SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) : August 3, 2001
UNICAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
DELAWARE 001--13973 65--0788314
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
AVENTURA CORPORATE CENTER
20801 BISCAYNE BOULEVARD, SUITE 403,
AVENTURA, FLORIDA 33180
(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code: (305) 899-5000
This amended current report on Form 8-K is being filed to amend and
supplement the exhibits that were filed on the Form 8-K filed on August 10,
2001.
Item 5. Other Events.
As previously reported, UniCapital Corporation, a Delaware corporation
(the "Company"), together with certain of its subsidiaries, filed voluntary
Petitions for Relief under the provisions of Chapter 11 of the United States
Bankruptcy Code in the U.S. Bankruptcy Court for the Southern District of New
York (the "Bankruptcy Court"), Case Nos. 00-42719 through 00-42838, on December
11, 2000. The Company retains control of its assets and is authorized to operate
its business as a debtor-in-possession under the jurisdiction of the Bankruptcy
Court.
As a result of the Chapter 11 proceeding, the Company is required to file
with the Bankruptcy Court schedules of monthly cash receipts and disbursements
(the "Monthly Operating Statements"). On August 3, 2001, the Company filed two
separate Monthly Operating Statements with the Bankruptcy Court covering the
periods May 1, 2001 to May 31, 2001, and June 1, 2001 to June 30, 2001. Exhibits
99.1 and 99.2 to this amended Current Report on Form 8-K contain the text of the
Monthly Operating Statements as filed with the Bankruptcy Court.
The financial data included in the Monthly Operating Statements are not
audited. The Monthly Operating Statements are in a format prescribed by
applicable bankruptcy laws. There can be no assurance that, from the perspective
of an investor or potential investor in the Company's securities, the Monthly
Operating Statements are complete. The Monthly Operating Statements also contain
information for periods different from those required in the Company's reports
pursuant to the Securities Exchange Act of 1934, as amended ("Exchange Act")
This information might not be indicative of the Company's financial condition or
operating results for the period that would be reflected in the Company's
financial statements or in its reports pursuant to the Exchange Act. Results set
forth in any Monthly Operating Statement should not be viewed as indicative of
future results.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits.
99.1 Schedule of Cash Receipts and Disbursements for the Period
of May 1, 2001 to May 31, 2001.
99.2 Schedule of Cash Receipts and Disbursements for the Period
of June 1, 2001 to June 30, 2001.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
UNICAPITAL CORPORATION
Date: September 5, 2001 By: /s/ E. Talbot Briddell
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E. Talbot Briddell
Chief Executive Officer
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EXHIBIT INDEX
Exhibit No. Document Description
99.1 Schedule of Cash Receipts and Disbursements for the Period
of May 1, 2001 to May 31, 2001.
99.2 Schedule of Cash Receipts and Disbursements for the Period
of June 1, 2001 to June 30, 2001.
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