UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF RESIGNATION UNDER SECTION 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934 OR
SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number: 001-13654
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LIBERTY FINANCIAL COMPANIES, INC.
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(Exact name of registrant as specified in its charter)
600 ATLANTIC AVENUE, MASSACHUSETTS 02210-2214
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(Address, including zip code, and telephone number,
including area code, of registrant `s principal
executive office)
COMMON STOCK, $.01 PAR VALUE
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(Title of each class of securities covered by this Form)
NONE
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(Title of all other classes of securities for which a
duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s)
relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(ii) [ ]
Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(2)(i) [ ]
Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(ii) [ ]
Rule 12g-4(a)(2)(ii) [ ] Rule 15d-6 [ ]
Rule 12h-3(b)(1)(i) [X]
Approximate number of holders of record as of the certification or notice date:
1
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Pursuant to the requirements of the Securities Exchange Act of 1934,
Liberty Financial Companies, Inc. has duly caused this certification/notice to
be signed on its behalf by the undersigned duly authorized person.
LIBERTY FINANCIAL COMPANIES, INC.
By: DEXTER R. LEGG
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Name: Dexter R. Legg
Title: Vice President
Date: December 13, 2001