SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
AMENDMENT NO. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange
Act of 1934
Date of Report (Date of Earliest Event Reported)
January 10, 1997
Commission Registrant, State of Incorporation, I.R.S. Employer
File Address, and Telephone Number Identification No.
Number
1-11377 Cinergy Corp. 31-1385023
(A Delaware Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 381-2000
1-1232 The Cincinnati Gas & Electric Company 31-0240030
(An Ohio Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 381-2000
1-3543 PSI Energy, Inc. 35-0594457
(An Indiana Corporation)
1000 East Main Street
Plainfield, Indiana 46168
(317) 839-9611
2-7793 The Union Light, Heat and Power Company 31-0473080
(A Kentucky Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 381-2000
ITEM 5. OTHER EVENTS.
In connection with the "safe harbor" provisions of the
Private Securities Litigation Reform Act of 1995, Cinergy
Corp. and its subsidiaries: The Cincinnati Gas & Electric
Company, PSI Energy, Inc., and The Union Light, Heat and
Power Company (collectively, Cinergy and its subsidiaries)
are hereby filing cautionary statements identifying
important factors that could cause Cinergy and its
subsidiaries actual results to differ materially from those
projected in forward-looking statements of Cinergy and its
subsidiaries made by, or on behalf of, Cinergy and its
subsidiaries.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(c) The following exhibit is filed herewith:
Exhibit
Designation Nature of Exhibit
99-1 Cautionary Statement for Purposes
of "Safe Harbor" Provisions of the
Private Securities Litigation Reform
Act of 1995.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrants have duly caused this report to be
signed on their behalf by the undersigned hereunto duly
authorized.
Cinergy Corp.
The Cincinnati Gas & Electric Company
PSI Energy, Inc.
The Union Light, Heat and Power Company
(Registrants)
Date: January 15, 1997 By: /s/ Charles J. Winger
Charles J. Winger,
Comptroller
(Signature)
Exhibit 99-1
Cautionary Statement for Purposes of the "Safe Harbor"
Provisions of the Private Securities Litigation Reform Act
of 1995
A "safe harbor" for forward-looking statements is provided
by the Private Securities Litigation Reform Act of 1995
(Reform Act of 1995). The Reform Act of 1995 was adopted to
encourage such forward-looking statements without the threat
of litigation, provided those statements are identified as
forward-looking and are accompanied by meaningful cautionary
statements identifying important factors that could cause
the actual results to differ materially from those projected
in the statement. Forward-looking statements have been and
will be made in written documents and oral presentations of
Cinergy Corp. and its subsidiaries: The Cincinnati Gas &
Electric Company, PSI Energy, Inc., and The Union Light,
Heat and Power Company (collectively, Cinergy and its
subsidiaries). Such statements are based on management's
beliefs as well as assumptions made by and information
currently available to management. When used in Cinergy and
its subsidiaries' documents or oral presentations, the words
"anticipate," "estimate," "expect," "objective,"
"projection," "forecast," "goal," and similar expressions
are intended to identify forward-looking statements. In
addition to any assumptions and other factors referred to
specifically in connection with such forward-looking
statements, factors that could cause Cinergy and its
subsidiaries' actual results to differ materially from those
contemplated in any forward-looking statements include,
among others, the following:
Factors affecting utility operations such as unusual weather
conditions; catastrophic weather-related damage; unscheduled
generation outages; unusual maintenance or repairs;
unanticipated changes to fossil fuel costs, gas supply
costs, or availability constraints due to higher demand,
shortages, transportation problems or other developments;
environmental incidents; or electric transmission or gas
pipeline system constraints.
Increased competition in the electric and gas utility
environment including effects of: industry restructuring;
transmission system operation and/or administration; retail
wheeling; and cogeneration.
Regulatory factors such as unanticipated changes in rate-
setting policies or procedures; recovery of investments made
under traditional regulation, and the frequency and timing
of rate increases.
Financial or regulatory accounting principles or policies
imposed by the Financial Accounting Standards Board, the
Securities and Exchange Commission, the Federal Energy
Regulatory Commission, state public utility commissions,
state entities which regulate natural gas transmission,
gathering and processing and similar entities with
regulatory oversight.
Economic conditions including inflation rates and monetary
fluctuations.
Changing market conditions and a variety of other factors
associated with physical energy and financial trading
activities including, but not limited to, price, basis,
credit, liquidity, volatility, capacity, transmission,
currency exchange, interest rate, and warranty risks.
Availability or cost of capital, resulting from changes in:
Cinergy and its subsidiaries, interest rates, and securities
ratings or market perceptions of the utility industry and
energy-related industries.
Employee workforce factors including changes in key
executives, collective bargaining agreements with union
employees, or work stoppages.
Legal and regulatory delays and other obstacles associated
with mergers, acquisitions, and investments in joint
ventures.
Costs and other effects of legal and administrative
proceedings, settlements, investigations, claims, and other
matters, including but not limited to those described in
Notes 2 and 13 of the Notes to Financial Statements of
Cinergy and its subsidiaries' Annual Reports on Form 10-K,
as amended, for the year-ended December 31, 1995, under the
captions "Rates" and "Commitments and Contingencies",
respectively.
Changes in international, Federal, state, or local
legislature requirements such as changes in tax laws or
rates; environmental laws and regulations.
Cinergy and its subsidiaries undertake no obligation to
publicly update or revise any forward-looking statements,
whether as a result of changes in actual results, changes in
assumptions, or other factors affecting such statements.