UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Mark One)
[XX] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 1998
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OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
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Commission file number 0-18364
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American Income Partners V-A Limited Partnership
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(Exact name of registrant as specified in its charter)
Massachusetts 04-3057303
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(State or other jurisdiction of (IRS Employer
incorporation or organization) Identification No.)
88 Broad St., Sixth Floor, Boston, MA 02110
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (617) 854-5800
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Securities registered pursuant to Section 12(b) of the Act NONE
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Title of each class Name of each exchange on which registered
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Securities registered pursuant to Section 12(g) of the Act:
1,380,661 Units Representing Limited Partnership Interest
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(Title of class)
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(Title of class)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes XX No
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State the aggregate market value of the voting stock held by nonaffiliates
of the registrant. Not applicable. Securities are nonvoting for this purpose.
Refer to Item 12 for further information.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Registrant's Annual Report to security holders for
the year ended December 31, 1998 (Part I and II)
PART IV
Item 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K.
(a) Documents filed as part of this report:
(1) Financial Statements:
Report of Independent Auditors.......................................*
Statement of Financial Position
at December 31, 1998 and 1997........................................*
Statement of Operations
for the years ended December 31, 1998, 1997 and 1996.................*
Statement of Changes in Partners' Capital
for the years ended December 31, 1998, 1997 and 1996.................*
Statement of Cash Flows
for the years ended December 31, 1998, 1997 and 1996.................*
Notes to the Financial Statements....................................*
(2) Financial Statement Schedules:
None required.
(3) Exhibits:
Except as set forth below, all Exhibits to Form 10-K,
as set forth in Item 601 of Regulation S-K, are not
applicable.
A list of exhibits filed or incorporated by reference
is as follows:
2.1 Plaintiffs' and Defendants' Joint Motion to Modify Order
Preliminarily Approving Settlement, Conditionally Certifying
Settlement Class and Providing for Notice of, and Hearing on,
the Proposed Settlement.
2.2 Plaintiffs' and Defendants' Joint Memorandum in Support of
Joint Motion to Modify Order Preliminarily Approving
Settlement, Conditionally Certifying Settlement Class and
Providing for Notice of, and Hearing on, the Proposed
Settlement.
2.3 Order Preliminarily Approving Settlement, Conditionally
Certifying Settlement Class and Providing for Notice
of, and Hearing on, the Proposed Settlement (August 20,
1998).
2.4 Modified Order Preliminarily Approving Settlement,
Conditionally Certifying Settlement Class and Providing
for Notice of, and Hearing on, the Proposed Settlement
(March 22, 1999).
* Incorporated herein by reference to the appropriate portion of the 1998 Annual
Report to security holders for the year ended December 31, 1998 (see Part II).
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4 Amended and Restated Agreement and Certificate of Limited
Partnership included as Exhibit A to the Prospectus, which is
included in Registration Statement on Form S-1 (No. 33-27828)
is incorporated herein by reference.
13 The 1998 Annual Report to security holders, a copy of which
is furnished for the information of the Securities and
Exchange Commission. Such Report, except for those portions
thereof which are incorporated herein by reference, is not
deemed "filed" with the Commission.
23 Consent of Independent Auditors.
99 (a) Lease agreement with Northwest Airlines, Inc. was filed in
the Registrant's Annual Report on Form 10-K for the year
ended December 31, 1990 as Exhibit 28 (b) and is incorporated
herein by reference.
99 (b) Lease agreement with Gearbulk Shipowning Ltd. (formerly
Kristian Gerhard Jebsen Skipsrederi A/S) was filed in the
Registrant's Annual Report on Form 10-K for the year ended
December 31, 1993 as Exhibit 28 (c) and is incorporated
herein by reference.
99 (c) Lease agreement with Union Pacific Railroad Company was filed
in the Registrant's Annual Report on Form 10-K for the year
ended December 31, 1996 as Exhibit 99(c) and is incorporated
herein by reference.
99 (d) Lease agreement with Sunworld International Airlines, Inc.
was filed in the Registrant's Annual Report on Form 10-K for
the year ended December 31, 1997 as Exhibit 99(d) and is
incorporated herein by reference.
99 (e) Lease agreement with Transmeridian Airlines was filed in the
Registrant's Annual Report on Form 10-K for the year ended
December 31, 1998 and is incorporated herein by reference.
(b) Reports on Form 8-K
None.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
this report has been signed below on behalf of the registrant and in the
capacity and on the date indicated.
AMERICAN INCOME PARTNERS V-A LIMITED PARTNERSHIP
By: AFG Leasing IV Incorporated,
a Massachusetts corporation and the
General Partner of the Registrant.
By: /s/ Gary D. Engle
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Gary D. Engle
President and Chief Executive
Officer of EFG and a Director
of the General Partner
(Principal Executive Officer)
Date: November 5, 1999
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EXHIBIT INDEX
Exhibit Page
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2.1 Plaintiffs' and Defendants' Joint Motion to Modify Order Preliminarily 6-25
Approving Settlement, Conditionally Certifying Settlement Class and
Providing for Notice of, and Hearing on, the Proposed Settlement.
2.2 Plaintiffs' and Defendants' Joint Memorandum in Support of Joint Motion 26-50
to Modify Order Preliminarily Approving Settlement, Conditionally
Certifying Settlement Class and Providing for Notice of, and Hearing
on, the Proposed Settlement.
2.3 Order Preliminarily Approving Settlement, Conditionally Certifying 51-58
Settlement Class and Providing for Notice of, and Hearing on, the
Proposed Settlement (August 20, 1998).
2.4 Modified Order Preliminarily Approving Settlement, Conditionally 59-68
Certifying Settlement Class and Providing for Notice of, and Hearing
on, the Proposed Settlement (March 22, 1999).
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