UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): DECEMBER 4, 2006
FINANCIAL INDUSTRIES CORPORATION
(Exact Name of Registrant as Specified in Charter)
TEXAS 0-4690 74-2126975
(State or Other Jurisdiction (Commission (IRS Employer
of Incorporation) File Number) Identification No.)
6500 RIVER PLACE BOULEVARD, BUILDING I, AUSTIN, TEXAS 78730
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number (including area code): (512) 404-5000
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[_] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02 RESULTS OF OPERATION AND FINANCIAL CONDITION
Unaudited 2005 Annual Report
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On December 4, 2006, Financial Industries Corporation (the "Company")
made available to its shareholders an unaudited annual report for the fiscal
year ended December 31, 2005 (the "2005 Annual Report"), a copy of which is
furnished as Exhibit 99.1 to this report.
Shareholders should note that the financial statements included in the
2005 Annual Report have not been audited. The audit with respect to the
Company's fiscal year ended December 31, 2005 is currently in process. As a
result, the information included in the 2005 Annual Report is subject to change
in connection with the completion of the 2005 audit.
In addition, the Report on Disclosure Controls and Procedures of the
Company's independent registered public accounting firm is not included in the
2005 Annual Report because the 2005 audit process has not been completed. The
report of the Company's management included in Item 9A of the 2005 Annual Report
is subject to change in connection with the completion of management's testing
of internal control over financial reporting and the completion of the 2005
audit by the Company's independent registered public accounting firm.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
Exhibit 99.1 Unaudited Annual Report of Financial Industries
Corporation for the Fiscal Year Ended December 31,
2005
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SIGNATURES
Pursuant to requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Financial Industries Corporation
By: /s/ Michael P. Hydanus
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Name: Michael P. Hydanus
Title: Interim President and CEO
Date: December 4, 2006
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EXHIBIT INDEX
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EXHIBIT DOCUMENT
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Exhibit 99.1 Unaudited Annual Report of Financial Industries
Corporation for the Fiscal Year Ended December 31, 2005
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