SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 9, 2002
UNICAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
DELAWARE 001-13973 65-0788314
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
Aventura Corporate Center 20801 Biscayne Boulevard,
Suite 403, Aventura, Florida 33180
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(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code: (305) 899-5000
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(Former name or former address, if changed since last report)
Item 5. Other Events.
As previously reported, UniCapital Corporation, a Delaware corporation
(the "Company"), together with substantially all of its direct and indirect
subsidiaries (the "Debtors"), filed voluntary Petitions for Relief under the
provisions of Chapter 11 of the U.S. Bankruptcy Code in the U.S. Bankruptcy
Court for the Southern District of New York ("Bankruptcy Court"), Case Nos.
00-B-42719 through 00-B-42838 Jointly Administered (the "Bankruptcy Cases"), on
December 11, 2000.
On January 9, 2002, the Bankruptcy Court entered its Order Confirming
Second Amended and Restated Plan of Reorganization, as Modified, of UniCapital
Corporation and Debtor Subsidiaries Under Chapter 11 of the Bankruptcy Code (the
"Confirmation Order"). The Confirmation Order confirmed the Second Amended and
Restated Plan, as modified by the Modifications to Second Amended and Restated
Plan of Reorganization of UniCapital Corporation and Debtor Subsidiaries Under
Chapter 11 of the Bankruptcy Code (the "Plan Modifications").
The Second Amended and Restated Plan of Reorganization (the Plan") was
previously filed as an Exhibit to the Company's Current Report on Form 8K dated
December 19, 2001. The Plan Modifications are attached as an Exhibit to this
Current Report. The Confirmation Order also approved the Debtors' issuance of a
notice of entry substantially in the form of the attached Notice of Entry of (1)
Order Confirming Second Amended and Restated Plan of Reorganization, as
Modified, of UniCapital Corporation and Debtor Subsidiaries Under Chapter 11 of
the Bankruptcy Code, (2) Last Date to File Administrative Claims and Claims
Arising from the Rejection of Executory Contracts, and (3) Last Date for Class 3
Creditors to File Proposed Collateral Values (the "Notice of Entry"). As stated
in the Notice of Entry, the Plan provides deadlines for filing administrative
claims, filing claims related to the rejection of executory contracts, and
filing proposed collateral values for those Class 3 claims that were not listed
on Exhibit 4 to the Disclosure Statement.
Exhibit 99.1 to this Current Report on Form 8-K contains the text of the
Confirmation Order (without Exhibits). Exhibit 99.2 contains the text of the
Plan Modifications. Exhibit 99.3 contains the text of the Notice of Entry.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits:
99.1 Order Confirming Second Amended and Restated Plan of
Reorganization, as Modified, of UniCapital Corporation and Debtor
Subsidiaries Under Chapter 11 of the Bankruptcy Code (without
Exhibits)
99.2 Modifications to Second Amended and Restated Plan of
Reorganization of UniCapital Corporation and Debtor Subsidiaries
Under Chapter 11 of the Bankruptcy Code
99.3 Notice of Entry of (1) Order Confirming Second Amended and
Restated Plan of Reorganization, as Modified, of UniCapital
Corporation and Debtor Subsidiaries Under Chapter 11 of the
Bankruptcy Code, (2) Last Date to File Administrative Claims and
Claims Arising from the Rejection of Executory Contracts, and (3)
Last Date for Class 3 Creditors to File Proposed Collateral
Values
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
UNICAPITAL CORPORATION
By: /s/ E. Talbot Briddell
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Name: E. Talbot Briddell
Title: Chief Executive Officer
Dated: January 15, 2002
EXHIBIT INDEX
Exhibit No. Document Description
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99.1 Order Confirming Second Amended and Restated Plan of
Reorganization, as Modified, of UniCapital Corporation and Debtor
Subsidiaries Under Chapter 11 of the Bankruptcy Code (without
Exhibits)
99.2 Modifications to Second Amended and Restated Plan of
Reorganization of UniCapital Corporation and Debtor Subsidiaries
Under Chapter 11 of the Bankruptcy Code
99.3 Notice of Entry of (1) Order Confirming Second Amended and
Restated Plan of Reorganization, as Modified, of UniCapital
Corporation and Debtor Subsidiaries Under Chapter 11 of the
Bankruptcy Code, (2) Last Date to File Administrative Claims and
Claims Arising from the Rejection of Executory Contracts, and (3)
Last Date for Class 3 Creditors to File Proposed Collateral
Values