UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER
SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 333-1-276-2
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Royal & SunAlliance 401(k) Account
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(Exact name of registrant as specified in its charter)
3600 Arco Corporate Drive
Charlotte, NC 28273
(704) 522-2000
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(Address, including zip code, and
telephone number,
including area code, of
registrant's principal
executive offices)
Interests in Royal & SunAlliance 401(k) Account
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(Title of each class of securities covered by this Form)
None
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(Titles of all other classes of securities for which a duty to file reports
under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [ ] Rule 12h-3(b)(1)(i) [ ]
Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ]
Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ]
Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(2)(ii) [ ]
Rule 15d-6 [X]
Approximate number of holders record as of the certification or notice
date: None
Pursuant to the requirements of the Securities Exchange Act of 1934,
Royal Indemnity Company, the Plan Administrator of the Royal & SunAlliance
401(k) Account (the "Plan"), has duly caused this certification/notice to be
signed on behalf of the Plan by the undersigned duly authorized person.
Date: January 25, 2007 By: /s/ Robert J. Dixon
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Bob Dixon, Senior Vice President,
Royal Indemnity Company, and
a member of the Royal Indemnity
Company Pension and Benefits
Committee