SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 12, 1998 ORTEL CORPORATION Exact name of registrant as specified in its charter) Delaware 0-22598 95-3494360 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 2015 West Chestnut Street, Alhambra, California 91803-1542 (Address of principal executive offices) (Zip Code) (626) 281-3636 (Registrant's telephone number, including area code) ------------------------------------------------------------------- (Former name or former address, if changed since last report) Total Number of Pages: 5 Exhibit Index Located at Page: 3 INFORMATION TO BE INCLUDED IN THE REPORT ITEM 2. ACQUISITION OR DISPOSITION OF ASSETS. On November 12, 1998, the Registrant discontinued its 980nm pump laser business by, among other things, notifying its customers that it was no longer in the business and recommending alternative sources for its products and reducing its work force by more than 70 personnel. The Registrant publicly announced its intention to exit this business on November 3, 1998, by issuing a press release, a copy of which is attached to this Report as Exhibit 2.1. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Financial operating results for the second quarter ended October 31, 1998, will include an estimate of losses from this discontinued operation for current and prior periods as well as the loss on disposal of the business. Pro forma financial results which exclude the results of this business on all applicable prior reporting periods will be submitted when they become known. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ORTEL CORPORATION Date: November 25, 1998 By: /s/ Stephen K. Workman __________________________________________________ Stephen K. Workman Vice President, Finance and Chief Financial Officer 2 EXHIBIT INDEX TO FORM 8-K Exhibit Sequentially Number Description Numbered Page 2.1 Press Release, dated November 3, 1998 4 3