SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 11, 1997 ------------------------------- Travelers Group Inc. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 1-9924 52-1568099 --------------- ------------ ------------ (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 388 Greenwich Street, New York, New York 10013 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (212) 816-8000 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) TRAVELERS GROUP INC. Current Report on Form 8-K Item 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. ------------------------------------------------------------------- Exhibits: EXHIBIT NO. DESCRIPTION ----------- ----------- 1.01 Underwriting Agreement Basic Provisions, dated May 22, 1997 1.02 Terms Agreement, dated June 11, 1997, among the Company and Smith Barney Inc, Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated, as Underwriters, relating to the offer and sale of 8,000,000 Depositary Shares, each representing 1/5th of a share of 6.365% Cumulative Preferred Stock, Series F, $1.00 par value per share. 4.01 Certificate of Designation of 6.365% Cumulative Preferred Stock, Series F, of the Registrant, dated June 16, 1997. 4.02 Form of share certificate for the Registrant's 6.365% Cumulative Preferred Stock, Series F, par value $1.00 per share. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: June 13, 1997 TRAVELERS GROUP INC. By /s/ Firoz B. Tarapore --------------------------------- Firoz B. Tarapore Deputy Treasurer 3