UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): OCTOBER 22, 2001 PRIVATEBANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ____________________________ DELAWARE 000-25887 36-3681151 (State or other jurisdiction (I.R.S. employer of incorporation) (Commission file number) identification no.) TEN NORTH DEARBORN 60602 CHICAGO, ILLINOIS (Zip Code) (Address of principal executive offices) Registrant's telephone number, including area code: (312) 683-7100 NOT APPLICABLE (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS. On October 22, 2001, PrivateBancorp, Inc. (the "Company") announced its earnings results for the quarter ended September 30, 2001. Attached as Exhibit 99.1 is a copy of the press release relating to the Company's earnings results, which is incorporated herein by reference. ITEM 7(C). EXHIBITS. Exhibit 99.1 Press Release dated October 22, 2001. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PRIVATEBANCORP, INC. By: /s/ Ralph B. Mandell ------------------------------- Ralph B. Mandell Chairman of the Board and Chief Date: October 22, 2001 Executive Officer 3 INDEX TO EXHIBITS ----------------- Exhibit ------- 99.1 Press Release dated October 22, 2001. 4