SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A NO. 1 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 1997, OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM _______________ TO _______________ Commission file number 0-16533 SOVEREIGN BANCORP, INC. (Exact name of registrant as specified in its charter) Pennsylvania 23-2453088 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) 1130 Berkshire Boulevard Wyomissing, Pennsylvania 19610 (Address of principal executive (Zip Code) offices) (610) 320-8400 (Registrant's telephone number, including area code) N/A (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No Applicable only to corporate issuers: Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date: There were 65,976,000 shares of common stock, no par value, outstanding as of May 13, 1997. PART II - OTHER INFORMATION Items 1 through 5 are not applicable or the responses are negative. Item 6 - Exhibits and Reports on Form 8-K. (a) Exhibits. 10.1 Employment Agreement, dated as of March 1, 1997, between Sovereign Bancorp, Inc., Sovereign Bank, a Federal Savings Bank, and Jay S. Sidhu. 27 Amended Financial Data Schedule. (b) Reports on Form 8-K. Report on Form 8-K, dated March 17, 1997 (date of earliest event - March 17, 1997), contained pro forma financial information showing the effects of the merger of First State Financial Services, Inc. with and into Sovereign Bancorp, Inc., which was effective as of February 18, 1997, and the pending acquisition of Bankers Corp. Report on Form 8-K, dated February 13, 1997 (date of earliest event - February 5, 1997), described the Agreement and Plan of Merger dated February 5, 1997 pursuant to which Sovereign will acquire Bankers Corp. Report on Form 8-K, dated February 6, 1997 (date of earliest event - February 6, 1997), contained a press release announcing the execution of an Agreement and Plan of Merger for Sovereign to acquire Bankers Corp. Report on Form 8-K, dated February 3, 1997 (date of earliest event - January 20, 1997), contained a press release announcing Sovereign's earnings for the year ended December 31, 1996 and a press release announcing an amendment to the timing of the 6 for 5 stock split on Sovereign common stock which was declared on January 16, 1997. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SOVEREIGN BANCORP, INC. (Registrant) Date: July 10, 1997 /s/ Mark R. McCollom Mark R. McCollom, Chief Accounting Officer EXHIBIT INDEX (a) Exhibits. 10.1 Employment Agreement, dated as of March 1, 1997, between Sovereign Bancorp, Inc., Sovereign Bank, a Federal Savings Bank, and Jay S. Sidhu. 27 Amended Financial Data Schedule.