SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 22, 1999 Date of Report (Date of earliest event reported): SUPERGEN, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) DELAWARE 0-27628 91-1841574 --------------- ------------ ------------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) TWO ANNABEL LANE, SUITE 220, SAN RAMON, CALIFORNIA 94583 -------------------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (925) 327-0200 ITEM 5. ABBOTT AND SUPERGEN SIGN WORLDWIDE SALES AND DISTRIBUTION AGREEMENT FOR CHEMOTHERAPY COMPOUND RUBITECAN. Under the terms of the agreement, Abbott will make an initial equity investment in SuperGen. Additional equity investments, cash milestones and option exercises are contemplated over the life of the agreement. Abbott will have exclusive distribution and promotion rights for rubitecan outside the United States and co-promotion rights with SuperGen for rubitecan within the United States. In addition, pursuant to a separate distribution agreement, Abbott will become the exclusive U.S. distributor for Nipent-Registered Trademark-, SuperGen's currently marketed product for the treatment of hairy cell leukemia. SuperGen retains U.S. marketing rights for Nipent. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits 99.1 Press release dated December 22, 1999. -------------------- - 2 - SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SUPERGEN, INC. Date: December 23, 1999 By: /s/ Joseph Rubinfeld ------------------------------- Joseph Rubinfeld, Ph.D. Chief Executive Officer, President and Director - 3 - EXHIBIT INDEX EXHIBIT NO. DESCRIPTION - ----------- ----------- 99.1 Press release dated December 22, 1999. - 4 -