UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-09633
Name of Fund: Global Financial Services Master LLC
Fund Address: 100 Bellevue Parkway, Wilmington, DE 19809
Name and address of agent for service: Anne Ackerley, Chief Executive Officer,
Global Financial Services Master
LLC, 55 East 52(nd) Street, New York City, NY 10055.
Registrant's telephone number, including area code: (800) 441-7762
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2009 -- 06/30/2010
Item 1 -- Proxy Voting Record -- Attached hereto.
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
Global Financial Services Master LLC
By: /s/ Anne Ackerley
Anne Ackerley
Chief Executive Officer of
Global Financial Services Master LLC
Date: August 23, 2010
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-09633
Reporting Period: 07/01/2009 - 06/30/2010
Global Financial Services Master LLC
===================== GLOBAL FINANCIAL SERVICES MASTER LLC =====================
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Hernandez as Director For Against Management
1.2 Elect Peter Menikoff as Director For Against Management
1.3 Elect Robert Ripp as Director For Against Management
1.4 Elect Theodore Shasta as Director For For Management
2 Amend Articles Re: Treatment of For For Management
Abstentions and Broker Non-Votes
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Omission of Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6 Approve Creation of CHF 4.4 Billion For For Management
Pool of Capital without Preemptive
Rights
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify PricewaterhouseCoopers LLC as For For Management
Independent Registered Public
Accounting Firm
7.3 Ratify BDO AG as Special Auditors For For Management
8 Amend 2004 Long-Term Incentive Plan For Against Management
9 Approve Reduction in Share Capital and For For Management
Capital Repayment of $1.32 per Share
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel T. Byrne For For Management
1.2 Elect Director Dwight D. Churchill For For Management
1.3 Elect Director Sean M. Healey For For Management
1.4 Elect Director Harold J. Meyerman For Withhold Management
1.5 Elect Director William J. Nutt For For Management
1.6 Elect Director Rita M. Rodriguez For For Management
1.7 Elect Director Patrick T. Ryan For Withhold Management
1.8 Elect Director Jide J. Zeitlin For Withhold Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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ALLIANZ SE (FORMERLY ALLIANZ AG)
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Elect Peter Sutherland to the For For Management
Supervisory Board
6 Approve Remuneration System for For For Management
Management Board Members
7 Approve Creation of EUR 550 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Creation of EUR 15 Million Pool For For Management
of Capital without Preemptive Rights
for Issue of Shares Pursuant to
Employee Stock Option Plan
9 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 250
Million Pool of Capital to Guarantee
Conversion Rights
10 Authorize Repurchase of Up to Five For For Management
Percent of Issued Share Capital for
Trading Purposes
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12 Authorize Use of Financial Derivatives For For Management
of up to Five Percent of Issued Share
Capital When Repurchasing Shares
13 Approve Affiliation Agreement with For For Management
Subsidiary Allianz Common Applications
and Services GmbH
14 Approve Affiliation Agreement with For For Management
Subsidiary AZ-Argos 45
Vermoegensverwaltungsgesellschaft mbH
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ALLIED IRISH BANKS PLC
Ticker: AIB Security ID: G02072117
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.a Reelect Kieran Crowley as Director For For Management
2.b Reelect Colm Doherty as Director For For Management
2.c Reelect Stephen Kingon as Director For For Management
2.d Reelect Anne Maher as Director For For Management
2.e Reelect Daniel O'Connor as Director For For Management
2.f Reelect David Pritchard as Director For For Management
2.g Reelect Daniel Robert Wilmers as For For Management
Director
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Authorize Re-issue Price Range of For For Management
Repurchased Shares
5 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
6 Remove Dick Spring as a Director Against Against Shareholder
7 Elect Niall Murphy as Director Against Against Shareholder
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AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth I. Chenault For For Management
1.5 Elect Director Peter Chernin For For Management
1.6 Elect Director Jan Leschly For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Edward .D. Miller For For Management
1.10 Elect Director Steven S. Reinemund For For Management
1.11 Elect Director Robert D. Walter For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Provide for Cumulative Voting Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Stock Retention/Holding Period Against Against Shareholder
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AMLIN PLC
Ticker: AML Security ID: G0334Q177
Meeting Date: JUL 1, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Fortis Corporate For For Management
Insurance NV
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AMLIN PLC
Ticker: AML Security ID: G0334Q177
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase For For Management
8 Adopt New Articles of Association For For Management
9 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wolfe H. Bragin as Director For For Management
1.2 Elect John L. Bunce Jr. as Director For For Management
1.3 Elect Sean D. Carney as Director For Withhold Management
1.4 Elect William Beveridge as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.5 Elect Dennis R. Brand as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.6 Elect Knud Christensen as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.7 Elect Graham B.R. Collis as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.8 Elect William J. Cooney as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.9 Elect Stephen Fogarty as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.10 Elect Elizabeth Fullerton-Rome as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.11 Elect Rutger H.W. Funnekotter as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.12 Elect Marc Grandisson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.13 Elect Michael A. Greene as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.14 Elect John C.R. Hele as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.15 Elect David W. Hipkin as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.16 Elect W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.17 Elect Constantine Iordanou as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.18 Elect Wolbert H. Kamphuijs as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.19 Elect Michael H. Kier as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.20 Elect Mark D. Lyons as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.21 Elect Adam Matteson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.22 Elect Michael Murphy as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.23 Elect Martin J. Nilsen as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.24 Elect Nicolas Papadopoulo as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.25 Elect Michael Quinn as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.26 Elect Maamoun Rajeh as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.27 Elect Paul S. Robotham as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.28 Elect Soren Scheuer as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.29 Elect Budhi Singh as Designated Company For For Management
Director of Non-U.S. Subsidiaries
1.30 Elect Helmut Sohler as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.31 Elect Julian Stroud as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.32 Elect Angus Watson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
1.33 Elect James Weatherstone as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2 Amend Bye-laws Re: Treasury Shares For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ASSICURAZIONI GENERALI SPA
Ticker: G Security ID: T05040109
Meeting Date: APR 24, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For Did Not Vote Management
Reports, and Allocation of Income
2.1 Slate 1 - Submitted by Mediobanca None Did Not Vote Management
2.2 Slate 2 - Submitted by Institutional None Did Not Vote Management
Investors (Assogestioni)
3 Approve Remuneration of Directors For Did Not Vote Management
4 Approve Director and Internal Auditors For Did Not Vote Management
Liability Provisions
5 Approve Incentive Plan and Authorize For Did Not Vote Management
Share Repurchase Program
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AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. (FORMERLY AUSTR
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 18, 2009 Meeting Type: Annual
Record Date: DEC 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended Sept. 30, 2009
2 Ratify the Past Issuance of 173.61 For For Management
Million Shares at an Issue Price of
A$14.40 Each to Institutions and
Sophisticated and Professional
Investors Made on June 3, 2009
3 Approve the Remuneration Report for the For For Management
Financial Year Ended Sept. 30, 2009
4(a) Elect J.P. Morschel as a Director For For Management
4(b) Elect R.J. Reeves as a Director Against Against Shareholder
4(c) Elect Lee Hsien Yang as a Director For For Management
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AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2010 Meeting Type: Annual/Special
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.55 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Approve Pension Scheme Agreement for For For Management
Henri de Castries, Denis Duverne, and
Francois Pierson
6 Approve Severance Payment Agreement for For Against Management
Henri de Castries
7 Approve Severance Payment Agreement for For For Management
Denis Duverne
8 Reelect Norbert Dentressangle as For For Management
Supervisory Board Member
9 Reelect Mazars as Auditor For For Management
10 Ratify Jean-Brice de Turkheim as For For Management
Alternate Auditor
11 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
12 Approve Employee Stock Purchase Plan For For Management
13 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Adopt One-Tiered Board Structure, Amend For Against Management
Bylaws Accordingly and Acknowledge
Transfer of All Outstanding
Authorizations
16 Amend Articles 7, 8, and 10 of Bylaws For For Management
Re: Share Ownership Disclosure
Thresholds, Form of Shares, Director
Shareholding Requirements
17 Elect Henri de Castries as Director For Abstain Management
18 Elect Denis Duverne as Director For For Management
19 Elect Jacques de Chateauvieux as For Abstain Management
Director
20 Elect Norbert Dentressangle as Director For For Management
21 Elect Jean-Martin Folz as Director For Abstain Management
22 Elect Anthony Hamilton as Director For For Management
23 Elect Francois Martineau as Director For For Management
24 Elect Giuseppe Mussari as Director For For Management
25 Elect Ramon de Oliveira as Director For For Management
26 Elect Michel Pebereau as Director For Abstain Management
27 Elect Dominique Reiniche as Director For For Management
28 Elect Ezra Suleiman as Director For For Management
29 Elect Isabelle Kocher as Director For For Management
30 Elect Suet-Fern Lee as Director For For Management
31 Elect Wendy Cooper as Representative of For For Management
Employee Shareholders to the Board
32 Elect John Coultrap as Representative Against Against Management
of Employee Shareholders to the Board
33 Elect Paul Geiersbach as Representative Against Against Management
of Employee Shareholders to the Board
34 Elect Sebastien Herzog as Against Against Management
Representative of Employee Shareholders
to the Board
35 Elect Rodney Koch as Representative of Against Against Management
Employee Shareholders to the Board
36 Elect Jason Steinberg as Representative Against Against Management
of Employee Shareholders to the Board
37 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.2 Million
38 Authorize Filing of Required For For Management
Documents/Other Formalities
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BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: E11805103
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports; Approve Allocation of Income
and Distribution of Dividends for
Fiscal Year Ended Dec. 31, 2009;
Approve Discharge of Directors
2.1 Re-elect Francisco Gonzales Rodriguez For For Management
2.2 Ratify and Re-elect Angel Cano For For Management
Fernandez
2.3 Re-elect Ramon Bustamente y de la Mora For For Management
2.4 Re-elect Ignacio Ferrero Jordi For For Management
3 Authorize Share Repurchase and For For Management
Subsequent Capital Reduction via
Amortization of Shares
4 Approve Share Incentive Scheme Plan for For For Management
Management Team, Executive Directors
and Executive Committee
5 Re-elect Auditors for Company and For For Management
Consolidated Group for Fiscal Year
2010
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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BANCO POPOLARE SCARL
Ticker: BAPO Security ID: T1872V103
Meeting Date: JAN 29, 2010 Meeting Type: Special
Record Date: JAN 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Convertible Bonds For Did Not Vote Management
with Preemptive Rights for a Maximum
Amount of EUR 1 Billion
2 Amend Articles For Did Not Vote Management
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BANCO POPOLARE SCARL
Ticker: BAPO Security ID: T1872V103
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Report on Financial Statements and None Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
3 Approve Allocation of Income to For Did Not Vote Management
Charitable Purposes
4 Authorize Share Repurchase Program For Did Not Vote Management
5 Approve Equity Compensation Plan For Did Not Vote Management
6 Approve Remuneration of Supervisory For Did Not Vote Management
Board Members
7.1 Slate Submitted by the Supervisory None Did Not Vote Management
Board
7.2 Slate Submitted by Associazione Banca None Did Not Vote Management
Viva
8 Elect Censors For Did Not Vote Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For Against Management
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For Against Management
2 Elect Director William P. Boardman For Against Management
3 Elect Director Frank P. Bramble, Sr. For Against Management
4 Elect Director Virgis W. Colbert For Against Management
5 Elect Director Charles K. Gifford For Against Management
6 Elect Director Charles O. Holliday, Jr. For Against Management
7 Elect Director D. Paul Jones, Jr. For Against Management
8 Elect Director Monica C. Lozano For Against Management
9 Elect Director Thomas J. May For Against Management
10 Elect Director Brian T. Moynihan For Against Management
11 Elect Director Donald E. Powell For Against Management
12 Elect Director Charles O. Rossotti For Against Management
13 Elect Director Robert W. Scully For Against Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Amend Omnibus Stock Plan For Against Management
18 Report on Government Service of Against For Shareholder
Employees
19 TARP Related Compensation Against For Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against For Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against For Shareholder
Restatements
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BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 8, 2010 Meeting Type: Annual
Record Date: FEB 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Brenneman For For Management
1.2 Elect Director C.J. Chen For For Management
1.3 Elect Director David A. Dodge For For Management
1.4 Elect Director N. Ashleigh Everett For For Management
1.5 Elect Director John C. Kerr For For Management
1.6 Elect Director Michael J.L. Kirby For For Management
1.7 Elect Director John T. Mayberry For For Management
1.8 Elect Director Thomas C. O'Neill For For Management
1.9 Elect Director Alexis E. Rovzar de la For For Management
Torre
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director Allan C. Shaw For For Management
1.12 Elect Director Paul D. Sobey For For Management
1.13 Elect Director Barbara S. Thomas For For Management
1.14 Elect Director Richard E. Waugh For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Submit to Shareholder Vote More Against Against Shareholder
Nominees Than There are Vacancies on
the Board of Directors
5 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of the CEO, Five NEOs and
Average Total Employee Compensation
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BMF BOVESPA S.A. BOLSA VALORES MERC FUT
Ticker: BVMF3 Security ID: P73232103
Meeting Date: APR 20, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors
4 Approve Acquisition of CME Group, Inc. For For Management
by BM&FBovespa
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BNP PARIBAS
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Acknowledge Auditors' Special Report For For Management
Mentioning the Absence of New
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Louis Schweitzer as Director For For Management
7 Elect Michel Tilmant as Director For For Management
8 Elect Emiel Van Broekhoven as Director For For Management
9 Elect Meglena Kuneva as Director For For Management
10 Elect Jean Laurent Bonnafe as Director For For Management
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 975,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 350 Million
14 Authorize Capital Increase of Up to EUR For For Management
350 Million for Future Exchange Offers
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
16 Set Total Limit for Capital Increase to For For Management
Result from Issuance Requests under
Items 8 to 10 at EUR 350 Million
17 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
18 Set Total Limit for Capital Increase to For For Management
Result from Issuance Requests under
Items 7 to 10 at EUR1 Billion
19 Approve Employee Stock Purchase Plan For For Management
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Approve Merger by Absorption of Fortis For For Management
Banque France
22 Amend Bylaws to Remove All References For For Management
to Preferred Stock (Class B) Suscribed
by SPPE on March 31, 2009; And Adopt
new Version of Bylaws
23 Authorize Filing of Required For For Management
Documents/Other Formalities
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Andrew N. Liveris For For Management
6 Elect Director Michael E. O'Neill For For Management
7 Elect Director Vikram S. Pandit For For Management
8 Elect Director Richard D. Parsons For For Management
9 Elect Director Lawrence R. Ricciardi For For Management
10 Elect Director Judith Rodin For For Management
11 Elect Director Robert L. Ryan For For Management
12 Elect Director Anthony M. Santomero For For Management
13 Elect Director Diana L. Taylor For For Management
14 Elect Director William S. Thompson, Jr. For For Management
15 Elect Director Ernesto Zedillo For For Management
16 Ratify Auditors For For Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Omnibus Stock Plan For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Amend NOL Rights Plan (NOL Pill) For For Management
21 Approve Reverse Stock Split For For Management
22 Affirm Political Non-Partisanship Against Against Shareholder
23 Report on Political Contributions Against Against Shareholder
24 Report on Collateral in Derivatives Against Against Shareholder
Trading
25 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
26 Stock Retention/Holding Period Against Against Shareholder
27 Reimburse Expenses Incurred by Against Against Shareholder
Stockholder in Contested Election of
Directors
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CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence A. Duffy For For Management
1.2 Elect Director Charles P. Carey For For Management
1.3 Elect Director Mark E. Cermak For For Management
1.4 Elect Director Martin J. Gepsman For For Management
1.5 Elect Director Leo Melamed For For Management
1.6 Elect Director Joseph Niciforo For For Management
1.7 Elect Director C.C. Odom For For Management
1.8 Elect Director John F. Sandner For For Management
1.9 Elect Director Dennis A. Suskind For For Management
2 Ratify Auditors For For Management
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COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE
Ticker: COMI Security ID: M25561107
Meeting Date: MAR 17, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
4 Approve Allocation of Income and For Did Not Vote Management
Dividends
5 Approve Discharge of Directors and For Did Not Vote Management
Approve Their Remuneration
6 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration
7 Approve Charitable Donations For Did Not Vote Management
8 Ratify Board Committee Fees For Did Not Vote Management
9 Elect Directors (Bundled) For Did Not Vote Management
10 Approve EGP 15 Billion Increase in For Did Not Vote Management
Authorized Capital
11 Amend Articles to Reflect Changes in For Did Not Vote Management
Capital
12 Approve Delisting of Shares from Kuwait For Did Not Vote Management
and Abu Dhabi Stock Exchanges
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COMMONWEALTH BANK OF AUSTRALIA
Ticker: CBA Security ID: Q26915100
Meeting Date: NOV 11, 2009 Meeting Type: Annual
Record Date: NOV 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2009
2(a) Elect S Carolyn Kay as a Director For For Management
2(b) Elect Fergus D Ryan as a Director For For Management
2(c) Elect David J Turner as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Financial Year Ended June 30, 2009
4 Approve the Grant of Reward Shares to a For For Management
Maximum Value of A$4.49 Million to R J
Norris, CEO, Under the Group Leadership
Reward Plan of Commonwealth Bank of
Australia
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For Abstain Management
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2 per Share
4 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
5.1.1 Reelect Noreen Doyle as Director For For Management
5.1.2 Reelect Aziz Syriani as Director For Abstain Management
5.1.3 Reelect David Syz as Director For For Management
5.1.4 Reelect Peter Weibel as Director For For Management
5.1.5 Elect Jassim Al Thani as Director For For Management
5.1.6 Elect Robert Benmosche as Director For For Management
5.2 Ratify KPMG AG as Auditors For For Management
5.3 Ratify BDO Visura as Special Auditors For For Management
- --------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crawford H. Edwards For For Management
1.2 Elect Director Ruben M. Escobedo For Withhold Management
1.3 Elect Director Patrick B. Frost For Withhold Management
1.4 Elect Director David J. Haemisegger For For Management
1.5 Elect Director Richard W. Evans, Jr. For For Management
1.6 Elect Director Karen E. Jennings For Withhold Management
1.7 Elect Director Richard M. Kleberg, III For For Management
1.8 Elect Director Horace Wilkins Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEUTSCHE EUROSHOP AG
Ticker: DEQ Security ID: D1854M102
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: JUN 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify BDO Deutsche Warentreuhand AG as For For Management
Auditors for Fiscal 2010
6 Approve Creation of EUR 22.1 Million For For Management
Pool of Capital without Preemptive
Rights
7 Amend Articles Re: Convocation of, For For Management
Registration for, and Voting Rights
Representation at General Meeting due
to New German Legislation
(Transposition of EU Shareholder's
Rights Directive)
- --------------------------------------------------------------------------------
DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS))
Ticker: DNBNO Security ID: R1812S105
Meeting Date: NOV 19, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Vote Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Approve Creation of up to NOK 14 For Did Not Vote Management
Billion Pool of Capital with Preemptive
Rights
5 Amend Articles Re: Convocation of For Did Not Vote Management
General Meeting; Electronic
Communication of Documents Pertaining
to General Meetings
- --------------------------------------------------------------------------------
DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS))
Ticker: DNBNO Security ID: R1812S105
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Approve Remuneration of Committee of For For Management
Representatives, Control Committee, and
Nominating Committee
5 Approve Remuneration of Auditors For For Management
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 1.75 per
Share
7 Relect Nils Bastiansen, Toril Eidesvik, For For Management
Eldbjorg Lower, Dag Opedal, Gudrun
Rollefsen, Arthur Sletteberg, Hanne
Wiig, and Herbjorn Hansson to Committee
of Representatives; Elect Camilla
Grieg, Per Moller, and Ole Reitan as
New Members; Elect Deputy
8 Reelect Eldbjorg Lower, Per Moller, For For Management
Arthur Sletteberg, and Reier Soberg as
Members of Nominating Committee
9 Authorize Share Repurchase Program For For Management
10a Approve Advisory Part of Remuneration For For Management
Policy And Other Terms of Employment
For Executive Management
10b Approve Binding Part of Remuneration For For Management
Policy And Other Terms of Employment
For Executive Management
11a Special remuneration or broad shared None Against Shareholder
financial responsibility and common
interests
11b Reforms to ensure sound corporate None Against Shareholder
governance by changing/strengthening
the competence and independence of
governing bodies
11c Reversal of authority to the General None Against Shareholder
Meeting
11d Cultivation of individual roles in the None Against Shareholder
Group to strengthen risk management and
capital adequacy
- --------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R105
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. (Ron) Lane For For Management
1.2 Elect Director General William Lyon For For Management
1.3 Elect Director Richard N. Massey For For Management
1.4 Elect Director Cary H. Thompson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Joseph R. Hardiman For For Management
1.4 Elect Director Robert D. Joffe For For Management
1.5 Elect Director Charles B. Johnson For For Management
1.6 Elect Director Gregory E. Johnson For For Management
1.7 Elect Director Rupert H. Johnson, Jr. For For Management
1.8 Elect Director Thomas H. Kean For For Management
1.9 Elect Director Chutta Ratnathicam For For Management
1.10 Elect Director Peter M. Sacerdote For For Management
1.11 Elect Director Laura Stein For For Management
1.12 Elect Director Anne M. Tatlock For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Gary D. Cohn For For Management
1.4 Elect Director Claes Dahlback For For Management
1.5 Elect Director Stephen Friedman For For Management
1.6 Elect Director William W. George For For Management
1.7 Elect Director James A. Johnson For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Lakshmi N. Mittal For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director H. Lee Scott, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Call Special Meeting For For Management
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Collateral in Derivatives Against Against Shareholder
Trading
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Political Contributions Against Against Shareholder
10 Report on Global Warming Science Against Against Shareholder
11 Report on Pay Disparity Against Against Shareholder
12 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert B. Allardice, III For For Management
2 Elect Director Trevor Fetter For For Management
3 Elect Director Paul G. Kirk, Jr. For Against Management
4 Elect Director Liam E. McGee For For Management
5 Elect Director Gail J. McGovern For For Management
6 Elect Director Michael G. Morris For Against Management
7 Elect Director Thomas A. Renyi For Against Management
8 Elect Director Charles B. Strauss For For Management
9 Elect Director H. Patrick Swygert For Against Management
10 Ratify Auditors For For Management
11 Approve Omnibus Stock Plan For Against Management
12 Amend Executive Incentive Bonus Plan For Against Management
13 Reimburse Proxy Contest Expenses Against For Shareholder
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Rona Fairhead as Director For For Management
3b Re-elect Michael Geoghegan as Director For For Management
3c Re-elect Stephen Green as Director For For Management
3d Re-elect Gwyn Morgan as Director For For Management
3e Re-elect Nagavara Murthy as Director For For Management
3f Re-elect Simon Robertson as Director For For Management
3g Re-elect John Thornton as Director For For Management
3h Re-elect Sir Brian Williamson as For For Management
Director
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Amend Articles of Association For For Management
8 Approve UK Share Incentive Plan For For Management
9 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: APR 8, 2010 Meeting Type: Special
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Lili as Executive Director For For Management
2 Approve 2010 Fixed Assets Investment For For Management
Budget
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Work Report of the Board For For Management
of Directors
2 Approve 2009 Work Report of the Board For For Management
of Supervisors
3 Approve 2009 Audited Accounts For Abstain Management
4 Approve 2009 Profit Distribution Plan For For Management
5 Reappoint Ernst and Young and Ernst and For For Management
Young Hua Ming as Auditors and Fix the
Total Audit Fees for 2010 at RMB 159.60
million
6 Approve Capital Management Plan for For For Management
Years 2010 to 2012
7 Approve Issuance of H Shares and A For For Management
Share Convertible Corporate Bonds
(Convertible Bonds)
8a Approve Type of Securities to be Issued For For Management
in Relation to the Issuance of the
Convertible Bonds
8b Approve Issue Size in Relation to the For For Management
Issuance of the Convertible Bonds
8c Approve Nominal Value and Issue Price For For Management
in Relation to the Issuance of the
Convertible Bonds
8d Approve Term in Relation to the For For Management
Issuance of the Convertible Bonds
8e Approve Interest Rate in Relation to For For Management
the Issuance of the Convertible Bonds
8f Approve Timing and Method of Interest For For Management
Payment in Relation to the Issuance of
the Convertible Bonds
8g Approve Conversion Period in Relation For For Management
to the Issuance of the Convertible
Bonds
8h Approve Method for Determining the For For Management
Number of Shares for Conversion in
Relation to the Issuance of the
Convertible Bonds
8i Approve Determination and Adjustment of For For Management
CB Conversion Price in Relation to the
Issuance of the Convertible Bonds
8j Approve Downward Adjustment to CB For For Management
Conversion Price in Relation to the
Issuance of the Convertible Bonds
8k Approve Terms of Redemption in Relation For For Management
to the Issuance of the Convertible
Bonds
8l Approve Terms of Sale Back in Relation For For Management
to the Issuance of the Convertible
Bonds
8m Approve Dividend Rights of the Year of For For Management
Conversion in Relation to the Issuance
of the Convertible Bonds
8n Approve Method of Issuance and Target For For Management
Investors in Relation to the Issuance
of the Convertible Bonds
8o Approve Subscription Arrangement for For For Management
the Existing Holders of A Shares in
Relation to the Issuance of the
Convertible Bonds
8p Approve CB Holders and CB Holders' For For Management
Meetings in Relation to the Issuance of
the Convertible Bonds
8q Approve Use of Proceeds in Relation to For For Management
the Issuance of the Convertible Bonds
8r Approve Special Provisions in Relation For For Management
to Supplementary Capital in Relation to
the Issuance of the Convertible Bonds
8s Approve Security in Relation to the For For Management
Issuance of the Convertible Bonds
8t Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of the Convertible Bonds
8u Approve Matters Relating to For For Management
Authorisation in Relation to the
Issuance of the Convertible Bonds
9 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Public
Issuance of A Share Convertible
Corporate Bonds
10 Approve Utilization Report on the For For Management
Bank's Use of Proceeds from the
Previous Issuance of Securities by the
Bank
11 Approve the Revised Plan on None For Shareholder
Authorisation of the Shareholders'
General Meeting to the Board of
Directors as Set Out in Appendix 1 to
the Supplemental Circular of the Bank
Dated 4 May 2010
- --------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income For Did Not Vote Management
2 Fix Number of Directors of the For Did Not Vote Management
Supervisory Board
3.1 Slate 1 - Submitted by Compagnia San None Did Not Vote Management
Paolo and Fondazione Cariplo
3.2 Slate 2 - Submitted by Banking None Did Not Vote Management
Foundations
3.3 Slate 3 - Submitted by Assicurazioni None Did Not Vote Management
Generali
3.4 Slate 4 - Submitted by Insitutional None Did Not Vote Management
Investors through Assogestioni
3.5 Slate 5 - Submitted by Credit Agricole None Did Not Vote Management
4 Elect Chairman and Deputy Chairmen of For Did Not Vote Management
the Supervisory Board
5 Approve Remuneration of Supervisory For Did Not Vote Management
Board Members
6 Approve Remuneration Report of For Did Not Vote Management
Management Board Members
7 Approve Share Incentive Plan For Did Not Vote Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against Against Shareholder
6 Report on Collateral in Derivatives Against Against Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
KASIKORNBANK PCL
Ticker: KBANK Security ID: Y4591R118
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Acknowledge 2009 Directors' Report None None Management
3 Accept Financial Statements and For Abstain Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Payment of Dividend of THB 2.50 Per
Share
5.1 Elect Sukri Kaocharern as Director For For Management
5.2 Elect Sarisdiguna Kitiyakara as For For Management
Director
5.3 Elect Banthoon Lamsam as Director For For Management
5.4 Elect Prasarn Trairatvorakul as For For Management
Director
5.5 Elect Schwin Dhammanungune as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Ltd as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Other Business For Against Management
- --------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
Ticker: LSGBF Security ID: G5375M118
Meeting Date: DEC 14, 2009 Meeting Type: Special
Record Date: DEC 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scrip Dividend Program; For For Management
Capitalise the Aggregate Nominal Value
of New Ord. Shares in Company Out of
Amount Standing to Credit of Reserves
(Including Any Share Premium Account or
Cap. Redemption Reserve) or Profit and
Loss Account (Scrip Dividends)
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director William Porter Payne For For Management
1.4 Elect Director Patrick S. Pittard For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST, THE
Ticker: 823 Security ID: Y5281M111
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUL 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Note Financial Statements and Auditors' None None Management
Reports
2 Note Appointment of Auditors and Fixing None None Management
of Their Remuneration
3 Reelect George Kwok Lung Hongchoy as For For Management
Director of the Manager
4a Reelect Michael Ian Arnold as Director For For Management
of the Manager
4b Reelect Anthony Chow Wing Kin as For For Management
Director of the Manager
4c Reeect Allan Zeman as Director of the For For Management
Manager
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5542W106
Meeting Date: NOV 26, 2009 Meeting Type: Special
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Subdivide Each of the Ordinary Shares For For Management
of 25 Pence Each Into One Ordinary
Share of 10 Pence; Subdivide Each of
the Limited Voting Shares of 25 Pence
Each Into One Limited Voting Share of
10 Pence
2 Issue Equity with Pre-emptive Rights up For For Management
to GBP 9 Billion (Rights Issue); Issue
Equity with Rights up to GBP 10 Billion
(Issue of Enhanced Capital Notes in
Connection with Exchange Offers) and
Otherwise up to GBP 1.5 Billion
3 Issue Equity with Pre-emptive Rights up For For Management
to GBP 3,908,086,780.50 (Ord. Shares),
GBP 100 Million, USD 40 Million, EUR 40
Million, YEN 1.250 Billion (Preference
Shares) and an Additional Amount
Pursuant to a Rights Issue of up to GBP
3,908,086,780.50
4 Approve the HMT Transactions (Related For For Management
Party Transactions)
5 Capitalise GBP 493,420.75 of the For For Management
Company's Share Premium Account,
Capital Redemption Reserve or Other
Undistributable Reserve and Apply this
Sum in Paying Up 1,973,683 New Limited
Voting Shares
6 Amend Articles Re: Rights Attaching to For For Management
the Deferred Shares
7 Authorise Repurchase of the Preference For For Management
Shares in Connection with the Exchange
Offers
8 Approve Off-market Purchases of For For Management
Existing Preference Shares Held By
Equiniti Ltd in Connection with the
Exchange Offers
9 Approve Off-market Purchases of For For Management
Existing Preference Shares Held By BNY
Corporate Trustee Services Ltd in
Connection with the Exchange Offers
10 Approve Off-market Buy-back of 6.3673 For For Management
Per Cent Non-Cumulative Fixed to
Floating Rate Preference Shares From
Allen and Overy Service Company Ltd and
Fleetside Legal Representative Services
Ltd
11 Issue Equity without Pre-emptive Rights For Against Management
up to GBP 9 Billion (Rights Issue);
Issue Equity with Rights up to GBP 10
Billion (Issue of Enhanced Capital
Notes in Connection with Exchange
Offers) and Otherwise up to GBP 1.5
Billion
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 586,213,017
- --------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5542W106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAY 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3a Elect Sir Winfried Bischoff as Director For For Management
3b Elect Glen Moreno as Director For For Management
3c Elect David Roberts as Director For For Management
4a Re-elect Dr Wolfgang Berndt as Director For Abstain Management
4b Re-elect Eric Daniels as Director For For Management
4c Re-elect Helen Weir as Director For For Management
5 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
6 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase For For Management
10 Authorise Market Purchase For For Management
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
- --------------------------------------------------------------------------------
MACERICH COMPANY, THE
Ticker: MAC Security ID: 554382101
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arthur M. Coppola For For Management
2 Elect Director Edward C. Coppola For For Management
3 Elect Director James S. Cownie For For Management
4 Elect Director Fred S. Hubbell For For Management
5 Elect Director Mason G. Ross For For Management
6 Elect Director Dr. William P. Sexton For For Management
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MITSUBISHI ESTATE CO. LTD.
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Keiji Kimura For For Management
2.2 Elect Director Nobuyuki Iizuka For For Management
2.3 Elect Director Toshio Nagashima For For Management
2.4 Elect Director Hiroshi Danno For For Management
2.5 Elect Director Masaaki Kouno For For Management
2.6 Elect Director Hiroyoshi Itou For For Management
2.7 Elect Director Yutaka Yanagisawa For For Management
2.8 Elect Director Hirotaka Sugiyama For For Management
2.9 Elect Director Masamichi Ono For For Management
2.10 Elect Director Isao Matsuhashi For For Management
2.11 Elect Director Fumikatsu Tokiwa For For Management
2.12 Elect Director Yasumasa Gomi For Against Management
2.13 Elect Director Shuu Tomioka For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Takamune Okihara For For Management
2.2 Elect Director Kinya Okauchi For For Management
2.3 Elect Director Katsunori Nagayasu For For Management
2.4 Elect Director Kyouta Ohmori For For Management
2.5 Elect Director Hiroshi Saitou For For Management
2.6 Elect Director Nobushige Kamei For For Management
2.7 Elect Director Masao Hasegawa For For Management
2.8 Elect Director Fumiyuki Akikusa For For Management
2.9 Elect Director Kazuo Takeuchi For For Management
2.10 Elect Director Nobuyuki Hirano For For Management
2.11 Elect Director Shunsuke Teraoka For For Management
2.12 Elect Director Kaoru Wachi For For Management
2.13 Elect Director Takashi Oyamada For For Management
2.14 Elect Director Ryuuji Araki For For Management
2.15 Elect Director Kazuhiro Watanabe For For Management
2.16 Elect Director Takuma Ohtoshi For For Management
- --------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Receive Supervisory Board, Corporate None None Management
Governance, and Remuneration Report for
Fiscal 2009 (Non-Voting)
1b Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Remuneration System for For For Management
Management Board Members
6 Elect Benita Ferrero-Waldner to the For For Management
Supervisory Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3
Billion; Approve Creation of EUR 117
Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Articles Re: Registration for and For For Management
Voting Rights Representation at General
Meeting due to New German Legislation
(Law on Transposition of EU
Shareholder's Rights Directive)
11 Amend Articles Re: Electronic For For Management
Distribution of Company Communications
due to New German Legislation (Law on
Transposition of EU Shareholder's
Rights Directive)
- --------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 17, 2009 Meeting Type: Annual
Record Date: DEC 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended Sept. 30, 2009
2(a) Approve the Selective Buy-Back of 600 For For Management
Unpaid Preference Shares Which Forms
Part of the 600 Stapled Securities
Issued by the Company on Sept. 24, 2008
2(b) Approve the Selective Reduction of For For Management
Capital on 600 Unpaid Preference Shares
Which Forms Part of the 600 Stapled
Securities Issued by the Company on
Sept. 24, 2008
2(c) Approve the Selective Buy-Back of 1,000 For For Management
Unpaid Preference Shares Which Forms
Part of the 1,000 Stapled Securities
Issued by the Company on Sept. 30, 2009
2(d) Approve the Selective Reduction of For For Management
Capital on 1,000 Unpaid Preference
Shares Which Forms Part of the 1,000
Stapled Securities Issued by the
Company on Sept. 30, 2009
3 Approve the Remuneration Report for the For For Management
Financial Year Ended Sept. 30, 2009
4 Approve the Grant of Shares Worth a For For Management
Total of A$3.31 Million to Cameron
Clyne, Group Chief Executive Officer,
under the Company's Short Term
Incentive and Long Term Incentive Plans
5(a) Approve the Grant of Shares Worth a For For Management
Total of A$1.60 Million to Mark Joiner,
Executive Director, under the Company's
Short Term Incentive and Long Term
Incentive Plans
5(b) Approve the Grant of Shares Worth a For For Management
Total of A$1.69 Million to Michael
Ullmer, Executive Director, under the
Company's Short Term Incentive and Long
Term Incentive Plans
6(a) Elect Michael Chaney as a Director For For Management
6(b) Elect Paul Rizzo as a Director For For Management
6(c) Elect Michael Ullmer as a Director For For Management
6(d) Elect Mark Joiner as a Director For For Management
6(e) Elect John Waller as a Director For For Management
6(f) Elect Stephen Mayne as a Director Against Against Shareholder
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: J59009159
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Junichi Ujiie For For Management
1.2 Elect Director Kenichi Watanabe For For Management
1.3 Elect Director Takumi Shibata For For Management
1.4 Elect Director Masanori Itatani For For Management
1.5 Elect Director Masanori Nishimatsu For For Management
1.6 Elect Director Haruo Tsuji For For Management
1.7 Elect Director Hajime Sawabe For For Management
1.8 Elect Director Tsuguoki Fujinuma For For Management
1.9 Elect Director Hideaki Kubori For For Management
1.10 Elect Director Masahiro Sakane For For Management
1.11 Elect Director Colin Marshall For For Management
1.12 Elect Director Clara Furse For For Management
- --------------------------------------------------------------------------------
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
Ticker: PRE Security ID: G6852T105
Meeting Date: SEP 24, 2009 Meeting Type: Special
Record Date: AUG 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition of PARIS RE Holdings
Limited
2 Approve Increase in Size of Board from For For Management
11 to 12
3 Amend the 2005 Employee Equity Plan For For Management
- --------------------------------------------------------------------------------
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Rollwagen as a Director For For Management
1.2 Elect Vito H. Baumgartner as a Director For For Management
1.3 Elect Jean-Paul L. Montupet as a For For Management
Director
1.4 Elect Lucio Stanca as a Director For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
- --------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Dwight For For Management
1.2 Elect Director Janet M. Hansen For For Management
1.3 Elect Director Mark W. Richards For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
PROASSURANCE CORPORATION
Ticker: PRA Security ID: 74267C106
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor T. Adamo For For Management
1.2 Elect Director William J. Listwan For For Management
1.3 Elect Director W. Stancil Starnes For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For For Management
2 Elect Director Gordon M. Bethune For For Management
3 Elect Director Gaston Caperton For For Management
4 Elect Director Gilbert F. Casellas For For Management
5 Elect Director James G. Cullen For For Management
6 Elect Director William H. Gray, III For For Management
7 Elect Director Mark B. Grier For For Management
8 Elect Director Jon F. Hanson For For Management
9 Elect Director Constance J. Horner For For Management
10 Elect Director Karl J. Krapek For For Management
11 Elect Director Christine A. Poon For For Management
12 Elect Director John R. Strangfield For For Management
13 Elect Director James A. Unruh For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U104
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAY 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For Abstain Management
Statements, Commissioners' Report, and
Report on the Utilization of Proceeds
from Public Offering
2 Approve Report on the Partnership and For For Management
Community Development Program (PCDP)
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5a Appoint Auditors to Audit the Company's For For Management
Financial Statements
5b Appoint Auditors to Audit the PCDP's For For Management
Financial Statements
6 Approve Increase in Capital for the For For Management
Implementation of the MSOP
7 Elect Directors and Commissioners For For Management
- --------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Wayne Hughes For For Management
1.2 Elect Director Ronald L. Havner, Jr. For For Management
1.3 Elect Director Dann V. Angeloff For For Management
1.4 Elect Director William C. Baker For For Management
1.5 Elect Director John T. Evans For For Management
1.6 Elect Director Tamara Hughes Gustavson For For Management
1.7 Elect Director Uri P. Harkham For For Management
1.8 Elect Director B. Wayne Hughes, Jr. For For Management
1.9 Elect Director Harvey Lenkin For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Gary E. Pruitt For For Management
1.12 Elect Director Ronald P. Spogli For For Management
1.13 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD.
Ticker: QBE Security ID: Q78063114
Meeting Date: MAR 31, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended Dec. 31, 2009
2 Approve the Remuneration Report for the For For Management
Financial Year Ended Dec. 31, 2009
3 Approve the Grant of Up to 110,000 For For Management
Conditional Rights Under the 2009
Deferred Compensation Plan to Francis M
O'Halloran, Chief Executive Officer of
the Company
4a Elect Len Bleasel as a Director For For Management
4b Elect Duncan Boyle as a Director For For Management
5 Elect John Green as a Director For For Management
- --------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: MAR 3, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect W.G. Beattie as Director For For Management
1.2 Elect D.T. Elix as Director For For Management
1.3 Elect J.T. Ferguson as Director For For Management
1.4 Elect P. Gauthier as Director For For Management
1.5 Elect T.J. Hearn as Director For For Management
1.6 Elect A.D. Laberge as Director For For Management
1.7 Elect J. Lamarre as Director For For Management
1.8 Elect B.C. Louie as Director For For Management
1.9 Elect M.H. McCain as Director For For Management
1.10 Elect G.M. Nixon as Director For For Management
1.11 Elect D.P. O'Brien as Director For For Management
1.12 Elect J.P. Reinhard as Director For For Management
1.13 Elect E. Sonshine as Director For For Management
1.14 Elect K.P. Taylor as Director For For Management
1.15 Elect V.L. Young as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Submit to Shareholder Vote More Against Against Shareholder
Nominees Than There are Vacancies on
the Board of Directors
5 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of the CEO, Five Named
Officers and Average Total Employee
Compensation
- --------------------------------------------------------------------------------
RSA INSURANCE GROUP PLC
Ticker: RSA Security ID: G7705H116
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: MAY 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect George Culmer as Director For For Management
4 Re-elect Simon Lee as Director For For Management
5 Re-elect Noel Harwerth as Director For For Management
6 Re-elect Malcolm Le May as Director For For Management
7 Re-elect Edward Lea as Director For For Management
8 Re-elect John Maxwell as Director For For Management
9 Reappoint Deloitte LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Approve Remuneration Report For For Management
12 Adopt New Articles of Association For For Management
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase For For Management
- --------------------------------------------------------------------------------
SIAM COMMERCIAL BANK PCL
Ticker: SCB Security ID: Y7905M113
Meeting Date: APR 2, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Acknowledge Annual Report None None Management
3 Accept Financial Statements and For Abstain Management
Statutory Reports
4 Approve Allocation of Income as Legal For For Management
Reserve and Payment of Dividend of THB
2.50 Per Share
5 Approve Remuneration and Bonus of For For Management
Directors
6.1 Elect Sumate Tanthuwanit as Director For For Management
6.2 Elect Kannikar Chalitaporn as Director For For Management
6.3 Elect Areepong Bhoocha-Oom as Director For For Management
6.4 Elect Anand Panyarachun as Director For For Management
6.5 Elect Vicharn Panich as Director For For Management
6.6 Elect Chumpol NaLamlieng as Director For For Management
7 Approve KPMG Poomchai Audit Co., Ltd. For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
8 Amend Clause 4 of the Memorandum of For For Management
Association to Reflect the Conversion
of Preferred Shares into Ordinary
Shares
- --------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Melvyn E. Bergstein For For Management
2 Elect Director Linda Walker Bynoe For For Management
3 Elect Director Larry C. Glasscock For For Management
4 Elect Director Karen N. Horn, PhD For For Management
5 Elect Director Allan Hubbard For For Management
6 Elect Director Reuben S. Leibowitz For For Management
7 Elect Director Daniel C. Smith, PhD For For Management
8 Elect Director J. Albert Smith, Jr. For For Management
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: JUL 6, 2009 Meeting Type: Annual/Special
Record Date: JUL 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Appointment of Frederic Oudea as For For Management
Director
2 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.03
Million From Fiscal Year 2009
3 Amend Terms of Preferred Stock (Class For For Management
B) Re: Remuneration Rate, and Amend
Bylaws Accordingly
4 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAY 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Jamie Dundas as Director For For Management
5 Re-elect Val Gooding as Director For For Management
6 Re-elect Rudy Markham as Director For For Management
7 Re-elect John Peace as Director For For Management
8 Re-elect Peter Sands as Director For For Management
9 Re-elect Paul Skinner as Director For For Management
10 Re-elect Oliver Stocken as Director For For Management
11 Elect Jaspal Bindra as Director For For Management
12 Elect Richard Delbridge as Director For For Management
13 Elect Dr Han Seung-soo as Director For For Management
14 Elect Simon Lowth as Director For For Management
15 Elect Mike Rees as Director For For Management
16 Reappoint KPMG Audit plc as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Market Purchase For For Management
25 Authorise Market Purchase For For Management
26 Adopt New Articles of Association For For Management
27 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
28 Amend Restricted Share Scheme For For Management
29 Approve Waiver on the Reporting and For For Management
Annual Review Requirements in Respect
of Ongoing Banking Transactions with
Associates of Temasek
30 Approve the Waiver in Respect of the For For Management
Requirement to Enter into Fixed-term
Written Agreements with Temasek
31 Approve Future Ongoing Banking For For Management
Transactions with Temasek
- --------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burnes For For Management
2 Elect Director P. Coym For For Management
3 Elect Director P. De Saint-Aignan For For Management
4 Elect Director A. Fawcett For For Management
5 Elect Director D. Gruber For For Management
6 Elect Director L. Hill For For Management
7 Elect Director J. Hooley For For Management
8 Elect Director R. Kaplan For For Management
9 Elect Director C. LaMantia For For Management
10 Elect Director R. Logue For For Management
11 Elect Director R. Sergel For For Management
12 Elect Director R. Skates For For Management
13 Elect Director G. Summe For For Management
14 Elect Director R. Weissman For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Ratify Auditors For For Management
17 Require Independent Board Chairman Against Against Shareholder
18 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: RUKN Security ID: H84046137
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For Did Not Vote Management
1.2 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal 2009
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.00 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Add CHF 1.1 Million to Existing Pool of For Did Not Vote Management
Capital without Preemptive Rights for
Employee Remuneration
5.1 Amend Articles Re: Share Certificates For Did Not Vote Management
due to New Swiss Federal Act on
Intermediated Securities
5.2 Amend Articles Re: Group Auditors For Did Not Vote Management
6.1.1 Reelect Walter Kielholz as Director For Did Not Vote Management
6.1.2 Reelect Robert Scott as Director For Did Not Vote Management
6.1.3 Elect Malcolm Knight as Director For Did Not Vote Management
6.1.4 Elect Carlos Represas as Director For Did Not Vote Management
6.1.5 Elect Jean-Pierre Roth as Director For Did Not Vote Management
6.2 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
6.3 Ratify OBT AG as Special Auditors For Did Not Vote Management
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Y. Marc Belton For For Management
3 Elect Director Victoria Buyniski For For Management
Gluckman
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Richard K. Davis For For Management
6 Elect Director Joel W. Johnson For For Management
7 Elect Director Olivia F. Kirtley For For Management
8 Elect Director Jerry W. Levin For For Management
9 Elect Director David B. O'Maley For For Management
10 Elect Director O'dell M. Owens, M.D., For For Management
M.P.H.
11 Elect Director Richard G. Reiten For For Management
12 Elect Director Craig D. Schnuck For For Management
13 Elect Director Patrick T. Stokes For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
UNIBAIL RODAMCO SE
Ticker: UL Security ID: F95094110
Meeting Date: APR 28, 2010 Meeting Type: Annual/Special
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Transfer from Issuance Premium For For Management
Account to Shareholders for an Amount
of EUR 8 per Share
5 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
6 Reelect Frans J.G.M Cremers as For For Management
Supervisory Board Member
7 Reelect Francois Jaclot as Supervisory For For Management
Board Member
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
10 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T95132105
Meeting Date: NOV 16, 2009 Meeting Type: Special
Record Date: NOV 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve EUR 4 Billion Capital Increase For Did Not Vote Management
with Preemptive Rights to Holders of
Ordinary Shares and Saving Shares
- --------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T95132105
Meeting Date: APR 22, 2010 Meeting Type: Annual/Special
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
3.1 Slate 1 - Submitted by Cassa di For Did Not Vote Management
Risparmio di Verona, Vicenza, Belluno,
and Ancona
3.2 Slate 2 - Submitted by Institutional For Did Not Vote Management
Investors through Assogestioni
4 Approve Internal Auditors' Remuneration For Did Not Vote Management
5 Amend Remuneration of the Supervision For Did Not Vote Management
Body's Chairman
6 Approve Remuneration Report For Did Not Vote Management
7 Approve Group Employee Share Ownership For Did Not Vote Management
Plan 2010
8 Approve Group Long Term Incentive Plan For Did Not Vote Management
2010
1 Approve Creation of EUR 64 Million Pool For Did Not Vote Management
of Capital without Preemptive Rights
Reserved to Stock Purchase Plans
2 Approve Creation of EUR 29.5 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights Reserved to Stock Grant Plans
- --------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: U11 Security ID: V96194127
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For Abstain Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.40 Per For For Management
Share
3 Approve Directors' Fees of SGD 842,500 For For Management
for the Year Ended Dec. 31, 2009 (2008:
SGD 912,500)
4 Approve Director's Fee of SGD 2.5 For For Management
Million for the Year Ended Dec. 31,
2009
5 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Reelect Wong Meng Meng as Director For For Management
7 Reelect Yeo Liat Kok Philip as Director For For Management
8 Reelect Wee Cho Yaw as Director For For Management
9 Reelect Lim Pin as Director For For Management
10 Reelect Ngiam Tong Dow as Director For For Management
11 Reelect Cham Tao Soon as Director For For Management
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
13 Approve Issuance of Shares without For For Management
Preemptive Rights
- --------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: U11 Security ID: V96194127
Meeting Date: APR 30, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Amend Articles of Association For For Management
3 Approve Issuance of New Shares Pursuant For For Management
to the UOB Scrip Dividend Scheme
- --------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 20, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Matschullat For For Management
1.2 Elect Director Cathy E. Minehan For For Management
1.3 Elect Director David J. Pang For For Management
1.4 Elect Director William S. Shanahan For For Management
1.5 Elect Director John A. Swainson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For Against Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore For For Management
11 Elect Director Philip J. Quigley For For Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
21 Require Independent Board Chairman Against Against Shareholder
22 Report on Charitable Contributions Against Against Shareholder
23 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: Q97417101
Meeting Date: DEC 16, 2009 Meeting Type: Annual
Record Date: DEC 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended Sept. 30, 2009
2 Approve the Remuneration Report for the For For Management
Financial Year Ended Sept. 30, 2009
3(a) Elect Edward (Ted) Alfred Evans as a For For Management
Director
3(b) Elect Gordon McKellar Cairns as a For For Management
Director
3(c) Elect Peter David Wilson as a Director For For Management
4 Approve the Grant of Shares and For For Management
Performance Share Rights and/or
Performance Options to Gail Patricia
Kelly, Managing Director and CEO, Under
the Company's CEO Restricted Share Plan
and CEO Performance Plan
- --------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph Mauriello as Director For For Management
1.2 Elect Eugene M. McQuade as Director For For Management
1.3 Elect Clayton S. Rose as Director For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2010 Meeting Type: Special
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Cayman For For Management
Islands to Ireland through Scheme of
Arrangement
1.2 Adjourn Special Scheme Meeting For For Management
2 Approve Distributable Reserves Proposal For For Management
3 Amend Articles -- Approve Director For For Management
Nomination Procedures Proposal
4 Change Company Name to XL Group Ltd. For For Management
5 Adjourn Extraordinary General Meeting For For Management
- --------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES AG
Ticker: ZRINS Security ID: H9870Y105
Meeting Date: MAR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1b Approve Remuneration Report For Did Not Vote Management
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 16 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Approve CHF 183,640 Reduction in Share For Did Not Vote Management
Capital
5 Approve Creation of CHF 480,000 Pool of For Did Not Vote Management
Capital without Preemptive Rights
6 Approve Creation of CHF 235,617 Pool of For Did Not Vote Management
Capital without Preemptive Rights for
Employee Remuneration
7 Amend Articles Re: Share Certificates For Did Not Vote Management
and Conversion of Shares due to Swiss
Book Effect Law
8.1.1 Elect JosefAckermann as Director For Did Not Vote Management
8.1.2 Reelect Susan Bies as Director For Did Not Vote Management
8.1.3 Reelect Victor Chu as Director For Did Not Vote Management
8.1.4 Reelect Armin Meyer as Director For Did Not Vote Management
8.1.5 Reelect Rolf Watter as Director For Did Not Vote Management
8.2 Ratify Pricewaterhouse Coopers AG as For Did Not Vote Management
Auditors
========== END NPX REPORT