UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Mark One)
[XX] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 1998
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OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
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Commission file number 33-35148-01
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American Income Fund I-A, a Massachusetts Limited Partnership
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(Exact name of registrant as specified in its charter)
Massachusetts 04-3097216
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(State or other jurisdiction of (IRS Employer
incorporation or organization) Identification No.)
88 Broad St., Sixth Floor, Boston, MA 02110
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (617) 854-5800
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Securities registered pursuant to Section 12(b) of the Act NONE
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Title of each class Name of each exchange on which registered
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Securities registered pursuant to Section 12(g) of the Act:
286,274 Units Representing Limited Partnership Interest
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(Title of class)
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(Title of class)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes XX No
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State the aggregate market value of the voting stock held by nonaffiliates
of the registrant. Not applicable. Securities are nonvoting for this purpose.
Refer to Item 12 for further information.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Registrant's Annual Report to security holders for
the year ended December 31, 1998 (Part I and II)
PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K.
(a) Documents filed as part of this report:
(1) Financial Statements:
Report of Independent Auditors...................................................................*
Statement of Financial Position
at December 31, 1998 and 1997....................................................................*
Statement of Operations
for the years ended December 31, 1998, 1997 and 1996.............................................*
Statement of Changes in Partners' Capital
for the years ended December 31, 1998, 1997 and 1996.............................................*
Statement of Cash Flows
for the years ended December 31, 1998, 1997 and 1996.............................................*
Notes to the Financial Statements................................................................*
(2) Financial Statement Schedules:
None required.
(3) Exhibits:
Except as set forth below, all Exhibits to Form 10-K,
as set forth in Item 601 of Regulation S-K, are not
applicable.
A list of exhibits filed or incorporated by reference
is as follows:
2.1 Plaintiffs' and Defendants' Joint Motion to Modify Order Preliminarily Approving
Settlement, Conditionally Certifying Settlement Class and Providing for Notice of, and
Hearing on, the Proposed Settlement.
2.2 Plaintiffs' and Defendants' Joint Memorandum in Support of Joint Motion to Modify Order
Preliminarily Approving Settlement, Conditionally Certifying Settlement Class and
Providing for Notice of, and Hearing on, the Proposed Settlement.
2.3 Order Preliminarily Approving Settlement, Conditionally
Certifying Settlement Class and Providing for Notice
of, and Hearing on, the Proposed Settlement (August 20,
1998).
2.4 Modified Order Preliminarily Approving Settlement, Conditionally Certifying Settlement
Class and Providing for Notice of, and Hearing on, the Proposed Settlement (March 22,
1999).
* Incorporated herein by reference to the appropriate portion of the 1998 Annual
Report to security holders for the year ended December 31, 1998 (see Part II).
2
4 Amended and Restated Agreement and Certificate of
Limited Partnership included as Exhibit A to the
Prospectus, which is included in Registration
Statement on Form S-1 (No. 33-35148) is incorporated
herein by reference.
13 The 1998 Annual Report to security holders, a copy of
which is furnished for the information of the
Securities and Exchange Commission. Such Report, except
for those portions thereof which are incorporated
herein by reference, is not deemed "filed" with the
Commission.
23 Consent of Independent Auditors.
99(a) Lease agreement with Northwest Airlines, Inc. was
filed in the Registrant's Annual Report on Form 10-K
for the year ended December 31, 1991 as Exhibit 28 (a)
and is incorporated herein by reference.
99(b) Lease agreement with American National Can Company
was filed in the Registrant's Annual Report on Form
10-K for the year ended December 31, 1991 as Exhibit 28
(d) and is incorporated herein by reference.
99(c) Lease agreement with Ford Motor Company was filed
in the Registrant's Annual Report on Form 10-K for the
year ended December 31, 1995 as Exhibit 99 (d) and is
incorporated herein by reference.
99(d) Lease agreement with Bergen Brunswig Medical Inc.
(formerly Durr Medical) was filed in the Registrant's
Annual Report on Form 10-K for the year ended December
31, 1996 as Exhibit 99 (e) and is incorporated herein
by reference.
99(e) Lease agreement with Sunworld International
Airlines, Inc. was filed in the Registrant's Annual
Report on Form 10-K for the year ended December 31,
1996 as Exhibit 99 (f) and is incorporated herein by
reference.
99(f) Lease agreement with Transmerdian Airlines was
filed in the Registrant's Annual Report on Form 10-K
for the year ended December 31, 1997 as Exhibit 99 (f)
and is incorporated herein by reference.
(b) Reports on Form 8-K
None.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below on behalf of the registrant and in the capacity and
on the date indicated.
AMERICAN INCOME FUND I-A, a Massachusetts Limited Partnership
By: AFG Leasing VI Incorporated,
a Massachusetts corporation and the
General Partner of the Registrant.
By: /s/ Gary D. Engle
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Gary D. Engle
President and Chief Executive
Officer of EFG and a Director
of the General Partner
(Principal Executive Officer)
Date: /s/ November 5, 1999
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EXHIBIT INDEX
Exhibit Page
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2.1 Plaintiffs' and Defendants' Joint Motion to Modify Order Preliminarily 6-25
Approving Settlement, Conditionally Certifying Settlement Class and
Providing for Notice of, and Hearing on, the Proposed Settlement.
2.2 Plaintiffs' and Defendants' Joint Memorandum in Support of Joint Motion 26-50
to Modify Order Preliminarily Approving Settlement, Conditionally
Certifying Settlement Class and Providing for Notice of, and Hearing
on, the Proposed Settlement.
2.3 Order Preliminarily Approving Settlement, Conditionally Certifying 51-58
Settlement Class and Providing for Notice of, and Hearing on, the
Proposed Settlement (August 20, 1998).
2.4 Modified Order Preliminarily Approving Settlement, Conditionally 59-68
Certifying Settlement Class and Providing for Notice of, and Hearing
on, the Proposed Settlement (March 22, 1999).