UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: MARCH 31, 2013
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Check here if Amendment [ ]; Amendment Number:______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ulysses Management LLC
Address: One Rockefeller Plaza, 20th Floor
New York, NY 10020
Form 13F File Number: 28-14306
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form. Person
Signing this Report on Behalf of Reporting Manager:
Name: Joshua Nash
Title: President
Phone: (212) 455-6200
Signature, Place, and Date of Signing:
Joshua Nash New York, New York May 15, 2013
------------------- ------------------ -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 87
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Form 13F Information Table Value Total: 652,462
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
ULYSSES MANAGEMENT LLC
S.E.C. FORM 13F
FOR QUARTER ENDED MARCH 31, 2013
ITEM 6:
INVESTMENT DISCRETION
ITEM 4: ITEM 5: (b) Shares ITEM 7: ITEM 8:
ITEM 2: ITEM 3: Fair Shares or as Defined Managers VOTING AUTHORITY SHARES
ITEM 1: Title of Cusip Market Principal in (c) Shared See
Name of Issuer Class Number Value Amount (a) Sole Instr. V Other Instr. V (a) Sole (b) Shared (c) None
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ENSTAR GROUP LTD SHS G3075P101 201,350 1,620 X X
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ENSTAR GROUP LTD SHS G3075P101 920,119 7,403 X X
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CLICKSOFTWARE
TECHNOLOGIES ORD M25082104 160,800 20,000 X X
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CLICKSOFTWARE
TECHNOLOGIES ORD M25082104 884,400 110,000 X X
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AV HOMES INC COM 00234P102 682,696 51,215 X X
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AMERICAN COM
INTL GROUP NEW 026874784 4,002,342 103,100 X X
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AMERICAN COM
INTL GROUP NEW 026874784 21,812,958 561,900 X X
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ANHEUSER SPONSORED
BUSCH CO. ADR 03524A108 2,837,175 28,500 X X
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ANHEUSER SPONSORED
BUSCH CO. ADR 03524A108 12,593,075 126,500 X X
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APPLE
COMPUTER INC COM 037833100 398,394 900 X X
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APPLE
COMPUTER INC COM 037833100 2,434,630 5,500 X X
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BOSTON
PRIVATE FINCL COM 101119105 78,694 7,965 X X
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BOSTON
PRIVATE FINCL COM 101119105 460,408 46,600 X X
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BROADCOM CORP CL A 111320107 332,918 9,600 X X
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BROADCOM CORP CL A 111320107 1,921,217 55,400 X X
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CISCO SYSTEMS INC COM 17275R102 45,969 2,200 X X
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CISCO SYSTEMS INC COM 17275R102 267,456 12,800 X X
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COM
CITIGROUP INC NEW 172967424 2,871,176 64,900 X X
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COM
CITIGROUP INC NEW 172967424 15,709,624 355,100 X X
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COINSTAR COM 19259P300 566,674 9,700 X X
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COINSTAR COM 19259P300 2,938,526 50,300 X X
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COMCAST
CORP. CL A CL A 20030N101 281,266 6,700 X X
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COMCAST
CORP. CL A CL A 20030N101 1,397,934 33,300 X X
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*W EXP
WTS COMERICA 11/14/2018
EXP 11/14/18 200340115 858,015 82,900 X X
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*W EXP
WTS COMERICA 11/14/2018
EXP 11/14/18 200340115 4,316,985 417,100 X X
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EMC CORP MASS COM 268648102 174,397 7,300 X X
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EMC CORP MASS COM 268648102 511,246 21,400 CALL X X
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EMC CORP MASS COM 268648102 86,004 3,600 CALL X X
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EMC CORP MASS COM 268648102 1,020,103 42,700 X X
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EBAY COM 278642103 694,016 12,800 CALL X X
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EBAY COM 278642103 119,284 2,200 CALL X X
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COM
EXPEDIA INC. NEW 30212P303 2,391,598 39,850 X X
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COM
EXPEDIA INC. NEW 30212P303 9,665,416 161,050 X X
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HUDSON
VALLEY HLDG CO COM 444172100 816,740 54,778 X X
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HUDSON
VALLEY HLDG CO COM 444172100 4,401,760 295,222 X X
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COM
IAC PAR
INTERACTIVECORP $.001 44919P508 1,461,036 32,700 X X
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COM
IAC PAR
INTERACTIVECORP $.001 44919P508 8,591,964 192,300 X X
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INTERDIGITAL INC COM 45867G101 1,129,780 23,601 X X
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INTERDIGITAL INC COM 45867G101 6,146,508 128,400 X X
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INTERMOUNTAIN COM
CMNTY BANCORP NEW 45881M308 349,046 27,248 X X
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INTERMOUNTAIN COM
CMNTY BANCORP NEW 45881M308 1,764,603 137,752 X X
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INTL
BUSINESS MACHIN COM 459200101 4,735,260 22,200 CALL X X
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INTL
BUSINESS MACHIN COM 459200101 810,540 3,800 CALL X X
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RUSSELL
ISHARSRUT2000 2000 464287655 50,057,343 530,100 PUT X X
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RUSSELL
ISHARSRUT2000 2000 464287655 8,489,257 89,900 PUT X X
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JOHNSON & JOHNSON COM 478160104 2,682,337 32,900 X X
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JOHNSON & JOHNSON COM 478160104 11,585,413 142,100 X X
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ELI LILLY COM 532457108 2,424,933 42,700 CALL X X
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ELI LILLY COM 532457108 414,567 7,300 CALL X X
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METRO PCS COMM. COM 591708102 795,700 73,000 X X
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METRO PCS COMM. COM 591708102 4,338,200 398,000 X X
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MICROSOFT CORP COM 594918104 3,998,979 139,800 X X
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MICROSOFT CORP COM 594918104 16,267,664 568,700 X X
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COM
MOVE INC NEW 62458M207 2,162,149 180,933 X X
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COM
MOVE INC NEW 62458M207 11,476,780 960,400 X X
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NORTH COM
VALLEY BANCORP NEW 66304M204 834,998 47,175 X X
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NORTH COM
VALLEY BANCORP NEW 66304M204 2,992,468 169,066 X X
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ORACLE CORP COM 68389X105 164,883 5,100 X X
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ORACLE CORP COM 68389X105 966,667 29,900 X X
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PNC FINANCIAL COM 693475105 292,600 4,400 X X
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PNC FINANCIAL COM 693475105 1,702,400 25,600 X X
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PEPSICO INC COM 713448108 118,665 1,500 X X
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PEPSICO INC COM 713448108 672,435 8,500 X X
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PROCTOR GAMBLE COM 742718109 92,472 1,200 X X
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PROCTOR GAMBLE COM 742718109 485,478 6,300 X X
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QUALCOMM INC COM 747525103 1,144,674 17,100 CALL X X
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QUALCOMM INC COM 747525103 194,126 2,900 CALL X X
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ROVI CORP COM 779376102 265,484 12,400 X X
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ROVI CORP COM 779376102 1,447,316 67,600 X X
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SPDR TR
S&P 500 ETF TR UNIT 78462F103 257,831,819 1,645,700 PUT X X
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SPDR TR
S&P 500 ETF TR UNIT 78462F103 43,757,931 279,300 PUT X X
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GOLD
SPDR GOLD TRUST SHS 78463V107 42,262,992 273,600 CALL X X
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GOLD
SPDR GOLD TRUST SHS 78463V107 7,167,408 46,400 CALL X X
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SHUTTERFLY INC COM 82568P304 4,461,170 101,000 X X
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SHUTTERFLY INC COM 82568P304 23,542,610 533,000 X X
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SYMANTEC COM 871503108 315,904 12,800 PUT X X
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SYMANTEC COM 871503108 54,296 2,200 PUT X X
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SYMANTEC COM 871503108 54,296 2,200 X X
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SYMANTEC COM 871503108 315,904 12,800 X X
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COM
UNI-PIXEL INC NEW 904572203 110,340 3,600 X X
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COM
UNI-PIXEL INC NEW 904572203 655,910 21,400 X X
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SPONS
VODAFONE ADR
GROUP PLC NEW 92857W209 3,231,920 113,800 X X
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SPONS
VODAFONE ADR
GROUP PLC NEW 92857W209 15,682,480 552,200 X X
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VOCUS INC COM 92858J108 125,935 8,900 X X
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VOCUS INC COM 92858J108 723,065 51,100 X X
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WESTERN UNION COM 959802109 329,376 21,900 X X
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WESTERN UNION COM 959802109 1,926,624 128,100 X X
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