UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21708
Name of Fund: Dow 30(SM) Premium & Dividend Income Fund Inc. (DPD)
Fund Address: 2 World Financial Center, 7(th) Floor, New York, NY 10281
Name and address of agent for service: Justin C. Ferri, Chief Executive
Officer, Dow 30(SM) Premium
& Dividend Income Fund Inc., 2 World Financial Center, 7th Floor, New York, NY
10281
Registrant's telephone number, including area code: (877) 449-4742
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2008 -- 06/30/2009
Item 1 -- Proxy Voting Record -- Attached hereto.
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Dow 30(SM) Premium & Dividend Income Fund Inc.
By: /s/ Justin C. Ferri
Justin C. Ferri
Chief Executive Officer of
Dow 30(SM) Premium & Dividend Income Fund Inc.
Date: August 21, 2009
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21708
Reporting Period: 07/01/2008 - 06/30/2009
Dow 30 Premium & Dividend Income Fund Inc.
=============== DOW 30 PREMIUM & DIVIDEND INCOME FUND INC. (DPD) ===============
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Vance D. Coffman For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director W. James Farrell For For Management
1.6 Elect Director Herbert L. Henkel For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws-- Call Special Meetings Against For Shareholder
4 Stock Retention/Holding Period Against For Shareholder
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ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: FEB 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn S. Fuller For For Management
1.2 Elect Director Judith M. Gueron For For Management
1.3 Elect Director Patricia F. Russo For For Management
1.4 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditor For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
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AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.F. Akerson For For Management
1.2 Elect Director C. Barshefsky For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director K.I. Chenault For For Management
1.5 Elect Director P. Chernin For For Management
1.6 Elect Director J. Leschly For For Management
1.7 Elect Director R.C. Levin For For Management
1.8 Elect Director R.A. Mcginn For For Management
1.9 Elect Director E.D. Miller For For Management
1.10 Elect Director S.S Reinemund For For Management
1.11 Elect Director R.D. Walter For For Management
1.12 Elect Director R.A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide for Cumulative Voting Against For Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
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AT&T INC
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director William F. Aldinger III For Against Management
1.3 Elect Director Gilbert F. Amelio For Against Management
1.4 Elect Director Reuben V. Anderson For For Management
1.5 Elect Director James H. Blanchard For Against Management
1.6 Elect Director August A. Busch III For For Management
1.7 Elect Director Jaime Chico Pardo For For Management
1.8 Elect Director James P. Kelly For For Management
1.9 Elect Director Jon C. Madonna For For Management
1.10 Elect Director Lynn M. Martin For For Management
1.11 Elect Director John B. McCoy For For Management
1.12 Elect Director Mary S. Metz For For Management
1.13 Elect Director Joyce M. Roche For For Management
1.14 Elect Director Laura D Andrea Tyson For For Management
1.15 Elect Director Patricia P. Upton For Against Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Report on Political Contributions Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Exclude Pension Credits ftom Earnings Against For Shareholder
Performance Measure
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: DEC 5, 2008 Meeting Type: Special
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Frank P. Bramble, Sr. For Against Management
1.3 Elect Director Virgis W. Colbert For For Management
1.4 Elect Director John T. Collins For For Management
1.5 Elect Director Gary L. Countryman For For Management
1.6 Elect Director Tommy R. Franks For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Kenneth D. Lewis For Against Management
1.9 Elect Director Monica C. Lozano For Against Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Patricia E. Mitchell For For Management
1.13 Elect Director Joseph W. Prueher For For Management
1.14 Elect Director Charles O. Rossotti For For Management
1.15 Elect Director Thomas M. Ryan For For Management
1.16 Elect Director O. Temple Sloan, Jr. For Against Management
1.17 Elect Director Robert L. Tillman For Against Management
1.18 Elect Director Jackie M. Ward For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Report on Government Service of Against Against Shareholder
Employees
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Provide for Cumulative Voting Against For Shareholder
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
8 Require Independent Board Chairman Against For Shareholder
9 Report on Predatory Lending Policies Against For Shareholder
10 Adopt Principles for Health Care Reform Against Against Shareholder
11 TARP Related Compensation Against For Shareholder
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BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For For Management
1.2 Elect Director John E. Bryson For For Management
1.3 Elect Director Arthur D. Collins, Jr. For For Management
1.4 Elect Director Linda Z. Cook For For Management
1.5 Elect Director William M. Daley For For Management
1.6 Elect Director Kenneth M. Duberstein For For Management
1.7 Elect Director John F. McDonnell For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director Mike S. Zafirovski For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Adopt Principles for Health Care Reform Against Against Shareholder
7 Report on Foreign Military Sales Against Against Shareholder
8 Require Independent Lead Director Against For Shareholder
9 Restrict Severance Agreements Against For Shareholder
(Change-in-Control)
10 Report on Political Contributions Against For Shareholder
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel M. Dickinson For For Management
1.2 Elect Director David R. Goode For For Management
1.3 Elect Director James W. Owens For For Management
1.4 Elect Director Charles D. Powell For For Management
1.5 Elect Director Joshua I. Smith For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Report on Foreign Military Sales Against Against Shareholder
6 Adopt Simple Majority Vote Standard Against For Shareholder
7 Limitation on Compensation Consultant Against For Shareholder
Services
8 Require Independent Board Chairman Against For Shareholder
9 Report on Lobbying Priorities Against Against Shareholder
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. H. Armacost For For Management
1.2 Elect Director L. F. Deily For For Management
1.3 Elect Director R. E. Denham For For Management
1.4 Elect Director R. J. Eaton For For Management
1.5 Elect Director E. Hernandez For For Management
1.6 Elect Director F. G. Jenifer For For Management
1.7 Elect Director S. Nunn For For Management
1.8 Elect Director D. J. O'Reilly For For Management
1.9 Elect Director D. B. Rice For For Management
1.10 Elect Director K. W. Sharer For For Management
1.11 Elect Director C. R. Shoemate For For Management
1.12 Elect Director R. D. Sugar For For Management
1.13 Elect Director C. Ware For For Management
1.14 Elect Director J. S. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
8 Adopt Guidelines for Country Selection Against For Shareholder
9 Adopt Human Rights Policy Against For Shareholder
10 Report on Market Specific Environmental Against Against Shareholder
Laws
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For Against Management
1.2 Elect Director Alain J.P. Belda For Against Management
1.3 Elect Director John M. Deutch For Against Management
1.4 Elect Director Jerry A. Grundhofer For For Management
1.5 Elect Director Andrew N. Liveris For For Management
1.6 Elect Director Anne Mulcahy For Against Management
1.7 Elect Director Michael E. O'Neill For For Management
1.8 Elect Director Vikram Pandit For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Lawrence R. Ricciardi For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director Robert L. Ryan For For Management
1.13 Elect Director Anthony M. Santomero For For Management
1.14 Elect Director William S. Thompson, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Disclose Prior Government Service Against Against Shareholder
6 Report on Political Contributions Against For Shareholder
7 Report on Predatory Lending Policies Against For Shareholder
8 Require More Director Nominations Than Against Against Shareholder
Open Seats
9 Prepare Carbon Principles Report Against Against Shareholder
10 Stock Retention/Holding Period Against For Shareholder
11 Disclose Information on Compensation Against For Shareholder
Consultant
12 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
13 Restore or Provide for Cumulative Against For Shareholder
Voting
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COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Cathleen P. Black For Against Management
1.4 Elect Director Barry Diller For Against Management
1.5 Elect Director Alexis M. Herman For Against Management
1.6 Elect Director Muhtar Kent For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Maria Elena Lagomsino For Against Management
1.9 Elect Director Donald F. McHenry For For Management
1.10 Elect Director Sam Nunn For For Management
1.11 Elect Director James D. Robinson III For Against Management
1.12 Elect Director Peter V. Ueberroth For Against Management
1.13 Elect Director Jacob Wallenberg For For Management
1.14 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
6 Performance-Based Awards Against Against Shareholder
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E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn Hewson For For Management
10 Elect Director Charles O. Holliday, Jr. For For Management
11 Elect Director Lois D. Juliber For For Management
12 Elect Director Ellen J. Kullman For For Management
13 Elect Director William K. Reily For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director L.R. Faulkner For For Management
1.3 Elect Director K.C. Frazier For For Management
1.4 Elect Director .W. George For For Management
1.5 Elect Director R.C. King For For Management
1.6 Elect Director M.C. Nelson For For Management
1.7 Elect Director S.J. Palmisano For For Management
1.8 Elect Director S.S Reinemund For For Management
1.9 Elect Director R.W. Tillerson For For Management
1.10 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
6 Require Independent Board Chairman Against For Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Compare CEO Compensation to Average Against Against Shareholder
U.S. per Capita Income
9 Review Anti-discrimination Policy on Against Against Shareholder
Corporate Sponsorships and Executive
Perks
10 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
11 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
12 Report on Climate Change Impacts on Against Against Shareholder
Emerging Countries
13 Adopt Policy to Increase Renewable Against For Shareholder
Energy
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GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Susan Hockfield For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. (A.G.) Lafley For Against Management
1.8 Elect Director Robert W. Lane For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director James J. Mulva For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director Roger S. Penske For Against Management
1.14 Elect Director Robert J. Swieringa For For Management
1.15 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Evaluate the Potential Conversion of Against Against Shareholder
the Corporation's Business Units into
Four or More Public Corporations and
Distribute New Shares
6 Adopt Policy to Cease the Payments of Against For Shareholder
Dividends or Equivalent Payments to
Senior Executives for Shares Not Owned
7 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
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HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 18, 2009 Meeting Type: Annual
Record Date: JAN 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence T. Babbio, Jr. For For Management
2 Elect Director Sari M. Baldauf For For Management
3 Elect Director Rajiv L. Gupta For For Management
4 Elect Director John H. Hammergren For For Management
5 Elect Director Mark V. Hurd For For Management
6 Elect Director Joel Z. Hyatt For For Management
7 Elect Director John R. Joyce For For Management
8 Elect Director Robert L. Ryan For For Management
9 Elect Director Lucille S. Salhany For For Management
10 Elect Director G. Kennedy Thompson For For Management
11 Ratify Auditors For For Management
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HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Approve Right to Call Special Meetings For Against Management
12 Provide for Cumulative Voting Against For Shareholder
13 Call Special Meetings Against For Shareholder
14 Prepare Employment Diversity Report Against For Shareholder
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Assess Energy Use and Establish Against For Shareholder
Reduction Targets
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INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director John L. Thornton For For Management
10 Elect Director Frank D. Yeary For For Management
11 Elect Director David B. Yoffie For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Approve Stock Option Exchange Program For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Provide for Cumulative Voting Against For Shareholder
17 Adopt Policy on Human Rights to Water Against Against Shareholder
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INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. J. P. Belda For For Management
1.2 Elect Director C. Black For For Management
1.3 Elect Director W. R. Brody For For Management
1.4 Elect Director K. I. Chenault For For Management
1.5 Elect Director M. L. Eskew For For Management
1.6 Elect Director S. A. Jackson For For Management
1.7 Elect Director T. Nishimuro For For Management
1.8 Elect Director J. W. Owens For For Management
1.9 Elect Director S. J. Palmisano For For Management
1.10 Elect Director J. E. Spero For For Management
1.11 Elect Director S. Taurel For For Management
1.12 Elect Director L. H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Review Executive Compensation Against For Shareholder
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Wiliam D. Perez For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director David Satcher For For Management
1.10 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Disclose Prior Government Service Against Against Shareholder
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
7 Report on Predatory Lending Policies Against Against Shareholder
8 Amend Key Executive Performance Plan Against For Shareholder
9 Stock Retention/Holding Period Against For Shareholder
10 Prepare Carbon Principles Report Against Against Shareholder
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KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ajay Banga For Against Management
1.2 Elect Director Myra M. Hart For For Management
1.3 Elect Director Lois D. Juliber For For Management
1.4 Elect Director Mark D. Ketchum For For Management
1.5 Elect Director Richard A. Lerner For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director Fredric G. Reynolds For For Management
1.8 Elect Director Irene B. Rosenfeld For For Management
1.9 Elect Director Deborah C. Wright For For Management
1.10 Elect Director Frank G. Zarb For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Eckert For For Management
2 Elect Director Enrique Hernandez, Jr. For For Management
3 Elect Director Jeanne P. Jackson For For Management
4 Elect Director Andrew J. McKenna For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Phase out Sales of Eggs from Battery Against Against Shareholder
Cage Hens
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MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director Rochelle B. Lazarus For For Management
10 Elect Director Carlos E. Represas For For Management
11 Elect Director Thomas E. Shenk For For Management
12 Elect Director Anne M. Tatlock For For Management
13 Elect Director Samuel O. Thier For For Management
14 Elect Director Wendell P. Weeks For For Management
15 Elect Director Peter C. Wendell For For Management
16 Ratify Auditors For For Management
17 Fix Number of Directors For For Management
18 Amend Bylaws-- Call Special Meetings Against For Shareholder
19 Require Independent Lead Director Against Against Shareholder
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2008 Meeting Type: Annual
Record Date: SEP 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director William H. Gates, III For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Reed Hastings For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Approve Executive Incentive Bonus Plan For For Management
11 Amend Non-Employee Director Omnibus For For Management
Stock Plan
12 Ratify Auditors For For Management
13 Adopt Policies to Protect Freedom of Against Against Shareholder
Access to the Internet
14 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
15 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Michael S. Brown For For Management
1.3 Elect Director M. Anthony Burns For For Management
1.4 Elect Director Robert N. Burt For For Management
1.5 Elect Director W. Don Cornwell For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Jeffrey B. Kindler For For Management
1.10 Elect Director George A. Lorch For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Suzanne Nora Johnson For For Management
1.13 Elect Director Stephen W. Sanger For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Limit/Prohibit Executive Stock-Based Against Against Shareholder
Awards
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Provide for Cumulative Voting Against For Shareholder
7 Amend Bylaws -- Call Special Meetings Against For Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2008 Meeting Type: Annual
Record Date: AUG 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth I. Chenault For For Management
1.2 Elect Director Scott D. Cook For For Management
1.3 Elect Director Rajat K. Gupta For For Management
1.4 Elect Director A.G. Lafley For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Lynn M. Martin For For Management
1.7 Elect Director W. James McNerney, Jr. For For Management
1.8 Elect Director Johnathan A. Rodgers For For Management
1.9 Elect Director Ralph Snyderman For For Management
1.10 Elect Director Margaret C. Whitman For For Management
1.11 Elect Director Patricia A. Woertz For For Management
1.12 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Rotate Annual Meeting Location Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: FEB 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director John V. Faraci For For Management
1.4 Elect Director Jean-Pierre Garnier For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Carlos M. Gutierrez For For Management
1.7 Elect Director Edward A. Kangas For For Management
1.8 Elect Director Charles R. Lee For For Management
1.9 Elect Director Richard D. McCormick For For Management
1.10 Elect Director Harold McGraw III For For Management
1.11 Elect Director Richard B. Myers For For Management
1.12 Elect Director H. Patrick Swygert For For Management
1.13 Elect Director Andre Villeneuve For For Management
1.14 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Report on Foreign Military Sales Against Against Shareholder
Offsets
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director M. Frances Keeth For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Donald T. Nicolaisen For For Management
1.7 Elect Director Thomas H. O'Brien For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Hugh B. Price For For Management
1.10 Elect Director Ivan G. Seidenberg For For Management
1.11 Elect Director John W. Snow For For Management
1.12 Elect Director John R. Stafford For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Prohibit Executive Stock-Based Awards Against Against Shareholder
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
8 Require Independent Board Chairman Against Against Shareholder
9 Provide for Cumulative Voting Against For Shareholder
10 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Allen I. Questrom For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
18 Pay For Superior Performance Against Against Shareholder
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
20 Report on Political Contributions Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2009 Meeting Type: Annual
Record Date: JAN 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper , Jr. For For Management
12 Elect Director Orin C. Smith For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Report on Political Contributions Against For Shareholder
17 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
========== END NPX REPORT