- -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 1997 U S WEST, INC. (Exact name of registrant as specified in its charter) A DELAWARE CORPORATION COMMISSION FILE IRS EMPLOYER IDENTIFICATION (STATE OF INCORPORATION) NUMBER 1-8611 NO. 84-0926774 7800 EAST ORCHARD ROAD, ENGLEWOOD, COLORADO 80111 (Address of principal executive offices, including Zip Code) TELEPHONE NUMBER (303) 793-6500 (Registrant's telephone number, including area code) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- ITEM 7. EXHIBITS EXHIBIT DESCRIPTION - ----------- ---------------------------------------------------------------------------------------------------- 4A Form of Underwriting Agreement dated as of January 16, 1997, by and among U S WEST Capital Funding, Inc., U S WEST, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Lehman Brothers Inc., Goldman, Sachs & Co., Morgan Stanley & Co. Incorporated, Salomon Brothers Inc and J.P. Morgan Securities Inc. 4B Form of 6.85% Notes due January 15, 2002 of U S WEST Capital Funding, Inc, unconditionally guaranteed as to payment of principal, premium, if any, and interest by U S WEST, Inc., in the aggregate principal amount of $600,000,000. 4C Form of 7.30% Notes due January 15, 2007 of U S WEST Capital Funding, Inc., unconditionally guaranteed as to payment of principal, premium, if any, and interest by U S WEST, Inc., in the aggregate principal amount of $1,100,000,000. 4D Form of 7.90% Debentures due February 1, 2027 of U S WEST Capital Funding, Inc., unconditionally guaranteed as to payment of principal, premium, if any, and interest by U S WEST, Inc., in the aggregate principal amount of $1,100,000,000. 4E Form of 8.15% Debentures due February 1, 2032 of U S WEST Capital Funding, Inc., unconditionally guaranteed as to payment of principal, premium, if any, and interest by U S WEST, Inc., in the aggregate principal amount of $200,000,000. 4F Form of 6.95% Debentures due January 15, 2037 of U S WEST Capital Funding, Inc., unconditionally guaranteed as to payment of principal, premium, if any, and interest by U S WEST, Inc., in the aggregate principal amount of $600,000,000. 4G Form of 7.95% Debentures due February 1, 2097 of U S WEST Capital Funding, Inc., unconditionally guaranteed as to payment of principal, premium, if any, and interest by U S WEST, Inc., in the aggregate principal amount of $500,000,000. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. U S WEST, INC. By: /s/ STEPHEN E. BRILZ ------------------------------------------ Stephen E. Brilz ASSISTANT SECRETARY Dated: January 22, 1997 U S WEST, Inc. 7800 East Orchard Road Suite 480 Englewood, Colorado 80111 Stephen E. Brilz Corporate Counsel & Assistant Secretary January 22, 1997 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: U S WEST, Inc. Current Report on Form 8-K Dated January 22, 1997 File Number 1-8611 Dear Sir or Madam: Transmitted herewith for filing is U S WEST 's current report on Form 8-K, dated January 22, 1997. Please direct any comments or inquiries concerning the transmitted material to me at our CompuServe mail number (72731,70) or call me collect at (303) 793-6626. Sincerely, /s/ STEPHEN E. BRILZ Stephen E. Brilz