SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
--------------
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April 22, 2001
UNICAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
DELAWARE 65-0788314
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
10800 BISCAYNE BOULEVARD, MIAMI, FLORIDA 33161
(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code: (305) 899-5000
N/A
- --------------------------------------------------------------------------------
(Former name or former address, if changed since last report)
Item 5. Other Events.
As previously reported, UniCapital Corporation, a Delaware corporation
(the "Company"), together with substantially all of its direct and indirect
subsidiaries, filed voluntary Petitions for Relief under the provisions of
Chapter 11 of the U.S. Bankruptcy Code in the U.S. Bankruptcy Court for the
Southern District of New York ("Bankruptcy Court"), Case Nos. 00-B-42719 through
00-B-42838 Jointly Administered, on December 11, 2000. The Company retains
control of its assets and is authorized to operate its business as a debtor in
possession under the jurisdiction of the Bankruptcy Court.
Due to the Chapter 11 proceeding, the Company will not file its Reports
on Form 10-Q and Form 10-K. As a result of the Chapter 11 proceeding, the
Company is filing with the Bankruptcy Court the Company's Monthly Report of Cash
Receipts and Disbursements (the "Monthly Cash Flow Report"), a Plan of
Reorganization for the Company and its Affiliates (the "Plan of Reorganization")
and a Disclosure Statement relating to the Plan of Reorganization (the
"Disclosure Statement"). As previously reported, the Company intends to file
with the Securities and Exchange Commission (the "SEC"), each under the cover of
a Form 8-K, the Monthly Cash Flow Report filed with the Bankruptcy Court. In
addition, following the
approval of the Disclosure Statement by the Bankruptcy Court, the Company
intends to file that document with its exhibits (including the Plan of
Reorganization) with the SEC under the cover of a Form 8-K.
On April 22, 2001, the Company filed with the Bankruptcy Court its Monthly
Cash Flow Report for the Period February 1 to February 28, 2001 in connection
with the Company's ongoing proceeding under Chapter 11 of the U.S. Bankruptcy
Code. Exhibit 99.1 to this Current Report on Form 8-K contains the text of the
Monthly Cash Flow Report filed with the Bankruptcy Court.
The Company cautions investors and potential investors not to place
undue reliance upon the information contained in the Monthly Cash Flow Reports.
The Monthly Cash Flow Reports contain unaudited information. There can be no
assurance that, from the perspective of an investor or potential investor in the
Company's securities, the Monthly Cash Flow Reports are complete. The Monthly
Cash Flow Reports also contain information for periods which may be shorter
or otherwise different from those required in the Company's reports pursuant to
the Securities Exchange Act of 1934, as amended ("Exchange Act"). Such
information may not be indicative of the Company's financial condition or
operating results for the periods which would be reflected in the Company's
financial statements or in its reports pursuant to the Exchange Act.
Moreover, the Monthly Cash Flow Reports and other communications
from the Company may include forward-looking statements subject to various
assumptions regarding the Company's operating performance that may not be
realized and subject to significant business, economic and competitive
uncertainties and contingencies many of which are beyond the Company's control.
Consequently, such matters should not be regarded as a representation or
warranty by the Company that such matters will be realized or are indicative of
the Company's financial condition or operating results for future periods.
Actual results for such periods may differ materially from the information
contained in the Monthly Cash Flow Reports, and the Company undertakes no
obligations to update or revise such Monthly Cash Flow Reports.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits:
99.1 Monthly Report of Cash Receipts and Disbursements, for the
Period February 1 to February 28, 2001
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
UNICAPITAL CORPORATION
By: /s/ E. Talbot Briddell
---------------------------
Name: E. Talbot Briddell
Title: Chief Executive Officer
Dated: May 2, 2001
EXHIBIT INDEX
Exhibit No. Document Description
- ----------- --------------------
99.1 Monthly Report of Cash Receipts and Disbursements, for the Period
February 1 to February 28, 2001