AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 21, 1997
REGISTRATION NO. 333-19907
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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POST-EFFECTIVE
AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER THE
SECURITIES ACT OF 1933
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DIGITAL MICROWAVE CORPORATION
(Exact Name of Registrant as Specified in its Charter)
DELAWARE 77-0016028
(State or Other Jurisdiction of (I.R.S. Employer
Incorporation or Organization) Identification Number)
170 ROSE ORCHARD WAY
SAN JOSE, CALIFORNIA 95134
(408) 943-0777
(Address and telephone number of principal executive offices and principal place
of business)
CHARLES D. KISSNER
CHAIRMAN OF THE BOARD,
PRESIDENT AND CHIEF EXECUTIVE OFFICER
170 ROSE ORCHARD WAY
SAN JOSE, CALIFORNIA 95134
(408) 943-0777
(Name, Address, and Telephone Number of Agent for Service)
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COPIES TO:
BRUCE ALAN MANN, ESQ. STEVEN E. BOCHNER, ESQ.
TAMRA D. BROWNE, ESQ. JEFFREY A. HERBST, ESQ.
VALERIE A. VILLANUEVA, ESQ. GIL LABRUCHERIE, ESQ.
Morrison & Foerster LLP Wilson Sonsini Goodrich & Rosati,
425 Market Street A Professional Corporation
San Francisco, CA 94105 650 Page Mill Road
Palo Alto, CA 94304
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This Post-Effective Amendment No. 1 amends the Registration Statement on
Form S-3 (No. 333-19907) of Digital Microwave Corporation (the "Registrant")
filed on January 16, 1997 and last amended on March 13, 1997 (the "Registration
Statement"). Pursuant to the Registration Statement, 2,530,000 shares of the
Registrant's Common Stock were registered under the Securities Act of 1933, as
amended. Between March 13, 1997, the date on which the Registration Statement
was declared effective by the Securities and Exchange Commission, and the date
hereof, 2,200,000 shares of the Common Stock were sold. In connection with the
underwriting arrangements relating to the sale of the Common Stock, the
Registrant granted the underwriters an option to purchase up to 330,000 shares
of Common Stock, which has not been exercised and has since expired. Therefore,
the Registration Statement is hereby further amended to deregister 330,000
shares of Common Stock, thereby reducing the number of shares covered by the
Registration Statement to 2,200,000.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-3 and has duly caused this Post-Effective
Amendment to the Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of San Jose, State of
California, on this 21st day of April, 1997.
DIGITAL MICROWAVE CORPORATION
By: /s/ CARL A. THOMSEN
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Carl A. Thomsen
VICE PRESIDENT, CHIEF FINANCIAL
OFFICER AND SECRETARY
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment to the Registration Statement has been signed by the
following persons in the capacities and on the dates indicated:
SIGNATURE TITLE DATE
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CHARLES D. KISSNER* Chairman of the Board, President
---------------------------------------- and Chief Executive Officer April 21, 1997
Charles D. Kissner
RICHARD C. ALBERDING*
---------------------------------------- Director April 21, 1997
Richard C. Alberding
CLIFFORD H. HIGGERSON*
---------------------------------------- Director April 21, 1997
Clifford H. Higgerson
JAMES D. MEINDL*
---------------------------------------- Director April 21, 1997
James D. Meindl
BILLY B. OLIVER*
---------------------------------------- Director April 21, 1997
Billy B. Oliver
CARL A. THOMSEN Vice President, Chief Financial
---------------------------------------- Officer and Secretary (Principal April 21, 1997
Carl A. Thomsen Financial and Accounting Officer)
*By: /s/ CARL A. THOMSEN
------------------------------------ April 21, 1997
Carl A. Thomsen
ATTORNEY-IN-FACT
II-4