FORM 10-Q/A
Amendment #1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
(Mark One)
|X| QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2002
OR
|_| TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from _____________ to ____________
Commission file number 1-3122
Covanta Energy Corporation (Debtor in Possession)
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(Exact name of registrant as specified in its charter)
Delaware 13-5549268
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(State or other jurisdiction of (I.R.S. Employer Identification Number)
incorporation or organization)
40 Lane Road, Fairfield, NJ 07004
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(Address or principal executive office) (Zip code)
(973) 882-9000
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(Registrant's telephone number including area code)
Not Applicable
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(Former name, former address and former fiscal year,
if changed since last report)
Indicate by checkmark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes |_| No |X|
APPLICABLE ONLY TO CORPORATE ISSUERS:
The number of shares of the registrant's Common Stock outstanding as of November
1, 2002 was 49,827,651 shares. The number of shares of the registrant's $1.875
Cumulative Convertible Preferred Stock (Series A) outstanding as of November 1,
2002 was 33,049 shares.
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
(a) The following exhibits are filed as a part of this report:
10.0 Material Contracts
10.1(a) Second Amendment to Debtor-in-Possession Credit
Agreement, dated as of May 10, 2002, among the Company, the
Subsidiaries listed on the signature pages thereof as
Borrowers, the Subsidiaries listed on the signature pages
thereof as Subsidiary Guarantors, the Lenders listed therein,
Bank of America, N.A., as Administrative Agent, and Deutsche
Bank AG, New York Branch, as Documentation Agent, transmitted
herewith as Exhibit 10.1(a).
10.1(b) Third Amendment and Limited Waiver to
Debtor-in-Possession Credit Agreement, dated as of October 4,
2002, among the Company, the Subsidiaries listed on the
signature pages thereof as Borrowers, the Subsidiaries listed
on the signature pages thereof as Subsidiary Guarantors, the
Lenders listed therein, Bank of America, N.A., as
Administrative Agent, and Deutsche Bank AG, New York Branch as
Documentation Agent, transmitted herewith as Exhibit 10.1(b).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Date: November 13, 2002 COVANTA ENERGY CORPORATION
(Registrant)
By: /s/ Scott G. Mackin
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Scott G. Mackin
President and Chief Executive
Officer
By: /s/ William J. Keneally
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William J. Keneally
Senior Vice President
and Chief Accounting Officer