SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 7, 2002
UNICAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
DELAWARE 001-13973 65-0788314
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
Aventura Corporate Center 20801 Biscayne Boulevard,
Suite 403, Aventura, Florida 33180
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(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code: (305) 899-5000
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(Former name or former address, if changed since last report)
Item 5. Other Events.
As previously reported, UniCapital Corporation, a Delaware corporation
(the "Company"), together with substantially all of its direct and indirect
subsidiaries (collectively, the "Debtors"), filed voluntary Petitions for Relief
under the provisions of Chapter 11 of the U.S. Bankruptcy Code in the U.S.
Bankruptcy Court for the Southern District of New York ("Bankruptcy Court"),
Case Nos. 00-B-42719 through 00-B-42838 Jointly Administered, on December 11,
2000. As previously reported, in the Company's Current Reports on Form 8-K dated
January 15, 2002 and February 6, 2002, the Debtors' Second Amended and Restated
Plan of Reorganization, as Modified, was confirmed by the Bankruptcy Court on
January 9, 2002, and became effective as of January 31, 2002.
Due to the Chapter 11 proceeding, the Company has not filed its Reports on
Form 10-Q and Form 10-K. As a result of the Chapter 11 proceeding, the Company
has filed with the Bankruptcy Court the Company's Monthly Report of Cash
Receipts and Disbursements (the "Cash Flow Report"). As previously reported, the
Company is filing with the Securities and Exchange Commission (the "SEC"), each
under the cover of a Form 8-K, the Monthly Cash Flow Report filed with the
Bankruptcy Court.
On February 7, 2002, the Company filed with the Bankruptcy Court its
Monthly Cash Flow Reports for the Periods November 1 to November 30, 2001,
December 1 to December 31, 2001, and January 1 to January 31, 2002 in connection
with the Company's ongoing proceeding under Chapter 11 of the U.S. Bankruptcy
Code. Exhibits 99.1, 99.2, and 99.3 to this Current Report on Form 8-K contain
the text of the Monthly Cash Flow Reports filed with the Bankruptcy Court.
The Company cautions that undue reliance should not be placed upon the
information contained in the Monthly Cash Flow Reports. The Monthly Cash Flow
Reports contain unaudited information. There can be no assurance that the
Monthly Cash Flow Reports are complete. The Monthly Cash Flow Reports also
contain information for periods which may be shorter or otherwise different from
those required in the Company's reports pursuant to the Securities Exchange Act
of 1934, as amended ("Exchange Act"). Such information may not be indicative of
the Company's financial condition or operating results for the periods which
would be reflected in the Company's financial statements or in its reports
pursuant to the Exchange Act.
Moreover, the Monthly Cash Flow Reports and other communications from the
Company may include forward-looking statements subject to various assumptions
regarding the Company's operating performance that may not be realized and
subject to significant business, economic and competitive uncertainties and
contingencies many of which are beyond the Company's control.
Consequently, such matters should not be regarded as a representation or
warranty by the Company that such matters will be realized or are indicative of
the Company's financial condition or operating results for future periods.
Actual results for such periods may differ materially from the information
contained in the Monthly Cash Flow Reports, and the Company undertakes no
obligations to update or revise such Monthly Cash Flow Reports.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits:
99.1 Monthly Report of Cash Receipts and Disbursements, for the
Period November 1 to November 30, 2001
99.2 Monthly Report of Cash Receipts and Disbursements, for the
Period December 1 to December 31, 2001
99.3 Monthly Report of Cash Receipts and Disbursements, for the
Period January 1 to January 31, 2002
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
UNICAPITAL CORPORATION
By: /s/ Daniel Chait
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Name: Daniel Chait
Title: President
Dated: February 8, 2002
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EXHIBIT INDEX
Exhibit No. Document Description
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99.1 Monthly Report of Cash Receipts and Disbursements, for the
Period November 1 to November 30, 2001
99.2 Monthly Report of Cash Receipts and Disbursements, for the
Period December 1 to December 31, 2001
99.3 Monthly Report of Cash Receipts and Disbursements, for the
Period January 1 to January 31, 2002
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