As filed with the Securities and Registration No. _____
Exchange Commission on September 3, 1996
FORM S-8
Registration Statement under the Securities Act of 1933
FLEMING COMPANIES, INC.
(Exact name of registrant as specified in its charter)
Oklahoma 48-0222760
(State or other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification No.)
6301 Waterford Boulevard
P. O. Box 26647
Oklahoma City, Oklahoma 73126-0647
(Address of Principal Executive Office) (Zip Code)
FLEMING COMPANIES, INC.
1996 STOCK INCENTIVE PLAN
(Full title of the plan)
Copies to:
David R. Almond Lenore T. Graham, Esq.
Senior Vice President, General McAfee & Taft
Counsel and Secretary A Professional Corporation
Fleming Companies, Inc. Tenth Floor
6301 Waterford Boulevard Two Leadership Square
P. O. Box 26647 Oklahoma City, Oklahoma 73102
Oklahoma City, Oklahoma 73126-0647 (405) 235-9621
(Name and address of agent
for service)
405/840-7200
(Telephone number, including area code, of agent for service)
Calculation of Registration Fee
- ------------------------------------------------------------------
Proposed Proposed
Title of maximum maximum
securities Amount offering aggregate Amount of
to be to be price offering registra-
registered registered per unit(1) price(1) tion fee
- ------------------------------------------------------------------
Common Stock, 1,200,000 (3) $15.57 $18,675,000 $6,440
$2.50 par value
(2)
- ------------------------------------------------------------------
(1) Estimated pursuant to Rules 457(c) and (h) of the Securities
Act of 1933, as amended, solely for the purpose of
calculating the registration fee and based upon the average
of the high and low prices of Fleming Companies, Inc. Common
Stock as reported by the New York Stock Exchange on August
27, 1996.
(2) Each share of Common Stock also includes the associated
Common Stock purchase rights (the "Rights"). Prior to the
occurrence of certain events, the Rights will not be
exercisable or evidenced separately from the Common Stock.
No additional consideration will be received for the Rights.
(3) The number of shares of Common Stock stated above is the
aggregate number of such shares which may be issued on the
exercise of options or the award of restricted stock under
the Fleming Companies, Inc. 1996 Stock Incentive Plan (the
"Plan") registered under this Registration Statement. The
maximum number of shares which may be issued under the Plan
cannot presently be determined since adjustments in the
number of shares may be made in the event of stock splits,
stock dividends, or other changes in the corporate structure
or shares as specified in the Plan. Accordingly, this
Registration Statement covers, in addition to the number of
shares of Common Stock stated above, an indeterminate number
of shares, which by reason of any of such event may become
subject to issuance under the Plan.
PART II
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The registrant incorporates herein by reference the fol-
lowing documents filed with the Securities and Exchange Commission
(the "Commission"):
(a) The registrant's Annual Report on Form 10-K for the
fiscal year ended December 30, 1995 filed with the Commission on
March 29, 1996, and as amended on Form 10-K/A on April 15, 1996.
(b) The registrant's Quarterly Reports on Form 10-Q for
the period ended April 20, 1996 filed with the Commission on May
31, 1996, and the period ended July 13, 1996, filed with the
Commission on August 27, 1996.
(c) The Registrant's current reports on Form 8-K dated
January 16, 1996, March 20, 1996, March 21, 1996, March 28, 1996
and June 24, 1996, respectively.
(d) The description of Common Stock contained in the
Registrant's Registration Statement on Form 8-A, as amended, filed
under the Exchange Act (File No. 1-8140).
All reports hereafter filed by the registrant pursuant
to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange
Act of 1934, prior to the filing of a post-effective amendment
which indicates that all of the shares of the registrant's Common
Stock covered by this registration statement have been sold or
which de-registers all such shares then remaining unsold, shall be
deemed to be incorporated herein by reference and to be a part
hereof from the date of filing of such documents.
Item 4. Description of Securities.
Not applicable.
Item 5. Interests of Named Experts and Counsel.
None.
Item 6. Indemnification of Directors and Officers.
Section 1031 of the Oklahoma General Corporation Act,
under which act the registrant is incorporated, authorizes the
indemnification of officers and directors in certain circum-
stances. Article Thirteenth of the registrant's Certificate of
Incorporation, as well as Article 8 of the registrant's Bylaws,
provide indemnification of directors, officers and agents to the
extent permitted by Oklahoma General Corporation Act. These
provisions may be sufficiently broad to indemnify such persons for
liabilities under the Securities Act of 1933. In addition,
Article Thirteenth of the registrant's Certificate of Incorpora-
tion permits the exculpation of a director for monetary damages
for breach of fiduciary duty as a director. In addition, the
registrant maintains insurance policies which insure its officers
and directors against certain liabilities.
Item 7. Exemption from Registration Claimed.
Not applicable.
Item 8. Exhibits.
4.1 Certificate of Incorporation
4.2 Bylaws
4.3 Rights Agreement dated as of February 27, 1996 between
Fleming Companies, Inc. and Liberty Bank and Trust
Company of Oklahoma City, N.A. effective as of the close
of business on July 6, 1996 which includes as Exhibit A
the Certificate of Designations and Exhibit B to form of
Right Certificate (incorporated by reference to Exhibit
4.0 to Form 8-K dated February 27, 1996).
23.1 Consent of Deloitte & Touche LLP
23.2 Consent of McAfee & Taft A Professional Corporation.
99 1996 Fleming Companies, Inc. Stock Option Plan dated
February 27, 1996 (incorporated by reference to Exhibit
A to Proxy Statement for year ended December 30, 1995).
Item 9. Undertakings.
The undersigned registrant hereby undertakes:
(1) To file, during any period in which offers or sales
are being made, a post-effective amendment to this registration
statement:
(i) To include any prospectus required by Section
10(a)(3) of the Securities Act of 1933;
(ii) To reflect in the prospectus any facts or
events arising after the effective date of the registration state-
ment (or the most recent post-effective amendment thereof) which,
individually or in the aggregate, represent a fundamental change
in the information set forth in the registration statement.
Notwithstanding the foregoing, any increase or decrease in volume
of securities offered (if the total dollar value of securities
offered would not exceed that which was registered) and any
deviation from the high or low end of the estimated maximum
offering range may be reflected in the form of prospectus filed
with the Commission pursuant to Rule 424(b) if, in the aggregate,
the changes in volume and price represent no more than a 20%
change in the maximum aggregate offering price set forth in the
"Calculation of Registration Fee" table in the effective registra-
tion statement;
(iii) To include any material information with
respect to the plan of distribution not previously disclosed in
the registration statement or any material change to such
information in the registration statement;
Provided, however, that paragraphs (1)(i) and (1)(ii) do
not apply if the information required to be included in a post-
effective amendment by those paragraphs is contained in periodic
reports filed with or furnished to the Commission by the
registrant pursuant to Section 13 or Section 15(d) of the
Securities Exchange Act of 1934 that are incorporated by reference
in the registration statement.
(2) That, for the purposes of determining any liability
under the Securities Act of 1933, each such post-effective amend-
ment shall be deemed to be a new registration statement relating
to the securities offered therein, and the offering of such
securities at that time shall be deemed to be the initial bona
fide offering thereof.
(3) To remove from registration by means of a post-
effective amendment any of the securities being registered which
remain unsold at the termination of the offering.
The undersigned registrant hereby undertakes that, for
purposes of determining any liability under the Securities Act of
1933, each filing of the registrant's annual report pursuant to
Section 13(a) or Section 15(d) of the Securities Exchange Act of
1934 (and, where applicable, each filing of an employee benefit
plan's annual report pursuant to Section 15(d) of the Securities
Exchange Act of 1934) that is incorporated by reference in the
registration statement shall be deemed to be a new registration
statement relating to the securities offered therein, and the
offering of such securities at that time shall be deemed to be the
initial bona fide offering thereof.
Insofar as indemnification for liabilities arising under
the Securities Act of 1933 may be permitted to directors, officers
and controlling persons of the registrant pursuant to the fore-
going provisions, or otherwise, the registrant has been advised
that in the opinion of the Securities and Exchange Commission such
indemnification is against public policy as expressed in the Act
and is, therefor, unenforceable. In the event that a claim for
indemnification against such liabilities (other than the payment
by the registrant of expenses incurred or paid by a director,
officer or controlling person of the registrant in the successful
defense of any action, suit or proceeding) is asserted by such
director, officer or controlling person in connection with the
securities being registered, the registrant will, unless in the
opinion of its counsel the matter has been settled by controlling
precedent, submit to a court of appropriate jurisdiction the
question whether such indemnification by it is against public
policy as expressed in the Act and will be governed by the final
adjudication of such issue.
SIGNATURES
THE REGISTRANT. Pursuant to the requirements of the
Securities Act of 1933, the registrant certifies that it has
reasonable grounds to believe that it meets all of the require-
ments for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of Oklahoma City, State of Oklahoma
on September 3, 1996.
FLEMING COMPANIES, INC.
By ROBERT E. STAUTH
Robert E. Stauth, Chairman
and Chief Executive Officer
Pursuant to the requirements of the Securities Act of
1933, this Registration Statement has been signed by the following
persons in the capacities and on the dates indicated.
Signature Title Date
ROBERT E. STAUTH Chairman, Chief Executive ]
Robert E. Stauth Officer and Director ]
]
HARRY L. WINN, JR. Executive Vice President ]
Harry L. Winn, Jr. and Chief Financial Officer ]
]
KEVIN J. TWOMEY Vice President and ]
Kevin J. Twomey Controller ]
]
ARCHIE R. DYKES Director ]
Archie R. Dykes ]
]
CAROL B. HALLETT Director ]
Carol B. Hallett ]
]
LAURENCE M. JONES Director ] September 3, 1996
Laurence M. Jones ]
]
EDWARD C. JOULLIAN III Director ]
Edward C. Joullian III ]
]
HOWARD H. LEACH Director ]
Howard H. Leach ]
]
]
John A. McMillan Director ]
]
GUY A. OSBORN Director ]
Guy A. Osborn ]
]
]
Jack W. Baker Director ]
INDEX TO EXHIBITS
Exhibit
No.
- -------
4.1 Certificate of Incorporation Filed herewith
electronically
4.2 Bylaws Filed herewith
electronically
23.1 Consent of Deloitte & Touche LLP Filed herewith
electronically
23.2 Consent of McAfee & Taft A Filed herewith
Professional Corporation electronically