SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): August 23, 2002
LITTLE SWITZERLAND, INC.
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(Exact Name of Registrant as Specified in Charter)
DELAWARE 0-19369 66-0476514
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(State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer
Incorporation) Identification No.)
8179 SUB BASE, ST. THOMAS, U.S.V.I. 00802
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (340) 776-2010
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS.
(c) Exhibits.
Exhibit 99.1 Certification of Robert L. Baumgardner pursuant to
18 U.S.C. Section 1350.
Exhibit 99.2 Certification of Patrick J. Hopper pursuant to
18 U.S.C. Section 1350.
ITEM 9. REGULATION FD DISCLOSURE.
On August 23, 2002, pursuant to Section 906 of the Sarbanes-Oxley Act
of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United
States Code), certifications were filed with the Commission by Robert L.
Baumgardner and Patrick J. Hopper, the Chief Executive Officer and Chief
Financial Officer, respectively, of the Registrant. Copies of the certifications
are attached hereto as Exhibits 99.1 and 99.2 and are incorporated by reference
herein.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
LITTLE SWITZERLAND, INC.
By: /s/ PATRICK J. HOPPER
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Patrick J. Hopper
Chief Financial Officer, Executive Vice
President and Treasurer
Date: August 23, 2002