UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended Commission File Number SEPTEMBER 30, 1996 0-21010 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 CENTURA SOFTWARE CORPORATION (FORMERLY GUPTA CORPORATION) (Exact name of registrant as specified in its charter) CALIFORNIA 94-2874178 (State or other jurisdiction of (IRS Employer incorporation or organization) Identification Number) 1060 Marsh Road Menlo Park, California 94025 (Address of principal executive offices) Registrant's telephone number, including area code: (415) 321-9500 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for at least the past 90 days. Yes X No ------ ------ As of September 30, 1996, there were 12,632,875 shares of the Registrant's common stock outstanding. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CENTURA SOFTWARE CORPORATION /s/ Richard A. Gelhaus --------------------------------------------- Senior Vice President and Chief Financial Officer (Duly Authorized and Principal Financial and Accounting Officer) Date: January 8, 1997