SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15 (d) OF THE SECURITIES EXCHANGE
ACT OF 1934 (FEE REQUIRED)
For the Fiscal Year Ended June 30, 1996
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 (NO FEE REQUIRED)
For the transition period from to
Commission File No. 0-12942
PARLEX CORPORATION
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(Exact Name of Registrant as Specified in its Charter)
Massachusetts 04-2464749
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(State or other jurisdiction of (IRS Employer Identification Number)
incorporation or organization)
145 Milk Street, Methuen, Massachusetts 01844
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 508-685-4341
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act:
Name of exchange on
Title of each Class which registered
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Common Stock ($.10 par value) NASDAQ
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
YES [X] NO [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. [X]
The aggregate market value of shares of the Registrant's Common Stock, par
value $.10 per share, held by non-affiliates of the Registrant at September 1,
1996 as computed by reference to the closing price of such stock was
approximately $13,910,530.
The number of shares of the Registrant's Common Stock, par value $.10 per
share, outstanding at September 1, 1996 was 2,372,034 shares.
Documents Incorporated By Reference
Portions of the definitive proxy statement to be filed with the Commission
within 120 days after the close of the fiscal year are incorporated by reference
into Part III of this report.
Page 1 of
Signatures
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
Parlex Corporation
*/S/ Herbert W. Pollack
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Herbert W. Pollack, Chairman and Chief Executive Officer
Date: January 14, 1997
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Pursuant to the requirements of the Securities Act of 1934, this report
has been signed below by the following persons on behalf of the registrant and
in the capacities and on the dates indicated.
*/s/ Steven M. Millstein
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Steven M. Millstein, Principal Accounting and Financial Officer
Date: January 14, 1997
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*/s/ Sheldon A. Buckler
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Sheldon A. Buckler, Director
*/s/ Richard W. Hale
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Richard W. Hale, Director
*/s/ M. Joel Kosheff
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M. Joel Kosheff, Director
*/s/ Peter J. Murphy
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Peter J. Murphy, Director
*/s/ Lester Pollack
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Lester Pollack, Director
*/s/ Benjamin M. Rabinovici
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Benjamin M. Rabinovici, Director
*/S/ Steven M. Millstein
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* by Steven M. Millstein, Attorney-in-Fact
Date: January 17, 1997
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As of the date of submission of this filing, no annual report or proxy
material with respect to the fiscal year ended June 30, 1996 has been sent to
the security holders. Such annual report and proxy material will be submitted to
the Commission at the time it is furnished to the security holders.
EXHIBIT INDEX
Exhibit Description Page
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10-AN License Agreement between Parlex Corporation and 37
Polyclad Laminates, Inc., effective June 1, 1996.