UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------------------------ Date of Report (Date of earliest event reported) November 21, 1996 ------------------------------ PICO PRODUCTS, INC. - -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) NEW YORK 1-8342 15-0624701 - ---------------------------- ---------------- ------------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation File Number) Identification No.) 12500 Foothill Boulevard, Lakeview Terrace, CA 91342 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (818) 897-0028 ----------------------------- (N/A) - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) 1 FORM 8-K CURRENT REPORT: Item 5. Other Events. On November 21, 1996, Pico Products, Inc. (the "Company") reported in a news release, dated November 21, 1996, that it has completed a private placement totaling $6 million. A copy of the news release is attached hereto as Exhibit 99. Item 7. Financial Statements and Exhibits (c) Exhibits (99) News release, dated November 21, 1996 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PICO PRODUCTS, INC. REGISTRANT Date: November 22, 1996 /s/ Joseph T. Kingsley --------------------------------------- Senior Vice President of Finance Chief Financial Officer 2