UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-08030
Name of Registrant: Royce Micro-Cap Trust, Inc.
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/20
Date of reporting period:
07/01/2020 - 06/30/2021
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was
"take no action" or "unvoted". The reason for no action being taken or a
security being unvoted (i.e., no vote being cast) may include, without
limitation: (a) the securities were out on loan at the time of a record date,
(b) administrative or operational constraints impeded the ability to cast a
timely vote (e.g., late receipt of proxy voting information), (c) systems,
administrative or processing errors occurred, including errors by the Adviser
or third party vendors, and/or (d) the portfolio manager concluded that the
potential benefit of voting was outweighed by the cost, and/or otherwise not in
the best interest of the Fund. The "meeting status" of a particular proposal
may also appear as "take no action" or "unvoted" in connection with contested
meetings at which only one of the agendas is actually voted upon.
========================= Royce Micro-Cap Trust, Inc. ==========================
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen O'Connell For For Management
1b Elect Director Katharine Wolanyk For For Management
1c Elect Director Isaac T. Kohlberg For For Management
1d Elect Director Jonathan Sagal For For Management
1e Elect Director Clifford Press For For Management
1f Elect Director Alfred V. Tobia, Jr. For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
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ACME UNITED CORPORATION
Ticker: ACU Security ID: 004816104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Johnsen For For Management
1.2 Elect Director Richmond Y. Holden, Jr. For For Management
1.3 Elect Director Brian S. Olschan For For Management
1.4 Elect Director Stevenson E. Ward, III For For Management
1.5 Elect Director Susan H. Murphy For For Management
1.6 Elect Director Rex L. Davidson For For Management
1.7 Elect Director Brian K. Barker For For Management
2 Amend Stock Option Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Marcum LLP as Auditors For For Management
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AGILYSYS, INC
Ticker: AGYS Security ID: 00847J105
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Donald A. Colvin For For Management
1.2 Elect Dana S. Jones For For Management
1.3 Elect Jerry C. Jones For For Management
1.4 Elect Michael A. Kaufman For For Management
1.5 Elect Melvin L. Keating For For Management
1.6 Elect John Mutch For For Management
1.7 Elect Ramesh Srinivasan For For Management
2 Issuance of Common Stock and, in For For Management
Certain Circumstances, Preferred Stock
3 Approval of the 2020 Equity Incentive For For Management
Plan
4 Approval of the Employee Stock For For Management
Purchase Plan
5 Advisory Vote on Executive Compensation For For Management
6 Ratification of Auditor For For Management
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ALAMOS GOLD INC.
Ticker: AGI Security ID: 011532108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Ellingham For For Management
1.2 Elect Director David Fleck For For Management
1.3 Elect Director David Gower For For Management
1.4 Elect Director Claire M. Kennedy For For Management
1.5 Elect Director John A. McCluskey For For Management
1.6 Elect Director Monique Mercier For For Management
1.7 Elect Director Paul J. Murphy For For Management
1.8 Elect Director J. Robert S. Prichard For For Management
1.9 Elect Director Kenneth Stowe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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ALGOMA CENTRAL CORPORATION
Ticker: ALC Security ID: 015644107
Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard B. Carty For For Management
1B Elect Director E.M. Blake Hutcheson For For Management
1C Elect Director Mark McQueen For For Management
1D Elect Director Harold S. Stephen For For Management
1E Elect Director Paul Gurtler For For Management
1F Elect Director Duncan N.R. Jackman For For Management
1G Elect Director Trinity O. Jackman For For Management
1H Elect Director Clive P. Rowe For For Management
1I Elect Director Eric Stevenson For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Amend General By-Law No.1 For For Management
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ALPHA & OMEGA SEMICONDUCTOR LTD
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mike F. Chang For For Management
1.2 Elect Yueh-Se Ho For For Management
1.3 Elect Lucas S. Chang For For Management
1.4 Elect Claudia Chen For For Management
1.5 Elect OWYANG King For For Management
1.6 Elect Michael L. Pfeiffer For For Management
1.7 Elect Michael J. Salameh For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Board Size For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALTIUS MINERALS CORPORATION
Ticker: ALS Security ID: 020936100
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Dalton For For Management
1b Elect Director John Baker For For Management
1c Elect Director Roger Lace For For Management
1d Elect Director Andre Gaumond For For Management
1e Elect Director Fred Mifflin For For Management
1f Elect Director Jamie Strauss For For Management
1g Elect Director Anna Stylianides For For Management
1h Elect Director Nicole Adshead-Bell For For Management
1i Elect Director Teresa Conway For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALTUS GROUP LIMITED
Ticker: AIF Security ID: 02215R107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela L. Brown For For Management
1b Elect Director Colin Dyer For For Management
1c Elect Director Anthony Gaffney For For Management
1d Elect Director Michael J. Gordon For For Management
1e Elect Director Anthony Long For For Management
1f Elect Director Diane MacDiarmid For For Management
1g Elect Director Raymond C. Mikulich For For Management
1h Elect Director Janet P. Woodruff For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AMERESCO, INC.
Ticker: AMRC Security ID: 02361E108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Corrsin For For Management
1.2 Elect Director George P. Sakellaris For For Management
1.3 Elect Director Joseph W. Sutton For For Management
2 Ratify RSM US LLP as Auditors For For Management
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AMERICAN SOFTWARE, INC.
Ticker: AMSWA Security ID: 029683109
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lizanne Thomas For For Management
2 Elect James B. Miller, Jr. For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORPORATION
Ticker: AMSC Security ID: 030111207
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Vikram S. Budhraja For For Management
1.2 Elect Arthur H. House For For Management
1.3 Elect Barbara G. Littlefield For For Management
1.4 Elect Daniel P. McGahn For For Management
1.5 Elect David R. Oliver, Jr. For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
Ticker: AP Security ID: 032037103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael I. German For For Management
1.2 Elect Director J. Brett McBrayer For For Management
1.3 Elect Director Carl H. Pforzheimer, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMTECH SYSTEMS, INC.
Ticker: ASYS Security ID: 032332504
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jong S. Whang For Withhold Management
1.2 Elect Director Michael Whang For Withhold Management
1.3 Elect Director Lisa D. Gibbs For Withhold Management
1.4 Elect Director Robert M. Averick For For Management
1.5 Elect Director Michael Garnreiter For Withhold Management
1.6 Elect Director Sukesh Mohan For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APYX MEDICAL CORPORATION
Ticker: APYX Security ID: 03837C106
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew Makrides For For Management
2 Elect Charles D. Goodwin For For Management
3 Elect Michael Geraghty For For Management
4 Elect Lawrence J. Waldman For For Management
5 Elect John C. Andres For For Management
6 Elect Craig Swandal For For Management
7 Elect Minnie Baylor-Henry For For Management
8 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC
Ticker: ARCT Security ID: 03969T109
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase in Authorized Common Stock For For Management
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Farrell For For Management
1.2 Elect Director Joseph E. Payne For For Management
1.3 Elect Director Andy Sassine For For Management
1.4 Elect Director James Barlow For For Management
1.5 Elect Director Edward W. Holmes For For Management
1.6 Elect Director Magda Marquet For For Management
1.7 Elect Director Karah Parschauer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARDMORE SHIPPING CORPORATION
Ticker: ASC Security ID: Y0207T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Gurnee For For Management
1.2 Elect Director Helen Tveitan de Jong For For Management
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ASA GOLD AND PRECIOUS METALS LIMITED
Ticker: ASA Security ID: G3156P103
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Artabane For For Management
1.2 Elect Director William Donovan For For Management
1.3 Elect Director Bruce Hansen For For Management
1.4 Elect Director Mary Joan Hoene For For Management
2 Approve Tait, Weller & Baker LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ASHFORD INC.
Ticker: AINC Security ID: 044104107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For For Management
1.2 Elect Director Dinesh P. Chandiramani For For Management
1.3 Elect Director Darrell T. Hail For For Management
1.4 Elect Director Uno Immanivong For For Management
1.5 Elect Director W. Michael Murphy For For Management
1.6 Elect Director Brian Wheeler For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
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ASPEN AEROGELS, INC.
Ticker: ASPN Security ID: 04523Y105
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca B. Blalock For For Management
1.2 Elect Director Robert M. Gervis For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASPEN GROUP INC
Ticker: ASPU Security ID: 04530L203
Meeting Date: DEC 21, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael Mathews For For Management
1.2 Elect Frank Cotroneo For For Management
1.3 Elect Norman D. Dicks For For Management
1.4 Elect C. James Jensen For For Management
1.5 Elect Andrew Kaplan For For Management
1.6 Elect Douglas Kass For For Management
1.7 Elect Michael Koehneman For For Management
1.8 Elect Sanford Rich For For Management
2 Amendment to the 2018 Equity Incentive For Abstain Management
Plan
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on 3 Years Abstain Management
Executive Compensation
6 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ASTRONICS CORPORATION
Ticker: ATRO Security ID: 046433108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond W. Boushie For For Management
1.2 Elect Director Robert T. Brady For For Management
1.3 Elect Director Tonit M. Calaway For For Management
1.4 Elect Director Jeffry D. Frisby For For Management
1.5 Elect Director Peter J. Gundermann For For Management
1.6 Elect Director Warren C. Johnson For For Management
1.7 Elect Director Robert S. Keane For For Management
1.8 Elect Director Neil Y. Kim For For Management
1.9 Elect Director Mark Moran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
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ASTRONOVA, INC.
Ticker: ALOT Security ID: 04638F108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean A. Bua For For Management
1.2 Elect Director Mitchell I. Quain For For Management
1.3 Elect Director Yvonne E. Schlaeppi For For Management
1.4 Elect Director Harold Schofield For For Management
1.5 Elect Director Richard S. Warzala For For Management
1.6 Elect Director Gregory A. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
ATENTO S.A
Ticker: ATTO Security ID: L0427L105
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Share Consolidation For For Management
2 Approve Management's Report of Company For For Management
Accounts
3 Approval of Auditor's Report of For For Management
Company Accounts
4 Accounts and Reports For For Management
5 Approval of Allocation of Annual For For Management
Results
6 Amendment to the 2014 Omnibus For For Management
Incentive Plan
7 Elect John Madden For For Management
8 Elect Roberto Rittes de Oliveira Silva For For Management
9 Elect Antenor Camargo For For Management
10 Elect Oliver Feix For For Management
11 Discharge Members of the Board and For For Management
Auditor for Fiscal Year 2019
12 Approve Interim Board of Directors For For Management
Report and Interim Balance Sheet
13 Discharge of Directors for Performance For For Management
for Interim Period
14 Appointment of Auditor For For Management
15 Directors' Fees For For Management
16 Elect Carlos Lopez-Abadia For For Management
17 Elect Antonio Pedro de Carvalho For For Management
Viana-Baptista
18 Authorize Formalities with Respect to For For Management
Director Elections
--------------------------------------------------------------------------------
ATENTO S.A.
Ticker: ATTO Security ID: L0427L204
Meeting Date: APR 02, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 13 Re: Change of For For Management
Nationality of the Company
1 Appoint Deloitte Audit as Auditor For For Management
2 Amend Omnibus Incentive Plan For Abstain Management
--------------------------------------------------------------------------------
ATENTO S.A.
Ticker: ATTO Security ID: L0427L204
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Receive and Approve Board's Report on For For Management
Financial Statements
3 Receive and Approve Auditor's Report For For Management
on Financial Statements
4 Approve Allocation of Income For For Management
5 Approve Discharge of Directors For For Management
6 Approve Consolidated Financial For For Management
Statements
7 Receive and Approve Board's Report on For For Management
Consolidated Financial Statements
8 Receive and Approve Auditor's Report For For Management
on Consolidated Financial Statements
9 Reelect David Garner as Class I For For Management
Director
10 Approve Co-optation of Robert William For For Management
Payne as Class II Director
11 Approve Remuneration of Directors For Abstain Management
12 Authorize Board to Ratify and Execute None None Management
Approved Resolutions
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Bernlohr For For Management
1.2 Elect Director Charles F. Bolden, Jr. For For Management
1.3 Elect Director John W. Dietrich For For Management
1.4 Elect Director Beverly K. Goulet For For Management
1.5 Elect Director Bobby J. Griffin For For Management
1.6 Elect Director Carol B. Hallett For For Management
1.7 Elect Director Duncan J. McNabb For For Management
1.8 Elect Director Sheila A. Stamps For For Management
1.9 Elect Director John K. Wulff For For Management
1.10 Elect Director Carol J. Zierhoffer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. Carrel For For Management
1b Elect Director Mark A. Collar For For Management
1c Elect Director Daniel P. Florin For For Management
1d Elect Director Regina E. Groves For For Management
1e Elect Director B. Kristine Johnson For For Management
1f Elect Director Karen N. Prange For For Management
1g Elect Director Sven A. Wehrwein For For Management
1h Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATRION CORPORATION
Ticker: ATRI Security ID: 049904105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Preston G. Athey For For Management
1b Elect Director Hugh J. Morgan, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUDIOEYE INC
Ticker: AEYE Security ID: 050734201
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval of the 2020 Equity Incentive For For Management
Plan
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AUDIOEYE, INC.
Ticker: AEYE Security ID: 050734201
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carr Bettis For For Management
1.2 Elect Director Anthony Coelho For For Management
1.3 Elect Director David Moradi For For Management
1.4 Elect Director Jamil Tahir For For Management
1.5 Elect Director Marc Lehmann For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify MaloneBailey, LLP as Auditors For For Management
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AUTOCANADA INC.
Ticker: ACQ Security ID: 05277B209
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul W. Antony For For Management
1.2 Elect Director Dennis DesRosiers For For Management
1.3 Elect Director Stephen Green For For Management
1.4 Elect Director Barry James For For Management
1.5 Elect Director Maryann Keller For For Management
1.6 Elect Director Lee Matheson For For Management
1.7 Elect Director Elias Olmeta For For Management
1.8 Elect Director Michael Rawluk For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
AVID TECHNOLOGY, INC.
Ticker: AVID Security ID: 05367P100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christian A. Asmar For For Management
1b Elect Director Elizabeth M. Daley For For Management
1c Elect Director Nancy Hawthorne For For Management
1d Elect Director Michelle Munson For For Management
1e Elect Director Daniel B. Silvers For For Management
1f Elect Director John P. Wallace For For Management
1g Elect Director Peter Westley For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC.
Ticker: ACLS Security ID: 054540208
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tzu-Yin "TY" Chiu For For Management
1.2 Elect Director Richard J. Faubert For For Management
1.3 Elect Director Arthur L. George, Jr. For For Management
1.4 Elect Director Joseph P. Keithley For For Management
1.5 Elect Director John T. Kurtzweil For For Management
1.6 Elect Director Mary G. Puma For For Management
1.7 Elect Director Thomas St. Dennis For For Management
1.8 Elect Director Jorge Titinger For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXT, INC.
Ticker: AXTI Security ID: 00246W103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jesse Chen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify BPM LLP as Auditors For For Management
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B. RILEY FINANCIAL, INC.
Ticker: RILY Security ID: 05580M108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryant R. Riley For For Management
1.2 Elect Director Thomas J. Kelleher For For Management
1.3 Elect Director Robert L. Antin For For Management
1.4 Elect Director Robert D'Agostino For Against Management
1.5 Elect Director Randall E. Paulson For For Management
1.6 Elect Director Michael J. Sheldon For For Management
1.7 Elect Director Mimi K. Walters For For Management
1.8 Elect Director Mikel H. Williams For Against Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
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BARINGS BDC, INC.
Ticker: BBDC Security ID: 06759L103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Mihalick For For Management
1b Elect Director Thomas W. Okel For For Management
1c Elect Director Jill Olmstead For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
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BARNES & NOBLE EDUCATION INC
Ticker: BNED Security ID: 06777U101
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Emily C. Chiu For For Management
2 Elect Daniel A. DeMatteo For For Management
3 Elect David G. Golden For For Management
4 Elect Michael P. Huseby For For Management
5 Elect Zachary D. Levenick For For Management
6 Elect Lowell W. Robinson For For Management
7 Elect John R. Ryan For For Management
8 Elect Jerry Sue Thornton For For Management
9 Elect David A. Wilson For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Ratification of Auditor For For Management
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BARRETT BUSINESS SERVICES, INC.
Ticker: BBSI Security ID: 068463108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carley For For Management
1.2 Elect Director Thomas B. Cusick For For Management
1.3 Elect Director Diane L. Dewbrey For For Management
1.4 Elect Director James B. Hicks For For Management
1.5 Elect Director Jon L. Justesen For For Management
1.6 Elect Director Gary E. Kramer For For Management
1.7 Elect Director Anthony Meeker For For Management
1.8 Elect Director Carla A. Moradi For For Management
1.9 Elect Director Vincent P. Price For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BEL FUSE INC.
Ticker: BELFB Security ID: 077347201
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Tweedy For For Management
1.2 Elect Director Mark B. Segall For For Management
1.3 Elect Director Eric Nowling For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOLIFE SOLUTIONS, INC.
Ticker: BLFS Security ID: 09062W204
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Rice For For Management
1.2 Elect Director Raymond W. Cohen For For Management
1.3 Elect Director Andrew Hinson For For Management
1.4 Elect Director Joseph Schick For For Management
1.5 Elect Director Amy DuRoss For For Management
1.6 Elect Director Rachel Ellingson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
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BLUELINX HOLDINGS INC.
Ticker: BXC Security ID: 09624H208
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karel K. Czanderna For For Management
1.2 Elect Director Dominic DiNapoli For For Management
1.3 Elect Director Kim S. Fennebresque For For Management
1.4 Elect Director Mitchell B. Lewis For For Management
1.5 Elect Director J. David Smith For For Management
1.6 Elect Director Carol B. Yancey For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOLSA MEXICANA DE VALORES SAB DE CV
Ticker: BOLSAA Security ID: P17330104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1.1 Approve CEO's Report and External For For Management
Auditor's Report
1.1.2 Approve Board's Report on Operations For For Management
and Results of Company
1.1.3 Approve Board's Opinion on CEO's Report For For Management
1.1.4 Approve to Add Copy of Reports For For Management
Mentioned in Previous Items and
Opinion to Minutes of Meeting
1.2 Approve Board's Report on Policies and For For Management
Accounting Information and Criteria
Followed in Preparation of Financial
Information
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Individual and Consolidated For For Management
Financial Statements
1.5.1 Approve Chairman's Report of Audit For For Management
Committee
1.5.2 Approve Chairman's Report of Corporate For For Management
Practices Committee
1.6 Approve Reports of Other Committees For For Management
1.7.1 Approve Discharge of Board For For Management
1.7.2 Approve Discharge of Audit Committee For For Management
1.7.3 Approve Discharge of Corporate For For Management
Practices Committee
1.8 Approve Report of Statutory Auditors For For Management
1.9 Accept Report on Compliance with For For Management
Fiscal Obligations
2.1 Approve Allocation of MXN 74.64 For For Management
Million to Increase Legal Reserve
2.2 Approve Allocation of MXN 1.12 Billion For For Management
to Reserve of Accumulated Earnings
Pending to be Applied
3 Approve Cash Dividends of MXN 2.02 Per For For Management
Share
4.1 Approve Discharge of Board For For Management
4.2.a Elect or Ratify Marcos Alejandro For For Management
Martinez Gavica as Director
4.2.b Elect or Ratify Eduardo Cepeda For For Management
Fernandez as Director
4.2.c Elect or Ratify Carlos Bremer For For Management
Gutierrez as Director
4.2.d Elect or Ratify Felipe Garcia-Moreno For For Management
Rodriguez as Director
4.2.e Elect or Ratify Francisco Gil Diaz as For For Management
Director
4.2.f Elect or Ratify Alfonso Gonzalez For For Management
Migoya as Director
4.2.g Elect or Ratify Carlos Hank Gonzalez For For Management
as Director
4.2.h Elect or Ratify Ernesto Ortega For For Management
Arellano as Director
4.2.i Elect or Ratify Tania Ortiz Mena Lopez For For Management
Negrete as Director
4.2.j Elect or Ratify Eduardo Osuna Osuna as For For Management
Director
4.2.k Elect or Ratify Clemente Ismael For For Management
Reyes-Retana Valdes as Director
4.2.l Elect or Ratify Fernando Ruiz Sahagun For For Management
as Director
4.2.m Elect or Ratify Alberto Torrado For For Management
Martinez as Director
4.2.n Elect or Ratify Blanca Avelina Trevino For For Management
de Vega as Director
4.2.o Elect or Ratify Eduardo Valdes Acra as For For Management
Director
4.2.p Elect or Ratify Edgardo Mauricio Cantu For For Management
Delgado as Alternate Director
4.2.q Elect or Ratify Tomas Christian For For Management
Ehrenberg Aldford as Alternate Director
4.2.r Elect or Ratify Hector Blas Grisi For For Management
Checa as Alternate Director
4.2.s Elect or Ratify Claudia Janez Sanchez For For Management
as Alternate Director
4.2.t Elect or Ratify Lourdes Melgar For For Management
Palacios as Alternate Director
4.2.u Elect or Ratify Marcos Ramirez Miguel For For Management
as Alternate Director
4.2.w Elect or Ratify Alvaro Vaqueiro Ussel For For Management
as Alternate Director
4.3 Approve Any Alternate Director Can For For Management
Replace Director
4.4 Approve Independence Classification of For For Management
Independent Directors
4.5 Accept Resignation of Each Person Who For For Management
do not Ratify themselves as Director
4.6 Ratify Marcos Alejandro Martinez For For Management
Gavica as Board Chairman
4.7 Ratify Rafael Robles Miaja as For For Management
Secretary of Board
4.8 Ratify Maria Luisa Petricioli For For Management
Castellon as Deputy Secretary of Board
4.9 Ratify Oscar Aguirre Hernandez as For For Management
Statutory Auditor
4.10 Ratify Alfonso Gonzalez Migoya as For For Management
Chairman and Member of Audit Committee
4.11 Ratify Fernando Ruiz Sahagun as Member For For Management
of Audit Committee
4.12 Ratify Clemente Ismael Reyes-Retana For For Management
Valdes as Member of Audit Committee
4.13 Ratify Marcos Alejandro Martinez For For Management
Gavica as Member of Audit Committee
4.14 Ratify Alfonso Gonzalez Migoya as For For Management
Chairman and Member of Corporate
Practices Committee
4.15 Ratify Fernando Ruiz Sahagun as Member For For Management
of Corporate Practices Committee
4.16 Ratify Tania Ortiz Mena Lopez Negrete For For Management
as Member of Corporate Practices
Committee
4.17 Ratify Marcos Alejandro Martinez For For Management
Gavica as Member of Corporate
Practices Committee
4.18 Authorize Board to Elect Rest of For For Management
Members and Chairmen of Committees
5.1 Approve Remuneration of Directors and For For Management
Company Secretary
5.2 Approve Remuneration of Members of For For Management
Audit Committee in the Amount of MXN
60,000
5.3 Approve Remuneration of Members of For For Management
Corporate Practices Committees in the
Amount of MXN 25,000
6.1 Approve Report of Policies Related to For For Management
Repurchase of Shares
6.2 Approve Report on Company Has 503,336 For For Management
Series A Class I Repurchase Shares
7.1 Set Amount of Share Repurchase Reserve For For Management
at MXN 900 Million
8.1 Authorize Rafael Robles Miaja, Maria For For Management
Luisa Petricioli Castellon and
Clementina Ramirez de Arellano Moreno
to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
BRIGHAM MINERALS, INC.
Ticker: MNRL Security ID: 10918L103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon-Al Duplantier For For Management
1b Elect Director Robert M. Roosa For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robyn C. Davis For For Management
1.2 Elect Director Joseph R. Martin For For Management
1.3 Elect Director Erica J. McLaughlin For For Management
1.4 Elect Director Krishna G. Palepu For For Management
1.5 Elect Director Michael Rosenblatt For For Management
1.6 Elect Director Stephen S. Schwartz For For Management
1.7 Elect Director Alfred Woollacott, III For For Management
1.8 Elect Director Mark S. Wrighton For For Management
1.9 Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendell F. Holland For For Management
1.2 Elect Director Diego F. Calderin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BURNHAM HOLDINGS, INC.
Ticker: BURCA Security ID: 122295108
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Brossman For For Management
1.2 Elect Director Christopher R. Drew For For Management
1.3 Elect Director Laura T. Wand For For Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
CAMTEK LIMITED
Ticker: CAMT Security ID: M20791105
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Special Cash Bonus of CEO For For Management
2 2019 Equity Grant of CEO For For Management
3 Declaration of Material Interest N/A Against Management
4 Compensation Policy For For Management
5 Declaration of Material Interest N/A Against Management
--------------------------------------------------------------------------------
CAMTEK LIMITED
Ticker: CAMT Security ID: M20791105
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Orit Stav For For Management
2 Elect Rafi Amit For For Management
3 Elect Yotam Stern For For Management
4 Elect HUANG Chin-Ming For For Management
5 Elect TSENG Yi-Shih For For Management
6 Elect Moty Ben-Arie For For Management
7 2020 Equity Grant of CEO For For Management
8 Declaration of Material Interest N/A Against Management
9 Indemnification & Exemption of Rafi For For Management
Amit
10 Declaration of Material Interest N/A Against Management
11 Indemnification & Exemption of Yotam For For Management
Stern
12 Declaration of Material Interest N/A Against Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
CANACCORD GENUITY GROUP INC.
Ticker: CF Security ID: 134801109
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
2.1 Elect Charles N. Bralver For For Management
2.2 Elect Daniel J. Daviau For For Management
2.3 Elect Gillian H. Denham For For Management
2.4 Elect Michael D. Harris For For Management
2.5 Elect Merri L. Jones For For Management
2.6 Elect David J. Kassie For For Management
2.7 Elect Terrence A. Lyons For For Management
2.8 Elect Eric S. Rosenfeld For For Management
2.9 Elect Dipesh Shah For For Management
2.10 Elect Sally Tennant For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
CAREDX, INC.
Ticker: CDNA Security ID: 14167L103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Bickerstaff, For For Management
III
1.2 Elect Director Grace E. Colon For For Management
1.3 Elect Director Ralph Snyderman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARPARTS.COM, INC.
Ticker: PRTS Security ID: 14427M107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lev Peker For For Management
1.2 Elect Director Warren B. Phelps, III For For Management
1.3 Elect Director Lisa Costa For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
Ticker: CVCO Security ID: 149568107
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Susan L. Blount For For Management
2 Elect William C. Boor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CC NEUBERGER PRINCIPAL HOLDINGS I
Ticker: PCPL Security ID: G1992Y114
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Jurisdiction of Incorporation For Against Management
from Cayman Islands to Delaware
2 Approve SPAC Transaction For Against Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Charter For Against Management
5A Approve Changes to the Authorized For Against Management
Common Stock
5B Approve Issuance of CC Neuberger For Against Management
Principal Holdings I Preferred Stock
in One or More Classes or Series
5C Amend Certificate of Incorporation For Against Management
Regarding Certain Provisions of the
Investor Rights Agreement
5D Eliminate Right to Act by Written For Against Management
Consent
5E Classify the Board of Directors For Against Management
5F Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
5G Amend Bylaws For Against Management
6 Approve Issuance of Shares for a For Against Management
Private Placement
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY
Ticker: CENT Security ID: 153527106
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Brown For Withhold Management
1.2 Elect Director Courtnee Chun For For Management
1.3 Elect Director Timothy P. Cofer For Withhold Management
1.4 Elect Director Brendan P. Dougher For For Management
1.5 Elect Director Michael J. Edwards For For Management
1.6 Elect Director Michael J. Griffith For For Management
1.7 Elect Director Christopher T. Metz For For Management
1.8 Elect Director Daniel P. Myers For Withhold Management
1.9 Elect Director Brooks M. Pennington, For Withhold Management
III
1.10 Elect Director John R. Ranelli For Withhold Management
1.11 Elect Director Mary Beth Springer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CENTURY CASINOS, INC.
Ticker: CNTY Security ID: 156492100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erwin Haitzmann For For Management
1.2 Elect Director Gottfried Schellmann For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CF FINANCE ACQUISITION CORP
Ticker: CFFA Security ID: 12528N107
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 GCM Grosvenor Transaction For For Management
2 Increase of Authorized Preferred and For For Management
Common stock
3 Authorization of Dual Class Stock For For Management
4 Amend the Charter to Include For For Management
References to the Shareholders
Agreement
5 Bundled Charter Amendments For For Management
6 Transaction Issuance For For Management
7 Approve 2020 Incentive Award Plan For For Management
8 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CHEMBIO DIAGNOSTICS, INC.
Ticker: CEMI Security ID: 163572209
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Katherine L. Davis For For Management
1.2 Elect Richard L. Eberly For For Management
1.3 Elect Gail S. Page For Withhold Management
1.4 Elect Mary Lake Polan For Withhold Management
1.5 Elect John G. Potthoff For For Management
2 Reincorporation from Nevada to Delaware For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
CHEMBIO DIAGNOSTICS, INC.
Ticker: CEMI Security ID: 163572209
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W.K. Acheson For For Management
1.2 Elect Director David W. Bespalko For For Management
1.3 Elect Director Katherine L. Davis For For Management
1.4 Elect Director Richard L. Eberly For For Management
1.5 Elect Director John G. Potthoff For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEMUNG FINANCIAL CORPORATION
Ticker: CHMG Security ID: 164024101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raimundo C. Archibold, For For Management
Jr.
1.2 Elect Director David J. Dalrymple For For Management
1.3 Elect Director Denise V. Gonick For For Management
1.4 Elect Director Thomas R. Tyrrell For For Management
1.5 Elect Director Richard E. Forrestel Jr. For For Management
1.6 Elect Director Larry H. Becker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHICKEN SOUP FOR THE SOUL ENTERTAINMENT INC.
Ticker: CSSE Security ID: 16842Q100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Rouhana, Jr. For Withhold Management
1.2 Elect Director Christopher Mitchell For For Management
1.3 Elect Director Amy L. Newmark For Withhold Management
1.4 Elect Director Fred M. Cohen For Withhold Management
1.5 Elect Director Cosmo DeNicola For Withhold Management
1.6 Elect Director Martin Pompadur For Withhold Management
1.7 Elect Director Christina Weiss Lurie For Withhold Management
1.8 Elect Director Diana Wilkin For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Rosenfield and Company, PLLC as For For Management
Auditors
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Buckhout For For Management
1.2 Elect Director Samuel R. Chapin For For Management
1.3 Elect Director David F. Dietz For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Bruce Lisman For For Management
1.6 Elect Director John (Andy) O'Donnell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Abstain Management
--------------------------------------------------------------------------------
CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y207
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director C. Ronald Blankenship For For Management
1b Elect Director Charles Szalkowski For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CLARKSON PLC
Ticker: CKN Security ID: G21840106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Bill Thomas as Director For For Management
5 Re-elect Andi Case as Director For For Management
6 Re-elect Jeff Woyda as Director For For Management
7 Re-elect Peter Backhouse as Director For For Management
8 Elect Sue Harris as Director For For Management
9 Elect Laurence Hollingworth as Director For For Management
10 Re-elect Dr Tim Miller as Director For For Management
11 Re-elect Birger Nergaard as Director For For Management
12 Re-elect Heike Truol as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CLARUS CORPORATION
Ticker: CLAR Security ID: 18270P109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren B. Kanders For For Management
1.2 Elect Director Donald L. House For For Management
1.3 Elect Director Nicholas Sokolow For For Management
1.4 Elect Director Michael A. Henning For For Management
1.5 Elect Director Susan Ottmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLEARFIELD, INC.
Ticker: CLFD Security ID: 18482P103
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl Beranek For For Management
1.2 Elect Director Ronald G. Roth For For Management
1.3 Elect Director Patrick Goepel For For Management
1.4 Elect Director Roger Harding For For Management
1.5 Elect Director Charles N. Hayssen For For Management
1.6 Elect Director Donald R. Hayward For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLEARPOINT NEURO, INC.
Ticker: CLPT Security ID: 18507C103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Burnett For For Management
1.2 Elect Director R. John Fletcher For For Management
1.3 Elect Director Pascal E.R. Girin For For Management
1.4 Elect Director B. Kristine Johnson For For Management
1.5 Elect Director Matthew B. Klein For For Management
1.6 Elect Director Timothy T. Richards For For Management
2 Ratify Cherry Bekaert LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHU, INC.
Ticker: COHU Security ID: 192576106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Caggia For For Management
1b Elect Director Luis A. Muller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COLLECTORS UNIVERSE INC
Ticker: CLCT Security ID: 19421R200
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Albert J. Moyer For For Management
1.2 Elect Joseph J. Orlando For For Management
1.3 Elect Bruce A. Stevens For For Management
1.4 Elect Kate W. Duchene For For Management
1.5 Elect Vina M. Leite For For Management
1.6 Elect Jon M. Sullivan For For Management
1.7 Elect Lorraine G. Bardeen For For Management
1.8 Elect Jennifer H. Leuer For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
COMPUTER MODELLING GROUP LTD.
Ticker: CMG Security ID: 205249105
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: MAY 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
2.1 Elect Judith J. Athaide For For Management
2.2 Elect Kenneth M. Dedeluk For For Management
2.3 Elect Christopher L. Fong For For Management
2.4 Elect Patrick R. Jamieson For For Management
2.5 Elect Peter H. Kinash For For Management
2.6 Elect Mark Miller For For Management
2.7 Elect Ryan N. Schneider For For Management
2.8 Elect John B. Zaozirny For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Stock Option Plan Renewal For For Management
5 Amendment to the PSU & RSU Plan For For Management
--------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED
Ticker: CTG Security ID: 205477102
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect James R. Helvey, III For For Management
1.2 Elect Owen J. Sullivan For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Approval of the 2020 Equity Award Plan For For Management
--------------------------------------------------------------------------------
COMSCORE, INC.
Ticker: SCOR Security ID: 20564W105
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jacques D. Kerrest For For Management
1.2 Elect Kathleen Love For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Amendment to the 2018 Equity Incentive For For Management
Plan
--------------------------------------------------------------------------------
COMSCORE, INC.
Ticker: SCOR Security ID: 20564W105
Meeting Date: MAR 09, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Approve Creation of Convertible For For Management
Preferred Stock and Authorize A
Sufficient Number of Shares of
Preferred and Common Stocks into which
such Shares of Convertible Preferred
Stock may be Converted
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COMSCORE, INC.
Ticker: SCOR Security ID: 20564W105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Gotlieb For For Management
1.2 Elect Director William Livek For For Management
1.3 Elect Director Brent Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CONSTRUCTION PARTNERS, INC.
Ticker: ROAD Security ID: 21044C107
Meeting Date: MAR 05, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. McKay For For Management
1b Elect Director Stefan L. Shaffer For For Management
1c Elect Director Noreen E. Skelly For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
COVENANT LOGISTICS GROUP, INC.
Ticker: CVLG Security ID: 22284P105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Parker For For Management
1.2 Elect Director Robert E. Bosworth For For Management
1.3 Elect Director D. Michael Kramer For For Management
1.4 Elect Director Bradley A. Moline For For Management
1.5 Elect Director Rachel Parker-Hatchett For For Management
1.6 Elect Director Herbert J. Schmidt For For Management
1.7 Elect Director W. Miller Welborn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CPI AEROSTRUCTURES INC
Ticker: CVU Security ID: 125919308
Meeting Date: OCT 06, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Terry D. Stinson For For Management
2 Amendment to the 2016 Long-Term For For Management
Incentive Plan
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CPI AEROSTRUCTURES, INC.
Ticker: CVU Security ID: 125919308
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Caswell For For Management
1.2 Elect Director Walter Paulick For For Management
1.3 Elect Director Eric Rosenfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRH MEDICAL CORPORATION
Ticker: CRH Security ID: 12626F105
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by WELL Health For For Management
Acquisition Corp., a Wholly-Owned
Subsidiary of WELL Health Technologies
Corp.
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CRIMSON WINE GROUP, LTD.
Ticker: CWGL Security ID: 22662X100
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John D. Cumming For For Management
1.2 Elect Joseph S. Steinberg For For Management
1.3 Elect Avraham M. Neikrug For For Management
1.4 Elect Douglas M. Carlson For For Management
1.5 Elect Craig D. Williams For For Management
1.6 Elect Colby A. Rollins For For Management
1.7 Elect Luanne D. Tierney For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Clark For For Management
1b Elect Director W. Larry Cash For For Management
1c Elect Director Thomas C. Dircks For For Management
1d Elect Director Gale Fitzgerald For For Management
1e Elect Director Darrell S. Freeman, Sr. For For Management
1f Elect Director Janice E. Nevin For For Management
1g Elect Director Mark Perlberg For For Management
1h Elect Director Joseph A. Trunfio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN CRAFTS, INC.
Ticker: CRWS Security ID: 228309100
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Donald Ratajczak For For Management
1.2 Elect Patricia Stensrud For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CRYOLIFE, INC.
Ticker: CRY Security ID: 228903100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ackerman For For Management
1.2 Elect Director Daniel J. Bevevino For For Management
1.3 Elect Director Marna P. Borgstrom For For Management
1.4 Elect Director James W. Bullock For For Management
1.5 Elect Director Jeffrey H. Burbank For For Management
1.6 Elect Director J. Patrick Mackin For For Management
1.7 Elect Director Ronald D. McCall For For Management
1.8 Elect Director Harvey Morgan For For Management
1.9 Elect Director Jon W. Salveson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CSW INDUSTRIALS, INC.
Ticker: CSWI Security ID: 126402106
Meeting Date: AUG 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph B. Armes For For Management
1.2 Elect Michael R. Gambrell For For Management
1.3 Elect Terry L. Johnston For For Management
1.4 Elect Linda A. Livingstone For For Management
1.5 Elect William F. Quinn For For Management
1.6 Elect Robert M. Swartz For For Management
1.7 Elect J. Kent Sweezey For For Management
1.8 Elect Debra L. Von Storch For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CUBICFARM SYSTEMS CORP.
Ticker: CUB Security ID: 22968P108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director David Dinesen For For Management
2.2 Elect Director Leo Benne For For Management
2.3 Elect Director Michael McCarthy For For Management
2.4 Elect Director Daniel Burns For For Management
2.5 Elect Director Jeffrey D. Booth For For Management
2.6 Elect Director Christopher Pashalis For For Management
Papouras
2.7 Elect Director Janet Wood For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
CULP, INC.
Ticker: CULP Security ID: 230215105
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert G. Culp, IV For For Management
1.2 Elect Perry E. Davis For For Management
1.3 Elect Sharon A. Decker For For Management
1.4 Elect Fred A. Jackson For For Management
1.5 Elect Kenneth R. Larson For For Management
1.6 Elect Kenneth W. McAllister For For Management
1.7 Elect Franklin N. Saxon For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CURRENCY EXCHANGE INTERNATIONAL, CORP.
Ticker: CXI Security ID: 23131B307
Meeting Date: MAR 17, 2021 Meeting Type: Annual/Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph August For For Management
1.2 Elect Director Chirag Bhavsar For For Management
1.3 Elect Director Johanne Brossard For For Management
1.4 Elect Director Chitwant S. Kohli For For Management
1.5 Elect Director Mark D. Mickleborough For For Management
1.6 Elect Director Randolph W. Pinna For For Management
1.7 Elect Director V. James Sardo For For Management
1.8 Elect Director Stacey Mowbray For For Management
1.9 Elect Director Daryl Yeo For For Management
2 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
CUTERA, INC.
Ticker: CUTR Security ID: 232109108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory A. Barrett For For Management
1.2 Elect Director David H. Mowry For For Management
1.3 Elect Director Timothy J. O'Shea For For Management
1.4 Elect Director J. Daniel Plants For For Management
1.5 Elect Director Joseph E. Whitters For For Management
1.6 Elect Director Katherine S. Zanotti For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Abstain Management
5 Elect Director Sheila A. Hopkins For For Management
--------------------------------------------------------------------------------
CYBEROPTICS CORPORATION
Ticker: CYBE Security ID: 232517102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig D. Gates For For Management
1.2 Elect Director Subodh Kulkarni For For Management
1.3 Elect Director Michael M. Selzer, Jr. For For Management
1.4 Elect Director Vivek Mohindra For For Management
1.5 Elect Director Cheryl Beranek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Ticker: DWSN Security ID: 239360100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig W. Cooper For For Management
1.2 Elect Director Stephen C. Jumper For For Management
1.3 Elect Director Michael L. Klofas For For Management
1.4 Elect Director Ted R. North For For Management
1.5 Elect Director Mark A. Vander Ploeg For For Management
2 Ratify RSM US LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DESTINATION XL GROUP, INC.
Ticker: DXLG Security ID: 25065K104
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Harvey S. Kanter For For Management
2 Elect Jack Boyle For For Management
3 Elect Lionel F. Conacher For For Management
4 Elect Willem Mesdag For For Management
5 Elect Mitchell S. Presser For For Management
6 Elect Ivy Ross For For Management
7 Advisory Vote on Executive Compensation For For Management
8 Reverse Stock Split For For Management
9 Amendment to the 2016 Incentive For For Management
Compensation Plan
10 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher D. Heim For For Management
1b Elect Director Sally J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DIGITAL TURBINE, INC.
Ticker: APPS Security ID: 25400W102
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Deutschman For For Management
1.2 Elect Roy H. Chestnutt For For Management
1.3 Elect Mohan S. Gyani For For Management
1.4 Elect Jeffrey Karish For For Management
1.5 Elect Christopher Rogers For For Management
1.6 Elect Michelle Sterling For For Management
1.7 Elect William G. Stone For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
4 Approval of the 2020 Equity Incentive For For Management
Plan
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
DIRTT ENVIRONMENTAL SOLUTIONS LTD.
Ticker: DRT Security ID: 25490H106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Ford For For Management
1.2 Elect Director Denise E. Karkkainen For For Management
1.3 Elect Director Shauna R. King For For Management
1.4 Elect Director Todd W. Lillibridge For For Management
1.5 Elect Director James (Jim) A. Lynch For For Management
1.6 Elect Director Kevin P. O'Meara For For Management
1.7 Elect Director Steven E. Parry For For Management
1.8 Elect Director Diana R. Rhoten For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
DMY TECHNOLOGY GROUP, INC. II
Ticker: DMYD Security ID: 233277102
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC.
Ticker: DFIN Security ID: 25787G100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luis A. Aguilar For For Management
1.2 Elect Director Richard L. Crandall For For Management
1.3 Elect Director Charles D. Drucker For For Management
1.4 Elect Director Juliet S. Ellis For For Management
1.5 Elect Director Gary G. Greenfield For For Management
1.6 Elect Director Jeffrey Jacobowitz For For Management
1.7 Elect Director Daniel N. Leib For For Management
1.8 Elect Director Lois M. Martin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DORCHESTER MINERALS, L.P.
Ticker: DMLP Security ID: 25820R105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen D. Lassiter For For Management
1.2 Elect Director C. W. "Bill" Russell For For Management
1.3 Elect Director Ronald P. Trout For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
DORIAN LPG LTD
Ticker: LPG Security ID: Y2106R110
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas J. Coleman For For Management
1.2 Elect Christina Tan For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on 2 Years Abstain Management
Executive Compensation
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appointment of Auditor and Authority For For Management
to Set Fees
2.1 Elect Tanya Covassin For For Management
2.2 Elect Jonathan Goodman For For Management
2.3 Elect Isabel Meharry For For Management
2.4 Elect Andrew T. Molson For For Management
2.5 Elect Lila Murphy For For Management
2.6 Elect Peter Nixon For For Management
2.7 Elect Allen J. Palmiere For For Management
2.8 Elect Steven Sharpe For For Management
2.9 Elect A. Murray Sinclair For For Management
3 Share Incentive Plan Renewal For Against Management
4 Amendment to the Deferred Share Unit For Against Management
Plan
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Tanya Covassin For For Management
2.2 Elect Director Jonathan Goodman For For Management
2.3 Elect Director Isabel Meharry For For Management
2.4 Elect Director Andrew Molson For For Management
2.5 Elect Director Peter M. Nixon For For Management
2.6 Elect Director Allen J. Palmiere For For Management
2.7 Elect Director Steven Sharpe For For Management
2.8 Elect Director A. Murray Sinclair For For Management
--------------------------------------------------------------------------------
E.L.F. BEAUTY, INC.
Ticker: ELF Security ID: 26856L103
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kirk L. Perry For For Management
1.2 Elect Sabrina Simmons For For Management
1.3 Elect Maureen C. Watson For For Management
2 Advisory Vote on Executive Compensation For Abstain Management
3 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
EAGLE BULK SHIPPING INC.
Ticker: EGLE Security ID: Y2187A150
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Leand, Jr. For For Management
1.2 Elect Director Randee E. Day For For Management
1.3 Elect Director Justin A. Knowles For For Management
1.4 Elect Director Bart Veldhuizen For For Management
1.5 Elect Director Gary Vogel For For Management
1.6 Elect Director Gary Weston For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EASTSIDE DISTILLING, INC.
Ticker: EAST Security ID: 277802302
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul Block For For Management
1.2 Elect Lawrence D. Firestone For Withhold Management
1.3 Elect Robert Grammen For For Management
1.4 Elect Stephanie Kilkenny For For Management
1.5 Elect Jack Peterson For Withhold Management
2 Advisory Vote on Executive Compensation For For Management
3 Increase in Authorized Common Stock For Against Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC.
Ticker: ECHO Security ID: 27875T101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas R. Waggoner For For Management
1b Elect Director Samuel K. Skinner For For Management
1c Elect Director Matthew Ferguson For For Management
1d Elect Director David Habiger For For Management
1e Elect Director William M. Farrow, III For For Management
1f Elect Director Virginia L. Henkels For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Abstain Management
--------------------------------------------------------------------------------
ECN CAPITAL CORP.
Ticker: ECN Security ID: 26829L107
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Lovatt For For Management
1.2 Elect Director Steven K. Hudson For For Management
1.3 Elect Director Paul Stoyan For For Management
1.4 Elect Director Pierre Lortie For For Management
1.5 Elect Director David Morris For For Management
1.6 Elect Director Carol E. Goldman For For Management
1.7 Elect Director Karen Martin For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EGAIN CORP
Ticker: EGAN Security ID: 28225C806
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ashutosh Roy For For Management
1.2 Elect Gunjan Sinha For For Management
1.3 Elect Phiroz P. Darukhanavala For For Management
1.4 Elect Brett Shockley For For Management
1.5 Elect Christine Russell For For Management
2 Amendment to the Amended and Restated For Against Management
2005 Stock Incentive Plan
3 Amendment to the 2005 Management Stock For Against Management
Option Plan
4 Amendment to the 2017 Employee Stock For Against Management
Purchase Plan
5 Advisory Vote on Executive Compensation For For Management
6 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ENCORE WIRE CORPORATION
Ticker: WIRE Security ID: 292562105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Fisher For For Management
1.2 Elect Director Daniel L. Jones For For Management
1.3 Elect Director Gina A. Norris For For Management
1.4 Elect Director William R. Thomas For For Management
1.5 Elect Director Scott D. Weaver For For Management
1.6 Elect Director John H. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVENTBRITE, INC.
Ticker: EB Security ID: 29975E109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Hartz For For Management
1.2 Elect Director Sean Moriarty For For Management
1.3 Elect Director Naomi Wheeless For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVI INDUSTRIES INC
Ticker: EVI Security ID: 26929N102
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Henry M. Nahmad For For Management
1.2 Elect Dennis Mack For For Management
1.3 Elect David Blyer For Withhold Management
1.4 Elect Glen Kruger For For Management
1.5 Elect Timothy P. LaMacchia For Withhold Management
1.6 Elect Hal M. Lucas For For Management
2 Amendment to the 2015 Equity Incentive For Against Management
Plan
--------------------------------------------------------------------------------
EXCO TECHNOLOGIES LIMITED
Ticker: XTC Security ID: 30150P109
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Kernaghan For For Management
1b Elect Director Darren M. Kirk For For Management
1c Elect Director Robert B. Magee For For Management
1d Elect Director Colleen M. McMorrow For For Management
1e Elect Director Paul E. Riganelli For For Management
1f Elect Director Brian A. Robbins For For Management
1g Elect Director Anne Marie Turnbull For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Seamus Grady For For Management
1.2 Elect Thomas F. Kelly For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
FARMER BROS. CO.
Ticker: FARM Security ID: 307675108
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Allison M. Boersma For For Management
1.2 Elect Alfred Poe For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Amendment to the 2017 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC.
Ticker: FARO Security ID: 311642102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn Brubaker For For Management
1.2 Elect Director Jeroen van Rotterdam For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FAUQUIER BANKSHARES, INC.
Ticker: FBSS Security ID: 312059108
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIERA CAPITAL CORPORATION
Ticker: FSZ Security ID: 31660A103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geoff Beattie For For Management
1.2 Elect Director Gary Collins For For Management
1.3 Elect Director David L. Giunta For For Management
1.4 Elect Director David R. Shaw For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
FIRAN TECHNOLOGY GROUP CORPORATION
Ticker: FTG Security ID: 318093101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley C. Bourne For For Management
1.2 Elect Director Kumail Gangjee For For Management
1.3 Elect Director Edward C. Hanna For For Management
1.4 Elect Director David F. Masotti For For Management
1.5 Elect Director Mike L. Andrade For For Management
2 Approve MNP LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Security ID: 346375108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebeca Obregon-Jimenez For For Management
1b Elect Director Kelley Steven-Waiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORRESTER RESEARCH, INC.
Ticker: FORR Security ID: 346563109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean M. Birch For For Management
1.2 Elect Director David Boyce For For Management
1.3 Elect Director Neil Bradford For For Management
1.4 Elect Director George F. Colony For For Management
1.5 Elect Director Anthony Friscia For For Management
1.6 Elect Director Robert M. Galford For For Management
1.7 Elect Director Gretchen Teichgraeber For For Management
1.8 Elect Director Yvonne Wassenaar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN COVEY CO.
Ticker: FC Security ID: 353469109
Meeting Date: JAN 22, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne H. Chow For For Management
1.2 Elect Director Michael Fung For For Management
1.3 Elect Director Dennis G. Heiner For For Management
1.4 Elect Director Donald J. McNamara For For Management
1.5 Elect Director Joel C. Peterson For For Management
1.6 Elect Director Nancy Phillips For For Management
1.7 Elect Director Derek C.M. van Bever For For Management
1.8 Elect Director Robert A. Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAIA, INC.
Ticker: GAIA Security ID: 36269P104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jirka Rysavy For For Management
1.2 Elect Director Kristin Frank For For Management
1.3 Elect Director James Colquhoun For For Management
1.4 Elect Director David Maisel For For Management
1.5 Elect Director Keyur Patel For For Management
1.6 Elect Director Paul Sutherland For For Management
1.7 Elect Director Anaal Udaybabu For For Management
--------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC.
Ticker: GCAP Security ID: 36268W100
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Quick For For Management
2 Elect Glenn H. Stevens For For Management
3 Elect Thomas Bevilacqua For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
GAN LTD.
Ticker: GAN Security ID: G3728V109
Meeting Date: MAR 15, 2021 Meeting Type: Written Consent
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
GCM GROSVENOR, INC.
Ticker: GCMG Security ID: 36831E108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Sacks For For Management
1.2 Elect Director Angela Blanton For For Management
1.3 Elect Director Francesca Cornelli For For Management
1.4 Elect Director Jonathan R. Levin For For Management
1.5 Elect Director Stephen Malkin For For Management
1.6 Elect Director Blythe Masters For For Management
1.7 Elect Director Samuel C. Scott, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENASYS INC.
Ticker: GNSS Security ID: 36872P103
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott L. Anchin For For Management
1.2 Elect Director Laura M. Clague For For Management
1.3 Elect Director John G. Coburn For For Management
1.4 Elect Director Richard S. Danforth For For Management
1.5 Elect Director Daniel H. McCollum For For Management
1.6 Elect Director Richard H. Osgood, III For For Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Abstain Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION
Ticker: GEOS Security ID: 37364X109
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tina M. Langtry For For Management
1B Elect Director Kenneth Asbury For For Management
1C Elect Director Margaret Sidney Ashworth For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GIELDA PAPIEROW WARTOSCIOWYCH W WARSZAWIE SA
Ticker: GPW Security ID: X980AG100
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5.1 Recall Supervisory Board Member None Against Shareholder
5.2 Elect Supervisory Board Member None Against Shareholder
6 Approve Decision on Covering Costs of None Against Shareholder
Convocation of EGM
7 Close Meeting None None Management
--------------------------------------------------------------------------------
GIELDA PAPIEROW WARTOSCIOWYCH W WARSZAWIE SA
Ticker: GPW Security ID: X980AG100
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: JUN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Group's and Company's Operations
6 Receive Financial Statements and None None Management
Consolidated Financial Statements
7 Receive Management Board Report on None None Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
8.a Receive Supervisory Board Report on None None Management
Management Board Reports on Company's
and Group's Operations
8.b Receive Supervisory Board Report on None None Management
Management Board Proposal on
Allocation of Income and Dividends
9.a Receive Supervisory Board Report on None None Management
Its Activities
9.b Receive Supervisory Board Report on None None Management
Company's Standing, Internal Control
System, Risk Management, Compliance,
and Internal Audit Function
9.c Receive Supervisory Board Report on None None Management
Group's Standing
10 Approve Management Board Report on For For Management
Company's and Group's Operations
11 Approve Financial Statements For For Management
12 Approve Consolidated Financial For For Management
Statements
13 Approve Allocation of Income and For For Management
Dividends of PLN 2.50 per Share
14 Receive Remuneration Report None None Management
15 Approve Remuneration Report For Against Management
16.1 Approve Discharge of Michal Balabanow For For Management
(Supervisory Board Member)
16.2 Approve Discharge of Boguslaw Bartczak For For Management
(Supervisory Board Member)
16.3 Approve Discharge of Krzysztof Jajuga For For Management
(Supervisory Board Member)
16.4 Approve Discharge of Dominik For For Management
Kaczmarski (Supervisory Board Member)
16.5 Approve Discharge of Janusz Krawczyk For For Management
(Supervisory Board Member)
16.6 Approve Discharge of Jakub For For Management
Modrzejewski (Supervisory Board Member)
16.7 Approve Discharge of Filip Paszke For For Management
(Supervisory Board Member)
16.8 Approve Discharge of Piotr Prazmo For For Management
(Supervisory Board Member)
16.9 Approve Discharge of Eugeniusz For For Management
Szumiejko (Supervisory Board Member)
16.10 Approve Discharge of Adam Szyszka For For Management
(Supervisory Board Member)
17.1 Approve Discharge of Piotr Borowski For For Management
(Management Board Member)
17.2 Approve Discharge of Marek Dietl For For Management
(Management Board Member)
17.3 Approve Discharge of Jacek Fotek For For Management
(Management Board Member)
17.4 Approve Discharge of Dariusz For For Management
Kulakowski (Management Board Member)
17.5 Approve Discharge of Izabela Olszewska For For Management
(Management Board Member)
18 Approve Company's Compliance with Best For For Management
Practice for WSE Listed Companies 2021
19.1 Recall Supervisory Board Member None Against Shareholder
19.2 Elect Supervisory Board Member None Against Shareholder
20 Close Meeting None None Management
--------------------------------------------------------------------------------
GLOBAL WATER RESOURCES, INC.
Ticker: GWRS Security ID: 379463102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron L. Fleming For For Management
1.2 Elect Director Richard M. Alexander For For Management
1.3 Elect Director Debra G. Coy For For Management
1.4 Elect Director Brett Huckelbridge For For Management
1.5 Elect Director David Rousseau For For Management
1.6 Elect Director Jonathan L. Levine For For Management
1.7 Elect Director Andrew M. Cohn For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GP STRATEGIES CORPORATION
Ticker: GPX Security ID: 36225V104
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tamar Elkeles For For Management
2 Elect Marshall S. Geller For For Management
3 Elect Scott N. Greenberg For For Management
4 Elect Steven E. Koonin For For Management
5 Elect Jacques Manardo For Against Management
6 Elect Richard C. Pfenniger, Jr. For Against Management
7 Elect Samuel D. Robinson For Against Management
8 Elect Adam H. Stedham For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Amendment to the 2011 Stock Incentive For For Management
Plan
--------------------------------------------------------------------------------
GRAHAM CORPORATION
Ticker: GHM Security ID: 384556106
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect James J. Barber For For Management
1.2 Elect Gerard T. Mazurkiewicz For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Approval of the 2020 Equity Incentive For For Management
Plan
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED
Ticker: GVA Security ID: 387328107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David C. Darnell For For Management
1b Elect Director Celeste B. Mastin For For Management
1c Elect Director Gaddi H. Vasquez For For Management
1d Elect Director Molly C. Campbell For For Management
1e Elect Director David H. Kelsey For For Management
1f Elect Director Michael F. McNally For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GREAT ELM GROUP, INC.
Ticker: GEG Security ID: 39037G109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas S. Harbin, III For For Management
1b Elect Director James H. Hugar For For Management
1c Elect Director Peter A. Reed For For Management
1d Elect Director Jason W. Reese For For Management
1e Elect Director Eric J. Scheyer For For Management
1f Elect Director Jeffrey S. Serota For For Management
1g Elect Director Matthew A. Drapkin For For Management
1h Elect Director James P. Parmelee For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HALLMARK FINANCIAL SERVICES, INC
Ticker: HALL Security ID: 40624Q203
Meeting Date: DEC 22, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mark E. Schwarz For For Management
1.2 Elect Scott T. Berlin For For Management
1.3 Elect James H. Graves For For Management
1.4 Elect Mark E. Pape For For Management
2 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
HALLMARK FINANCIAL SERVICES, INC.
Ticker: HALL Security ID: 40624Q203
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Schwarz For For Management
1.2 Elect Director Scott T. Berlin For For Management
1.3 Elect Director James H. Graves For For Management
1.4 Elect Director Mark E. Pape For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARBORONE BANCORP, INC.
Ticker: HONE Security ID: 41165Y100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gordon Jezard For For Management
1b Elect Director Wallace H. Peckham, III For For Management
1c Elect Director William A. Payne For For Management
1d Elect Director Mandy L. Berman For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARSCO CORPORATION
Ticker: HSC Security ID: 415864107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Earl For For Management
1.2 Elect Director Kathy G. Eddy For For Management
1.3 Elect Director David C. Everitt For For Management
1.4 Elect Director F. Nicholas Grasberger, For For Management
III
1.5 Elect Director Carolann I. Haznedar For For Management
1.6 Elect Director Mario Longhi For For Management
1.7 Elect Director Edgar (Ed) M. Purvis, For For Management
Jr.
1.8 Elect Director Phillip C. Widman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan Edrick For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC.
Ticker: HAYN Security ID: 420877201
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald C. Campion For For Management
2 Elect Director Robert H. Getz For For Management
3 Elect Director Dawne S. Hickton For For Management
4 Elect Director Michael L. Shor For For Management
5 Elect Director Larry O. Spencer For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HBT FINANCIAL, INC.
Ticker: HBT Security ID: 404111106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Alvin Bowman For For Management
1.2 Elect Director Eric E. Burwell For For Management
1.3 Elect Director Patrick F. Busch For For Management
1.4 Elect Director J. Lance Carter For For Management
1.5 Elect Director Allen C. Drake For For Management
1.6 Elect Director Fred L. Drake For For Management
1.7 Elect Director Linda J. Koch For For Management
1.8 Elect Director Gerald E. Pfeiffer For For Management
1.9 Elect Director Dale S. Strassheim For For Management
2 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
HELIOS TECHNOLOGIES, INC.
Ticker: HLIO Security ID: 42328H109
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Laura Dempsey Brown For For Management
1.2 Elect Cariappa (Cary) M. Chenanda For For Management
1.3 Elect Dr. Alexander Schuetz For For Management
1.4 Elect Josef Matosevic For For Management
1.5 Elect Gregory C. Yadley For Withhold Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
HELIOS TECHNOLOGIES, INC.
Ticker: HLIO Security ID: 42328H109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Josef Matosevic For For Management
1.2 Elect Director Gregory C. Yadley For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC.
Ticker: HCCI Security ID: 42726M106
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Fehsenfeld, Jr. For Withhold Management
1.2 Elect Director Jim Schumacher For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
HIMS & HERS HEALTH, INC.
Ticker: HIMS Security ID: 433000106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Dudum For For Management
1.2 Elect Director Alex Bard For For Management
1.3 Elect Director Ambar Bhattacharyya For For Management
1.4 Elect Director Toby Cosgrove For For Management
1.5 Elect Director Kirsten Green For For Management
1.6 Elect Director Jules Maltz For For Management
1.7 Elect Director Lynne Chou O'Keefe For For Management
1.8 Elect Director Andrea Perez For For Management
1.9 Elect Director David Wells For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOUSTON WIRE & CABLE COMPANY
Ticker: HWCC Security ID: 44244K109
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUDSON EXECUTIVE INVESTMENT CORP.
Ticker: HEC Security ID: 443761101
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Against Management
2 Amend Charter For Against Management
3 Amend Certificate of Incorporation For Against Management
4 Approve Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For Against Management
Purchase Plan
6 Elect Directors For Against Management
7 Approve Issuance of Shares for a For Against Management
Private Placement
8 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
HURCO COMPANIES, INC.
Ticker: HURC Security ID: 447324104
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Aaro For For Management
1.2 Elect Director Michael Doar For For Management
1.3 Elect Director Cynthia Dubin For For Management
1.4 Elect Director Timothy J. Gardner For For Management
1.5 Elect Director Jay C. Longbottom For For Management
1.6 Elect Director Richard Porter For For Management
1.7 Elect Director Janaki Sivanesan For For Management
1.8 Elect Director Gregory S. Volovic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
HYRECAR INC.
Ticker: HYRE Security ID: 44916T107
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grace Mellis For For Management
1.2 Elect Director Brooke Skinner Ricketts For For Management
2 Approve Omnibus Stock Plan For Abstain Management
3 Ratify dbbmckennon as Auditors For For Management
--------------------------------------------------------------------------------
ICHOR HOLDINGS, LTD.
Ticker: ICHR Security ID: G4740B105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Andreson For For Management
1b Elect Director John Kispert For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IES HOLDINGS, INC.
Ticker: IESC Security ID: 44951W106
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd M. Cleveland For For Management
1.2 Elect Director Joseph L. Dowling, III For For Management
1.3 Elect Director David B. Gendell For For Management
1.4 Elect Director Jeffrey L. Gendell For For Management
1.5 Elect Director Joe D. Koshkin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMAX CORPORATION
Ticker: IMAX Security ID: 45245E109
Meeting Date: JUN 09, 2021 Meeting Type: Annual/Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric A. Demirian For For Management
1.2 Elect Director Kevin Douglas For For Management
1.3 Elect Director Richard L. Gelfond For For Management
1.4 Elect Director David W. Leebron For For Management
1.5 Elect Director Michael MacMillan For For Management
1.6 Elect Director Steve Pamon For For Management
1.7 Elect Director Dana Settle For For Management
1.8 Elect Director Darren Throop For For Management
2 Approve PricewaterhouseCoopers LLP For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend By-law No. 1 For For Management
--------------------------------------------------------------------------------
IMDEX LIMITED
Ticker: IMD Security ID: Q4878M104
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Re-elect Ivan Gustavino For For Management
3 Re-elect Sally-Anne G. Layman For For Management
4 Remuneration Report For For Management
--------------------------------------------------------------------------------
INFRASTRUCTURE AND ENERGY ALTERNATIVES, INC.
Ticker: IEA Security ID: 45686J104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Garner For For Management
1.2 Elect Director Michael Della Rocca For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Abstain Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
INNERWORKINGS, INC.
Ticker: INWK Security ID: 45773Y105
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
Ticker: ISSC Security ID: 45769N105
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey S. M. Hedrick For For Management
1b Elect Director Winston J. Churchill For For Management
1c Elect Director Roger A. Carolin For For Management
1d Elect Director Robert E. Mittelstaedt, For For Management
Jr.
1e Elect Director Glen R. Bressner For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSPIRED ENTERTAINMENT, INC.
Ticker: INSE Security ID: 45782N108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Lorne Weil For For Management
1.2 Elect Director Michael R. Chambrello For For Management
1.3 Elect Director Ira H. Raphaelson For For Management
1.4 Elect Director Desiree G. Rogers For For Management
1.5 Elect Director Steven M. Saferin For For Management
1.6 Elect Director Katja Tautscher For For Management
1.7 Elect Director John M. Vandemore For For Management
2 Approve Omnibus Stock Plan For Abstain Management
3 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSTEEL INDUSTRIES INC.
Ticker: IIIN Security ID: 45774W108
Meeting Date: FEB 16, 2021 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Kennedy Thompson For For Management
1.2 Elect Director H. O. Woltz, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL MONEY EXPRESS, INC.
Ticker: IMXI Security ID: 46005L101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Lisy For For Management
1.2 Elect Director Adam Godfrey For For Management
1.3 Elect Director Michael Purcell For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTEVAC, INC.
Ticker: IVAC Security ID: 461148108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Dury For For Management
1.2 Elect Director Wendell T. Blonigan For For Management
1.3 Elect Director Kevin D. Barber For For Management
1.4 Elect Director Dorothy D. Hayes For For Management
1.5 Elect Director Stephen A. Jamison For For Management
1.6 Elect Director Michele F. Klein For For Management
1.7 Elect Director Mark P. Popovich For For Management
1.8 Elect Director Thomas M. Rohrs For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify BPM LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ION ACQUISITION CORP. 1 LTD.
Ticker: IACA Security ID: G49392106
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Approve Merger Agreement For For Management
3 Approve Changes in Authorized Share For For Management
Capital
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD.
Ticker: ITRN Security ID: M6158M104
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appointment of Auditor and Authority For For Management
to Set Fees
2 Elect Nir Sheratzky For For Management
3 Elect Yigal Shani For For Management
4 Elect Yehuda Kahane For For Management
5 Elect Israel Baron as External Director For For Management
6 Confirmation of Controlling Shareholder N/A Against Management
7 Extension of Related Party Employment For Abstain Management
Agreements
--------------------------------------------------------------------------------
J.G. BOSWELL CO
Ticker: BWEL Security ID: 101205102
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James W. Boswell For For Management
2 Elect William K. Doyle For For Management
3 Elect James G. Ellis For For Management
4 Elect Mitchell J. Milias For For Management
5 Elect Charles L. Harrington For For Management
6 Elect R. Sherman Railsback For For Management
7 Elect George W. Wurzel For For Management
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS
Ticker: JZCP Security ID: G5216J134
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Related Party Transaction (Spruceview For For Management
Proposal)
2 Amendment to Investment Policy For For Management
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS
Ticker: JZCP Security ID: G5216J134
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Appointment of Auditor For For Management
3 Authority to Set Auditor's Fees For For Management
4 Remuneration Report (Advisory) For For Management
5 Elect David Macfarlane For For Management
6 Elect James Jordan For For Management
7 Elect Sharon Parr For For Management
8 Authority to Repurchase Shares For For Management
9 Authority to Repurchase Shares For For Management
Off-Market
10 Authority to Issue Shares w/o For For Management
Preemptive Rights
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS
Ticker: JZCP Security ID: G5216J134
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Disposal For For Management
--------------------------------------------------------------------------------
KNIGHT THERAPEUTICS INC.
Ticker: GUD Security ID: 499053106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Gale For For Management
1.2 Elect Director Jonathan Ross Goodman For For Management
1.3 Elect Director Samira Sakhia For For Management
1.4 Elect Director Robert N. Lande For For Management
1.5 Elect Director Michael J. Tremblay For For Management
1.6 Elect Director Nicolas Sujoy For For Management
1.7 Elect Director Janice Murray For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Approve Omnibus Equity Incentive Plan For Against Management
4 Approve Extension of the Term of For Against Management
Options
--------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chin Hu Lim For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L.B. FOSTER COMPANY
Ticker: FSTR Security ID: 350060109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bauer For For Management
1.2 Elect Director Lee B. Foster, II For For Management
1.3 Elect Director Dirk Junge For For Management
1.4 Elect Director Diane B. Owen For For Management
1.5 Elect Director Robert S. Purgason For For Management
1.6 Elect Director William H. Rackoff For For Management
1.7 Elect Director Suzanne B. Rowland For For Management
1.8 Elect Director Bradley S. Vizi For For Management
1.9 Elect Director Raymond T. Betler For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANDEC CORP.
Ticker: LNDC Security ID: 514766104
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Katrina L. Houde For For Management
1.2 Elect Nelson Obus For For Management
1.3 Elect Andrew Powell For For Management
1.4 Elect Catherine Angell Sohn For For Management
1.5 Elect Jeffrey L. Edwards For For Management
1.6 Elect Patrick D. Walsh For For Management
1.7 Elect Joshua E. Schechter For For Management
2 Board Size For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
LARIMAR THERAPEUTICS, INC.
Ticker: LRMR Security ID: 517125100
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval of the 2020 Equity Incentive For Abstain Management
Plan
--------------------------------------------------------------------------------
LARIMAR THERAPEUTICS, INC.
Ticker: LRMR Security ID: 517125100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Leff For For Management
1.2 Elect Director Peter Barrett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LAWSON PRODUCTS, INC.
Ticker: LAWS Security ID: 520776105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Albert For For Management
1.2 Elect Director I. Steven Edelson For For Management
1.3 Elect Director J. Bryan King For For Management
1.4 Elect Director Bianca A. Rhodes For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAZYDAYS HOLDINGS, INC.
Ticker: LAZY Security ID: 52110H100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Murnane For Withhold Management
1.2 Elect Director James J. Fredlake For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEGACY HOUSING CORP
Ticker: LEGH Security ID: 52472M101
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Curtis D. Hodgson For For Management
1.2 Elect Kenneth E. Shipley For For Management
1.3 Elect Robert D. Bates For For Management
1.4 Elect Jeffrey K. Stouder For For Management
1.5 Elect Stephen L. Crawford For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC.
Ticker: LMAT Security ID: 525558201
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bridget A. Ross For For Management
1.2 Elect John A. Roush For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC.
Ticker: LMAT Security ID: 525558201
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Jasinski For For Management
1.2 Elect Director John J. O'Connor For For Management
1.3 Elect Director Joseph P. Pellegrino, For For Management
Jr.
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIFETIME BRANDS, INC.
Ticker: LCUT Security ID: 53222Q103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Siegel For For Management
1.2 Elect Director Robert B. Kay For For Management
1.3 Elect Director Rachael A. Jarosh For For Management
1.4 Elect Director John Koegel For For Management
1.5 Elect Director Cherrie Nanninga For For Management
1.6 Elect Director Craig Phillips For For Management
1.7 Elect Director Veronique Gabai-Pinsky For For Management
1.8 Elect Director Bruce G. Pollack For For Management
1.9 Elect Director Michael J. Regan For For Management
1.10 Elect Director Michael Schnabel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIGHTPATH TECHNOLOGIES, INC.
Ticker: LPTH Security ID: 532257805
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Louis Leeburg For For Management
1.2 Elect Craig Dunham For For Management
1.3 Elect Shmuel Rubin For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Ticker: LIND Security ID: 535219109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sven-Olof Lindblad For For Management
1.2 Elect Director Mark D. Ein For For Management
1.3 Elect Director Dolf Berle For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For Abstain Management
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 05, 2021 Meeting Type: Annual
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert E. Brunner For For Management
1.2 Elect Randy A. Wood For For Management
2 Approval of the 2021 Employee Stock For For Management
Purchase Plan
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
LIVE OAK BANCSHARES, INC.
Ticker: LOB Security ID: 53803X105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tonya W. Bradford For For Management
1.2 Elect Director William H. Cameron For For Management
1.3 Elect Director Diane B. Glossman For For Management
1.4 Elect Director Glen F. Hoffsis For For Management
1.5 Elect Director David G. Lucht For For Management
1.6 Elect Director James S. Mahan, III For For Management
1.7 Elect Director Miltom E. Petty For For Management
1.8 Elect Director Neil L. Underwood For For Management
1.9 Elect Director William L. Williams, III For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LSB INDUSTRIES, INC.
Ticker: LXU Security ID: 502160104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry H. Golsen For For Management
1.2 Elect Director Kanna Kitamura For For Management
1.3 Elect Director Richard W. Roedel For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Ratify Section 382 Rights Agreement For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert P. Beech For For Management
1.2 Elect Ronald D. Brown For For Management
1.3 Elect James A. Clark For For Management
1.4 Elect Amy L. Hanson For For Management
1.5 Elect Chantel E. Lenard For For Management
1.6 Elect Wilfred T. O'Gara For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
LUNA INNOVATIONS INCORPORATED
Ticker: LUNA Security ID: 550351100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Graeff For For Management
1.2 Elect Director N. Leigh Anderson For For Management
1.3 Elect Director Pamela Coe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LUXFER HOLDINGS PLC
Ticker: LXFR Security ID: G5698W116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alok Maskara For For Management
2 Elect Director David Landless For For Management
3 Elect Director Clive Snowdon For For Management
4 Elect Director Richard Hipple For For Management
5 Elect Director Allisha Elliott For For Management
6 Elect Director Lisa Trimberger For For Management
7 Approve Remuneration Policy For For Management
8 Approve Remuneration Report For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
12 Authorize Audit Committee to Fix For For Management
Remuneration of Auditors
--------------------------------------------------------------------------------
MAG SILVER CORP.
Ticker: MAG Security ID: 55903Q104
Meeting Date: JUN 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Barnes For For Management
1.2 Elect Director George N. Paspalas For For Management
1.3 Elect Director Tim Baker For For Management
1.4 Elect Director Jill D. Leversage For For Management
1.5 Elect Director Selma Lussenburg For For Management
1.6 Elect Director Daniel T. MacInnis For For Management
1.7 Elect Director Susan F. Mathieu For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MAGNITE, INC.
Ticker: MGNI Security ID: 78112V102
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lisa L. Troe For For Management
2 Elect Paul Caine For For Management
3 Elect Doug Knopper For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
MAGNITE, INC.
Ticker: MGNI Security ID: 55955D100
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Frankenberg For For Management
1.2 Elect Director Sarah P. Harden For For Management
1.3 Elect Director James Rossman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAJOR DRILLING GROUP INTERNATIONAL INC.
Ticker: MDI Security ID: 560909103
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edward J. Breiner For For Management
2 Elect John Burzynski For For Management
3 Elect Louis-Pierre Gignac For For Management
4 Elect Kimberly Keating For For Management
5 Elect Juliana L. Lam For For Management
6 Elect Denis Larocque For For Management
7 Elect Janice Rennie For For Management
8 Elect David B. Tennant For For Management
9 Elect Sybil Veenman For For Management
10 Elect Jo Mark Zurel For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
MANNING & NAPIER, INC.
Ticker: MN Security ID: 56382Q102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Goldberg For For Management
1.2 Elect Director Barbara Goodstein For For Management
1.3 Elect Director Lofton Holder For For Management
1.4 Elect Director Kenneth A. Marvald For For Management
1.5 Elect Director Marc O. Mayer For For Management
1.6 Elect Director Edward J. Pettinella For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Abstain Management
--------------------------------------------------------------------------------
MARCUS & MILLICHAP, INC.
Ticker: MMI Security ID: 566324109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lauralee E. Martin For For Management
1.2 Elect Director Nicholas F. McClanahan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTERCRAFT BOAT HOLDINGS INC
Ticker: MCFT Security ID: 57637H103
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Donald C. Campion For For Management
2 Elect Tzau-Jin Chung For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MATRIX SERVICE CO.
Ticker: MTRX Security ID: 576853105
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Martha Z. Carnes For For Management
2 Elect John D. Chandler For For Management
3 Elect Carlin G. Conner For For Management
4 Elect John R. Hewitt For For Management
5 Elect Liane K. Hinrichs For For Management
6 Elect James H. Miller For For Management
7 Elect Jim W. Mogg For For Management
8 Ratification of Auditor For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Approval of the 2020 Stock and For Abstain Management
Incentive Compensation Plan
--------------------------------------------------------------------------------
MEIRAGTX HOLDINGS PLC
Ticker: MGTX Security ID: G59665102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandria Forbes For For Management
1.2 Elect Director Keith R. Harris For For Management
1.3 Elect Director Lord Mendoza For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MESA LABORATORIES, INC.
Ticker: MLAB Security ID: 59064R109
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jennifer S. Alltoft For For Management
1.2 Elect Evan C. Guillemin For For Management
1.3 Elect Shannon M. Hall For For Management
1.4 Elect David M. Kelly For For Management
1.5 Elect Gary M. Owens For For Management
1.6 Elect David B. Perez For For Management
1.7 Elect John B. Schmieder For Withhold Management
1.8 Elect John J. Sullivan For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MGP INGREDIENTS, INC.
Ticker: MGPI Security ID: 55303J106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neha J. Clark For For Management
1b Elect Director Thomas A. Gerke For For Management
1c Elect Director Donn Lux For For Management
1d Elect Director Kevin S. Rauckman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MISONIX, INC.
Ticker: MSON Security ID: 604871103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Beyer For For Management
1.2 Elect Director Michael Koby For For Management
1.3 Elect Director Paul LaViolette For For Management
1.4 Elect Director Thomas M. Patton For For Management
1.5 Elect Director Stavros G. Vizirgianakis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MODEL N, INC.
Ticker: MODN Security ID: 607525102
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Baljit Dail For For Management
1.2 Elect Director Melissa Fisher For For Management
1.3 Elect Director Alan Henricks For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOTORCAR PARTS OF AMERICA, INC.
Ticker: MPAA Security ID: 620071100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Selwyn Joffe For For Management
2 Elect Scott J. Adelson For For Management
3 Elect David Bryan For For Management
4 Elect Rudolph Borneo For For Management
5 Elect Joseph Ferguson For For Management
6 Elect Philip Gay For For Management
7 Elect Duane Miller For For Management
8 Elect Jeffrey Mirvis For For Management
9 Elect Barbara L. Whittaker For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For Abstain Management
12 Amendment to the 2010 Incentive Award For For Management
Plan
--------------------------------------------------------------------------------
MOTORSPORT GAMES INC.
Ticker: MSGM Security ID: 62011B102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James William Allen For For Management
1.2 Elect Director Rob Dyrdek For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MVC CAPITAL INC
Ticker: MVC Security ID: 553829102
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger For For Management
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MVC CAPITAL, INC.
Ticker: MVC Security ID: 553829102
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ron Avni For For Management
1.2 Elect John Chapman For For Management
1.3 Elect Phillip Goldstein For For Management
1.4 Elect Gerald Hellerman For For Management
1.5 Elect Douglas Kass For For Management
1.6 Elect Robert Knapp For For Management
1.7 Elect Scott Krase For For Management
1.8 Elect Arthur D. Lipson For For Management
1.9 Elect Michael T. Tokarz For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION
Ticker: NRC Security ID: 637372202
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Hays For For Management
1.2 Elect Director John N. Nunnelly For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change State of Incorporation from For For Management
Wisconsin to Delaware
5 Increase Authorized Common Stock For For Management
6 Amend Certificate of Incorporation For For Management
Regarding Removing Restrictions on
Business Combinations
7 Opt Out of Section 203 of the Delaware For For Management
General Corporation Law
--------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD
Ticker: NVGS Security ID: Y62132108
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect David J. Butters For For Management
1.2 Elect Henry Deans For For Management
1.3 Elect Heiko Fischer For For Management
1.4 Elect David D. Kenwright For For Management
1.5 Elect Hal Malone For For Management
1.6 Elect Alexander Oetker For For Management
1.7 Elect Florian Weidinger For For Management
--------------------------------------------------------------------------------
NEOLEUKIN THERAPEUTICS, INC.
Ticker: NLTX Security ID: 64049K104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Babler For For Management
1.2 Elect Director Erin Lavelle For For Management
1.3 Elect Director Lewis T. "Rusty" For For Management
Williams
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Abstain Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NLIGHT, INC.
Ticker: LASR Security ID: 65487K100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Carlisle For For Management
1.2 Elect Director Bill Gossman For For Management
1.3 Elect Director Gary Locke For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NN, INC.
Ticker: NNBR Security ID: 629337106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raynard D. Benvenuti For For Management
1.2 Elect Director Robert E. Brunner For For Management
1.3 Elect Director Christina E. Carroll For For Management
1.4 Elect Director Joao Faria For For Management
1.5 Elect Director Jeri J. Harman For For Management
1.6 Elect Director Shihab Kuran For For Management
1.7 Elect Director Warren A. Veltman For For Management
1.8 Elect Director Thomas H. Wilson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Elect Director Rajeev Gautam For For Management
--------------------------------------------------------------------------------
NORTH AMERICAN CONSTRUCTION GROUP LTD.
Ticker: NOA Security ID: 656811106
Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Ferron For For Management
1.2 Elect Director Ronald A. McIntosh For For Management
1.3 Elect Director Bryan D. Pinney For For Management
1.4 Elect Director John J. Pollesel For For Management
1.5 Elect Director Thomas P. Stan For For Management
1.6 Elect Director Kristina E. Williams For For Management
1.7 Elect Director Maryse C. Saint-Laurent For For Management
1.8 Elect Director Joseph C. Lambert For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Re-approve Share Option Plan For Against Management
--------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY
Ticker: NWPX Security ID: 667746101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amanda Kulesa For For Management
1b Elect Director Keith Larson For For Management
1c Elect Director Richard Roman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD.
Ticker: NVMI Security ID: M7516K103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Michael Brunstein as Director For For Management
1.b Reelect Eitan Oppenhaim as Director For For Management
1.c Reelect Avi Cohen as Director For For Management
1.d Reelect Raanan Cohen as Director For For Management
1.e Reelect Dafna Gruber as Director For For Management
1.f Reelect Zehava Simon as Director For For Management
2 Approve Amended Employment Terms of For For Management
Eitan Oppenhaim, President and CEO
3 Approve Amended Compensation Policy For Against Management
for the Directors and Officers of the
Company
4 Approval Amendments to Articles of For For Management
Association
5 Issue Amendment to Indemnification For For Management
Agreements for Directors/Officers
6 Approve and ratify Reappoint Kost For For Management
Forer Gabbay and Kasierer as Auditors
7 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
NOVANTA INC.
Ticker: NOVT Security ID: 67000B104
Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lonny J. Carpenter For For Management
1B Elect Director Deborah DiSanzo For For Management
1C Elect Director Matthijs Glastra For For Management
1D Elect Director Brian D. King For For Management
1E Elect Director Ira J. Lamel For For Management
1F Elect Director Maxine L. Mauricio For For Management
1G Elect Director Katherine A. Owen For For Management
1H Elect Director Thomas N. Secor For For Management
1I Elect Director Frank A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend By-Law Number 1 For For Management
6 Authorize New Class of Blank Check For For Management
Preferred Stock
--------------------------------------------------------------------------------
NV5 GLOBAL, INC.
Ticker: NVEE Security ID: 62945V109
Meeting Date: AUG 22, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dickerson Wright For For Management
1.2 Elect Alexander A. Hockman For For Management
1.3 Elect MaryJo O'Brien For For Management
1.4 Elect William D. Pruitt For For Management
1.5 Elect Gerald J. Salontai For For Management
1.6 Elect Francois Tardan For For Management
1.7 Elect Laurie Conner For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
NV5 GLOBAL, INC.
Ticker: NVEE Security ID: 62945V109
Meeting Date: JUN 05, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dickerson Wright For For Management
1.2 Elect Director Alexander A. Hockman For For Management
1.3 Elect Director MaryJo O'Brien For For Management
1.4 Elect Director William D. Pruitt For For Management
1.5 Elect Director Francois Tardan For For Management
1.6 Elect Director Laurie Conner For For Management
1.7 Elect Director Michael Renshaw For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OAKTREE ACQUISITION CORP.
Ticker: OAC Security ID: G67145105
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Change Jurisdiction of Incorporation For For Management
from Cayman Islands to Delaware
3 Increase Total Number of Authorized For For Management
Shares, Eliminate Class B Common
Stock, and Approve Creation of Class V
Common Stock
4 Authorize the Board of Directors to For For Management
Issue Preferred Stock Without
Stockholder Action
5 Eliminate Right to Act by Written For For Management
Consent
6 Approve Other Changes in Connection For Against Management
with the Proposed Governing Documents
7 Approve Implementation of Dual Class For Against Management
Stock Structure
8 Declassify the Board of Directors For For Management
9 Approve Issuance of Class A and Class For For Management
V Common Stock for a Private Placement
10 Approve Omnibus Stock Plan For Against Management
11 Approve Employee Stock Purchase Plan For For Management
12 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Siegal For For Management
1.2 Elect Director Arthur F. Anton For For Management
1.3 Elect Director Richard T. Marabito For For Management
1.4 Elect Director Michael G. Rippey For For Management
1.5 Elect Director Vanessa L. Whiting For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ONESPAN INC.
Ticker: OSPN Security ID: 68287N100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc D. Boroditsky For For Management
1.2 Elect Director Garry L. Capers For For Management
1.3 Elect Director Scott M. Clements For For Management
1.4 Elect Director John N. Fox, Jr. For For Management
1.5 Elect Director Jean K. Holley For For Management
1.6 Elect Director Marianne Johnson For For Management
1.7 Elect Director Alfred Nietzel For For Management
1.8 Elect Director Marc Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONEWATER MARINE INC.
Ticker: ONEW Security ID: 68280L101
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Austin Singleton For Withhold Management
1b Elect Director Mitchell W. Legler For Withhold Management
1c Elect Director John F. Schraudenbach For Withhold Management
2 Approve Qualified Employee Stock For Against Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONTO INNOVATION, INC.
Ticker: ONTO Security ID: 683344105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo Berlinghieri For For Management
1.2 Elect Director Edward J. Brown, Jr. For For Management
1.3 Elect Director David B. Miller For For Management
1.4 Elect Director Michael P. Plisinski For For Management
1.5 Elect Director Bruce C. Rhine For For Management
1.6 Elect Director Christopher A. Seams For For Management
1.7 Elect Director Christine A. Tsingos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OOMA, INC.
Ticker: OOMA Security ID: 683416101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Galligan For For Management
1.2 Elect Director Judi A. Hand For For Management
1.3 Elect Director William D. Pearce For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OP BANCORP
Ticker: OPBK Security ID: 67109R109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Choi For For Management
1.2 Elect Director Ernest E. Dow For For Management
1.3 Elect Director Jason Hwang For For Management
1.4 Elect Director Soo Hun Jung For For Management
1.5 Elect Director Min J. Kim For For Management
1.6 Elect Director Ock Hee Kim For For Management
1.7 Elect Director Myung Ja (Susan) Park For For Management
1.8 Elect Director Yong Sin Shin For For Management
2 Approve Omnibus Stock Plan For Abstain Management
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
OPTIMIZERX CORP
Ticker: OPRX Security ID: 68401U204
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William Febbo For For Management
1.2 Elect Gus D. Halas For For Management
1.3 Elect Lynn Vos For For Management
1.4 Elect James Lang For For Management
1.5 Elect Patrick Spangler For For Management
1.6 Elect Gregory Wasson For For Management
2 Amendment to the 2013 Incentive Plan For Abstain Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
OPTIVA INC.
Ticker: OPT Security ID: 68403N109
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
2.1 Elect Andrew Day For For Management
2.2 Elect Anuroop Duggal For For Management
2.3 Elect Dan Goldsmith For For Management
2.4 Elect Demetrios Anaipakos For For Management
2.5 Elect Lee Matheson For For Management
2.6 Elect Paul Yancich For For Management
2.7 Elect Robert Stabile For For Management
2.8 Elect Ryan Morris For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Adoption of By Law No.2 - Advance For For Management
Notice Provision
5 Approval of Shareholder Rights Plan For For Management
6 Approval of all Unallocated Options For For Management
Under the Stock Option Plan
--------------------------------------------------------------------------------
OPTIVA INC.
Ticker: OPT Security ID: 68403N109
Meeting Date: JUN 22, 2021 Meeting Type: Annual/Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick DiPietro For For Management
1.2 Elect Director Anuroop Duggal For For Management
1.3 Elect Director Dan Goldsmith For For Management
1.4 Elect Director Lee Matheson For For Management
1.5 Elect Director John Meyer For For Management
1.6 Elect Director Simon Parmar For For Management
1.7 Elect Director Robert Stabile For For Management
1.8 Elect Director Barry Symons For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Articles of Incorporation For For Management
4 Approve Omnibus Share Incentive Plan For Against Management
--------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC.
Ticker: OSUR Security ID: 68554V108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Celano For For Management
1b Elect Director James A. Datin For For Management
1c Elect Director Lelio Marmora For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORBCOMM INC.
Ticker: ORBC Security ID: 68555P100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome B. Eisenberg For For Management
1.2 Elect Director Marco Fuchs For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORTHOPEDIATRICS CORP.
Ticker: KIDS Security ID: 68752L100
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernie B. Berry, III For Withhold Management
1.2 Elect Director Stephen F. Burns For Withhold Management
1.3 Elect Director Marie C. Infante For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PAR TECHNOLOGY CORPORATION
Ticker: PAR Security ID: 698884103
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Savneet Singh For For Management
1b Elect Director Keith E. Pascal For For Management
1c Elect Director Douglas G. Rauch For For Management
1d Elect Director Cynthia A. Russo For For Management
1e Elect Director Narinder Singh For For Management
1f Elect Director James C. Stoffel For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Issuance of Shares for a For For Management
Private Placement Upon Exercise of the
Assumed Unvested Options
5 Approve Issuance of Shares for a For For Management
Private Placement Upon Exercise of the
Warrant
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PARK LAWN CORPORATION
Ticker: PLC Security ID: 700563208
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve MNP LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
2a Elect Director Marilyn Brophy For For Management
2b Elect Director Jay D. Dodds For For Management
2c Elect Director Amy Freedman For For Management
2d Elect Director J. Bradley Green For For Management
2e Elect Director Deborah Robinson For For Management
2f Elect Director Steven R. Scott For For Management
2g Elect Director Paul G. Smith For For Management
2h Elect Director John Ward For For Management
--------------------------------------------------------------------------------
PASON SYSTEMS INC.
Ticker: PSI Security ID: 702925108
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Marcel Kessler For For Management
2.2 Elect Director James B. Howe For For Management
2.3 Elect Director Jon Faber For For Management
2.4 Elect Director T. Jay Collins For For Management
2.5 Elect Director Judi M. Hess For For Management
2.6 Elect Director Laura L. Schwinn For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC.
Ticker: PATK Security ID: 703343103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cerulli For For Management
1.2 Elect Director Todd M. Cleveland For For Management
1.3 Elect Director John A. Forbes For For Management
1.4 Elect Director Michael A. Kitson For For Management
1.5 Elect Director Pamela R. Klyn For For Management
1.6 Elect Director Derrick B. Mayes For For Management
1.7 Elect Director Andy L. Nemeth For For Management
1.8 Elect Director Denis G. Suggs For For Management
1.9 Elect Director M. Scott Welch For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATRIOT TRANSPORTATION HOLDING, INC.
Ticker: PATI Security ID: 70338W105
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Anderson For For Management
1.2 Elect Director Edward L. Baker For For Management
1.3 Elect Director Thompson S. Baker, II For For Management
1.4 Elect Director Luke E. Fichthorn, III For For Management
1.5 Elect Director Charles D. Hyman For For Management
2 Ratify Hancock Askew & Co., LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PC CONNECTION, INC.
Ticker: CNXN Security ID: 69318J100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Gallup For Withhold Management
1.2 Elect Director David Beffa-Negrini For For Management
1.3 Elect Director Barbara Duckett For For Management
1.4 Elect Director Jack Ferguson For For Management
1.5 Elect Director Gary Kinyon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PDF SOLUTIONS, INC.
Ticker: PDFS Security ID: 693282105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimon W. Michaels For For Management
1.2 Elect Director Gerald Z. Yin For For Management
1.3 Elect Director Shuo Zhang For For Management
2 Ratify BPM LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PETIQ, INC.
Ticker: PETQ Security ID: 71639T106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Kennedy For For Management
1b Elect Director Sheryl Oloughlin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Abstain Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PHOTRONICS, INC.
Ticker: PLAB Security ID: 719405102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. Fiederowicz For For Management
1.2 Elect Director Peter S. Kirlin For For Management
1.3 Elect Director Daniel Liao For For Management
1.4 Elect Director Constantine S. For For Management
Macricostas
1.5 Elect Director George Macricostas For For Management
1.6 Elect Director Mary Paladino For For Management
1.7 Elect Director Mitchell G. Tyson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORTMAN RIDGE FINANCE CORP
Ticker: PTMN Security ID: 73688F102
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Garrison Transaction For For Management
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
POSTAL REALTY TRUST, INC.
Ticker: PSTL Security ID: 73757R102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick R. Donahoe For For Management
1.2 Elect Director Barry Lefkowitz For For Management
1.3 Elect Director Jane Gural-Senders For For Management
1.4 Elect Director Anton Feingold For For Management
1.5 Elect Director Andrew Spodek For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
POWELL INDUSTRIES, INC.
Ticker: POWL Security ID: 739128106
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. McGill For For Management
1.2 Elect Director John D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER SOLUTIONS INTERNATIONAL INC
Ticker: PSIX Security ID: 73933G202
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shaojun Sun For For Management
2 Elect Hong He For For Management
3 Elect Kenneth Landini For For Management
4 Elect Xinghao Li For For Management
5 Elect Sidong Shao For For Management
6 Elect Frank Simpkins For For Management
7 Elect Guogang Wu For For Management
8 Ratification of Auditor For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
POWERFLEET, INC.
Ticker: PWFL Security ID: 73931J109
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael Brodsky For For Management
1.2 Elect Michael Casey For For Management
1.3 Elect Charles Frumberg For For Management
1.4 Elect David Mahlab For For Management
1.5 Elect Chris Wolfe For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
PRETIUM RESOURCES INC.
Ticker: PVG Security ID: 74139C102
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Richard O'Brien For For Management
2.2 Elect Director Jacques Perron For For Management
2.3 Elect Director George Paspalas For For Management
2.4 Elect Director David Smith For For Management
2.5 Elect Director Faheem Tejani For For Management
2.6 Elect Director Jeane Hull For For Management
2.7 Elect Director Thomas Peregoodoff For For Management
2.8 Elect Director Maryse Saint-Laurent For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy Amendment For Against Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PRIMO WATER CORPORATION
Ticker: PRMW Security ID: 74167P108
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Britta Bomhard For For Management
1.2 Elect Director Susan E. Cates For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director Stephen H. Halperin For For Management
1.5 Elect Director Thomas J. Harrington For For Management
1.6 Elect Director Betty Jane (BJ) Hess For For Management
1.7 Elect Director Gregory Monahan For For Management
1.8 Elect Director Mario Pilozzi For For Management
1.9 Elect Director Billy D. Prim For For Management
1.10 Elect Director Eric Rosenfeld For For Management
1.11 Elect Director Graham W. Savage For For Management
1.12 Elect Director Steven P. Stanbrook For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For For Management
5 Approve Continuance of Company For Against Management
--------------------------------------------------------------------------------
PROFOUND MEDICAL CORP.
Ticker: PRN Security ID: 74319B502
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arun Menawat For For Management
1b Elect Director Brian Ellacott For For Management
1c Elect Director Kenneth Galbraith For For Management
1d Elect Director Cynthia Lavoie For For Management
1e Elect Director Murielle Lortie For For Management
1f Elect Director Jean-Francois Pariseau For For Management
1g Elect Director Arthur L. Rosenthal For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
PSYCHEMEDICS CORPORATION
Ticker: PMD Security ID: 744375205
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond C. Kubacki For For Management
1.2 Elect Director Harry Connick For For Management
1.3 Elect Director Walter S. Tomenson, Jr. For For Management
1.4 Elect Director Fred J. Weinert For For Management
1.5 Elect Director Robyn C. Davis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Abstain Management
--------------------------------------------------------------------------------
QAD INC.
Ticker: QADA Security ID: 74727D306
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott J. Adelson For For Management
1b Elect Director Anton Chilton For For Management
1c Elect Director Kathleen M. Crusco For For Management
1d Elect Director Peter R. van Cuylenburg For For Management
1e Elect Director Pamela M. Lopker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORPORATION
Ticker: NX Security ID: 747619104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan F. Davis For For Management
1.2 Elect Director William C. Griffiths For For Management
1.3 Elect Director Donald R. Maier For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Joseph D. Rupp For For Management
1.6 Elect Director Curtis M. Stevens For For Management
1.7 Elect Director William E. Waltz, Jr. For For Management
1.8 Elect Director George L. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin D. Madaus For For Management
1.2 Elect Director Laurie J. Olson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUINSTREET INC
Ticker: QNST Security ID: 74874Q100
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Matthew Glickman For For Management
1.2 Elect Robin Josephs For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC.
Ticker: RAVN Security ID: 754212108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Andringa For For Management
1.2 Elect Director Thomas S. Everist For For Management
1.3 Elect Director Janet M. Holloway For For Management
1.4 Elect Director Kevin T. Kirby For For Management
1.5 Elect Director Marc E. LeBaron For For Management
1.6 Elect Director Lois M. Martin For For Management
1.7 Elect Director Richard W. Parod For For Management
1.8 Elect Director Daniel A. Rykhus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RAYONIER ADVANCED MATERIALS INC.
Ticker: RYAM Security ID: 75508B104
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Adair For For Management
1b Elect Director Julie A. Dill For For Management
1c Elect Director James F. Kirsch For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
REAL MATTERS INC.
Ticker: REAL Security ID: 75601Y100
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Garry Foster For For Management
1b Elect Director Blaine Hobson For For Management
1c Elect Director William Holland For For Management
1d Elect Director Brian Lang For For Management
1e Elect Director Frank McMahon For For Management
1f Elect Director Lisa Melchior For For Management
1g Elect Director Jason Smith For For Management
1h Elect Director Peter Vukanovich For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
REALNETWORKS, INC.
Ticker: RNWK Security ID: 75605L708
Meeting Date: NOV 30, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Erik E. Prusch For For Management
1.2 Elect Michael B. Slade For For Management
1.3 Elect Tim M. Wan For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
RED LION HOTELS CORPORATION
Ticker: RLH Security ID: 756764106
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
REPRO MED SYSTEMS, INC.
Ticker: KRMD Security ID: 759910102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. John Fletcher For For Management
1.2 Elect Director Daniel S. Goldberger For For Management
1.3 Elect Director David W. Anderson For For Management
1.4 Elect Director Joseph M. Manko, Jr. For For Management
1.5 Elect Director Robert T. Allen For For Management
1.6 Elect Director James M. Beck For For Management
1.7 Elect Director Kathy S. Frommer For For Management
1.8 Elect Director Donna French For For Management
1.9 Elect Director Shahriar (Shar) Matin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify McGrail Merkel Quinn & For For Management
Associates, P.C. as Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RESOURCES CONNECTION INC
Ticker: RGP Security ID: 76122Q105
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert F. Kistinger For For Management
2 Elect Marco von Maltzan For For Management
3 Elect Jolene Sarkis For For Management
4 Approval of the 2020 Performance For For Management
Incentive Plan
5 Ratification of Auditor For For Management
6 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
RICHARDSON ELECTRONICS, LTD.
Ticker: RELL Security ID: 763165107
Meeting Date: OCT 06, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Edward J. Richardson For For Management
1.2 Elect Paul J. Plante For For Management
1.3 Elect Jacques Belin For For Management
1.4 Elect James Benham For For Management
1.5 Elect Kenneth Halverson For For Management
1.6 Elect Robert H. Kluge For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Amendment to the 2011 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
RING ENERGY INC
Ticker: REI Security ID: 76680V108
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul D. McKinney For For Management
1.2 Elect Anthony B. Petrelli For For Management
1.3 Elect Clayton E. Woodrum For For Management
1.4 Elect Regina Roesener For For Management
1.5 Elect Thomas L. Mitchell For For Management
1.6 Elect John A. Crum For For Management
1.7 Elect Richard E. Harris For For Management
2 Advisory Vote on Executive Compensation For Abstain Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SANDSTORM GOLD LTD.
Ticker: SSL Security ID: 80013R206
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Nolan Watson For For Management
2.2 Elect Director David Awram For For Management
2.3 Elect Director David E. De Witt For For Management
2.4 Elect Director Andrew T. Swarthout For For Management
2.5 Elect Director John P.A. Budreski For For Management
2.6 Elect Director Mary L. Little For For Management
2.7 Elect Director Vera Kobalia For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SANFILIPPO (JOHN B.) & SON, INC
Ticker: JBSS Security ID: 800422107
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jim Edgar For For Management
1.2 Elect Pamela Forbes Lieberman For For Management
1.3 Elect Ellen C. Taaffe For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
SEACHANGE INTERNATIONAL, INC.
Ticker: SEAC Security ID: 811699107
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeffrey Tuder For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SEACOR MARINE HOLDINGS INC.
Ticker: SMHI Security ID: 78413P101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Gellert For For Management
1.2 Elect Director Andrew R. Morse For For Management
1.3 Elect Director R. Christopher Regan For For Management
1.4 Elect Director Julie Persily For For Management
1.5 Elect Director Alfredo Miguel Bejos For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEBANG GLOBAL BATTERY CO., LTD.
Ticker: 004490 Security ID: Y2723M106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Four Inside Directors, Two For For Management
Outside Directors, and One
Non-Independent Non-Executive Director
(Bundled)
4 Elect Ju Jae-hyeong as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Elect Two Members of Audit Committee For For Management
(Bundled)
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SEMLER SCIENTIFIC INC
Ticker: SMLR Security ID: 81684M104
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Arthur Leibowitz For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SENECA FOODS CORPORATION
Ticker: SENEA Security ID: 817070105
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter R. Call For For Management
1.2 Elect Michael F. Nozzolio For For Management
1.3 Elect Arthur S. Wolcott For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SEQUANS COMMUNICATIONS SA
Ticker: SQNS Security ID: 817323207
Meeting Date: JUN 25, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Remuneration of Directors For For Management
6 Reelect Georges Karam as Director For For Management
7 Reelect Wesley Cummins as Director For Against Management
8 Reelect Zvi Slonimsky as Director For Against Management
9 Acknowledge Reconstitution of the For For Management
Company Capital
10 Appoint RSM Paris SAS as Auditor For For Management
11 Decision to Oppose Liquidation of For For Management
Company
12 Authorize Issuance of 980,000 Warrants For Against Management
(BSA) without Preemptive Rights
13 Authorize up to 5 Million Shares for For Against Management
Use in Stock Option Plans
14 Approve Issuance of 5 Million Warrants For Against Management
(BSA) without Preemptive Rights
Reserved for Specific Beneficiaries
15 Authorize up to 5 Million Shares for For Against Management
Use in Restricted Stock Plans
16 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 13-15 at 5 Million Shares
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 2
Million
18 Approve Reduction in Share Capital For For Management
Pursuant to Losses
19 Authorize Capital Issuances for Use in Against For Management
Employee Stock Purchase Plans
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP.
Ticker: SMED Security ID: 820017101
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sharon R. Gabrielson For For Management
1.2 Elect Jack A. Holmes For For Management
1.3 Elect Parris H. Holmes For For Management
1.4 Elect David P. Tusa For For Management
1.5 Elect Susan N. Vogt For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SHARPSPRING, INC.
Ticker: SHSP Security ID: 820054104
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven A. Huey For For Management
1.2 Elect Richard Carlson For For Management
1.3 Elect David A. Buckel For For Management
1.4 Elect Marietta Davis For For Management
1.5 Elect Scott S. Miller, Jr. For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2019 Equity Incentive For For Management
Plan
--------------------------------------------------------------------------------
SHARPSPRING, INC.
Ticker: SHSP Security ID: 820054104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Huey For For Management
1.2 Elect Director Richard A. Carlson For For Management
1.3 Elect Director Scott Miller For For Management
1.4 Elect Director Savneet Singh For For Management
1.5 Elect Director Jason Costi For For Management
2 Ratify Cherry Bekaert LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Abstain Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent A. Kleeberger For Against Management
1.2 Elect Director Charles B. Tomm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIFCO INDUSTRIES, INC.
Ticker: SIF Security ID: 826546103
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Gotschall For For Management
1.2 Elect Director Peter W. Knapper For For Management
1.3 Elect Director Donald C. Molten, Jr. For For Management
1.4 Elect Director Alayne L. Reitman For For Management
1.5 Elect Director Mark J. Silk For For Management
1.6 Elect Director Hudson D. Smith For For Management
1.7 Elect Director Norman E. Wells, Jr. For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORPORATION
Ticker: SIMO Security ID: 82706C108
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors (Slate) For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
SILVERCREST ASSET MANAGEMENT GROUP INC.
Ticker: SAMG Security ID: 828359109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Hough, III For For Management
1.2 Elect Director Darla M. Romfo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIMULATIONS PLUS, INC.
Ticker: SLP Security ID: 829214105
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter S. Woltosz For For Management
1.2 Elect Director John K. Paglia For For Management
1.3 Elect Director David L. Ralph For For Management
1.4 Elect Director Daniel Weiner For For Management
1.5 Elect Director Lisa LaVange For For Management
2 Ratify Rose, Snyder, & Jacobs, LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SIMULATIONS PLUS, INC.
Ticker: SLP Security ID: 829214105
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SMTC CORPORATION
Ticker: SMTX Security ID: 832682207
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Clarke H. Bailey For For Management
1.2 Elect David Sandberg For For Management
1.3 Elect J. Randall Waterfield For For Management
1.4 Elect Frederick G. Wasserman For For Management
1.5 Elect Edward Smith For For Management
2 Ratification of Auditor For For Management
3 Extension of Tax Benefits Preservation For For Management
Plan
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
SMTC CORPORATION
Ticker: SMTX Security ID: 832682207
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC.
Ticker: SFST Security ID: 842873101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Cothran For For Management
1.2 Elect Director Rudolph G. "Trip" For For Management
Johnstone, III
1.3 Elect Director R. Arthur "Art" Seaver, For For Management
Jr.
1.4 Elect Director Anna T. Locke For For Management
1.5 Elect Director Tecumseh "Tee" Hooper, For For Management
Jr.
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Elliott Davis, LLC as Auditor For For Management
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066208
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Dewhurst For For Management
1b Elect Director Graham Birch For For Management
1c Elect Director Peter Grosskopf For For Management
1d Elect Director Sharon Ranson For For Management
1e Elect Director Arthur Richards "Rick" For For Management
Rule IV
1f Elect Director Rosemary Zigrossi For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
Ticker: SMP Security ID: 853666105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gethin For For Management
1.2 Elect Director Pamela Forbes Lieberman For For Management
1.3 Elect Director Patrick S. McClymont For For Management
1.4 Elect Director Joseph W. McDonnell For For Management
1.5 Elect Director Alisa C. Norris For For Management
1.6 Elect Director Eric P. Sills For For Management
1.7 Elect Director Lawrence I. Sills For For Management
1.8 Elect Director William H. Turner For For Management
1.9 Elect Director Richard S. Ward For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEALTHGAS INC.
Ticker: GASS Security ID: Y81669106
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Markos Drakos For For Management
2 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. DeGaynor For For Management
1.2 Elect Director Jeffrey P. Draime For For Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director Ira C. Kaplan For For Management
1.5 Elect Director Kim Korth For For Management
1.6 Elect Director William M. Lasky For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Paul J. Schlather For For Management
1.9 Elect Director Frank S. Sklarsky For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
STONEX GROUP INC.
Ticker: SNEX Security ID: 861896108
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Annabelle G. Bexiga For For Management
1.2 Elect Director Scott J. Branch For For Management
1.3 Elect Director Diane L. Cooper For For Management
1.4 Elect Director John M. Fowler For For Management
1.5 Elect Director Steven Kass For For Management
1.6 Elect Director Bruce W. Krehbiel For For Management
1.7 Elect Director Sean M. O'Connor For For Management
1.8 Elect Director Eric Parthemore For For Management
1.9 Elect Director John Radziwill For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
SUNOPTA INC.
Ticker: SOY Security ID: 8676EP108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert Bolles For For Management
1b Elect Director Derek Briffett For For Management
1c Elect Director Joseph Ennen For For Management
1d Elect Director Rebecca Fisher For For Management
1e Elect Director R. Dean Hollis For For Management
1f Elect Director Katrina Houde For For Management
1g Elect Director Leslie Starr Keating For For Management
1h Elect Director Kenneth Kempf For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Dantzker For For Management
1.2 Elect Director Lisa Wipperman Heine For For Management
1.3 Elect Director Gary R. Maharaj For For Management
2 Fix Number of Directors at Six For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TABULA RASA HEALTHCARE, INC.
Ticker: TRHC Security ID: 873379101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samira Beckwith For For Management
1.2 Elect Director Dennis Helling For For Management
1.3 Elect Director Pamela Schweitzer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For For Management
1.2 Elect Director Brian K. Ferraioli For For Management
1.3 Elect Director Michael A. Lucas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TEJON RANCH CO.
Ticker: TRC Security ID: 879080109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Fuller For For Management
1b Elect Director Geoffrey L. Stack For For Management
1c Elect Director Michael H. Winer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TEL AVIV STOCK EXCHANGE LTD
Ticker: TASE Security ID: M8T8DG101
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amend Compensation Policy Provisions For For Management
Relating to D&O Liability Insurance
--------------------------------------------------------------------------------
TERRAVEST INDUSTRIES INC.
Ticker: TVK Security ID: 88105G103
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Pellerin For For Management
1.2 Elect Director Blair Cook For For Management
1.3 Elect Director Dale H. Laniuk For For Management
1.4 Elect Director Dustin Haw For For Management
1.5 Elect Director Rocco Rossi For For Management
1.6 Elect Director Mick MacBean For For Management
2 Approve Raymond Chabot Grant Thornton For For Management
LLP as Auditors and Authorize Board to
Fix Their Remuneration
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Lightsey For For Management
1.2 Elect Director Fred A. McMurry For For Management
1.3 Elect Director Thomas E. Mitchell For For Management
1.4 Elect Director Andrew D. Stetelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE HACKETT GROUP, INC.
Ticker: HCKT Security ID: 404609109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Bofill For For Management
1.2 Elect Director David N. Dungan For For Management
1.3 Elect Director Richard N. Hamlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE JOINT CORP.
Ticker: JYNT Security ID: 47973J102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew E. Rubel For For Management
1.2 Elect Director James H. Amos, Jr. For For Management
1.3 Elect Director Ronald V. DaVella For For Management
1.4 Elect Director Suzanne M. Decker For For Management
1.5 Elect Director Peter D. Holt For For Management
1.6 Elect Director Abe Hong For For Management
1.7 Elect Director Glenn J. Krevlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE MONARCH CEMENT COMPANY
Ticker: MCEM Security ID: 609031307
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Byron J. Radcliff For For Management
1.2 Elect Director Michael R. Wachter For For Management
1.3 Elect Director Walter H. Wulf, Jr. For For Management
1.4 Elect Director Walter H. Wulf, III For For Management
--------------------------------------------------------------------------------
THE RMR GROUP INC.
Ticker: RMR Security ID: 74967R106
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer B. Clark For For Management
1.2 Elect Director Ann Logan For For Management
1.3 Elect Director Rosen Plevneliev For For Management
1.4 Elect Director Adam D. Portnoy For For Management
1.5 Elect Director Jonathan Veitch For For Management
1.6 Elect Director Walter C. Watkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE SHYFT GROUP, INC.
Ticker: SHYF Security ID: 825698103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daryl M. Adams For For Management
1.2 Elect Director Thomas R. Clevinger For For Management
1.3 Elect Director Paul A. Mascarenas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TEL AVIV STOCK EXCHANGE LTD.
Ticker: TASE Security ID: M8T8DG101
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For Abstain Management
Directors and Officers of the Company
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
THE TEL AVIV STOCK EXCHANGE LTD.
Ticker: TASE Security ID: M8T8DG101
Meeting Date: MAY 25, 2021 Meeting Type: Annual/Special
Record Date: APR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Appoint Brightman Almagor Zohar & Co. For For Management
as Auditors and Report on Fees Paid to
the Auditor for 2020
3 Approve One Time Discretionary Bonus For For Management
to Amnon Neubach, Chairman
--------------------------------------------------------------------------------
THE WESTAIM CORPORATION
Ticker: WED Security ID: 956909303
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Cole For For Management
1.2 Elect Director Ian W. Delaney For For Management
1.3 Elect Director John W. Gildner For For Management
1.4 Elect Director J. Cameron MacDonald For For Management
1.5 Elect Director Lisa Mazzocco For For Management
1.6 Elect Director Kevin E. Parker For For Management
1.7 Elect Director Bruce V. Walter For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
THERATECHNOLOGIES INC.
Ticker: TH Security ID: 88338H100
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sheila M. Frame For For Management
1.2 Elect Gerald A. Lacoste For For Management
1.3 Elect Paul Levesque For For Management
1.4 Elect Gary Littlejohn For For Management
1.5 Elect Paul Pommier For For Management
1.6 Elect Dawn Svoronos For For Management
1.7 Elect Dale MacCandlish-Well For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Amendment to By-Law No. 3 For For Management
4 Amendment to By-Law No. 4- Advance For For Management
Notice Provision
5 Amendment to the Share Option Plan For Against Management
--------------------------------------------------------------------------------
THERAVANCE BIOPHARMA, INC.
Ticker: TBPH Security ID: G8807B106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eran Broshy For For Management
1.2 Elect Director Laurie Smaldone Alsup For For Management
1.3 Elect Director Burton G. Malkiel For For Management
2 Ratify Appointment of Deepika R. For For Management
Pakianathan as Director
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC.
Ticker: TWI Security ID: 88830M102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Cashin, Jr. For For Management
1.2 Elect Director Gary L. Cowger For For Management
1.3 Elect Director Max A. Guinn For For Management
1.4 Elect Director Mark H. Rachesky For For Management
1.5 Elect Director Paul G. Reitz For For Management
1.6 Elect Director Anthony L. Soave For For Management
1.7 Elect Director Maurice M. Taylor, Jr. For For Management
1.8 Elect Director Laura K. Thompson For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED
Ticker: TACT Security ID: 892918103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Dillon For For Management
1.2 Elect Director Randall S. Friedman For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
TRANSCAT, INC.
Ticker: TRNS Security ID: 893529107
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard J. Harrison For For Management
1.2 Elect Gary J. Haseley For For Management
1.3 Elect John T. Smith For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS INC
Ticker: TSC Security ID: 89678F100
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issuance of Common Stock Upon For For Management
Conversion of Series C Preferred Stock
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bonvenuto For For Management
1.2 Elect Director James J. Dolan For For Management
1.3 Elect Director Audrey P. Dunning For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Abstain Management
5A Increase Authorized Common Stock For For Management
5B Authorize a New Class of Non-Voting For For Management
Common Stock
--------------------------------------------------------------------------------
TRUPANION, INC.
Ticker: TRUP Security ID: 898202106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline "Jackie" For For Management
Davidson
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UFP TECHNOLOGIES, INC.
Ticker: UFPT Security ID: 902673102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Jeffrey Bailly For For Management
1.2 Elect Director Marc Kozin For For Management
1.3 Elect Director Robert W. Pierce, Jr. For For Management
1.4 Elect Director Daniel C. Croteau For For Management
1.5 Elect Director Cynthia L. Feldmann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence L. Granger For For Management
1b Elect Director James P. Scholhamer For For Management
1c Elect Director David T. ibnAle For For Management
1d Elect Director Emily M. Liggett For For Management
1e Elect Director Thomas T. Edman For For Management
1f Elect Director Barbara V. Scherer For For Management
1g Elect Director Ernest E. Maddock For For Management
1h Elect Director Jacqueline A. Seto For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED STATES LIME AND MINERALS, INC.
Ticker: USLM Security ID: 911922102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy W. Byrne For For Management
1.2 Elect Director Richard W. Cardin For For Management
1.3 Elect Director Antoine M. Doumet For For Management
1.4 Elect Director Ray M. Harlin For For Management
1.5 Elect Director Billy R. Hughes For For Management
1.6 Elect Director Edward A. Odishaw For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
UNIVERSAL LOGISTICS HOLDINGS, INC.
Ticker: ULH Security ID: 91388P105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant E. Belanger For Withhold Management
1.2 Elect Director Frederick P. Calderone For Withhold Management
1.3 Elect Director Daniel J. Deane For Withhold Management
1.4 Elect Director Clarence W. Gooden For Withhold Management
1.5 Elect Director Matthew T. Moroun For Withhold Management
1.6 Elect Director Matthew J. Moroun For Withhold Management
1.7 Elect Director Tim Phillips For Withhold Management
1.8 Elect Director Michael A. Regan For Withhold Management
1.9 Elect Director Richard P. Urban For Withhold Management
1.10 Elect Director H. E. "Scott" Wolfe For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Ticker: USAP Security ID: 913837100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Ayers For For Management
1.2 Elect Director Judith L. Bacchus For For Management
1.3 Elect Director M. David Kornblatt For For Management
1.4 Elect Director Dennis M. Oates For For Management
1.5 Elect Director Udi Toledano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify NOL Rights Plan (NOL Pill) For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC.
Ticker: UTI Security ID: 913915104
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda J. Srere For For Management
1.2 Elect Director William J. Lennox, Jr. For For Management
1.3 Elect Director George W. Brochick For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Charter For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UPLAND SOFTWARE, INC.
Ticker: UPLD Security ID: 91544A109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen E. Courter For For Management
1.2 Elect Director Teresa Miles Walsh For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
URBANA CORPORATION
Ticker: URB.A Security ID: 91707P109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas S. Caldwell For For Management
1.2 Elect Director Beth Colle For For Management
1.3 Elect Director George D. Elliott For For Management
1.4 Elect Director Michael B. C. Gundy For For Management
1.5 Elect Director Charles A. V. Pennock For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
USA TECHNOLOGIES, INC.
Ticker: CTLP Security ID: 90328S500
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa P. Baird For For Management
1b Elect Director Douglas G. Bergeron For For Management
1c Elect Director Douglas L. Braunstein For For Management
1d Elect Director Sean Feeney For For Management
1e Elect Director Jacob Lamm For For Management
1f Elect Director Michael K. Passilla For For Management
1g Elect Director Ellen Richey For For Management
1h Elect Director Anne M. Smalling For For Management
1i Elect Director Shannon S. Warren For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UTAH MEDICAL PRODUCTS, INC.
Ticker: UTMD Security ID: 917488108
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ernst G. Hoyer For For Management
1.2 Elect James H. Beeson For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
UTAH MEDICAL PRODUCTS, INC.
Ticker: UTMD Security ID: 917488108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin L. Cornwell For For Management
1.2 Elect Director Paul O. Richins For For Management
2 Ratify Haynie & Company as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALUE LINE, INC.
Ticker: VALU Security ID: 920437100
Meeting Date: OCT 09, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Howard A. Brecher For For Management
1.2 Elect Stephen R. Anastasio For For Management
1.3 Elect Mary Bernstein For For Management
1.4 Elect Alfred R. Fiore For For Management
1.5 Elect Stephen P. Davis For For Management
1.6 Elect Glenn J. Muenzer For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 3 Years Abstain Management
Executive Compensation
--------------------------------------------------------------------------------
VAPOTHERM, INC.
Ticker: VAPO Security ID: 922107107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lori Knowles For For Management
1.2 Elect Director Mary Beth Moynihan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. D'Amore For For Management
1b Elect Director Keith D. Jackson For For Management
1c Elect Director Mary Jane Raymond For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VICTORIA GOLD CORP.
Ticker: VGCX Security ID: 92625W507
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
2.1 Elect Terence (Sean) Harvey For For Management
2.2 Elect John McConnell For For Management
2.3 Elect Christopher Hill For For Management
2.4 Elect Michael McInnis For For Management
2.5 Elect Sean Roosen For For Management
2.6 Elect Letha MacLachlan For For Management
2.7 Elect Stephen Scott For For Management
2.8 Elect Joseph J. Ovsenek For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Approval of the Omnibus Incentive Plan For For Management
--------------------------------------------------------------------------------
VIDLER WATER RESOURCES, INC.
Ticker: VWTR Security ID: 92660E107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory E. Bylinsky For For Management
1.2 Elect Director Dorothy A. Timian-Palmer For For Management
1.3 Elect Director Eric H. Speron For For Management
1.4 Elect Director Maxim C.W. Webb For For Management
1.5 Elect Director Nicole L. Weymouth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Ratify the Section 382 Rights Agreement For For Management
--------------------------------------------------------------------------------
VIRGINIA NATIONAL BANKSHARES CORPORATION
Ticker: VABK Security ID: 928031103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Adams, Jr. For For Management
1.2 Elect Director Steven W. Blaine For For Management
1.3 Elect Director Marc J. Bogan For For Management
1.4 Elect Director Kevin T. Carter For For Management
1.5 Elect Director Hunter E. Craig For For Management
1.6 Elect Director William D. Dittmar, Jr. For For Management
1.7 Elect Director Randolph D. Frostick For For Management
1.8 Elect Director James T. Holland For For Management
1.9 Elect Director Linda M. Houston For For Management
1.10 Elect Director Jay B. Keyser For For Management
1.11 Elect Director Glenn W. Rust For For Management
1.12 Elect Director Sterling T. Strange, III For For Management
1.13 Elect Director Gregory L. Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
VISHAY PRECISION GROUP, INC.
Ticker: VPG Security ID: 92835K103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Janet M. Clarke For For Management
1.3 Elect Director Wesley Cummins For For Management
1.4 Elect Director Bruce Lerner For For Management
1.5 Elect Director Saul V. Reibstein For For Management
1.6 Elect Director Ziv Shoshani For For Management
1.7 Elect Director Timothy V. Talbert For For Management
2 Ratify Brightman Almagor Zohar & Co. For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VNV GLOBAL AB
Ticker: Security ID: W98223105
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
10 Amendments to Articles For For Management
11 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
12 Authority to Repurchase Shares For For Management
13 Authority to Issue Shares Pursuant to For For Management
Long-Term Incentive Program
--------------------------------------------------------------------------------
VNV GLOBAL LTD.
Ticker: VNV Security ID: W98223105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Joel Wahlberg as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Omission of Dividends
7.c1 Approve Discharge of Lars O Gronstedt For For Management
7.c2 Approve Discharge of Josh Blachman For For Management
7.c3 Approve Discharge of CEO Per Brilioth For For Management
7.c4 Approve Discharge of Victoria Grace For For Management
7.c5 Approve Discharge of Ylva Lindquist For For Management
7.c6 Approve Discharge of Keith Richman For For Management
8.a Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
8.b Determine Number of Auditors (1) For For Management
9.a Approve Remuneration of Directors in For For Management
the Amount of USD 195,000 for Chairman
and USD 95,000 for Other Directors;
Approve Remuneration for Committee Work
9.b Approve Remuneration of Auditors For For Management
10.1a Reelect Lars O Gronstedt as Director None For Management
10.1b Reelect Josh Blachman as Director None For Management
10.1c Reelect Per Brilioth as Director None For Management
10.1d Reelect Victoria Grace as Director None For Management
10.1e Reelect Ylva Lindquist as Director None For Management
10.1f Reelect Keith Richman as Director None For Management
10.2 Reelect Lars O Gronstedt as Board None For Management
Chairman
10.3 Ratify PricewaterhouseCoopers as For For Management
Auditors
11 Authorize Representatives of Three of For For Management
Company's Largest Shareholders to
Serve on Nominating Committee
12 Approve Remuneration Report For For Management
13.a Approve LTIP 2021 for Key Employees For For Management
13.b Authorize New Class of Common Stock, For For Management
Class C 2021 Shares to Implement LTIP
2021
13.c Approve LTIP 2021 Financing Through For For Management
Issuance of Class C Shares
14 Approve Issuance of up to 20 Percent For Against Management
of Share Capital without Preemptive
Rights
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
VOCERA COMMUNICATIONS, INC.
Ticker: VCRA Security ID: 92857F107
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. McMullen For For Management
1.2 Elect Director Sharon L. O'Keefe For For Management
1.3 Elect Director Ronald A. Paulus For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTPORT FUEL SYSTEMS INC.
Ticker: WPRT Security ID: 960908309
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony (Tony) For For Management
Guglielmin
1.2 Elect Director Brenda J. Eprile For For Management
1.3 Elect Director Daniel M. Hancock For For Management
1.4 Elect Director David M. Johnson For For Management
1.5 Elect Director Eileen Wheatman For For Management
1.6 Elect Director Karl-Viktor Schaller For For Management
1.7 Elect Director Michele J. Buchignani For For Management
1.8 Elect Director Rita Forst For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
YGM TRADING LIMITED
Ticker: 0375 Security ID: Y98250106
Meeting Date: SEP 18, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect Peter CHAN Wing Fui For For Management
5 Elect William FU Sing Yam For For Management
6 Elect Stephen SO Hon Cheung For For Management
7 Directors' Fees For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Issue Shares w/o For For Management
Preemptive Rights
10 Authority to Repurchase Shares For For Management
11 Authority to Issue Repurchased Shares For For Management
--------------------------------------------------------------------------------
ZEALAND PHARMA A/S
Ticker: ZEAL Security ID: K9898X127
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Treatment of Net Loss For For Management
4.1 Reelect Alf Gunnar Martin Nicklasson For For Management
as Director
4.2 Reelect Kirsten Aarup Drejer as For For Management
Director
4.3 Reelect Alain Munoz as Director For For Management
4.4 Reelect Jeffrey Berkowitz as Director For For Management
4.5 Reelect Michael Owen as Director For For Management
4.6 Reelect Leonard Kruimer as Director For For Management
4.7 Reelect Bernadette Connaughton as For For Management
Director
5 Ratify Ernst & Young as Auditors For For Management
6 Authorize Share Repurchase Program For For Management
7.a Approve Guidelines for Incentive-Based For Abstain Management
Compensation for Executive Management
and Board (Primary Proposal)
7.b Approve Guidelines for Incentive-Based For Abstain Management
Compensation for Executive Management
and Board (If 7.a is Not Adopted)
(Secondary Proposal)
8 Approve Remuneration Report (Advisory For Abstain Management
Vote)
9.a Approve Remuneration of Directors in For Abstain Management
the Amount of DKK 100,000 for Each
Director, and 6,500 RSU for Chairman,
2,500 RSU for Vice Chairman and 1,500
RSU for Other Directors; Approve
Remuneration for Committee Work in
RSUs (Primary Proposal)
9.b Approve Remuneration of Directors in For For Management
the Amount of DKK 750,000 for
Chairman, DKK 450,000 for Vice
Chairman and DKK 350,000 for Other
Directors; Approve Remuneration for
Committee Work (If 7.a is Not Adopted)
(Secondary Proposal)
10 Approve Creation of DKK 10.9 Million For Abstain Management
Pool of Capital without Preemptive
Rights
11 Other Business None None Management
--------------------------------------------------------------------------------
ZEALAND PHARMA A/S
Ticker: ZEAL Security ID: 98920Y304
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Treatment of Net Loss For For Management
4.1 Reelect Alf Gunnar Martin Nicklasson For For Management
as Director
4.2 Reelect Kirsten Aarup Drejer as For For Management
Director
4.3 Reelect Alain Munoz as Director For For Management
4.4 Reelect Jeffrey Berkowitz as Director For For Management
4.5 Reelect Michael Owen as Director For For Management
4.6 Reelect Leonard Kruimer as Director For For Management
4.7 Reelect Bernadette Connaughton as For For Management
Director
5 Ratify Ernst & Young as Auditors For For Management
6 Authorize Share Repurchase Program For For Management
7.a Approve Guidelines for Incentive-Based For Abstain Management
Compensation for Executive Management
and Board (Primary Proposal)
7.b Approve Guidelines for Incentive-Based For Abstain Management
Compensation for Executive Management
and Board (If 7.a is Not Adopted)
(Secondary Proposal)
8 Approve Remuneration Report (Advisory For Abstain Management
Vote)
9.a Approve Remuneration of Directors in For Abstain Management
the Amount of DKK 100,000 for Each
Director, and 6,500 RSU for Chairman,
2,500 RSU for Vice Chairman and 1,500
RSU for Other Directors; Approve
Remuneration for Committee Work in
RSUs (Primary Proposal)
9.b Approve Remuneration of Directors in For For Management
the Amount of DKK 750,000 for
Chairman, DKK 450,000 for Vice
Chairman and DKK 350,000 for Other
Directors; Approve Remuneration for
Committee Work (If 7.a is Not Adopted)
(Secondary Proposal)
10 Approve Creation of DKK 10.9 Million For Abstain Management
Pool of Capital without Preemptive
Rights
11 Other Business None None Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Royce Micro-Cap Trust, Inc.
By (Signature) /s/ Christopher D. Clark
-------------- --------------------------
Name Christopher D. Clark
-------------- --------------------------
Title President
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Date 08/19/2021
-------------- --------------------------