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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
AMENDMENT NO. 1 TO
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): JULY 12, 2007
New England Bancshares, Inc.
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(Exact name of registrant as specified in its charter)
Maryland 0-51589 04-3693643
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(State or other jurisdiction of (Commission (IRS Employer
incorporation or organization) File Number) Identification No.)
855 Enfield Street, Enfield, Connecticut 06082
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code): (860) 253-5200
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Not Applicable
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(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
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Pursuant to the requirements of Item 9.01(a)(4) and Item 9.01(b)(2) of
Form 8-K, New England Bancshares, Inc. ("New England Bancshares") hereby files
this Amendment No. 1 to its Current Report on Form 8-K initially filed with the
Securities and Exchange Commission on July 18, 2007 with the financial
information required by Item 9.01.
a. Financial statements of businesses acquired.
The following audited financial statements of First Valley Bancorp,
Inc. ("First Valley Bancorp") are incorporated by reference to New England
Bancshares's Registration Statement on Form S-4 (SEC File No. 333-140031):
Report of Independent Auditors
Consolidated Statements of Financial Condition as of December 31, 2006,
2005 and 2004
Consolidated Statements of Income for the years ended December 31,
2006, 2005 and 2004
Consolidated Statement of Changes in Stockholders' Equity for the years
ended December 31, 2006, 2005 and 2004
Consolidated Statements of Cash Flows for the years ended December 31,
2006, 2005 and 2004
Notes to Consolidated Financial Statements
The following unaudited, consolidated interim financial statements of
First Valley Bancorp, Inc. are incorporated herein by reference to Exhibit 99.1:
Consolidated Statements of Financial Condition at June 30, 2007 and
December 31, 2006
Consolidated Statements of Income for the six months ended June 30,
2007 and 2006
Consolidated Statements of Cash Flows for the six months ended June 30,
2007 and 2006
Notes to Consolidated Financial Statements
b. Pro forma financial information.
The pro forma financial information required by this Item 9.01(b) is
incorporated herein by reference to Exhibit 99.2.
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d. Exhibits.
Exhibit Number Description
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99.1 Unaudited consolidated financial statements
of First Valley Bancorp, Inc. as of and for
the six months ended June 30, 2007
99.2 Pro forma financial information
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this Report to be signed on its behalf by the
undersigned thereunto duly authorized.
New England Bancshares, Inc.
Date: September 26, 2007 By: /s/ Scott D. Nogles
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Scott D. Nogles
Senior Vice President and Chief Financial
Officer