<Page> UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 28, 2002 (October 28, 2002) ------------------------------------------------ Date of Report (Date of Earliest Event Reported) The Nasdaq Stock Market, Inc. ------------------------------------------------ (Exact Name of Registrant as Specified in Charter) Delaware 000-32651 52-1165937 - ---------------------------- ---------------- ------------------- (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation File Number) Identification No.) One Liberty Plaza New York, New York 10006 --------------------------------------------------- (Address of Principal Executive Offices and Zip Code) (866) 745-1825 --------------------------------------------------- (Registrant's Telephone Number, Including Area Code) N/A -------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) <Page> THE NASDAQ STOCK MARKET, INC. FORM 8-K INDEX ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS Financial Statements None. Pro Forma Financial Information None. Exhibits: <Table> <Caption> EXHIBIT PAGE NUMBER IN NO. DESCRIPTION FILING - ------- --------------------------------------------- -------------- 99.1 Press Release, dated October 28, 2002 </Table> ITEM 9. REGULATION FD DISCLOSURE The Nasdaq Stock Market, Inc. ("Nasdaq") issued a press release, dated October 28, 2002, in the form attached hereto as Exhibit 99.1. The press release contains financial information for Nasdaq for the quarter ended September 30, 2002, and certain forward-looking statements concerning Nasdaq. The information in this Form 8-K, including the exhibit, is being "furnished" pursuant to Item 9 and shall not be deemed "filed" with the Securities and Exchange Commission nor incorporated by reference into any registration statement filed by Nasdaq under the Securities Act of 1933. <Page> SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: October 28, 2002 THE NASDAQ STOCK MARKET, INC. By: /s/ David P. Warren ---------------------------- David P. Warren Executive Vice President and Chief Financial Officer