UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 1996 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to Commission File No. 0-27650 CATSKILL FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 14-1788465 (State or other jurisdiction of (I.R.S. Employer Identification Number) incorporation or organization) 341 MAIN STREET, CATSKILL, NY 12414 (Address of principal executive offices) Registrant's telephone number, including area code: (518)943-3600 Securities registered pursuant to Section 12(b) of the Act: NONE Securities registered pursuant to Section 12(g) of the Act: Common Stock, par value $.01 per share (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10K/A or any amendments to this Form 10K/A. [X] As of December 23, 1996, the aggregate market value of the voting stock held by non-affiliates (based upon reported beneficial ownership of all directors and executive officers of the registrant; this determination does not however, constitute an admission of affiliated status for any of these individual stockholders) of the registrant, excluding unallocated ESOP shares, was approximately $64.6 million. Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date: Common Shares, $.01 par value 5,361,482 (Title of class) (outstanding at December 23, 1996) PART II ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA Catskill Financial Corporation is filing this amendment to its Form 10K Annual Report for the fiscal year ended September 30, 1996. The amendment, filed under form 10K/A, is required due to a transmission error in our EDGAR filing of the Form 10K made on December 30, 1996. Our financial printer, filed our auditor's report without typed signatures, nor did the auditor's report identify the city and state where issued. This amended filing is solely to update the auditor's report to comply with Rule 302 of Regulation S-T. PART IV ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K (3) Exhibits (99) Updated "Auditor's" Report to include signatures, city and state which were omitted in original EDGAR filing. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CATSKILL FINANCIAL CORPORATION Date: September 23, 1997 /s/ Wilbur J. Cross Wilbur J. Cross Chairman of the Board, President and Chief Executive Officer (Principal Executive Officer) Date: September 23, 1997 /s/ David J. DeLuca David J. DeLuca Chief Financial Officer (Principal Financial and Accounting Officer)