SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _______________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 JANUARY 2, 1997 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) THE JOHN NUVEEN COMPANY (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 1-11123 36-3817266 (STATE OR OTHER (COMMISSION (IRS EMPLOYER JURISDICTION OF FILE NUMBER) IDENTIFICATION NO.) INCORPORATION) 333 WEST WACKER DRIVE, CHICAGO, ILLINOIS 60606 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) (312) 917-7700 (REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE) ITEM 2. OTHER EVENTS The information set forth under Item 5, below, is incorporated by reference herein in its entirety. ITEM 5. OTHER EVENTS On January 2, 1997, The John Nuveen Company, a Delaware corporation ("John Nuveen"), announced that it had completed its acquisition of Flagship Resources Inc., a Delaware corporation ("Flagship"). On January 2, 1997, the merger of Flagship with and into Nuveen/Flagship Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of John Nuveen (the "Merger") became effective, pursuant to the terms of the Agreement and Plan of Merger, dated as of July 16, 1996, as amended, by and among John Nuveen, Flagship, and the shareholder's of Flagship. A copy of John Nuveen's press release dated January 2, 1997 announcing the execution of the Merger Agreement is filed as Exhibit 99.1 hereto and is incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (c) Exhibits. The following exhibits are filed with this report: Exhibit No. Description 99.1 Press Release dated January 2, 1997. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. THE JOHN NUVEEN COMPANY Dated: January 2, 1997 By /s/ James J. Wesolowski James J. Wesolowski Vice President, General Counsel and Secretary EXHIBIT INDEX Exhibit No. Description 99.1 Press Release dated January 2, 1997.