- -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 8-K ---------------------- PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 21, 1997 ------------------- ARGOSY GAMING COMPANY ------------------------------------------------------------ (Exact name of registrant as specified in its charter) DELAWARE 0-21122 37-1304247 ------------------- ---------------- ------------------ (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 219 PIASA STREET, ALTON, IL 62002 62002 - ----------------------------------------------- ---------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (618) 474-7500 --------------------------- No Change ------------------------------------------------------------------------ (Former name or former address, if changed since last report.) ARGOSY GAMING COMPANY The purpose of this Current Report is to file certain financial information regarding the Registrant (Argosy Gaming Company) and its subsidiaries. Such financial information is set forth in the exhibits to this Current Report. ITEM 5: FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS ---------------------------------------------------------------------- (c) EXHIBITS 23.1 Consent of Independent Auditors 27 Financial Data Schedule 99 Argosy Gaming Company and Subsidiary Companies - Certain Financial Information as of and for the Year Ended December 31, 1996: - Consolidated Balance Sheets - Consolidated Statements of Operations - Consolidated Statements of Cash Flows - Consolidated Statements of Stockholders' Equity - Notes to Consolidated Financial Statements - Report of Independent Auditors - Management's Discussion and Analysis of Financial Condition and Results of Operations ARGOSY GAMING COMPANY SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ARGOSY GAMING COMPANY (Registrant) Dated: March 21, 1997 /s/ Joseph G. Uram Joseph G. Uram Executive Vice President Chief Financial Officer (Principal Accounting Officer) EXHIBIT INDEX ------------- EXHIBIT ------- Consent of Independent Auditors 23.1 Financial Data Schedule 27 Argosy Gaming Company and Subsidiary Companies 99 - Certain Financial Information as of and for the Year Ended December 31, 1996 - Consolidated Balance Sheets - Consolidated Statements of Operations - Consolidated Statements of Cash Flows - Consolidated Statements of Stockholders' Equity - Notes to Consolidated Financial Statements - Report of Independent Auditors - Management's Discussion and Analysis of Financial Condition and Results of Operations