SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 9, 1996 ----------------- MID-PENINSULA BANCORP --------------------- (Exact name of registrant as specified in its charter) California 2-99922 94-2952485 ---------- ------- ---------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation 420 Cowper Street, Palo Alto, California 94301 ---------------------------------------- ----- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (415) 323-5150 -------------- NONE --------------------------------------------------- (Former name or former address, if changed since last report.) The Exhibit Index is on Page 3. Page 1 of 4 Pages Item 5. OTHER EVENTS. On September 9, 1996, the Registrant's common stock began trading on the Nasdaq National market under the symbol MPBK. A copy of the Registrant's press release announcing the commencing of Nasdaq trading is attached as Exhibit 99.1 and is incorporated here by reference. Item 7. FINANCIAL STATEMENTS AND EXHIBITS. (a) Not applicable. (b) Not applicable. (c) EXHIBITS. 99.1 Press Release dated September 9, 1996 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, Bancorp has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MID-PENINSULA BANCORP Date: September 9, 1996 By: /s/ David L. Kalkbrenner ------------------------------- David L. Kalkbrenner President and Chief Executive Officer 2 EXHIBIT INDEX Sequential Exhibit No. Description Page No. - ----------- ----------- ---------- 99.1 Press Release (September 9, 1996) 4 3