UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) NOVEMBER 29, 2001 ----------------- RIBOZYME PHARMACEUTICALS, INC. ------------------------------ (Exact Name of Registrant as Specified in its Charter) DELAWARE 0-27914 34-1697351 -------- ------- ---------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) ID Number) 2950 WILDERNESS PLACE, BOULDER, COLORADO 80301 --------------------------------------- ----- (Address of principal executive offices) (Zip Code) Registrant's Telephone Number, including area code: 303-449-6500 ------------ N/A (Former name or former address, if changed since last report) Item 5. Other Events. On November 29, 2001, the Registrant announced that it had received gross proceeds of $9,500,000 through the public offering to selected institutional investors of 2,261,905 shares of its common stock and warrants to purchase 226,191 additional shares of its common stock. ABN AMRO Incorporated served as the placement agent for the offering. The complete text of the Registrant's press release dated November 29, 2001 is set forth as Exhibit 99.1 Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (a) Financial Statements None. (b) Pro Forma Financial Statements None. (c) Exhibits 4.1 Form of Warrant Agreement for Common Stock. 99.1 Press Release, dated November 29, 2001. EXHIBIT INDEX EXHIBIT DESCRIPTION 4.1 Form of Warrant Agreement for Common Stock 99.1 Press Release, dated November 29, 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. RIBOZYME PHARMACEUTICALS, INC. By: /s/ LAWRENCE E. BULLOCK ---------------------------- Name: Lawrence E. Bullock Title: Vice President of Administration and Finance and Secretary Dated: December 10, 2001