1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITY OF PENNSYLVANIA FINANCIAL CORP. ---------------------------------------- (Exact name of registrant as specified in its certificate of incorporation) DELAWARE (being applied for) - -------- --------------------------------- (state of incorporation or organization) (IRS Employer Identification No.) 31 W. Broad Street, Hazleton, Pennsylvania 18201 - ------------------------------------------ ----- (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on which to be so Registered Each Class is to be Registered - --------------------------------------- ------------------------------------ Common Stock, Par Value $.01 Per Share American Stock Exchange - -------------------------------------- ----------------------- If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [ X ] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ] Securities Act registration statement file number to which this form relates: No. 333-63271. 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. Incorporated by reference to the portion of the Prospectus under the heading "Description of Capital Stock of the Company," filed on September 11, 1998 as part of the Registrant's Registration Statement on Form SB-2, No. 333-63271. ITEM 2. EXHIBITS. 1. Copies of all constituent instruments defining the rights of all the holders of each class of such securities, including any contracts or other documents which limit or qualify the rights of such holders. (a) Certificate of Incorporation Incorporated by reference to Exhibit 3.1 to Registrant's Registration Statement on Form SB-2, No. 333-63271, filed on September 11, 1998. (b) Bylaws Incorporated by reference to Exhibit 3.2 to Registrant's Registration Statement on Form SB-2, No. 333-63271, filed on September 11, 1998. (c) Plan of Conversion Incorporated by reference to Exhibit 2.1 to Registrant's Registration Statement on Form SB-2, No. 333-63271, filed on September 11, 1998. 2. A copy of the security to be registered hereunder is incorporated by reference to Exhibit 4.0 to Registrant's Registration Statement on Form SB-2, No. 333-63271, filed on September 11, 1998. 3 Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. SECURITY OF PENNSYLVANIA FINANCIAL CORP. (Registrant) Date: October 26, 1998 By: /s/ Richard C. Laubach --------------------------------------- Richard C. Laubach President and Chief Executive Officer