SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report: October 20, 1997
Date of earliest event reported: October 20, 1997
ASSISTED LIVING CONCEPTS, INC.
(Exact name of registrant as specified in its charter)
Nevada 1-13498 93-1148702
(State or other jurisdiction of (Commission File Number) (I.R.S. Employer
incorporation) Identification Number)
9955 S.E. Washington Street, Suite 201
Portland, OR 97216
(Address of principal executive offices) (Zip Code)
(503) 252-6233
(Registrant's telephone number, including area code)
Not applicable
(Former name, former address and former fiscal year, if changed since last
report)
Item 7. Exhibits
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4.1 Indenture, dated as of October 2 , 1997 by and between the Company
and Harris Trust and Savings Bank, as Trustee.
10.1 Restricted Stock Agreement dated October 3, 1997 by and between
the Company and William McBride III.
10.2 Restricted Stock Agreement dated October 3, 1997 by and between
the Company and Keren Brown Wilson.
10.3 Employment Agreement dated October 3, 1997 by and between the
Company and William McBride III.
10.4 Amended and Restated Employment Agreement dated October 3, 1997 by
and between the Company and Keren Brown Wilson.
10.5 Indemnification Agreement dated October 3, 1997 by and between the
Company and William McBride III.
10.6 Indemnification Agreement dated October 3, 1997 by and between the
Company and Keren Brown Wilson.
10.7 Amended and Restated 1994 Stock Option Plan of the Company.
10.8 Merger Agreement dated as of October 4, 1997 by and between the
Company and Home and Community Care, Inc.
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10.9 $20,440,000 Agreement to Purchase and Lease Assisted Living
Residences dated October 3, 1997 by and between the Company and
LTC Properties, Inc.
10.10 $50,000,000 Agreement to Purchase and Lease Assisted Living
Residences dated October 3, 1997 by and between the Company and
LTC Properties, Inc.
10.11 Management Agreement dated as of April 1, 1997 by and between the
Company and Health Equity Investors, LLC.
10.12 Joint Venture Agreement dated as of April 1, 1997 by and between
the Company and Health Equity Investors, LLC.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
ASSISTED LIVING CONCEPTS, INC.
Date: October 20, 1997 By: /s/ Stephen Gordon
__________________________
Name: Stephen Gordon
Title: Chief Financial Officer
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EXHIBIT INDEX
4.1 Indenture, dated as of October 2 , 1997 by and between the Company and
Harris Trust and Savings Bank, as Trustee.
10.1 Restricted Stock Agreement dated October 3, 1997 by and between the
Company and William McBride III.
10.2 Restricted Stock Agreement dated October 3, 1997 by and between the
Company and Keren Brown Wilson.
10.3 Employment Agreement dated October 3, 1997 by and between the Company and
William McBride III.
10.4 Amended and Restated Employment Agreement dated October 3, 1997 by and
between the Company and Keren Brown Wilson.
10.5 Indemnification Agreement dated October 3, 1997 by and between the Company
and William McBride III.
10.6 Indemnification Agreement dated October 3, 1997 by and between the Company
and Keren Brown Wilson.
10.7 Amended and Restated 1994 Stock Option Plan of the Company.
5
10.8 Merger Agreement dated as of October 4, 1997 by and between the Company
and Home and Community Care, Inc.
10.9 $20,440,000 Agreement to Purchase and Lease Assisted Living Residences
dated October 3, 1997 by and between the Company and LTC Properties, Inc.
10.10 $50,000,000 Agreement to Purchase and Lease Assisted Living Residences
dated October 3, 1997 by and between the Company and LTC Properties, Inc.
10.11 Management Agreement dated as of April 1, 1997 by and between the Company
and Health Equity Investors, LLC.
10.12 Joint Venture Agreement dated as of April 1, 1997 by and between the
Company and Health Equity Investors, LLC.
6