji For For Management
3.6 Elect Director Satake, Masahiko For For Management
3.7 Elect Director Takada, Yoshiki For For Management
3.8 Elect Director Ohashi, Eiji For For Management
3.9 Elect Director Kuwahara, Osamu For For Management
3.10 Elect Director Mogi, Iwao For For Management
3.11 Elect Director Shikakura, Koichi For For Management
3.12 Elect Director Ogura, Koji For For Management
3.13 Elect Director Kawada, Motoichi For For Management
3.14 Elect Director Takada, Susumu For For Management
3.15 Elect Director German Berakoetxea For For Management
3.16 Elect Director Lup Yin Chan For For Management
3.17 Elect Director Kaizu, Masanobu For For Management
3.18 Elect Director Steve Bangs For For Management
4 Approve Retirement Bonus Payment for For For Management
Director
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Goto, Yoshimitsu For For Management
2.2 Elect Director Fujihara, Kazuhiko For For Management
2.3 Elect Director Nagamori, Shigenobu For For Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Miyata, Koichi For For Management
2.2 Elect Director Kurumatani, Nobuaki For For Management
2.3 Elect Director Inoue, Atsuhiko For For Management
2.4 Elect Director Ota, Jun For For Management
2.5 Elect Director Yokoyama, Yoshinori For For Management
3 Appoint Statutory Auditor Nakao, For For Management
Kazuhiko
--------------------------------------------------------------------------------
SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For Against Management
Dividends of CHF 1.50 per Registered
Share and CHF 7.50 per Bearer Share
4.1 Reelect Nayla Hayek as Director For Against Management
4.2 Reelect Esther Grether as Director For Against Management
4.3 Reelect Ernst Tanner as Director For Against Management
4.4 Reelect Georges N. Hayek as Director For Against Management
4.5 Reelect Claude Nicollier as Director For For Management
4.6 Reelect Jean-Pierre Roth as Director For For Management
4.7 Reelect Nayla Hayek as Board Chairman For Against Management
5.1 Appoint Nayla Hayek as Member of the For Against Management
Compensation Committee
5.2 Appoint Esther Grether as Member of For Against Management
the Compensation Committee
5.3 Appoint Ernst Tanner as Member of the For Against Management
Compensation Committee
5.4 Appoint Georges N. Hayek as Member of For Against Management
the Compensation Committee
5.5 Appoint Claude Nicollier as Member of For For Management
the Compensation Committee
5.6 Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
6 Designate Bernhard Lehmann as For For Management
Independent Proxy
7 Ratify PricewaterhouseCoopers Ltd as For For Management
Auditors
--------------------------------------------------------------------------------
SYNGENTA AG
Ticker: SYNN Security ID: H84140112
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve CHF18,050 Reduction in Share For For Management
Capital via Cancellation of
Repurchased Shares
4 Approve Allocation of Income and For For Management
Dividends of CHF 10.00 per Share
5 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
6.1 Reelect Vinita Bali as Director For For Management
6.2 Reelect Stefan Borgas as Director For For Management
6.3 Reelect Gunnar Brock as Director For For Management
6.4 Reelect Michel Demare as Director For For Management
6.5 Reelect Eleni Gabre-Madhin as Director For For Management
6.6 Reelect David Lawrence as Director For For Management
6.7 Reelect Michael Mack as Director For For Management
6.8 Reelect Eveline Saupper as Director For For Management
6.9 Reelect Jacques Vincent as Director For For Management
6.10 Reelect Juerg Witmer as Director For For Management
7 Elect Michel Demare as Board Chairman For For Management
8.1 Appoint Eveline Saupper as Member of For For Management
the Compensation Committee
8.2 Appoint Jacques Vincent as Member of For For Management
the Compensation Committee
8.3 Appoint Juerg Witmer as Member of the For For Management
Compensation Committee
9 Designate Lukas Handschin as For For Management
Independent Proxy
10 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: 88031M109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For For Management
Auditor's Reports
2 Approve Consolidated Financial For For Management
Statements
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors For For Management
6 Elect Directors For Against Management
7 Approve Remuneration of Directors For For Management
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Allow Electronic Distribution of For For Management
Company Documents to Shareholders
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 00700 Security ID: G87572148
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Lau Chi Ping Martin as Director For For Management
3a2 Elect Charles St Leger Searle as For For Management
Director
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Share Subdivision For For Management
9 Adopt the Option Scheme of Riot Games, For Against Management
Inc.
10 Amend Existing Memorandum and Articles For For Management
of Association and Adopt Amended and
Restated Memorandum and Articles of
Association of the Company
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For Against Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JAN 28, 2014 Meeting Type: Court
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: 961214301
Meeting Date: DEC 13, 2013 Meeting Type: Annual
Record Date: OCT 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Shares and For For Management
Performance Share Rights to Gail
Patricia Kelly, Managing Director and
Chief Executive Officer of the Company
4a Approve the Selective Buy-Back of For For Management
Westpac Stapled Preferred Securities
on Mandatory Conversion Date
4b Approve the Selective Buy-Back of For For Management
Westpac Stapled Preferred Securities
Before Mandatory Conversion Date
5a Elect Elizabeth Bryan as Director For For Management
5b Elect Peter Hawkins as Director For For Management
5c Elect Ewen Crouch as Director For For Management
5d Elect Peter Marriott as Director For For Management
6 Elect David Barrow as Director Against Against Shareholder
===================== Sit Small Cap Growth Fund (Series D) =====================
3D SYSTEMS CORPORATION
Ticker: DDD Security ID: 88554D205
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Curran For For Management
1.2 Elect Director Peter H. Diamandis For For Management
1.3 Elect Director Charles W. Hull For For Management
1.4 Elect Director Jim D. Kever For For Management
1.5 Elect Director G. Walter Loewenbaum, II For For Management
1.6 Elect Director Kevin S. Moore For For Management
1.7 Elect Director Abraham N. Reichental For For Management
1.8 Elect Director Daniel S. Van Riper For For Management
1.9 Elect Director Karen E. Welke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Niall Ferguson For For Management
1d Elect Director Sean M. Healey For For Management
1e Elect Director Harold J. Meyerman For For Management
1f Elect Director William J. Nutt For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Rita M. Rodriguez For For Management
1i Elect Director Patrick T. Ryan For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director P. George Benson For For Management
1.4 Elect Director Wolfgang Deml For For Management
1.5 Elect Director Luiz F. Furlan For For Management
1.6 Elect Director George E. Minnich For For Management
1.7 Elect Director Martin H. Richenhagen For For Management
1.8 Elect Director Gerald L. Shaheen For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Hendrikus Visser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AIR METHODS CORPORATION
Ticker: AIRM Security ID: 009128307
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Connolly For For Management
1.2 Elect Director Jeffrey A. Dorsey For For Management
1.3 Elect Director Morad Tahbaz For For Management
1.4 Elect Director Aaron D. Todd For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Marion C. Blakey For For Management
1.3 Elect Director Phyllis J. Campbell For For Management
1.4 Elect Director Jessie J. Knight, Jr. For For Management
1.5 Elect Director Dennis F. Madsen For For Management
1.6 Elect Director Byron I. Mallott For For Management
1.7 Elect Director Helvi K. Sandvik For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
1.9 Elect Director Bradley D. Tilden For For Management
1.10 Elect Director Eric K. Yeaman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Adjust Par Value of Common Stock For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director John T. Mollen For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Alvin S. Parven For For Management
1.7 Elect Director Andreas Rummelt For For Management
1.8 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Lacob For For Management
1.2 Elect Director C. Raymond Larkin, Jr. For For Management
1.3 Elect Director George J. Morrow For For Management
1.4 Elect Director David C. Nagel For For Management
1.5 Elect Director Thomas M. Prescott For For Management
1.6 Elect Director Andrea L. Saia For For Management
1.7 Elect Director Greg J. Santora For For Management
1.8 Elect Director Warren S. Thaler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Conti For For Management
1.2 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cashman, III For For Management
1.2 Elect Director Ajei S. Gopal For For Management
1.3 Elect Director William R. McDermott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Thomas Hiltz For For Management
1.2 Elect Director Edith Kelly-Green For For Management
1.3 Elect Director Dan P. Komnenovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ATHENAHEALTH, INC.
Ticker: ATHN Security ID: 04685W103
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy Abernethy For For Management
1.2 Elect Director Jonathan Bush For For Management
1.3 Elect Director Brandon Hull For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATWOOD OCEANICS, INC.
Ticker: ATW Security ID: 050095108
Meeting Date: FEB 19, 2014 Meeting Type: Annual
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah A. Beck For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Jack E. Golden For For Management
1.4 Elect Director Hans Helmerich For For Management
1.5 Elect Director Jeffrey A. Miller For For Management
1.6 Elect Director James R. Montague For For Management
1.7 Elect Director Robert J. Saltiel For For Management
1.8 Elect Director Phil D. Wedemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert L. Friedman as Director For For Management
1.2 Elect Cheryl-Ann Lister as Director For For Management
1.3 Elect Thomas C. Ramey as Director For For Management
1.4 Elect Wilhelm Zeller as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
--------------------------------------------------------------------------------
BUFFALO WILD WINGS, INC.
Ticker: BWLD Security ID: 119848109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally J. Smith For For Management
1.2 Elect Director J. Oliver Maggard For For Management
1.3 Elect Director James M. Damian For For Management
1.4 Elect Director Dale M. Applequist For For Management
1.5 Elect Director Warren E. Mack For For Management
1.6 Elect Director Michael P. Johnson For For Management
1.7 Elect Director Jerry R. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARDTRONICS, INC.
Ticker: CATM Security ID: 14161H108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge M. Diaz For For Management
1.2 Elect Director G. Patrick Phillips For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Amend Omnibus Stock Plan For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC.
Ticker: CASY Security ID: 147528103
Meeting Date: SEP 13, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Johnny Danos For Withhold Management
1.2 Elect Director H. Lynn Horak For Withhold Management
1.3 Elect Director Jeffrey M. Lamberti For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B103
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Ellberger For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Herbert J. Conrad For For Management
1.4 Elect Director George O. Elston For For Management
1.5 Elect Director Harry H. Penner, Jr. For For Management
1.6 Elect Director Timothy M. Shannon For For Management
1.7 Elect Director Karen L. Shoos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director Stephen J. Hagge For For Management
1d Elect Director Robert G. Kuhbach For For Management
1e Elect Director Edward A. Schmitt For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3 Eliminate Supermajority Vote For For Management
Requirement
4 Eliminate Supermajority Vote For For Management
Requirement
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON COMPANY N.V.
Ticker: CBI Security ID: 167250109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. Miller For For Management
2a Elect Director James R. Bolch For For Management
2b Elect Director Larry D. McVay For For Management
2c Elect Director Marsha C. Williams For For Management
3 Elect Management Board Member Nominee For For Management
from Chicago Bridge & Iron Company B.V.
or Lealand Finance Company B.V.
4 Advisory Vote to Ratify Named For For Management
Executive Officers Compensation
5 Adopt Financial Statements and For For Management
Statutory Reports
6 Approve Financial Statements, For For Management
Allocation of Income and Dividends of
$0.20 per Share, and Discharge
Directors
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Ratify Ernst & Young LLP as Auditors For For Management
10 Amend Omnibus Stock Plan For For Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Grant Board Authority to Issue Shares For For Management
13 Approve Remuneration of Supervisory For Against Management
Board
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harvey B. Cash For For Management
1b Elect Director Judith M. O'Brien For For Management
1c Elect Director Gary B. Smith For For Management
1d Elect Director T. Michael Nevens For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLARCOR INC.
Ticker: CLC Security ID: 179895107
Meeting Date: MAR 25, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Emkes For For Management
1.2 Elect Director Robert H. Jenkins For For Management
1.3 Elect Director Philip R. Lochner, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Report on Sustainability Against For Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CLOVIS ONCOLOGY, INC.
Ticker: CLVS Security ID: 189464100
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Flaherty For For Management
1.2 Elect Director Ginger Graham For For Management
1.3 Elect Director Edward J. McKinley For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC.
Ticker: CVLT Security ID: 204166102
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Armando Geday For For Management
1.2 Elect Director F. Robert Kurimsky For For Management
1.3 Elect Director David F. Walker For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC.
Ticker: CNQR Security ID: 206708109
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Gilligan For For Management
1.2 Elect Director Jeffrey T. McCabe For For Management
1.3 Elect Director Rajeev Singh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORE LABORATORIES N.V.
Ticker: CLB Security ID: N22717107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Demshur For For Management
1b Elect Director Michael C. Kearney For For Management
1c Elect Director Jan Willem Sodderland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Cancellation of Repurchased For For Management
Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Grant Board Authority to Issue For For Management
Ordinary and Preference Shares Up To
10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance
9 Amend Non-Employee Director Omnibus For For Management
Stock Plan
10 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Thayer Bigelow For For Management
1.2 Elect Director Philip R. Lochner, Jr. For For Management
1.3 Elect Director Max H. Mitchell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC.
Ticker: CBST Security ID: 229678107
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bonney For For Management
1.2 Elect Director Jane Henney For For Management
1.3 Elect Director Leon Moulder, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director Lawrence J. Schorr For For Management
1.3 Elect Director Edward W. Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIGITALGLOBE, INC.
Ticker: DGI Security ID: 25389M877
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howell M. Estes III For For Management
1b Elect Director Kimberly Till For For Management
1c Elect Director Eddy Zervigon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUNKIN' BRANDS GROUP, INC.
Ticker: DNKN Security ID: 265504100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Hines For For Management
1.2 Elect Director Joseph Uva For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Report on Nanomaterial Product Safety Against For Shareholder
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen W. Bershad For For Management
1.2 Elect Director David A.B. Brown For For Management
1.3 Elect Director Larry J. Bump For For Management
1.4 Elect Director Anthony J. Guzzi For For Management
1.5 Elect Director Richard F. Hamm, Jr. For For Management
1.6 Elect Director David H. Laidley For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Jerry E. Ryan For For Management
1.9 Elect Director Michael T. Yonker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EPL OIL & GAS, INC.
Ticker: EPL Security ID: 26883D108
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Gary Ames For For Management
1b Elect Director Stephen Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Herbert, II For For Management
1.2 Elect Director Katherine August-deWilde For For Management
1.3 Elect Director Thomas J. Barrack, Jr. For For Management
1.4 Elect Director Frank J. Fahrenkopf, Jr For For Management
1.5 Elect Director William E. Ford For For Management
1.6 Elect Director L. Martin Gibbs For For Management
1.7 Elect Director Sandra R. Hernandez For For Management
1.8 Elect Director Pamela J. Joyner For For Management
1.9 Elect Director Reynold Levy For For Management
1.10 Elect Director Jody S. Lindell For For Management
1.11 Elect Director George G.C. Parker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOSSIL GROUP, INC.
Ticker: FOSL Security ID: 34988V106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine B. Agather For For Management
1.2 Elect Director Jeffrey N. Boyer For For Management
1.3 Elect Director William B. Chiasson For For Management
1.4 Elect Director Kosta N. Kartsotis For For Management
1.5 Elect Director Diane L. Neal For For Management
1.6 Elect Director Thomas M. Nealon For For Management
1.7 Elect Director Mark D. Quick For For Management
1.8 Elect Director Elysia Holt Ragusa For For Management
1.9 Elect Director Jal S. Shroff For For Management
1.10 Elect Director James E. Skinner For For Management
1.11 Elect Director James M. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD.
Ticker: GIII Security ID: 36237H101
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Goldfarb For For Management
1.2 Elect Director Sammy Aaron For For Management
1.3 Elect Director Thomas J. Brosig For For Management
1.4 Elect Director Alan Feller For For Management
1.5 Elect Director Jeffrey Goldfarb For For Management
1.6 Elect Director Jeanette Nostra For For Management
1.7 Elect Director Laura Pomerantz For For Management
1.8 Elect Director Allen Sirkin For For Management
1.9 Elect Director Willem van Bokhorst For For Management
1.10 Elect Director Cheryl L. Vitali For For Management
1.11 Elect Director Richard White For For Management
2 Amend Employment Agreement with Morris For For Management
Goldfarb
3 Amend Employment Agreement with Sammy For For Management
Aaron
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Moore For For Management
1.2 Elect Director Donald L. Dillingham For For Management
1.3 Elect Director Craig Groeschel For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Michael S. Reddin For For Management
1.6 Elect Director Scott E. Streller For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Bartlett Foote For For Management
1.2 Elect Director Pedro P. Granadillo For For Management
1.3 Elect Director Mark W. Kroll For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HGR Security ID: 41043F208
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Christopher B. Begley For For Management
1.3 Elect Director Thomas P. Cooper For For Management
1.4 Elect Director Cynthia L. Feldmann For For Management
1.5 Elect Director Eric A. Green For Withhold Management
1.6 Elect Director Stephen E. Hare For Withhold Management
1.7 Elect Director Richard R. Pettingill For For Management
1.8 Elect Director Patricia B. Shrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC.
Ticker: HCSG Security ID: 421906108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. McCartney For Withhold Management
1.2 Elect Director Robert L. Frome For Withhold Management
1.3 Elect Director Robert J. Moss For Withhold Management
1.4 Elect Director John M. Briggs For Withhold Management
1.5 Elect Director Dino D. Ottaviano For Withhold Management
1.6 Elect Director Theodore Wahl For Withhold Management
1.7 Elect Director Michael E. McBryan For Withhold Management
1.8 Elect Director Diane S. Casey For Withhold Management
1.9 Elect Director John J. McFadden For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
HMS HOLDINGS CORP.
Ticker: HMSY Security ID: 40425J101
Meeting Date: JUL 10, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation from New For For Management
York to Delaware
2a Elect Director Daniel N. Mendelson For For Management
2b Elect Director William F. Miller, III For For Management
2c Elect Director Ellen A. Rudnick For For Management
2d Elect Director Richard H. Stowe For For Management
2e Elect Director Cora M. Tellez For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC.
Ticker: ICON Security ID: 451055107
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil Cole For For Management
1.2 Elect Director Barry Emanuel For Withhold Management
1.3 Elect Director Drew Cohen For For Management
1.4 Elect Director F. Peter Cuneo For Withhold Management
1.5 Elect Director Mark Friedman For Withhold Management
1.6 Elect Director James A. Marcum For For Management
1.7 Elect Director Laurence N. Charney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley J. Bell For For Management
1.2 Elect Director Gregory F. Milzcik For For Management
1.3 Elect Director Andrew K. Silvernail For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INFORMATICA CORPORATION
Ticker: INFA Security ID: 45666Q102
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Bertelsen For For Management
1.2 Elect Director Hilarie Koplow-McAdams For For Management
1.3 Elect Director A. Brooke Seawell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Ratify Appointment of Director Breaux For For Management
B. Castleman to Fill Board Vacancy
3 Ratify Appointment of Director Joseph For For Management
Loscalzo to Fill Board Vacancy
4 Increase Authorized Common Stock For For Management
5 Amend Non-Employee Director Stock For For Management
Option Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ITC HOLDINGS CORP.
Ticker: ITC Security ID: 465685105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher H. Franklin For Withhold Management
1.2 Elect Director Edward G. Jepsen For Withhold Management
1.3 Elect Director William J. Museler For Withhold Management
1.4 Elect Director Hazel R. O'Leary For Withhold Management
1.5 Elect Director Thomas G. Stephens For Withhold Management
1.6 Elect Director G. Bennett Stewart, III For Withhold Management
1.7 Elect Director Lee C. Stewart For Withhold Management
1.8 Elect Director Joseph L. Welch For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
ITT CORPORATION
Ticker: ITT Security ID: 450911201
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director G. Peter D. Aloia For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Christina A. Gold For For Management
1e Elect Director Rebecca A. McDonald For For Management
1f Elect Director Richard P. Lavin For For Management
1g Elect Director Frank T. MacInnis For For Management
1h Elect Director Denise L. Ramos For For Management
1i Elect Director Donald J. Stebbins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
KNIGHT TRANSPORTATION, INC.
Ticker: KNX Security ID: 499064103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Bliss For Withhold Management
1.2 Elect Director Richard C. Kraemer For Withhold Management
1.3 Elect Director Richard J. Lehmann For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Gunning For For Management
1.2 Elect Director G. Russell Lincoln For For Management
1.3 Elect Director Christopher L. Mapes For For Management
1.4 Elect Director Phillip J. Mason For For Management
1.5 Elect Director Hellene S. Runtagh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF Security ID: 535919203
Meeting Date: SEP 10, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burns For For Management
1.2 Elect Director Gordon Crawford For For Management
1.3 Elect Director Arthur Evrensel For Withhold Management
1.4 Elect Director Jon Feltheimer For For Management
1.5 Elect Director Frank Giustra For For Management
1.6 Elect Director Morley Koffman For For Management
1.7 Elect Director Harald Ludwig For For Management
1.8 Elect Director G. Scott Paterson For For Management
1.9 Elect Director Mark H. Rachesky For For Management
1.10 Elect Director Daryl Simm For For Management
1.11 Elect Director Hardwick Simmons For For Management
1.12 Elect Director Phyllis Yaffe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Casey For For Management
1.2 Elect Director RoAnn Costin For For Management
1.3 Elect Director Laurent Potdevin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. L. Giannopoulos For For Management
1.2 Elect Director Peter A. Altabef For For Management
1.3 Elect Director Louis M. Brown, Jr. For For Management
1.4 Elect Director B. Gary Dando For For Management
1.5 Elect Director F. Suzanne Jenniches For For Management
1.6 Elect Director John G. Puente For For Management
1.7 Elect Director Dwight S. Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Stock Option Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell Jacobson For For Management
1.2 Elect Director David Sandler For For Management
1.3 Elect Director Erik Gershwind For For Management
1.4 Elect Director Jonathan Byrnes For For Management
1.5 Elect Director Roger Fradin For For Management
1.6 Elect Director Louise Goeser For For Management
1.7 Elect Director Denis Kelly For For Management
1.8 Elect Director Philip Peller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory T. Lucier For For Management
1b Elect Director Leslie V. Norwalk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ON ASSIGNMENT, INC.
Ticker: ASGN Security ID: 682159108
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter T. Dameris For For Management
1.2 Elect Director Jonathan S. Holman For For Management
2A Amend Articles to Remove Requirement For Against Management
that Stockholders Adopt a Resolution
if the Board of Directors Adopts Any
Bylaw Amendment that Increases or
Reduces the Authorized Number of
Directors
2B Reduce Supermajority Vote Requirement For For Management
2C Provide Right to Act by Written Consent For For Management
2D Reduce Supermajority Vote Requirement For For Management
2E Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Nicholas A. Lopardo For For Management
1d Elect Director Alexis P. Michas For For Management
1e Elect Director James C. Mullen For For Management
1f Elect Director Vicki L. Sato For For Management
1g Elect Director Kenton J. Sicchitano For For Management
1h Elect Director Patrick J. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
POLARIS INDUSTRIES INC.
Ticker: PII Security ID: 731068102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. Farr For For Management
1.2 Elect Director Gary E. Hendrickson For For Management
1.3 Elect Director R. M. (Mark) Schreck For For Management
1.4 Elect Director William G. Van Dyke For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROTO LABS, INC.
Ticker: PRLB Security ID: 743713109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Lukis For For Management
1.2 Elect Director Victoria M. Holt For For Management
1.3 Elect Director Bradley A. Cleveland For For Management
1.4 Elect Director Rainer Gawlick For For Management
1.5 Elect Director John B. Goodman For For Management
1.6 Elect Director Douglas W. Kohrs For For Management
1.7 Elect Director Brian K. Smith For For Management
1.8 Elect Director Sven A. Wehrwein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Thomas R. Malley For For Management
1.3 Elect Director Jay M. Moyes For For Management
1.4 Elect Director Troy E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Patrick Hassey For Withhold Management
1b Elect Director Michael F. Hilton For Withhold Management
1c Elect Director Hansel E. Tookes, II For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement Regarding the Removal of
Directors
5 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the By-Laws
6 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the Articles of
Incorporation
7 Eliminate the Provisions of the For For Management
Articles regarding Business
Combinations with Interested
Shareholders
--------------------------------------------------------------------------------
SANGAMO BIOSCIENCES, INC.
Ticker: SGMO Security ID: 800677106
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward O. Lanphier, II For For Management
1.2 Elect Director Paul B. Cleveland For For Management
1.3 Elect Director Stephen G. Dilly For For Management
1.4 Elect Director John W. Larson For For Management
1.5 Elect Director Steven J. Mento For For Management
1.6 Elect Director Saira Ramasastry For For Management
1.7 Elect Director William R. Ringo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Bernstein For For Management
1b Elect Director Duncan H. Cocroft For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Shay For For Management
1.2 Elect Director Alfred B. DelBello For For Management
1.3 Elect Director Joseph J. DePaolo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. McLachlan For For Management
1.2 Elect Director David J. Aldrich For For Management
1.3 Elect Director Kevin L. Beebe For For Management
1.4 Elect Director Timothy R. Furey For For Management
1.5 Elect Director Balakrishnan S. Iyer For For Management
1.6 Elect Director Christine King For For Management
1.7 Elect Director David P. McGlade For For Management
1.8 Elect Director Robert A. Schriesheim For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Nicholas T. Pinchuk For For Management
1.3 Elect Director Gregg M. Sherrill For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOLERA HOLDINGS, INC.
Ticker: SLH Security ID: 83421A104
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Aquila For For Management
1.2 Elect Director Thomas A. Dattilo For For Management
1.3 Elect Director Arthur F. Kingsbury For For Management
1.4 Elect Director Kurt J. Lauk For For Management
1.5 Elect Director Kenneth A. Viellieu For For Management
1.6 Elect Director Thomas C. Wajnert For For Management
1.7 Elect Director Stuart J. Yarbrough For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark C. Miller For For Management
1b Elect Director Jack W. Schuler For For Management
1c Elect Director Charles A. Alutto For For Management
1d Elect Director Thomas D. Brown For For Management
1e Elect Director Thomas F. Chen For For Management
1f Elect Director Rod F. Dammeyer For For Management
1g Elect Director William K. Hall For For Management
1h Elect Director John Patience For For Management
1i Elect Director Mike S. Zafirovski For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Beda For For Management
1.2 Elect Director Fredrick O. Hanser For For Management
1.3 Elect Director Ronald J. Kruszewski For For Management
1.4 Elect Director Thomas P. Mulroy For For Management
1.5 Elect Director Thomas W. Weisel For For Management
1.6 Elect Director Kelvin R. Westbrook For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Moyes For For Management
1.2 Elect Director Richard H. Dozer For Withhold Management
1.3 Elect Director David VanderPloeg For Withhold Management
1.4 Elect Director Glenn Brown For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNAGEVA BIOPHARMA CORP.
Ticker: GEVA Security ID: 87159A103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanj K. Patel For For Management
1.2 Elect Director Felix J. Baker For For Management
1.3 Elect Director Stephen R. Biggar For For Management
1.4 Elect Director Stephen R. Davis For For Management
1.5 Elect Director Thomas R. Malley For For Management
1.6 Elect Director Barry Quart For For Management
1.7 Elect Director Thomas J. Tisch For For Management
1.8 Elect Director Peter Wirth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Bergman For For Management
1.2 Elect Director Russell J. Knittel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNTEL, INC.
Ticker: SYNT Security ID: 87162H103
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paritosh K. Choksi For For Management
1.2 Elect Director Bharat Desai For For Management
1.3 Elect Director Thomas Doke For For Management
1.4 Elect Director Rajesh Mashruwala For For Management
1.5 Elect Director George R. Mrkonic, Jr. For For Management
1.6 Elect Director Prashant Ranade For For Management
1.7 Elect Director Neerja Sethi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION
Ticker: TCB Security ID: 872275102
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond L. Barton For Withhold Management
1.2 Elect Director Peter Bell For For Management
1.3 Elect Director William F. Bieber For Withhold Management
1.4 Elect Director Theodore J. Bigos For Withhold Management
1.5 Elect Director William A. Cooper For For Management
1.6 Elect Director Thomas A. Cusick For For Management
1.7 Elect Director Craig R. Dahl For For Management
1.8 Elect Director Karen L. Grandstrand For For Management
1.9 Elect Director Thomas F. Jasper For For Management
1.10 Elect Director George G. Johnson For For Management
1.11 Elect Director Vance K. Opperman For Withhold Management
1.12 Elect Director James M. Ramstad For For Management
1.13 Elect Director Barry N. Winslow For For Management
1.14 Elect Director Richard A. Zona For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TECHNE CORPORATION
Ticker: TECH Security ID: 878377100
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Kummeth For For Management
1.2 Elect Director Robert V. Baumgartner For For Management
1.3 Elect Director Roger C. Lucas For For Management
1.4 Elect Director Howard V. O'Connell For For Management
1.5 Elect Director Randolph C Steer For For Management
1.6 Elect Director Charles A. Dinarello For For Management
1.7 Elect Director Karen A. Holbrook For For Management
1.8 Elect Director John L. Higgins For For Management
1.9 Elect Director Roeland Nusse For For Management
2 Fix Number of Directors at Nine For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC.
Ticker: TCBI Security ID: 88224Q107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Keith Cargill For For Management
1.2 Elect Director Peter B. Bartholow For For Management
1.3 Elect Director James H. Browning For For Management
1.4 Elect Director Preston M. Geren, III For For Management
1.5 Elect Director Frederick B. Hegi, Jr. For For Management
1.6 Elect Director Larry L. Helm For For Management
1.7 Elect Director James R. Holland, Jr. For For Management
1.8 Elect Director Charles S. Hyle For For Management
1.9 Elect Director W. W. McAllister, III For For Management
1.10 Elect Director Elysia Holt Ragusa For For Management
1.11 Elect Director Steven P. Rosenberg For For Management
1.12 Elect Director Grant E. Sims For For Management
1.13 Elect Director Robert W. Stallings For For Management
1.14 Elect Director Dale W. Tremblay For For Management
1.15 Elect Director Ian J. Turpin For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY
Ticker: ABCO Security ID: 00762W107
Meeting Date: SEP 05, 2013 Meeting Type: Annual
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanju K. Bansal For For Management
1.2 Elect Director David L. Felsenthal For For Management
1.3 Elect Director Peter J. Grua For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director Robert W. Musslewhite For For Management
1.7 Elect Director Mark R. Neaman For For Management
1.8 Elect Director Leon D. Shapiro For For Management
1.9 Elect Director Frank J. Williams For For Management
1.10 Elect Director Leanne M. Zumwalt For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Hagedorn For For Management
1.2 Elect Director James F. McCann For For Management
1.3 Elect Director Nancy G. Mistretta For For Management
1.4 Elect Director Stephanie M. Shern For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director LeRoy A. Vander Putten For For Management
1.2 Elect Director Robert A. Yanover For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THORATEC CORPORATION
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For For Management
1.2 Elect Director Gerhard F. Burbach For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Steven H. Collis For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director William A. Hawkins, III For For Management
1.7 Elect Director Paul A. LaViolette For For Management
1.8 Elect Director Martha H. Marsh For For Management
1.9 Elect Director Todd C. Schermerhorn For For Management
2 Amend Director Liability and For For Management
Indemnification
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRIMBLE NAVIGATION LIMITED
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Berglund For For Management
1.2 Elect Director John B. Goodrich For For Management
1.3 Elect Director Merit E. Janow For For Management
1.4 Elect Director Ulf J. Johansson For For Management
1.5 Elect Director Ronald S. Nersesian For For Management
1.6 Elect Director Mark S. Peek For For Management
1.7 Elect Director Nickolas W. Vande Steeg For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director Peter Arkley For For Management
1.4 Elect Director Robert Band For For Management
1.5 Elect Director Sidney J. Feltenstein For For Management
1.6 Elect Director Michael R. Klein For For Management
1.7 Elect Director Raymond R. Oneglia For For Management
1.8 Elect Director Dale Anne Reiss For For Management
1.9 Elect Director Donald D. Snyder For For Management
1.10 Elect Director Dickran M. Tevrizian, For For Management
Jr.
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TW TELECOM INC.
Ticker: TWTC Security ID: 87311L104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Attorri For For Management
1.2 Elect Director Irene M. Esteves For For Management
1.3 Elect Director Spencer B. Hays For For Management
1.4 Elect Director Larissa L. Herda For For Management
1.5 Elect Director Kevin W. Mooney For For Management
1.6 Elect Director Kirby G. Pickle For For Management
1.7 Elect Director Roscoe C. Young, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ULTA SALON, COSMETICS & FRAGRANCE, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary N. Dillon For For Management
1.2 Elect Director Dennis K. Eck For For Management
1.3 Elect Director Charles J. Philippin For For Management
1.4 Elect Director Vanessa A. Wittman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.2 Elect Director Matthew J. Grayson For For Management
1.3 Elect Director Jean-Marie Nessi For For Management
1.4 Elect Director Mandakini Puri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers, Ltd., For For Management
Hamilton, Bermuda as Independent
Auditors
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger D. McDaniel For For Management
1.2 Elect Director John R. Peeler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VOLCANO CORPORATION
Ticker: VOLC Security ID: 928645100
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Siddhartha Kadia For For Management
1.2 Elect Director Leslie V. Norwalk For For Management
1.3 Elect Director Daniel J. Wolterman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WASTE CONNECTIONS, INC.
Ticker: WCN Security ID: 941053100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert H. Davis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WEB.COM GROUP, INC.
Ticker: WWWW Security ID: 94733A104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Brown For For Management
1.2 Elect Director Timothy I. Maudlin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Carin Marcy Barth For For Management
2.2 Elect Director Paul L. Foster For For Management
2.3 Elect Director L. Frederick Francis For Withhold Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emilio A. Fernandez For For Management
1.2 Elect Director Lee B. Foster, II For For Management
1.3 Elect Director Gary C. Valade For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Sit Mutual Funds, Inc.
--------------------------------------------------------------------
By (Signature and Title)*/s/ Paul E. Rasmussen, Vice President
--------------------------------------------------------
Date August 20, 2014
----------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.