UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 22, 2007
SMITH BARNEY MID-WEST FUTURES FUND L.P. II
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(Exact name of registrant as specified in its charter)
New York 0-28336 13-3772374
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(State or other (Commission File (IRS Employer
jurisdiction of Number) Identification No.)
incorporation)
c/o Citigroup Managed Futures LLC
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731 Lexington Avenue - 25th Floor
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New York, NY 10022
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(Address and Zip Code of principal executive offices)
Registrant's telephone number, including area code: (212) 559-2011
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Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers
The Registrant does not have a board of directors. The Registrant's general
partner, Citigroup Managed Futures LLC (the "General Partner"), is managed by a
board of directors.
As of March 22, 2007, the following changes in the principals of the
General Partner became effective:
Mr. David J. Vogel resigned as President of the General Partner.
Mr. Jerry Pascucci was appointed President of the General Partner.
Mr. Daniel R. McAuliffe, Jr. resigned as a director of the General Partner.
Mr. Daryl Dewbrey was appointed a director of the General Partner. Mr.
Dewbrey, age 36, is a Director of Citigroup Alternative Investments. Mr. Dewbrey
has worked with the General Partner in varying capacities since April 2001, and,
since May 2005, Mr. Dewbrey has been head of managed futures product
development. He has been responsible for marketing and client services for CAI's
Hedge Fund Management Group since February 2007. From October 1997 to September
2000, Mr. Dewbrey was head of Citigroup Global Markets' managed futures trading
desk. From September 2000 to April 2001, Mr. Dewbrey was selected for the
Salomon Smith Barney Sales and Trading Training Program. Mr. Dewbrey began his
career in the futures markets on the floor of the Chicago Board of Trade with
Rosenthal Collins Group in 1990. Mr. Dewbrey is a member of the Managed Funds
Association and the Futures Industry Association.
Mr. Raymond Nolte was appointed a director of the General Partner. Mr.
Nolte, age 45, is the Chief Executive Officer and the Chairman of the Investment
Committee of CAI's Hedge Fund Management Group. Prior to joining Citigroup
Alternative Investments in September 2005, Mr. Nolte worked at Deutsche Bank and
its affiliate Deutsche Asset Management (from 1999 to September 2005). Prior to
that, Mr. Nolte worked for Bankers Trust from 1983 until the firm was acquired
by Deutsche Bank in 1999. During his employment at Deutsche Asset Management,
Mr. Nolte served as the Global Head and Chief Investment Officer of the DB
Absolute Return Strategies (ARS) Fund of Funds business, the Chairman of the DB
ARS Fund of Funds Investment Committee, the Vice Chairman of DB ARS and Head of
the Single Manager Hedge Fund business. Mr. Nolte was the founder and head of
the Investment Committee for the Topiary Fund, Deutsche Bank's first fund of
hedge funds. The DB ARS Fund of Hedge Funds platform grew to $7 billion in
assets under management during Mr. Nolte's tenure. That business was comprised
of several multi-manager, multi-strategy funds as well as single strategy funds
and separate accounts.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
SMITH BARNEY MID-WEST FUTURES
FUND L.P. II
By: Citigroup Managed Futures LLC,
General Partner
By /s/ Jerry Pascucci
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Jerry Pascucci
President and Director
By /s/ Jennifer Magro
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Jennifer Magro
Chief Financial Officer and Director
Date: March 26, 2007