UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 15, 2002
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THE MORGAN GROUP, INC.
(Exact name of registrant as specified in its charter)
DELAWARE
(State or other jurisdiction of incorporation)
1-13586 22-2902315
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(Commission File Number) (IRS Employer Identification No.)
2746 Old U.S. 20 West, Elkhart, Indiana 46514-1168
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 574-295-2200
Item 9. Regulation FD Disclosure
The American Stock Exchange has notified The Morgan Group, Inc. that the
shares of The Morgan Group, Inc. Class A Common Stock listed on the American
Stock Exchange will be delisted effective October 15, 2002. The exchange
determined that the Company's Class A Common Stock no longer satisfied Sections
1002, 1003 and 1009 of AMEX listing rules. Following delisting, the shares of
Class A Common Stock may trade from time to time in the over-the-counter market.
The Morgan Group, Inc. announced on October 4, 2002 that it intends to file
for Chapter 11 Bankruptcy protection in the next few days with the expected
result of liquidation of the assets of the Company and its principal operating
subsidiaries, Morgan Drive-Away, Inc. and TDI, Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
THE MORGAN GROUP, INC.
By: /s/ Paul Borghesani
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Paul Borghesani
Vice President/Secretary
Dated: October 15, 2002