UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 1997 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from ____________ to ____________. Commission File No. 0-20966 CATALYTICA, INC. (Exact name of Registrant as specified in its charter) DELAWARE 94-2262240 (State or other jurisdiction of (IRS Employer incorporation or organization) Identification Number) 430 FERGUSON DRIVE MOUNTAIN VIEW, CALIFORNIA 94043 (Address of principal executive offices) (415) 960-3000 (Registrant's telephone number, including area code) Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. [X] Yes [ ] No The number of outstanding shares of the Registrant's Common Stock, $.001 par value, was 19,889,268 as of April 30, 1997. PART II - OTHER INFORMATION Item 6. Exhibits and Reports on Form 8-K (a) Exhibits *27.1 Financial Data Schedule (b) Reports on Form 8-K The Company filed one report on Form 8-K during the quarter ended March 31, 1997. On February 24, 1997 the Company filed a Report on Form 8-K in response to trading activity in the Company's Common Stock following its news release dated February 5, 1997 relating to the acquisition of a pharmaceutical production facility from Glaxo Wellcome Inc., located in Greenville, North Carolina. All information required by other items in Part II is omitted because the items are inapplicable, the answer is negative or substantially the same information has been previously reported by the registrant. - ------------- *Previously filed under Form 10-Q on May 14, 1997. CATALYTICA, INC. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: June 3, 1997 CATALYTICA, INC. ------------ (Registrant) By: /s/ Lawrence W. Briscoe ----------------------- Lawrence W. Briscoe Vice President and Chief Financial Officer Signing on behalf of the registrant and as principal financial officer