SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 24, 1996 PLC SYSTEMS INC. -------------------------------------------------- (Exact Name of Registrant as Specified in Charter) British Columbia, Canada 0-19561 04-3153858 ------------------------ ------- ---------- (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification Number) 10 Forge Park, Franklin, Massachusetts 02038 -------------------------------------------- (Address of Principal Executive Offices) (Zip Code) (508) 541-8800 ------------------------------------------------ (Registrant's Telephone Number, Including Area Code) TABLE OF CONTENTS FORM 8-K September 24, 1996 Item Page ---- ---- Item 5. Other Events 1 Item 7. Exhibits 1 Signature 2 Exhibits 3 i ITEM 5. OTHER EVENTS. A copy of the press release of the Registrant dated September 10, 1996 is filed herewith as Exhibit Number 99a. The press release describes the notification of the Food and Drug Administration to the Registrant allowing the Registrant to halt the randomization of patients to medical management in multicenter Transmyocardial Revascularization clinical trials. A copy of the Complaint for declaratory relief filed September 10, 1996, Cardiogenesis Corp. v. PLC Systems, Inc., et al., U.S.D.C. (N.D. - S.J.), Civil Action Number C-96 20749 SW (EAI), is filed herewith as Exhibit Number 99b. The Registrant has been named as a defendant in a complaint for declaratory relief of patent invalidity and non-infringement under 28 U.S.C., Sections 2201 and 2202, with a demand for jury trial. ITEM 7. EXHIBITS The following exhibits are filed herewith: Exhibit No. Title 99a Press Release of the Registrant dated September 10, 1996 99b Complaint for declaratory relief filed September 10, 1996, CardioGenesis Corp. v. PLC Systems, Inc., et al., U.S.D.C. (N.D. - S.J.), Civil Action Number C-96 20749 SW (EAI). 1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PLC SYSTEMS INC. By:/s/ Patricia L. Murphy --------------------------- Patricia L. Murphy Chief Financial Officer Date: September 24, 1996 2 EXHIBIT INDEX Exhibit No. Title 99a Press Release of the Registrant dated September 10, 1996 99b Complaint for declaratory relief filed September 10, 1996, CardioGenesis Corp. v. PLC Systems, Inc., et al., U.S.D.C. (N.D. - S.J.), Civil Action Number C-96 20749 SW (EAI). 3