UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
----------------------------
Check here if Amendment [ ]; Amendment Number:
-----
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Jeffrey L. Gendell
--------------------------------------------------
Address: 1 Sound Shore Drive, Suite 304
--------------------------------------------------
Greenwich Connecticut 06830-7251
--------------------------------------------------
Form 13F File Number: 028-06950
------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey L. Gendell
----------------------------------------------------
Title: Authorized Signatory
----------------------------------------------------
Phone: 203-769-2000
----------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Jeffrey L. Gendell Greenwich, Connecticut May 10, 2013
---------------------------- ------------------------ --------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
-------------
Form 13F Information Table Entry Total: 77
-------------
Form 13F Information Table Value Total: 579,322
-------------
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1 028-06950 Tontine Asset Management, LLC
2 028-06950 TTR Associates LLC
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
AMERIANA BANCORP COM 023613102 2,393 261,786 SH DEFINED 261,786 0 0
AMERIANA BANCORP COM 023613102 158 17,270 SH DEFINED 1 17,270 0 0
BANK OF AMERICA CORPORATION COM 060505104 1,886 154,810 SH DEFINED 154,810 0 0
BANK OF AMERICA CORPORATION COM 060505104 13,620 1,118,190 SH DEFINED 1 1,118,190 0 0
BANK OF AMERICA CORPORATION COM 060505104 10,742 881,900 SH DEFINED 2 881,900 0 0
BANK OF AMERICA CORPORATION COM 060505104 6,151 505,000 SH CALL DEFINED 505,000 0 0
BANK OF AMERICA CORPORATION COM 060505104 26,172 2,148,800 SH CALL DEFINED 1 2,148,800 0 0
BROADWIND ENERGY INC COM NEW 11161T207 1,748 400,031 SH DEFINED 400,031 0 0
BROADWIND ENERGY INC COM NEW 11161T207 4,843 1,108,265 SH DEFINED 1 1,108,265 0 0
CAMCO FINL CORP COM 132618109 1,247 359,250 SH DEFINED 359,250 0 0
CAMCO FINL CORP COM 132618109 1,576 454,296 SH DEFINED 1 454,296 0 0
CAPITAL ONE FINL CORP COM 14040H105 4,996 90,915 SH DEFINED 1 90,915 0 0
CAPITAL ONE FINL CORP COM 14040H105 1,021 18,581 SH DEFINED 2 18,581 0 0
CITIGROUP INC COM NEW 172967424 1,062 24,000 SH DEFINED 24,000 0 0
CITIGROUP INC COM NEW 172967424 21,501 486,000 SH DEFINED 1 486,000 0 0
CITIGROUP INC COM NEW 172967424 10,750 243,000 SH DEFINED 2 243,000 0 0
CITIGROUP INC COM NEW 172967424 9,538 215,600 SH CALL DEFINED 215,600 0 0
CITIGROUP INC COM NEW 172967424 31,331 708,200 SH CALL DEFINED 1 708,200 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 3,601 218,092 SH DEFINED 1 218,092 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 4,730 286,507 SH DEFINED 2 286,507 0 0
DUCOMMUN INC DEL COM 264147109 2,045 103,349 SH DEFINED 2 103,349 0 0
EXIDE TECHNOLOGIES COM NEW 302051206 557 206,187 SH DEFINED 206,187 0 0
EXIDE TECHNOLOGIES COM NEW 302051206 17,470 6,470,324 SH DEFINED 1 6,470,324 0 0
EXIDE TECHNOLOGIES COM NEW 302051206 293 108,680 SH DEFINED 2 108,680 0 0
FIDELITY SOUTHERN CORP NEW COM 316394105 5,614 488,149 SH DEFINED 488,149 0 0
FIRST BANCSHARES INC MS COM 318916103 274 39,157 SH DEFINED 39,157 0 0
FIRST DEFIANCE FINL CORP COM 32006W106 1,814 77,770 SH DEFINED 77,770 0 0
FIRST FED NORTHN MICH BANCOR COM 32021X105 663 141,680 SH DEFINED 141,680 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 15,163 458,100 SH DEFINED 1 458,100 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 7,698 232,567 SH DEFINED 2 232,567 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 35,652 1,077,100 SH CALL DEFINED 1 1,077,100 0 0
HMN FINL INC COM 40424G108 2,069 353,706 SH DEFINED 353,706 0 0
HEWLETT PACKARD CO COM 428236103 1,254 52,595 SH DEFINED 1 52,595 0 0
HEWLETT PACKARD CO COM 428236103 2,908 121,990 SH DEFINED 2 121,990 0 0
HEWLETT PACKARD CO COM 428236103 38,642 1,620,900 SH CALL DEFINED 1 1,620,900 0 0
HAWTHORN BANCSHARES INC COM 420476103 4,138 375,884 SH DEFINED 375,884 0 0
INNOSPEC INC COM 45768S105 2,558 57,770 SH DEFINED 57,770 0 0
INNOSPEC INC COM 45768S105 9,202 207,809 SH DEFINED 1 207,809 0 0
INTEGRATED ELECTRICAL SVC COM 45811E301 46,000 7,076,847 SH DEFINED 7,076,847 0 0
INTEGRATED ELECTRICAL SVC COM 45811E301 9,605 1,477,646 SH DEFINED 1 1,477,646 0 0
JPMORGAN CHASE & CO COM 46625H100 949 20,000 SH DEFINED 20,000 0 0
JPMORGAN CHASE & CO COM 46625H100 6,170 130,000 SH DEFINED 1 130,000 0 0
JPMORGAN CHASE & CO COM 46625H100 3,201 67,450 SH DEFINED 2 67,450 0 0
JPMORGAN CHASE & CO COM 46625H100 2,610 55,000 SH CALL DEFINED 55,000 0 0
JPMORGAN CHASE & CO COM 46625H100 16,089 339,000 SH CALL DEFINED 1 339,000 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
KRONOS WORLDWIDE INC COM 50105F105 2,354 150,429 SH DEFINED 2 150,429 0 0
LSB INDS INC COM 502160104 2,654 76,317 SH DEFINED 2 76,317 0 0
MATERION CORP COM 576690101 4,792 168,138 SH DEFINED 2 168,138 0 0
MERITOR INC COM 59001K100 2,670 564,516 SH DEFINED 1 564,516 0 0
MERITOR INC COM 59001K100 4,809 1,016,763 SH DEFINED 2 1,016,763 0 0
MUTUALFIRST FINL INC COM 62845B104 3,790 264,086 SH DEFINED 264,086 0 0
MUTUALFIRST FINL INC COM 62845B104 844 58,786 SH DEFINED 2 58,786 0 0
NEWMONT MINING CORP COM 651639106 9,944 237,375 SH DEFINED 1 237,375 0 0
NEWMONT MINING CORP COM 651639106 4,096 97,775 SH DEFINED 2 97,775 0 0
NEWMONT MINING CORP COM 651639106 6,045 144,300 SH CALL DEFINED 1 144,300 0 0
OM GROUP INC COM 670872100 853 36,350 SH DEFINED 1 36,350 0 0
OM GROUP INC COM 670872100 447 19,050 SH DEFINED 2 19,050 0 0
OMNOVA SOLUTIONS INC COM 682129101 3,162 412,214 SH DEFINED 1 412,214 0 0
OMNOVA SOLUTIONS INC COM 682129101 120 15,660 SH DEFINED 2 15,660 0 0
PATRICK INDS INC COM 703343103 58,609 3,718,873 SH DEFINED 3,718,873 0 0
PATRICK INDS INC COM 703343103 4,078 258,763 SH DEFINED 1 258,763 0 0
PEOPLES BANCORP N C INC COM 710577107 4,095 366,604 SH DEFINED 366,604 0 0
PEOPLES BANCORP N C INC COM 710577107 1,579 141,361 SH DEFINED 1 141,361 0 0
PREFORMED LINE PRODS CO COM 740444104 9,543 136,386 SH DEFINED 1 136,386 0 0
PREFORMED LINE PRODS CO COM 740444104 199 2,841 SH DEFINED 2 2,841 0 0
TIDEWATER INC COM 886423102 947 18,750 SH DEFINED 1 18,750 0 0
TIDEWATER INC COM 886423102 6,709 132,860 SH DEFINED 2 132,860 0 0
UNITED CONTL HLDGS INC COM 910047109 2,431 75,935 SH DEFINED 1 75,935 0 0
UNITED CONTL HLDGS INC COM 910047109 4,893 152,844 SH DEFINED 2 152,844 0 0
UNITED BANCSHARES INC OHIO COM 909458101 2,062 168,446 SH DEFINED 168,446 0 0
UNITED CMNTY FINL CORP OHIO COM 909839102 2,158 556,267 SH DEFINED 556,267 0 0
UNITED CMNTY FINL CORP OHIO COM 909839102 835 215,245 SH DEFINED 2 215,245 0 0
WESTMORELAND COAL CO COM 960878106 24,104 2,121,820 SH DEFINED 2,121,820 0 0
WILLBROS GROUP INC DEL COM 969203108 11,885 1,210,324 SH DEFINED 1 1,210,324 0 0
WILLBROS GROUP INC DEL COM 969203108 2,849 290,135 SH DEFINED 2 290,135 0 0
WINNEBAGO INDS INC COM 974637100 829 40,160 SH DEFINED 1 40,160 0 0
WINNEBAGO INDS INC COM 974637100 3,233 156,642 SH DEFINED 2 156,642 0 0